TIDMBARC TIDMCBRY
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 02 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,959,367 4.96% 1,531,359 0.11%
securities
(2) Derivatives 2,291,622 0.17% 1,358,875 0.10%
(other than
options)
(3) Options and 1,068,800 0.08% 1,280,600 0.09%
agreements to
purchase/sell
Total 71,319,789 5.20% 4,170,834 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 28,832 51.00572142 USD
Purchase 4,400 50.84 USD
Purchase 8,100 50.9851 USD
Purchase 57,600 50.9804 USD
Purchase 130 7.8100
Purchase 1,600 51.2 USD
Purchase 800 50.94 USD
Purchase 2,800 50.64714286 USD
Purchase 4,000 50.8 USD
Purchase 11,600 51.19965517 USD
Purchase 3,200 50.755 USD
Purchase 4,000 50.679 USD
Purchase 4,400 51.2 USD
Purchase 6,000 50.93333333 USD
Purchase 400 51.19 USD
Purchase 393 7.8100
Purchase 194 7.7700
Purchase 1,047 7.8128
Purchase 58,000 50.91110345 USD
Purchase 4,288 7.7450
Purchase 16,217 7.7798
Purchase 28,616 7.8100
Purchase 8,100 7.7881
Purchase 5,600 7.7603
Purchase 15,858 7.7727
Purchase 31,897 7.7809
Purchase 2,657 7.8100
Purchase 37,669 7.8100
Purchase 11,600 51.19963793 USD
Sale 400 50.9 USD
Sale 1,600 50.88 USD
Sale 4,800 50.94583333 USD
Sale 37,669 7.8100
Sale 28,616 7.8108
Sale 39,052 7.7697
Sale 393 7.8200
Sale 2,800 50.93857143 USD
Sale 4,800 50.935 USD
Sale 20,800 7.8092
Sale 176 7.7855
Sale 1,220 50.96278689 USD
Sale 93,632 50.92243147 USD
Sale 3,200 51.2 USD
Sale 816 7.7950
Sale 2,186 7.7795
Sale 800 50.99 USD
Sale 800 50.99 USD
Sale 14,028 7.7782
Sale 39,942 7.8003
Sale 1,600 50.99 USD
Sale 24,000 51.133 USD
Sale 800 50.94 USD
Sale 45,200 50.99150442 USD
Sale 8,960 7.7429
Sale 8,400 51.19952381 USD
Sale 3,200 50.755 USD
Sale 900 50.99 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 39052 7.7696
CFD Long 2186 7.7795
CFD Long 48780 7.7875
CFD Long 20800 7.8091
CFD Short 5600 7.7603
CFD Short 8100 7.788
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 19/12/2009 2.55 USD
Call Selling 400 55 USD AMER 21/11/2009 0.45 USD
Call Selling 400 55 USD AMER 19/12/2009 0.5 USD
Call Selling 800 55 USD AMER 19/12/2009 0.45 USD
Call Selling 2800 55 USD AMER 21/11/2009 0.45 USD
Call Selling 4000 55 USD AMER 21/11/2009 0.45 USD
Put Purchasing 400 50 USD AMER 21/11/2009 1.3 USD
Put Selling 400 45 USD AMER 21/11/2009 0.6 USD
Put Selling 400 45 USD AMER 19/12/2009 0.75 USD
Put Selling 20000 45 AMER 21/11/2009 0.55 USD
Put Selling 20000 45 USD AMER 21/11/2009 0.55 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 03 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -73,600 55 USD AMER 21/11/2009
Option Sold -54,800 50 USD AMER 21/11/2009
Option Sold -18,800 40 USD AMER 19/12/2009
Option Sold -2,400 45 USD AMER 19/12/2009
Option Sold -800 35 USD AMER 19/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Option Sold -115,200 45 USD AMER 21/11/2009
Option Purchased 800 50 USD AMER 19/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 26,800 55 USD AMER 19/12/2009
Option Purchased 33,200 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 800 30 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
|