Amended Statement of Ownership (sc 13g/a)
13 Janvier 2023 - 02:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)
DELTA APPAREL INC
(Name of Issuer)
COM
(Title of Class of Securities)
247368103
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[X] |
Rule 13d-1(b) |
[] |
Rule 13d-1(c) |
[] |
Rule 13d-1(d) |
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The remainder of this cover page shall be filled
out for a reporting person's initial filing on this form with
respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures
provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be 'filed' for the purpose
of Section 18 of the Securities Exchange Act of 1934 ('Act') or
otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see
the Notes).
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Person 1 |
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1. |
(a) Names of Reporting Persons.
Allspring Global Investments Holdings, LLC |
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(b) Tax ID
36-4863445 |
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2. |
Check the Appropriate Box if a Member
of a Group (See Instructions) |
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(a) [] |
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(b) [] |
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3. |
SEC Use Only . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . |
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4. |
Citizenship or Place of Organization
Delaware |
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With |
5. Sole Voting Power 717,548 |
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6. Shared Voting Power 0 |
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7. Sole Dispositive Power
744,711 |
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8. Shared Dispositive Power
0 |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person 744,711 |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) |
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11. |
Percent of Class
Represented by Amount in Row (9) 10.64 % |
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12. |
Type of Reporting Person
(See Instructions) |
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HC |
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Person 2 |
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1. |
(a) Names of Reporting Persons.
Allspring Global Investments, LLC |
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(b) Tax ID
95-3692822 |
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2. |
Check the Appropriate Box if a Member
of a Group (See Instructions) |
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(a) [] |
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(b) [] |
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3. |
SEC Use Only . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . |
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4. |
Citizenship or Place of Organization
Delaware |
|
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With |
5. Sole Voting Power 115,346 |
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6. Shared Voting Power 0 |
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7. Sole Dispositive Power
743,436 |
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8. Shared Dispositive Power
0 |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person 743,436 |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) |
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11. |
Percent of Class
Represented by Amount in Row (9) 10.62 % |
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12. |
Type of Reporting Person
(See Instructions) |
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IA |
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Person 3 |
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1. |
(a) Names of Reporting Persons.
Allspring Funds Management, LLC |
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(b) Tax ID
94-3382001 |
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2. |
Check the Appropriate Box if a Member
of a Group (See Instructions) |
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(a) [] |
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(b) [] |
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3. |
SEC Use Only . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . |
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4. |
Citizenship or Place of Organization
Delaware |
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With |
5. Sole Voting Power 602,202 |
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6. Shared Voting Power 0 |
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7. Sole Dispositive Power
1,275 |
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8. Shared Dispositive Power
0 |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person 603,477 |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) |
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11. |
Percent of Class
Represented by Amount in Row (9) 8.62 % |
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12. |
Type of Reporting Person
(See Instructions) |
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IA |
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Item 1. |
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(a) |
Name of Issuer
DELTA APPAREL INC |
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(b) |
Address of Issuer's
Principal Executive Offices |
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322 S. MAIN STREET,
GREENVILLE, SC, 29601 |
Item 2. |
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(a) |
Name of Persons
Filing
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This Schedule 13G is being
filed on behalf of the following entities (collectively, the
'Reporting Persons'):
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(i) Allspring Global
Investments Holdings, LLC ('AGIH')
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(ii) Allspring Global
Investments, LLC ('AGI')
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(iii) Allspring Funds
Management, LLC ('AFM')
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This Schedule 13G is
jointly filed by the Reporting Persons pursuant to a Joint Filing
Agreement attached hereto as Exhibit B.
