Initial Statement of Beneficial Ownership (3)
10 Février 2023 - 10:29PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * Horowitz Joshua |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
2/9/2023
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3. Issuer Name and Ticker or Trading
Symbol BARNWELL INDUSTRIES INC [BRN] |
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(Last)
(First)
(Middle)
ALAKEA CORPORATE TOWER, 1100 ALAKEA STREET, SUITE
500 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
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(Street)
HONOLULU, HI 96813
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Common Stock |
14000 |
D |
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Common Stock |
194064 |
I |
By Palm Global Small Cap Master Fund LP.(1) (1) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Palm Management (US) LLC, as
the investment manager of Palm Global Small Cap Master Fund LP
("Palm Global"), may be deemed to be a beneficial owner of the
shares of Common Stock disclosed as directly owned by Palm Global.
Due to his positions with Palm Global and Palm Management (US) LLC,
the Reporting Person may be deemed to be a beneficial owner of the
shares of Common Stock disclosed as directly owned by Palm Global.
Palm Management (US) LLC and the Reporting Person expressly
disclaim such beneficial ownership except to the extent of his
pecuniary interest therein. |
Remarks:
The appointment of the Reporting Person as a Director to the Board
of Directors of Barnwell Industries, Inc. became effective on
February 9, 2023.
Exhibit 24 - Power of Attorney |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Horowitz Joshua
ALAKEA CORPORATE TOWER
1100 ALAKEA STREET, SUITE 500
HONOLULU, HI 96813 |
X |
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Signatures
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/s/ Alexander C. Kinzler as Attorney-in-fact for
Joshua Horowitz |
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2/10/2023 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Barnwell Industries (AMEX:BRN)
Graphique Historique de l'Action
De Mai 2023 à Juin 2023
Barnwell Industries (AMEX:BRN)
Graphique Historique de l'Action
De Juin 2022 à Juin 2023
