Statement of Changes in Beneficial Ownership (4)
02 Mars 2022 - 10:48PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person *
Niemann John O. Jr. |
2. Issuer Name and Ticker or Trading
Symbol ADAMS RESOURCES & ENERGY, INC. [ AE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
17 SOUTH BRIAR HOLLOW LANE, SUITE 100 |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/1/2022
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(Street)
HOUSTON, TX 77027
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common stock |
3/1/2022 |
|
M |
|
536 |
A |
$0 |
4001 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted stock units |
(1) |
3/1/2022 |
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M |
|
|
536 |
(1) |
(1) |
Common stock |
536.0 |
$0 |
0 |
D |
|
Restricted stock units |
(2) |
3/1/2022 |
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A |
|
500 |
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(3) |
(3) |
Common stock |
500.0 |
$0 |
500 |
D |
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Explanation of
Responses: |
(1) |
The reporting person
previously received a grant of 536 restricted stock units of Adams
Resources & Energy, Inc. (AE) on March 1, 2021 and vesting on
March 1, 2022. Each restricted stock unit represents a contingent
right to receive one share of AE common stock upon
vesting. |
(2) |
The reporting person
received a grant of 500 restricted stock units of Adams Resources
& Energy, Inc. (AE) on March 1, 2022. Each restricted stock
unit represents a contingent right to receive one share of AE
common stock upon vesting. |
(3) |
The restricted stock units
will vest (i.e., the restrictions will lapse) on March 1, 2023,
provided the reporting person remains in continuing active service
on the vesting date (subject to accelerated vesting in some
circumstances). |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Niemann John O. Jr.
17 SOUTH BRIAR HOLLOW LANE
SUITE 100
HOUSTON, TX 77027 |
X |
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|
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Signatures
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/s/ John O. Niemann, Jr. |
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3/2/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Adams Resources and Energy (AMEX:AE)
Graphique Historique de l'Action
De Déc 2022 à Jan 2023
Adams Resources and Energy (AMEX:AE)
Graphique Historique de l'Action
De Jan 2022 à Jan 2023