TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 January 2022
(f) In addition to the company in 1(c) above, is the YES:
discloser making
disclosures in respect of any other party to AVAST PLC
the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,328,471 0.23% 529,388 0.09%
Cash-settled
(2) derivatives:
274,830 0.05% 1,513,170 0.26%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 2,100 0.00%
TOTAL: 1,603,301 0.28% 2,044,658 0.35%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 390,000 0.07% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 20 26.5925 USD
USD 0.01 common Purchase 41 26.7450 USD
USD 0.01 common Purchase 42 26.7150 USD
USD 0.01 common Purchase 42 26.7050 USD
USD 0.01 common Purchase 53 26.6900 USD
USD 0.01 common Purchase 55 26.8900 USD
USD 0.01 common Purchase 81 26.7498 USD
USD 0.01 common Purchase 84 26.7125 USD
USD 0.01 common Purchase 100 26.6400 USD
USD 0.01 common Purchase 100 26.6300 USD
USD 0.01 common Purchase 100 26.6500 USD
USD 0.01 common Purchase 119 26.8432 USD
USD 0.01 common Purchase 154 26.6061 USD
USD 0.01 common Purchase 175 26.6350 USD
USD 0.01 common Purchase 184 26.7443 USD
USD 0.01 common Purchase 200 26.5750 USD
USD 0.01 common Purchase 200 26.7100 USD
USD 0.01 common Purchase 212 26.5906 USD
USD 0.01 common Purchase 254 26.6366 USD
USD 0.01 common Purchase 273 26.7353 USD
USD 0.01 common Purchase 291 26.6580 USD
USD 0.01 common Purchase 304 26.6459 USD
USD 0.01 common Purchase 374 26.6624 USD
USD 0.01 common Purchase 552 26.6637 USD
USD 0.01 common Purchase 600 26.6000 USD
USD 0.01 common Purchase 600 26.6358 USD
USD 0.01 common Purchase 703 26.7400 USD
USD 0.01 common Purchase 800 26.6262 USD
USD 0.01 common Purchase 1,100 26.6331 USD
USD 0.01 common Purchase 2,143 26.9056 USD
USD 0.01 common Purchase 2,890 26.6311 USD
USD 0.01 common Purchase 3,427 26.6084 USD
USD 0.01 common Purchase 8,076 26.5798 USD
USD 0.01 common Purchase 9,053 26.6506 USD
USD 0.01 common Purchase 10,399 26.6564 USD
USD 0.01 common Purchase 10,744 26.6554 USD
USD 0.01 common Purchase 11,561 26.6412 USD
USD 0.01 common Purchase 14,779 26.5800 USD
USD 0.01 common Purchase 14,811 26.8233 USD
USD 0.01 common Purchase 104,667 26.6196 USD
USD 0.01 common Sale 18 26.9711 USD
USD 0.01 common Sale 18 26.6333 USD
USD 0.01 common Sale 20 26.6300 USD
USD 0.01 common Sale 41 26.7450 USD
USD 0.01 common Sale 42 26.7150 USD
USD 0.01 common Sale 42 26.7100 USD
USD 0.01 common Sale 54 26.6377 USD
USD 0.01 common Sale 76 26.7550 USD
USD 0.01 common Sale 91 26.6500 USD
USD 0.01 common Sale 100 26.8600 USD
USD 0.01 common Sale 106 26.5348 USD
USD 0.01 common Sale 112 26.8280 USD
USD 0.01 common Sale 112 26.8500 USD
USD 0.01 common Sale 154 26.6061 USD
USD 0.01 common Sale 175 26.6950 USD
USD 0.01 common Sale 200 26.7400 USD
USD 0.01 common Sale 218 26.8087 USD
USD 0.01 common Sale 368 26.7443 USD
USD 0.01 common Sale 373 26.7621 USD
USD 0.01 common Sale 495 26.8806 USD
USD 0.01 common Sale 600 26.7416 USD
USD 0.01 common Sale 600 26.6000 USD
USD 0.01 common Sale 1,102 26.8315 USD
USD 0.01 common Sale 1,241 26.8642 USD
USD 0.01 common Sale 3,072 26.6531 USD
USD 0.01 common Sale 3,500 26.6221 USD
USD 0.01 common Sale 6,013 26.6463 USD
USD 0.01 common Sale 7,344 26.6710 USD
USD 0.01 common Sale 7,566 26.6538 USD
USD 0.01 common Sale 8,048 26.6376 USD
USD 0.01 common Sale 8,076 26.5798 USD
USD 0.01 common Sale 13,107 26.8367 USD
USD 0.01 common Sale 16,639 26.5800 USD
USD 0.01 common Sale 121,916 26.6225 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 13 Jan 2022
Large Holdings Regulatory
Contact name: Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220113005511/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2022
(END) Dow Jones Newswires
January 13, 2022 08:07 ET (13:07 GMT)
Barclays (LSE:BARC)
Graphique Historique de l'Action
De Mar 2024 à Avr 2024
Barclays (LSE:BARC)
Graphique Historique de l'Action
De Avr 2023 à Avr 2024
