TIDMBARC TIDMCBRY
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,798,554 4.94% 1,497,396 0.11%
securities
(2) Derivatives 2,358,186 0.17% 1,270,019 0.09%
(other than
options)
(3) Options and 1,070,800 0.08% 1,301,800 0.09%
agreements to
purchase/sell
Total 71,227,540 5.19% 4,069,215 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,476 7.6700
Purchase 12,440 7.7156
Purchase 8,688 7.6814
Purchase 6,914 7.6700
Purchase 780 7.6600
Purchase 4,812 7.6350
Purchase 45,100 7.6600
Purchase 51,513 7.6550
Purchase 51,513 7.6600
Purchase 3,582 7.7266
Purchase 20,284 7.7406
Purchase 116,251 7.6600
Purchase 178 7.7600
Purchase 3,309 7.6350
Purchase 195 7.6700
Purchase 200 7.7325
Purchase 298 7.7475
Purchase 2,581 7.7700
Purchase 2,003 7.6050
Purchase 785 7.6800
Purchase 566 7.6600
Sale 9,896 7.7400
Sale 4,179 7.7446
Sale 6,914 7.6708
Sale 1,281 7.7599
Sale 3,879 7.6600
Sale 51,513 7.6550
Sale 422 7.6850
Sale 400 7.7538
Sale 343 7.7950
Sale 343 7.7950
Sale 195 7.6650
Sale 13,061 7.6635
Sale 52,680 7.6432
Sale 10,000 7.6592
Sale 33,091 7.6887
Sale 21,783 7.6432
Sale 15,622 7.7154
Sale 780 7.7700
Sale 12,720 7.6432
Sale 10,509 7.6718
Sale 116,251 7.6600
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 10000 7.6591
CFD Long 15622 7.7154
CFD Long 400 7.7537
CFD Long 45329 7.7788
CFD Short 200 7.7325
CFD Short 20284 7.7405
CFD Short 2581 7.77
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 55 USD AMER 21/11/2009 0.25 USD
Call Selling 1600 50 USD AMER 21/11/2009 2.2 USD
Put Purchasing 400 50 USD AMER 21/11/2009 1.55 USD
Put Purchasing 800 50 USD AMER 21/11/2009 1.4556 USD
Put Purchasing 1200 50 USD AMER 21/11/2009 1.5413 USD
Put Purchasing 7200 50 USD AMER 21/11/2009 1.5 USD
Put Selling 400 45 USD AMER 19/12/2009 0.7892 USD
Put Selling 400 45 USD AMER 19/12/2009 0.8 USD
Put Selling 400 50 USD AMER 21/11/2009 1.5 USD
Put Selling 400 50 USD AMER 21/11/2009 1.6 USD
Put Selling 400 50 USD AMER 19/12/2009 2 USD
Put Selling 800 50 USD AMER 21/11/2009 1.4556 USD
Put Selling 800 50 USD AMER 21/11/2009 1.5 USD
Put Selling 1200 45 USD AMER 19/12/2009 0.75 USD
Put Selling 120 50 USD AMER 21/11/2009 1.5413 USD
Put Selling 2000 50 USD AMER 21/11/2009 1.4 USD
Put Selling 12000 45 USD AMER 19/12/2009 0.85 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 800 55 USD AMER 21/11/2009
Option Sold -73,200 55 USD AMER 21/11/2009
Option Sold -56,800 50 USD AMER 21/11/2009
Option Sold -20,400 45 USD AMER 19/12/2009
Option Sold -18,800 40 USD AMER 19/12/2009
Option Sold -800 35 USD AMER 19/12/2009
Option Sold -400 50 USD AMER 19/12/2009
Option Purchased 400 45 USD AMER 21/11/2009
Option Sold -116,400 45 USD AMER 21/11/2009
Option Purchased 800 50 USD AMER 19/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 6,000 45 USD AMER 19/12/2009
Option Purchased 26,800 55 USD AMER 19/12/2009
Option Purchased 35,200 50 USD AMER 21/11/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -265,000 7.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 800 30 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
|