Securities Registration: Employee Benefit Plan (s-8)
08 Novembre 2021 - 07:06PM
Edgar (US Regulatory)
As
filed with the Securities and Exchange Commission on November 8, 2021.
Registration
No. 333-
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
S-8
REGISTRATION
STATEMENT UNDER THE
SECURITIES
ACT OF 1933
AMPHENOL
CORPORATION
(Exact
name of registrant as specified in its charter)
Delaware
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22-2785165
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(State
or other jurisdiction of
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(I.R.S.
Employer
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incorporation
or organization)
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Identification
No.)
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358
Hall Avenue
Wallingford,
Connecticut 06492
(Address
of Principal Executive Offices) (Zip Code)
Amended
and Restated 2017 Stock Purchase and Option Plan for Key Employees of Amphenol and Subsidiaries
(Full
title of the plan)
Lance
E. D’Amico
Senior
Vice President, Secretary and General Counsel
Amphenol
Corporation
358
Hall Avenue
Wallingford,
CT 06492
(Name
and address of agent for service)
(203)-265-8900
(Telephone
number, including area code, of agent for service)
Copies
to:
Brian
D. Miller
Latham &
Watkins LLP
555
11th Street, N.W., Suite 1000
Washington,
DC 20004
(202)
637-2200
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
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x
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Accelerated filer
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¨
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Non-accelerated filer
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¨
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Smaller reporting company
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¨
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Emerging growth company
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¨
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If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
CALCULATION
OF REGISTRATION FEE
Title of securities to be registered
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Amount
to be
registered(1)
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Proposed
maximum
offering price
per share(2)
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Proposed
maximum
aggregate
offering
price(2)
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Amount of
registration
fee
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Class A Common Stock, par value $.001 per share
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40,000,000
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$
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77.13
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$
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3,085,200,000
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$
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285,998.04
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(1)
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Pursuant
to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers
an indeterminate number of shares of Class A Common Stock, par value $.001 per share (the “Common Stock”), of Amphenol
Corporation (the “Company”) that may be offered or issued under the Amended and Restated 2017 Stock Purchase and Option
Plan for Key Employees of Amphenol and Subsidiaries (the “Plan”) as a result of a stock split, stock dividend or similar
transaction.
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(2)
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Estimated
solely for purposes of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act. The proposed
maximum offering price per share, proposed maximum aggregate offering price and the amount of the registration fee are based on the
average of the high and low sale prices per share for the Common Stock as reported on the New York Stock Exchange on November 1, 2021, which date is within five business days prior to filing this registration statement.
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EXPLANATORY
NOTE
On
May 19, 2021, the stockholders of the Company approved the Plan, which is an amendment and restatement of the 2017 Stock Purchase and
Option Plan for Key Employees of Amphenol and Subsidiaries and increases the number of shares of Common Stock reserved for issuance under
the Plan by 40,000,000 shares. This registration statement is being filed to register the 40,000,000 additional shares of Common Stock
reserved for issuance pursuant to the Plan. The Common Stock registered hereunder is in addition to the 60,000,000 shares of Common Stock
previously reserved for issuance under the Plan (after adjustment for a 2 for 1 stock split in March 2021) and previously registered
on the Company’s registration statement on Form S-8 filed on May 19, 2017 (File No. 333-218107) (the “Prior Registration
Statement”).
This
registration statement is submitted in accordance with General Instruction E to Form S-8 regarding Registration of Additional Securities.
Pursuant to Instruction E, the contents of the Prior Registration Statements are incorporated by reference and made a part of this registration
statement except as amended hereby.
PART
I
INFORMATION
REQUIRED IN THE SECTION 10(a) PROSPECTUS
The
information called for in Part I of Form S-8 is not required to be filed with this registration statement.
PART
II
INFORMATION
REQUIRED IN THE REGISTRATION STATEMENT
Item
3.
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Incorporation
of Documents by Reference.
