Current Report Filing (8-k)
26 Août 2022 - 10:33PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
___________________________________________________________________
Date of Report (Date of earliest event reported): August
26, 2022
AULT DISRUPTIVE TECHNOLOGIES CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware |
|
001-41171 |
|
86-2279256 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification No.) |
11411 Southern Highlands Parkway, Suite 240, Las Vegas, NV
89141
(Address of principal executive offices) (Zip Code)
(949) 444-5464
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock, $0.001 par value |
|
ADRT |
|
NYSE American |
| Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 |
|
ADRTW |
|
NYSE American |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
| ITEM 3.01 | NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER
OF LISTING |
As previously reported
in a Form 12b-25 Notification of Late Filing filed by Ault Disruptive Technologies Corporation (the “Company”)
on August 15, 2022, the Company was delayed in filing with the Securities and Exchange Commission
(the “SEC”) its Quarterly Report on Form 10-Q for the period ended June 30, 2022 (the “Form 10-Q”) without
unreasonable effort or expense.
On August 23, 2022, in
accordance with standard procedures related to the delayed filing of the Form 10-Q with the SEC, the Company received a notice of noncompliance
(the “Notice”) from NYSE American LLC (“NYSE American”, or the “Exchange”) stating
that the Company is subject to the procedures and requirements set forth in Section 1007 of the NYSE American Company Guide (the “Company
Guide”). The Company Guide provides the Company with five (5) days from the date of the Notice to (a) contact the Exchange to
discuss the status of the Form 10-Q and (b) issue a press release disclosing the occurrence of the filing delinquency, the reason therefor,
and, if known, the anticipated date on which the Form 10-Q will be filed.
The Company regained compliance
with the NYSE American continued listing requirements as a result of filing the Form 10-Q later on August 23, 2022. Consequently, the
Notice will have no effect on the listing or trading of the Company's securities on the Exchange.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
AULT DISRUPTIVE TECHNOLOGIES CORPORATION |
| |
|
|
| |
|
|
| Dated: August 26, 2022 |
/s/ Henry Nisser |
|
| |
|
|
| |
Henry Nisser
President and General Counsel |
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