UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

 

Investment Company Act file number: 811-21846

 

CLOUGH GLOBAL OPPORTUNITIES FUND

(Exact name of registrant as specified in charter)

 

1290 Broadway, Suite 1000, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

 

Nicholas Adams, Esq.

Clough Global Opportunities Fund

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Name and address of agent for service)

 

Registrant's Telephone Number, including Area Code: 855-425-6844

 

Date of fiscal year end: October 31

 

Date of reporting period: July 1, 2021 – June 30, 2022

 

 

 

Item 1 – Proxy Voting Record.

 

Vote Summary
MCKESSON CORPORATION          
Security 58155Q103                   Meeting Type   Annual  
Ticker Symbol MCK                   Meeting Date   23-Jul-2021    
ISIN US58155Q1031                   Agenda   935457425 - Management  
Record Date 28-May-2021                   Holding Recon Date   28-May-2021    
City / Country     / United
States		             Vote Deadline Date   22-Jul-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director for a one-year term: Dominic J.
Caruso		 Management     For     For            
1B. Election of Director for a one-year term: Donald R.
Knauss		 Management     For     For            
1C. Election of Director for a one-year term: Bradley E.
Lerman		 Management     For     For            
1D. Election of Director for a one-year term: Linda P. Mantia Management     For     For            
1E. Election of Director for a one-year term: Maria Martinez Management     For     For            
1F. Election of Director for a one-year term: Edward A.
Mueller		 Management     For     For            
1G. Election of Director for a one-year term: Susan R. Salka Management     For     For            
1H. Election of Director for a one-year term: Brian S. Tyler Management     For     For            
1I. Election of Director for a one-year term: Kenneth E.
Washington		 Management     For     For            
2. Ratification of the appointment of Deloitte & Touche LLP
as the company's independent registered public
accounting firm for the fiscal year ending March 31, 2022.		 Management     For     For            
3. Advisory vote on executive compensation. Management     For     For            
4. Shareholder proposal on action by written consent of
shareholders.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 1,020   5,200 10-Jun-2021 10-Jun-2021  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 5,680   14,100 10-Jun-2021 10-Jun-2021  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 10,740   28,200 10-Jun-2021 10-Jun-2021  
997AL60 GLV
PLEDGE		 997AL60 STATE
STREET BANK
& TRUST CO		 2,500   0 10-Jun-2021 10-Jun-2021  
JAZZ PHARMACEUTICALS PLC          
Security G50871105                   Meeting Type   Annual  
Ticker Symbol JAZZ                   Meeting Date   29-Jul-2021    
ISIN IE00B4Q5ZN47                   Agenda   935461563 - Management  
Record Date 02-Jun-2021                   Holding Recon Date   02-Jun-2021    
City / Country     / United
States		             Vote Deadline Date   28-Jul-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director to hold office until the 2024 annual
meeting: Peter Gray		 Management     For     For            
1B. Election of Director to hold office until the 2024 annual
meeting: Kenneth W. O'Keefe		 Management     For     For            
1C. Election of Director to hold office until the 2024 annual
meeting: Mark D. Smith, M.D.		 Management     For     For            
1D. Election of Director to hold office until the 2024 annual
meeting: Catherine A. Sohn, Pharm. D.		 Management     For     For            
2. To ratify, on a non-binding advisory basis, the
appointment of KPMG as the independent auditors of
Jazz Pharmaceuticals plc for the fiscal year ending
December 31, 2021 and to authorize, in a binding vote,
the board of directors, acting through the audit
committee, to determine KPMG's remuneration.		 Management     For     For            
3. To approve, on a non-binding advisory basis, the
compensation of Jazz Pharmaceuticals plc's named
executive officers as disclosed in the proxy statement.		 Management     For     For            
4. To renew the Board of Director's existing authority under
Irish law to allot and issue ordinary shares.		 Management     For     For            
5. To renew the Board of Director's existing authority under
Irish law to allot and issue ordinary shares for cash
