CUSIP No. 247368103 Page 1 of 6

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

DELTA APPAREL, INC.

(Name of Issuer)

 

Common Stock (par value $0.01 per share)
(Title of Class of Securities)

 

247368103

(CUSIP Number)

 

December 31, 2022

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

 

 

☐

Rule 13d-1(b)

 

 

☐

Rule 13d-1(c)

 

 

☒

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP No. 247368103 Page 2 of 6

 

1.

NAME OF REPORTING PERSON I.RS. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Robert W. Humphreys

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ☐

(b) ☒

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

5.

SOLE VOTING POWER

 

458,902 (See Item 4)

6.

SHARED VOTING POWER

 

-0- (See Item 4)

7.

SOLE DISPOSITIVE POWER

 

458,902 (See Item 4)

8.

SHARED DISPOSITIVE POWER

 

-0- (See Item 4)

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

458,902

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

☐

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

6.6%

12.

TYPE OF REPORTING PERSON

 

IN (See Item 4)

 

 
 

 

CUSIP No. 247368103 Page 3 of 6

 

Item 1.

 

(a)

Name of Issuer:

 

Delta Apparel, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

2750 Premiere Parkway, Suite 100

Duluth, Georgia 30097

 

Item 2.

 

(a)

Names of Persons Filing:

 

Robert W. Humphreys

 

(b)

Address of Principal Business Office or, if None, Residence:

 

2750 Premiere Parkway, Suite 100

Duluth, Georgia 30097

 

(c)

Citizenship:

 

USA

 

(d)

Title of Class of Securities:

 

Common Stock ($0.01 par value)

 

(e)

CUSIP Number:

 

247368103

 

Item 3.   If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not Applicable.

 

 
 

 

CUSIP No. 247368103 Page 4 of 6

 

Item 4.   Ownership.

 

The securities reported herein are beneficially owned by Robert W. Humphreys. The total securities reported is 458,902 shares of the Issuer’s Common Stock, which constitutes 6.6% of 7,001,270 shares outstanding on December 13, 2022, as reported by Delta Apparel, Inc. in its Proxy Statement filed on December 20, 2022.

 

(a)

Amount beneficially owned:

 

458,902

 

(b)

Percent of Class:

 

6.6%

 

(c)

Number of Shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

 

458,902

 

 

(ii)

Shared power to vote or to direct the vote

 

-0-

 

 

(iii)

Sole power dispose or to direct the disposition of

 

458,902

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

-0-

 

 
 

 

CUSIP No. 247368103 Page 5 of 6

 

Item 5.   Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐

 

Item 6.   Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.   Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.   Notice of Dissolution of Group

 

Not Applicable

 

Item 10.   Certifications

 

Not Applicable

 

 
 

 

CUSIP No. 247368103 Page 6 of 6

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 9, 2023

  
     
     
  /s/Robert W. Humphreys  
  Robert W. Humphreys  

 

 
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