Initial Statement of Beneficial Ownership (3)
27 Octobre 2022 - 01:25AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Leggio
Michael F III |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
10/24/2022
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3. Issuer Name and Ticker or Trading
Symbol ADAMS RESOURCES & ENERGY, INC. [AE] |
(Last)
(First)
(Middle)
17 SOUTH BRIAR HOLLOW LANE, SUITE 100 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
Chief Operating Officer / |
(Street)
HOUSTON, TX 77027
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common stock |
900 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted stock units |
(1) |
(1) |
Restricted stock units |
1342.0 |
(2) |
D |
|
Performance share units |
(3) |
(3) |
Performance share units |
1868.0 |
(3) |
D |
|
Explanation of
Responses: |
(1) |
The restricted stock units
will vest (i.e., the restrictions will lapse) in various amounts
beginning on March 1, 2023 through March 1, 2025, provided the
reporting person remains in continuing active service on the
vesting dates (subject to accelerated vesting in some
circumstances). |
(2) |
The reporting person
received various grants totaling 1,342 of restricted stock units of
Adams Resources & Energy, Inc. (AE) beginning on March 1, 2020.
Each restricted stock unit represents a contingent right to receive
one share of AE common stock upon vesting. |
(3) |
The reporting person
received various grants totaling 1,868 performance share units of
Adams Resources & Energy, Inc. beginning on March 1, 2020. The
performance share units will vest in various amounts beginning on
March 1, 2023, provided the reporting person remains in continuing
active service on the vesting dates (subject to accelerated vesting
in certain circumstances), and subject to the attainment of certain
performance criteria as specified in the award
agreements. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Leggio Michael F III
17 SOUTH BRIAR HOLLOW LANE
SUITE 100
HOUSTON, TX 77027 |
|
|
Chief Operating Officer |
|
Signatures
|
/s/ Michael F. Leggio III |
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10/26/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Adams Resources and Energy (AMEX:AE)
Graphique Historique de l'Action
De Jan 2023 à Fév 2023
Adams Resources and Energy (AMEX:AE)
Graphique Historique de l'Action
De Fév 2022 à Fév 2023