without first offering those ordinary shares to existing
shareholders pursuant to the statutory pre-emption right
that would otherwise apply.		 Management     For     For            
6. To approve any motion to adjourn the annual meeting, or
any adjournments thereof, to another time and place to
solicit additional proxies if there are insufficient votes at
the time of annual meeting to approve Proposal 5.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 720   0 16-Jun-2021 16-Jun-2021  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 26,620   0 16-Jun-2021 16-Jun-2021  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 52,000   0 16-Jun-2021 16-Jun-2021  
NEW YORK COMMUNITY BANCORP, INC.          
Security 649445103                   Meeting Type   Special  
Ticker Symbol NYCB                   Meeting Date   04-Aug-2021    
ISIN US6494451031                   Agenda   935468529 - Management  
Record Date 18-Jun-2021                   Holding Recon Date   18-Jun-2021    
City / Country     / United
States		             Vote Deadline Date   03-Aug-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. A proposal to approve the issuance of New York
Community Bancorp, Inc. ("NYCB") common stock to
holders of Flagstar Bancorp, Inc. ("Flagstar") common
stock pursuant to the Agreement and Plan of Merger,
dated as of April 24, 2021 (as it may be amended from
time to time), by and among NYCB, 615 Corp. and
Flagstar (the "NYCB share issuance proposal").		 Management     For     For            
2. A proposal to adjourn the NYCB special meeting, if
necessary or appropriate, to solicit additional proxies if,
immediately prior to such adjournment, there are not
sufficient votes to approve the NYCB share issuance
proposal, or to ensure that any supplement or
amendment to the accompanying joint proxy
statement/prospectus is timely provided to holders of
NYCB common stock.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 221,100   0 29-Jun-2021 29-Jun-2021  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 102,600   0 29-Jun-2021 29-Jun-2021  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 434,500   0 29-Jun-2021 29-Jun-2021  
DYNATRACE, INC.          
Security 268150109                   Meeting Type   Annual  
Ticker Symbol DT                   Meeting Date   26-Aug-2021    
ISIN US2681501092                   Agenda   935472100 - Management  
Record Date 01-Jul-2021                   Holding Recon Date   01-Jul-2021    
City / Country     / United
States		             Vote Deadline Date   25-Aug-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Class II Director: Seth Boro Management     For     For            
1B. Election of Class II Director: Jill Ward Management     For     For            
1C. Election of Class II Director: Kirsten Wolberg Management     For     For            
2. Ratify the appointment of BDO USA, LLP as Dynatrace's
independent registered public accounting firm for the
fiscal year ending March 31, 2022.		 Management     For     For            
3. Non-binding advisory vote on the frequency of future non-
binding advisory votes on the compensation of
Dynatrace's named executive officers.		 Management     3 Years     Against            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 63,600   0 16-Jul-2021 16-Jul-2021    
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 45,000   0 16-Jul-2021 16-Jul-2021    
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 80,000   0 16-Jul-2021 16-Jul-2021    
1LIFE HEALTHCARE, INC.          
Security 68269G107                   Meeting Type   Special  
Ticker Symbol ONEM                   Meeting Date   27-Aug-2021    
ISIN US68269G1076                   Agenda   935476285 - Management  
Record Date 13-Jul-2021                   Holding Recon Date   13-Jul-2021    
City / Country     / United
States		             Vote Deadline Date   26-Aug-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. To approve the issuance of shares of common stock,
$0.001 par value per share, of 1Life Healthcare, Inc. to
stockholders of Iora Health, Inc. in connection with the
merger contemplated by the Agreement and Plan of
Merger, dated June 6, 2021, among 1Life Healthcare,
Inc., SB Merger Sub, Inc., Iora Health, Inc. and Fortis
Advisors LLC, solely in its capacity as the representative
of the stockholders of Iora.		 Management     For     For            
2. To approve adjournments of the 1Life special meeting, if
necessary and appropriate, to solicit additional proxies if
there are not sufficient votes to approve the 1Life stock