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(b) |
Address of Principal Business Office
or, if none, Residence
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The address of each
Reporting Person is: |
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525 Market St, 10th Fl,
San Francisco, CA 94105 |
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(c) |
Citizenship of each
reporting person
Delaware |
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(d) |
Title of Class of
Securities
COM |
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(e) |
CUSIP Number
247368103 |
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Item 3. |
If this statement is filed pursuant
to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person
filing is a: |
(a) |
[ ] |
Broker or dealer registered under
section 15 of the Act (15 U.S.C. 78c) |
(b) |
[ ] |
Bank as defined in section 3(a)(6) of
the Act (15 U.S.C. 78c). |
(c) |
[ ] |
Insurance company as defined in
section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) |
[ ] |
Investment company registered under
section 8 of the Investment Company Act of 1940
(15 U.S.C 80a-8). |
(e) |
[X] |
An investment adviser in accordance
with 240.13d-1(b)(1)(ii)(E); |
(f) |
[ ] |
An employee benefit plan or endowment
fund in accordance with 240.13d-1(b)(1)(ii)(F); |
(g) |
[X] |
A parent holding company or control
person in accordance with 240.13d-1(b)(1)(ii)(G); |
(h) |
[ ] |
A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813); |
(i) |
[ ] |
A church plan that is excluded from
the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3); |
(j) |
[ ] |
A non-U.S.institution in accordance
with 240.13d-1(b)(1)(ii)(J); |
(k) |
[ ] |
Group, in accordance with
240.13d-1(b)(1)(ii)(K). |
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If filing as a non-U.S.institution in
accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ______________ |
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Item 4. |
Ownership. |
Provide the following information
regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1. |
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(a) |
Amount beneficially
owned: |
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(i) AGIH: 744,711
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(ii) AGI: 743,436
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(ii) AFM: 603,477
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(b) |
Percent of
class: |
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(i) AGIH: 10.64%
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(ii) AGI: 10.62%
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(ii) AFM: 8.62%
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(c) |
Number of shares as to
which the person has: |
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(i) |
Sole power to vote or to
direct the vote |
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(1) AGIH: 717,548
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(2) AGI: 115,346
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(3) AFM: 602,202
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(ii) |
Shared power to vote or to
direct the vote |
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(1) AGIH: 0
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(2) AGI: 0
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(3) AFM: 0
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(iii) |
Sole power to dispose or
to direct the disposition of |
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(1) AGIH: 744,711
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(2) AGI: 743,436
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(3) AFM: 1,275
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(iv) |
Shared power to dispose or
to direct the disposition of |
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(1) AGIH: 0
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(2) AGI: 0
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(3) AFM: 0
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Item 5. |
Ownership of Five Percent or Less of
a Class |
If this statement is being filed to
report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the
class of securities, check the following[ ]. |
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Item 6. |
Ownership of More than Five Percent
on Behalf of Another Person. |
Not applicable |
Item 7. |
Identification and Classification of
the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company or Control Person. |
Not Applicable |
Item 8. |
Identification and Classification of
Members of the Group |
Not applicable. |
Item 9. |
Notice of Dissolution of
Group |
Not applicable. |
Item 10. |
Certification |
By signing below I certify that, to the best
of my knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were
not acquired and are not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
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SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct. |
January 9, 2023 |
Date |
/s/ Phoutthalom Hord |
Signature |
Phoutthalom Hord, Designated
Signer |
Name/Title |
Exhibit A |
EXPLANATORY NOTE
Prior to its sale on November, 1, 2021, Allspring Global
Investments Holdings, LLC was a subsidiary of Wells Fargo &
Company, and prior to that date, its holdings were included on
Schedules 13G filed by Wells Fargo & Company, LLC. |
Exhibit B |
JOINT FILING AGREEMENT
The undersigned hereby agree as follows: |
(i) Each of them is individually eligible to use the Schedule 13G
to which this Exhibit is attached, and such Schedule 13G is filed
on behalf of each of them; and |
(ii) each of them is responsible for the timely filing of such
Schedule 13G and any amendments thereto, and for the completeness
and accuracy of the information concerning such person contained
therein; but none of them is responsible for the completeness or
accuracy of the information concerning the other persons making the
filing, unless such person knows or has reason to believe that such
information is inaccurate. |
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Date: January 9, 2023
Allspring Global Investments Holdings, LLC
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By: |
/s/ Phoutthalom Hord |
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Phoutthalom Hord,
Designated Signer |
Allspring Global Investments, LLC
By: |
/s/ Phoutthalom Hord |
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Phoutthalom Hord, Vice
President |
Allspring Funds Management, LLC
By: |
/s/ Phoutthalom Hord |
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Phoutthalom Hord,
Designated Signer |
Attention: |
Intentional misstatements or omissions of fact
constitute Federal criminal violations
(See 18 U.S.C. 1001) |
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