Statement of Ownership (sc 13g)
10 Février 2023 - 10:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE
13G
Under the Securities Exchange Act of 1934
(Amendment No.
n/a
)*
Blue Ridge Bankshares, Inc.
(Name of Issuer)
Common Stock
(Title
of Class of Securities)
095825105
December 31, 2022
(Date
of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934 (“Act”) or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the
Notes).
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| 1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Banc Fund X L.P.
82-5185037 |
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) x |
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SEC USE ONLY |
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CITIZENSHIP OR PLACE OF
ORGANIZATION |
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USA |
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| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH: |
5 |
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SOLE VOTING POWER |
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521725 |
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| 6 |
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SHARED VOTING POWER |
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0 |
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SOLE DISPOSITIVE POWER |
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521725 |
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SHARED DISPOSITIVE POWER |
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0 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON |
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521725 |
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| 10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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| 11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) |
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2.8% |
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| 12 |
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) |
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N/A |
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FOOTNOTES |
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| 1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Banc Fund IX L.P.
37-1755531 |
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) x |
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| 3 |
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SEC USE ONLY |
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CITIZENSHIP OR PLACE OF
ORGANIZATION |
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USA |
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| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH: |
5 |
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SOLE VOTING POWER |
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605689 |
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| 6 |
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SHARED VOTING POWER |
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0 |
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SOLE DISPOSITIVE POWER |
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605689 |
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| 8 |
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SHARED DISPOSITIVE POWER |
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0 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON |
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605689 |
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| 10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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| 11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) |
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3.2% |
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| 12 |
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) |
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N/A |
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FOOTNOTES |
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| 1 |
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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TBFC Financial Technologies Fund
L.P.
88-1405404 |
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) x |
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SEC USE ONLY |
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| 4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION |
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USA |
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| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH: |
5 |
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SOLE VOTING POWER |
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0 |
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| 6 |
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SHARED VOTING POWER |
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0 |
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| 7 |
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SOLE DISPOSITIVE POWER |
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0 |
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| 8 |
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SHARED DISPOSITIVE POWER |
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0 |
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| 9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON |
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0 |
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| 10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) |
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0% |
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) |
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N/A |
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FOOTNOTES |
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Item 1.
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Blue
Ridge Bankshares, Inc.
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(b)
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Address
of Issuer’s Principal Executive Offices
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17
WEST MAIN STREET, LURAY, VA 22835
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Item 2.
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(a)
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Name
of Person Filing
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The
Banc Funds Company, L.L.C.
This Schedule 13G/A is being filed jointly by Banc Fund IX L.P.
("BF IX"), an Illinois Limited Partnership, Banc Fund X L.P. ("BF
X"), an Illinois Limited Partnership, and TBFC Financial
Technologies Fund L.P. (collectively, the "Reporting Persons"). The
general partner of BF IX is MidBan IX L.P. ("MidBan IX"), whose
principal business is to be a general partner of BF IX. The general
partner of BF X is MidBan X L.P. ("MidBan X"), whose principal
business is to be a general partner of BF X. The general partner of
TBFC Financial Technologies Fund L.P. is MidBan XI L.P. ("MidBan
XI"), whose principal business is to be a general partner of TBFC
Financial Technologies Fund L.P. The general partner of MidBan IX,
MidBan X, and MidBan XI is The Banc Funds Company, L.L.C.,
("TBFC"), whose principal business is to be a general partner of
MidBan IX, MidBan X, and MidBan XI. TBFC is an Illinois corporation
whose principal shareholder is Charles J. Moore. Mr. Moore has been
the manager of BF IX, BF X and TBFC Financial Technologies Fund
L.P., since their respective inceptions. As manager, Mr. Moore has
voting and dispositive power over the securities of the issuer held
by each of those entities. As the controlling member of TBFC, Mr.
Moore will control TBFC, and therefore each of the Partnership
entities directly and indirectly controlled by TBFC.
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(b)
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Address
of Principal Business Office or, if none, Residence
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20 North Wacker Drive, Suite 3300, Chicago, IL 60606
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(d)
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Title
of Class of Securities
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is
a:
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(a)
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o
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Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o).
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(b)
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o
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Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
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(c)
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o
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
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(d)
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o
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Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8).
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(e)
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o
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An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j)
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o
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A
non-U.S. institution in accordance with §
240.13d-1(b)(1)(ii)(J).
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(k)
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o
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A
group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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Provide
the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in
Item 1.
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(a)
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Amount
beneficially owned: 1,127,414
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(b)
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Percent
of class: 6.0%
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(c)
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Number
of shares as to which the person has:
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(i)
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Sole
power to vote or to direct the vote: 1,127,414
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(ii)
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Shared
power to vote or to direct the vote: 0
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(iii)
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Sole
power to dispose or to direct the disposition of:
1,127,414
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(iv)
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Shared
power to dispose or to direct the disposition of: 0
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Item 5.
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Ownership of Five Percent or Less of a Class
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If
this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following o .
N/A
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Item 6.
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Ownership of More than Five Percent on Behalf of Another
Person.
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N/A
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding
Company
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Item 8.
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Identification and Classification of Members of the
Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
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By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under
§240.14a-11. |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
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Banc Fund IX L.P.
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Date:
February 10, 2023
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By:
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/s/
John M. Baker |
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Name: John
M. Baker |
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Title:
Member |
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Banc Fund X L.P.
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Date:
February 10, 2023
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By:
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/s/
John M. Baker |
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Name: John
M. Baker |
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Title:
Member |
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TBFC Financial Technologies Fund
L.P.
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Date:
February 10, 2023
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By:
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/s/
John M. Baker |
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Name: John
M. Baker |
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Title:
Member |
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Attention:
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Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001)
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Blue Ridge Bancshares (AMEX:BRBS)
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