Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
20 Septembre 2023 - 02:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
Of the Securities Exchange Act of 1934
For the month of September 2023
Commission File Number: 001-38164
CALEDONIA MINING CORPORATION PLC
(Translation of registrant's name into English)
B006 Millais House
Castle Quay
St Helier
Jersey JE2 3EF
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ X ] Form 40-F [ ]
INCORPORATION BY REFERENCE
Exhibit 99.1 included with this report on Form 6-K is expressly incorporated by reference into this report and is hereby incorporated by reference as exhibit to the Registration Statement on Form F-3 of Caledonia Mining Corporation Plc (File No. 333-255500), as amended or supplemented.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | CALEDONIA MINING CORPORATION PLC |
| | (Registrant) |
| | |
| | |
Date: September 20, 2023 | | /s/ JOHN MARK LEARMONTH |
| | John Mark Learmonth |
| | CEO and Director |
| | |
EXHIBIT
INDEX
EXHIBIT 99.1
Caledonia Mining Corporation Plc: Notification of relevant change to significant shareholder
ST HELIER, Jersey, Sept. 20, 2023 (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc ("Caledonia" or the "Company") (NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL) announces that it received notification on September 19, 2023 from Allan Gray Proprietary Limited of a change to its interest in the Company and on September 15, 2023 crossed a particular threshold for notification.
A copy of the notification is below.
Enquiries:
Caledonia Mining Corporation Plc Mark Learmonth Camilla Horsfall
| Tel: +44 1534 679 800 Tel: +44 7817 841 793 |
Cavendish Securities plc (Nomad and Joint Broker) Adrian Hadden Neil McDonald Pearl Kellie
| Tel: +44 (0)20 7220 0500 |
Liberum Capital Limited (Joint Broker) Scott Mathieson/Kane Collings
| Tel: +44 20 3100 2000 |
BlytheRay Financial PR (UK) Tim Blythe/Megan Ray
| Tel: +44 207 138 3204 |
3PPB (Financial PR, North America) Patrick Chidley Paul Durham
| Tel: +1 917 991 7701 Tel: +1 203 940 2538 |
Curate Public Relations (Zimbabwe) Debra Tatenda
| Tel: +263 77802131 |
IH Securities (Private) Limited (VFEX Sponsor - Zimbabwe) Lloyd Mlotshwa
| Tel: +263 (242) 745 119/33/39 |
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
JE00BF0XVB15
Issuer Name
CALEDONIA MINING CORPORATION PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Allan Gray Proprietary Limited
City of registered office (if applicable)
Cape Town
Country of registered office (if applicable)
South Africa
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
15-Sep-2023
6. Date on which Issuer notified
19-Sep-2023
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or reached | 10.923700 | 0.000000 | 10.923700 | 2096043 |
Position of previous notification (if applicable) | 11.275500 | 0.000000 | 11.275500 | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code (if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
JE00BF0XVB15 | 2096043 | | 10.923700 | |
Sub Total 8.A | 2096043 | 10.923700% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| | | | |
Sub Total 8.B1 | | | |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| | | | | |
Sub Total 8.B2 | | | |
| | | |
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| | | | |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
19-Sep-23
13. Place Of Completion
Cape Town
Caledonia Mining (AMEX:CMCL)
Graphique Historique de l'Action
De Nov 2023 à Déc 2023
Caledonia Mining (AMEX:CMCL)
Graphique Historique de l'Action
De Déc 2022 à Déc 2023