Statement of Ownership (sc 13g)
14 Février 2023 - 08:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2 (b)
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Denison Mines Corp. |
(Name of Issuer)
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Common Shares |
(Title of Class of Securities)
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248356107 |
(CUSIP Number)
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December 31, 2022
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(Date of Event Which Requires Filing of This
Statement)
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Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
x Rule
13d-1 (b)
o Rule
13d-1 (c)
o Rule
13d-1 (d)
* The remainder of this cover page shall be
filled out for a reporting person's initial filing on this form
with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be "filed" for the
purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No. 248356107
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13G
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Page 2 of 5 Pages
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1 |
NAME OF REPORTING PERSON
Global X Management Company LLC
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)
o
(b)
o
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3 |
SEC USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
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5 |
SOLE VOTING POWER
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41,830,968**
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6 |
SHARED VOTING POWER
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0 |
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SOLE DISPOSITIVE POWER
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41,830,968**
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8 |
SHARED DISPOSITIVE POWER
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0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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41,830,968**
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
o
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.08% |
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12 |
TYPE OF REPORTING PERSON (see instructions)
IA
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** See Item 4 of this Filing
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CUSIP No. 248356107
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13G
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Page 3 of 5 Pages
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Item 1.
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(a)
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Name of Issuer
Denison Mines Corp.
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(b)
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Address of Issuer’s Principal Executive Offices
40 University Avenue, Suite 1100, Toronto, Ontario M5J 1T1,
Canada
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Item 2
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(a).
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(b). (c). Name, Principal Business Address, and Citizenship of
Persons Filing:
(1)
Global X Management Company LLC (“GXMC”)
605 3rd
Avenue, 43rd
Floor
New York, NY 10158
Citizenship: DE
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(d)
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Title of Class of Securities
Common Shares
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(e)
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CUSIP Number
248356107
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Item 3. If this statement is filed pursuant to
§§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person
filing is a:
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(a)
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o
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Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o).
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(b)
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o
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
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(c)
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o
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Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
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(d)
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o
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Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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x
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An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j)
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o
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No. 248356107
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13G
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Page 4 of 5 Pages
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Item 4. Ownership.
The information in items 1 and 5 through 11 on the cover pages (p.
2 ) on Schedule 13G is hereby incorporated by
reference.
GXMC is a registered investment adviser that furnishes investment
advice to the Global X Uranium ETF (the “Fund”), a separate series
of Global X Funds, an investment company registered under Section 8
of the Investment Company Act of 1940. As a result of its role as
investment adviser to the Fund, GXMC may be deemed to be the
beneficial owner of shares of Denison Mines Corp. held by the Fund.
However, GXMC does not have the right to receive any dividends
from, or the proceeds from the sale of, the securities held in the
Fund and disclaims any ownership associated with such
rights.
Item 5. Ownership of Five Percent or Less of a
Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
Global X Uranium ETF, set forth in Item 4 above, has the right to
receive all dividends from, and the proceeds from the sale of, the
securities held in its respective account. These shares were
acquired in the ordinary course of business, and not with the
purpose of changing or influencing control of the
issuer.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of
the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
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CUSIP No. 248356107
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13G
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Page 5 of 5 Pages
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After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
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Global X Management Company LLC
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By:
/s/ Luis Berruga
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Name/Title: Luis Berruga, Chief Executive Officer
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Date: February 14, 2023
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Denison Mines (AMEX:DNN)
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De Mai 2023 à Juin 2023
Denison Mines (AMEX:DNN)
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De Juin 2022 à Juin 2023