issuance proposal.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 31,800   0 27-Jul-2021 27-Jul-2021    
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 22,100   0 27-Jul-2021 27-Jul-2021    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 14,200   64,700 27-Jul-2021 27-Jul-2021    
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   187,300 27-Jul-2021 27-Jul-2021    
JAZZ PHARMACEUTICALS PLC          
Security G50871105                   Meeting Type   Special  
Ticker Symbol JAZZ                   Meeting Date   23-Sep-2021    
ISIN IE00B4Q5ZN47                   Agenda   935490639 - Management  
Record Date 19-Aug-2021                   Holding Recon Date   19-Aug-2021    
City / Country     / United
States		             Vote Deadline Date   22-Sep-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. To grant the board of directors authority under Irish law to
allot and issue ordinary shares for cash without first
offering those ordinary shares to existing shareholders
pursuant to the statutory pre-emption right that would
otherwise apply.		 Management     For     For            
2. To approve any motion to adjourn the extraordinary
general meeting, or any adjournments thereof, to another
time and place to solicit additional proxies if there are
insufficient votes at the time of the extraordinary general
meeting to approve Proposal 1.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 2,520   0 31-Aug-2021 31-Aug-2021  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 4,710   0 31-Aug-2021 31-Aug-2021  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 720   24,500 31-Aug-2021 31-Aug-2021  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 47,120   0 31-Aug-2021 31-Aug-2021  
TESLA, INC.          
Security 88160R101                   Meeting Type   Annual  
Ticker Symbol TSLA                   Meeting Date   07-Oct-2021    
ISIN US88160R1014                   Agenda   935486452 - Management  
Record Date 09-Aug-2021                   Holding Recon Date   09-Aug-2021    
City / Country     / United
States		             Vote Deadline Date   06-Oct-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1.1 Election of Class II Director: James Murdoch Management     For     For            
1.2 Election of Class II Director: Kimbal Musk Management     For     For            
2. Tesla proposal for adoption of amendments to certificate
of incorporation to reduce director terms to two years.		 Management     For     For            
3. Tesla proposal for adoption of amendments to certificate
of incorporation and bylaws to eliminate applicable
supermajority voting requirements.		 Management     For                  
4. Tesla proposal to ratify the appointment of independent
registered public accounting firm.		 Management     For     For            
5. Stockholder proposal regarding reduction of director
terms to one year.		 Shareholder     Against     For            
6. Stockholder proposal regarding additional reporting on
diversity and inclusion efforts.		 Shareholder     Against     For            
7. Stockholder proposal regarding reporting on employee
arbitration.		 Shareholder     Against     For            
8. Stockholder proposal regarding assigning responsibility
for strategic oversight of human capital management to
an independent board-level committee.		 Shareholder     Against     For            
9. Stockholder proposal regarding additional reporting on
human rights.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 3,160   0 27-Aug-2021 27-Aug-2021  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 60   0 27-Aug-2021 27-Aug-2021  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 6,940   6,600 27-Aug-2021 27-Aug-2021  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 12,650   12,400 27-Aug-2021 27-Aug-2021  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 6,000   0 27-Aug-2021 27-Aug-2021  
BYD COMPANY LTD          
Security Y1023R104                   Meeting Type   ExtraOrdinary General Meeting  
Ticker Symbol                     Meeting Date   30-Nov-2021    
ISIN CNE100000296                   Agenda   714903906 - Management  
Record Date 24-Nov-2021                   Holding Recon Date   24-Nov-2021    
City / Country   SHENZH
EN		 / China             Vote Deadline Date   23-Nov-2021    
SEDOL(s) 6536651 - B01XKF2 - B0WVS95 -
BD8GJR0 - BDDXWZ5 - BGKFJ21 -
BGPHZH9		             Quick Code        
                                                             
