Statement of Changes in Beneficial Ownership (4)
31 Août 2020 - 9:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Stream William Gray |
2. Issuer Name and Ticker or Trading Symbol
CKX LANDS, INC.
[
CKX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & Treasurer |
(Last)
(First)
(Middle)
2417 SHELL BEACH DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/28/2020 |
(Street)
LAKE CHARLES, LA 70601
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/28/2020 | | P | | 600 | A | $9.99 | 5571 | I | Sierra Pelican, L.L.C. (1) |
Common Stock | | | | | | | | 9622 | D | |
Common Stock | | | | | | | | 33055 | I | Stream Family Limited Partnership (1) |
Common Stock | | | | | | | | 7844 | I | Stream Investment Holdings II, L.L.C. (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Reporting Person disclaims ownership of the reported securities owned by Sierra Pelican, L.L.C, Stream Family Limited Partnership, and Stream Investment Holdings II, L.L.C. except to the extent of his pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Stream William Gray 2417 SHELL BEACH DRIVE LAKE CHARLES, LA 70601 | X |
| President & Treasurer |
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Signatures
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/s/ William Gray Stream | | 8/28/2020 |
**Signature of Reporting Person | Date |
CKX Lands (AMEX:CKX)
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CKX Lands (AMEX:CKX)
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