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The
following documents filed with the Securities and Exchange Commission (“SEC”) by the Company are incorporated herein by reference:
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(b)
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the
Company’s Quarterly Reports on Form 10-Q for the quarter ended March 31, 2021, filed
with the SEC on April 30, 2021, for the quarter ended June 30, 2021, filed with the SEC on
July 30, 2021 and for the quarter ended September 30, 2021, filed with the SEC on October 29, 2021;
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(c)
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the
Company’s Current Reports on Form 8-K filed with the SEC on January 27, 2021 (excluding
portion furnished pursuant to Item 2.02), February 4, 2021, March 12, 2021, April 7, 2021,
April 28, 2021 (excluding portion furnished pursuant to Item 2.02), May 19, 2021, July 29, 2021, September 9, 2021, September 14, 2021 and October 27, 2021 (excluding portion furnished
pursuant to Item 2.02); and
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All
documents filed by the Company with the SEC pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), after the date of this registration statement and prior to the filing of a post-effective amendment
to this registration statement, which indicates that all securities offered hereby have been sold or which deregisters all securities
then remaining unsold, shall be deemed incorporated by reference into this registration statement and to be a part hereof from the date
of filing of such document.
We
are not, however, incorporating by reference any documents or portions thereof, whether specifically listed above or included in future
filings, that are not deemed “filed” with the SEC.
Any
statement contained in this registration statement or in a document incorporated or deemed to be incorporated by reference in this registration
statement shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained
in any subsequently filed document that also is or is deemed to be incorporated by reference in this registration statement modifies
or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded,
to constitute a part of this registration statement.
* Filed
herewith.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the Town of Wallingford, State of Connecticut, on this 8th day of November, 2021.
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AMPHENOL CORPORATION
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By:
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/s/ R. Adam Norwitt
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Name:
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R. Adam Norwitt
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Title:
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President and Chief Executive Officer
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POWER OF ATTORNEY
We,
the undersigned directors and officers of Amphenol Corporation do hereby constitute and appoint R. Adam Norwitt, Craig A. Lampo and Lance
E. D’Amico and each of them, our true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution,
to do any and all acts and things in our names and on our behalf in our capacities as directors and officers and to execute any and all
instruments for us in the capacities indicated below, which said attorney and agent may deem necessary or advisable to enable said corporation
to comply with the Securities Act and any rules, regulations and agreements of the Securities and Exchange Commission, in connection
with this registration statement, or any registration statement for this offering that is to be effective upon filing pursuant to Rule
462(b) under the Securities Act, including specifically, but without limitation, any and all amendments (including post-effective amendments)
hereto; and we hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue thereof.
Pursuant
to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities
and on the dates indicated.
Signature
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Title
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Date
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/s/
R. ADAM NORWITT
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President,
Chief Executive Officer and Director (Principal Executive Officer)
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November 8, 2021
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R.
Adam Norwitt
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/s/
CRAIG A. LAMPO
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Senior
Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
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November 8, 2021
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Craig
A. Lampo
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/s/
MARTIN H. LOEFFLER
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Chairman
of the Board of Directors
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November 8, 2021
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Martin
H. Loeffler
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/s/
David P. FALCK
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Presiding
Director
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November 8, 2021
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David
P. Falck
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/s/
NANCY A. ALTOBELLO
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Director
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November 8, 2021
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Nancy
A. Altobello
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/s/
STANLEY L. Clark
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Director
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November 8, 2021
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Stanley
L. Clark
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/s/
JOHN D. CRAIG
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Director
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November 8, 2021
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John
D. Craig
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/s/
EDWARD G. JEPSEN
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Director
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November 8, 2021
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Edward
G. Jepsen
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/s/
RITA S. LANE
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Director
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November 8, 2021
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Rita
S. Lane
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/s/
ROBERT A. LIVINGSTON
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Director
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November 8, 2021
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Robert
A. Livingston
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/s/
ANNE CLARKE WOLFF
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Director
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November 8, 2021
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Anne
Clarke Wolff
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