Amended Statement of Beneficial Ownership (3/a)
08 Mai 2019 - 1:41AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Nally Michael
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2019
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3. Issuer Name
and
Ticker or Trading Symbol
Merck & Co., Inc. [MRK]
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(Last)
(First)
(Middle)
MERCK & CO., INC., 2000 GALLOPING HILL ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
EVP, Chief Marketing Officer /
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(Street)
KENILWORTH, NJ 07033
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/10/2019
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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100.0000
(1)
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D
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Common Stock - 401(k) Plan
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1365.9535
(2)
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I
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By 401(k)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Unit
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5/4/2019
(3)
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5/4/2021
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Common Stock
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3896.0000
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(4)
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D
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Restricted Stock Unit
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5/10/2019
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5/10/2019
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Common Stock
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1811.0000
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(4)
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D
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Restricted Stock Unit
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10/30/2019
(5)
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10/30/2021
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Common Stock
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6862.0000
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(4)
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D
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Restricted Stock Unit
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5/5/2020
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5/5/2020
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Common Stock
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2345.0000
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(4)
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D
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Stock Option (right to buy)
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5/10/2017
(6)
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5/9/2026
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Common Stock
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7471.0000
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$54.6800
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D
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Stock Option (right to buy)
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5/4/2019
(7)
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5/3/2028
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Common Stock
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27447.0000
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$57.7500
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D
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Stock Option (right to buy)
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5/5/2018
(8)
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5/4/2027
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Common Stock
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14266.0000
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$63.9700
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D
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Explanation of Responses:
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(1)
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The original Form 3, filed on January 10, 2019, is being amended by this Form 3 amendment solely to correct the total number of shares beneficially owned by the reporting person to include 100 shares of Merck common stock held in a joint account with the reporting person and the reporting person's parent.
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(2)
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Includes shares acquired and dividends earned through January 1, 2019, in the Merck U.S. Savings Plan, a 401(k) plan.
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(3)
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These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/4/2019, 5/4/2020 and 5/4/2021.
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(4)
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Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.
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(5)
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These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 10/30/2019, 10/30/2020 and 10/30/2021.
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(6)
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The option vests and becomes exercisable in three equal installments on 5/10/2017, 5/10/2018 and 5/10/2019.
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(7)
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The option vests and becomes exercisable in three equal installments on 5/4/2019, 5/4/2020 and 5/4/2021.
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(8)
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The option vests and becomes exercisable in three equal installments on 5/5/2018, 5/5/19 and 5/5/2020.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Nally Michael
MERCK & CO., INC.
2000 GALLOPING HILL ROAD
KENILWORTH, NJ 07033
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EVP, Chief Marketing Officer
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Signatures
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Faye C. Brown as Attorney-in-Fact for Michael Nally
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5/7/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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