Statement of Changes in Beneficial Ownership (4)
05 Octobre 2022 - 11:01PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Berger Harold D. |
2. Issuer Name and Ticker or Trading Symbol
CRYO CELL INTERNATIONAL INC
[
CCEL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
|
|
(Last)
(First)
(Middle)
700 BROOKER CREEK BLVD, SUITE 1800 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/3/2022 |
|
(Street)
OLDSMAR, FL 34677
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | | | | | | | | 50401 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option | $3.08 | | | | | | | 7/9/2015 | 7/9/2025 | Common Stock | 7500 | | 7500 | D | |
| Stock Option | $7.53 | | | | | | | 8/30/2019 | 8/30/2029 | Common Stock | 7500 | | 7500 | D | |
| Stock Option | $7.74 | | | | | | | 11/25/2019 | 11/25/2029 | Common Stock | 5300 | | 5300 | D | |
| Stock Option | $7.85 | | | | | | | 9/22/2020 | 9/22/2030 | Common Stock | 5300 | | 5300 | D | |
| Stock Option | $12.63 | | | | | | | 10/20/2021 (1) | 10/20/2031 | Common Stock | 5300 | | 5300 | D | |
| Stock Option | $6.50 | 10/3/2022 | | A | | 5300 | | 10/3/2022 (2) | 10/3/2032 | Common Stock | 5300 | $6.50 | 5300 | D | |
| Explanation of Responses: |
| (1) | Stock options vest at a rate of 1/12 per month commencing on October 20, 2021. |
| (2) | Stock options vest at a rate of 1/12 per month commencing on October 3, 2022. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Berger Harold D.
700 BROOKER CREEK BLVD
SUITE 1800
OLDSMAR, FL 34677 | X |
|
|
|
Signatures
|
| /s/ Harold Berger | | 10/5/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Cryo Cell (AMEX:CCEL)
Graphique Historique de l'Action
De Mar 2024 à Avr 2024
Cryo Cell (AMEX:CCEL)
Graphique Historique de l'Action
De Avr 2023 à Avr 2024
