Statement of Changes in Beneficial Ownership (4)
02 Juin 2022 - 04:47PM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * CONTRAN CORP |
2. Issuer Name and Ticker or Trading
Symbol COMPX INTERNATIONAL INC [ CIX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
5430 LBJ FRWY, SUITE 1700 |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/1/2022
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(Street)
DALLAS, TX 75240-2620
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
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Class A Common Stock $0.01 par value per
share |
6/1/2022 |
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S(1) |
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5900 |
D |
$21.94 |
0 |
D (1) |
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Class A Common Stock $0.01 par value per
share |
6/1/2022 |
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S(2) |
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3000 |
D |
$21.94 |
0 |
I |
By Kronos (2) |
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Class A Common Stock $0.01 par value per
share |
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10755104 |
I |
By NL (3) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
On June 1, 2022, the issuer,
CompX International, Inc. ("CompX"), purchased 5,900 shares of its
class A common stock, par value $0.01 per share, from Contran
Corporation ("Contran") in a private transaction that was approved
in advance by the independent directors of CompX. See Exhibit 99.1
to this statement for a description of the relationship of
additional persons who may be deemed to have beneficially owned
these shares. |
| (2) |
On June 1, 2022, the issuer,
CompX, purchased 3,000 shares of its class A common stock, par
value $0.01 per share, from Kronos Worldwide, Inc. ("Kronos") in a
private transaction that was approved in advance by the independent
directors of CompX and Kronos. See Exhibit 99.1 to this statement
for a description of the relationship of additional persons who may
be deemed to have beneficially owned these shares. |
| (3) |
Directly held by NL
Industries, Inc. ("NL"). See Exhibit 99.1 to this statement for a
description of the relationship of additional persons who may be
deemed to beneficially own these shares. |
Remarks:
Exhibit Index
99.1 Additional Information |
Reporting
Owners
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|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
CONTRAN CORP
5430 LBJ FRWY
SUITE 1700
DALLAS, TX 75240-2620 |
|
X |
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Simmons Lisa K
5430 LBJ FREEWAY
SUITE 1700
DALLAS, TX 75240-2620 |
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X |
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KRONOS WORLDWIDE INC
5430 LBJ FREEWAY
SUITE 1700
DALLAS, TX 75240-2620 |
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X |
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Harold C. Simmons Family Trust No. 2
5430 LBJ FREEWAY
SUITE 1700
DALLAS, TX 75240-2620 |
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X |
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Signatures
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Andrew B. Nace, Executive Vice President of
Contran Corporation |
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6/1/2022 |
| **Signature of Reporting
Person |
Date |
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Andrew B. Nace, Executive Vice President of
Kronos Worldwide, Inc. |
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6/1/2022 |
| **Signature of Reporting
Person |
Date |
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Andrew B. Nace, Attorney-in-fact for Lisa K.
Simmons |
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6/1/2022 |
| **Signature of Reporting
Person |
Date |
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Ashley Tarleton, AVP & Trust Officer of
Tolleson Private Bank, not in its individual capacity but solely as
trustee of the Harold C. Simmons Family Trust No. 2 |
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6/1/2022 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
CompX (AMEX:CIX)
Graphique Historique de l'Action
De Fév 2023 à Mar 2023
CompX (AMEX:CIX)
Graphique Historique de l'Action
De Mar 2022 à Mar 2023