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2021/
1112/2021111201506.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2021/
1112/2021111201544.pdf		 Non-Voting                        
1 TO CONSIDER AND APPROVE THE AMENDMENTS
TO THE ARTICLES OF ASSOCIATION AS SET OUT IN
APPENDIX I TO THE CIRCULAR DATED 13
NOVEMBER 2021 OF THE COMPANY
(THE"CIRCULAR")		 Management     For     For            
2 TO CONSIDER AND APPROVE THE RULES OF
PROCEDURES OF MEETINGS OF THE BOARD OF
THE COMPANY AS SET OUT IN APPENDIX II TO THE
CIRCULAR		 Management     For     For            
3 TO CONSIDER AND APPROVE THE RULES OF
PROCEDURES OF MEETINGS OF THE
SUPERVISORY COMMITTEE OF THE COMPANY AS
SET OUT IN APPENDIX III TO THE CIRCULAR		 Management     For     For            
4 TO CONSIDER AND APPROVE THE COMPLIANCE
MANUAL IN RELATION TO INDEPENDENT
DIRECTORS OF THE COMPANY AS SET OUT IN
APPENDIX IV TO THE CIRCULAR		 Management     For     For            
5 TO CONSIDER AND APPROVE THE MANAGEMENT
SYSTEM FOR THE FUNDS RAISED OF THE
COMPANY AS SET OUT IN APPENDIX V TO THE
CIRCULAR		 Management     For     For            
6 TO CONSIDER AND APPROVE THE COMPLIANCE
MANUAL IN RELATION TO CONNECTED
TRANSACTIONS OF THE COMPANY AS SET OUT IN
APPENDIX VI TO THE CIRCULAR		 Management     For     For            
7 TO CONSIDER AND APPROVE THE RULES FOR THE
SELECTION AND APPOINTMENT OF ACCOUNTANTS'
FIRM OF THE COMPANY AS SET OUT IN APPENDIX
VII TO THE CIRCULAR		 Management     For     For            
8 TO CONSIDER AND APPROVE THE POLICY ON
EXTERNAL GUARANTEE OF THE COMPANY AS SET
OUT IN APPENDIX VIII TO THE CIRCULAR		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
AL27 GLV   STATE
STREET BANK		 176,500   0 13-Nov-2021 13-Nov-2021  
AL28 GLQ   STATE
STREET BANK		 375,000   0 13-Nov-2021 13-Nov-2021  
AL29 GLO   STATE
STREET BANK		 697,000   0 13-Nov-2021 13-Nov-2021  
MICROSOFT CORPORATION          
Security 594918104                   Meeting Type   Annual  
Ticker Symbol MSFT                   Meeting Date   30-Nov-2021    
ISIN US5949181045                   Agenda   935505480 - Management  
Record Date 30-Sep-2021                   Holding Recon Date   30-Sep-2021    
City / Country     / United
States		             Vote Deadline Date   29-Nov-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Reid G. Hoffman Management     For     For            
1B. Election of Director: Hugh F. Johnston Management     For     For            
1C. Election of Director: Teri L. List Management     For     For            
1D. Election of Director: Satya Nadella Management     For     For            
1E. Election of Director: Sandra E. Peterson Management     For     For            
1F. Election of Director: Penny S. Pritzker Management     For     For            
1G. Election of Director: Carlos A. Rodriguez Management     For     For            
1H. Election of Director: Charles W. Scharf Management     For     For            
1I. Election of Director: John W. Stanton Management     For     For            
1J. Election of Director: John W. Thompson Management     For     For            
1K. Election of Director: Emma N. Walmsley Management     For     For            
1L. Election of Director: Padmasree Warrior Management     For     For            
2. Advisory vote to approve named executive officer
compensation.		 Management     For     For            
3. Approve Employee Stock Purchase Plan. Management     For     For            
4. Ratification of the Selection of Deloitte & Touche LLP as
our Independent Auditor for Fiscal Year 2022.		 Management     For     For            
5. Shareholder Proposal - Report on median pay gaps
across race and gender.		 Shareholder     Against     For            
6. Shareholder Proposal - Report on effectiveness of
workplace sexual harassment policies.		 Shareholder     Against     For            
7. Shareholder Proposal - Prohibition on sales of facial
recognition technology to all government entities.		 Shareholder     Against     For            
8. Shareholder Proposal - Report on implementation of the
Fair Chance Business Pledge.		 Shareholder     Against     For            
9. Shareholder Proposal - Report on how lobbying activities
align with company policies.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 600   0 21-Oct-2021 21-Oct-2021    
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 180   18,800 21-Oct-2021 21-Oct-2021    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 170   59,100 21-Oct-2021 21-Oct-2021    
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 110,090   0 21-Oct-2021 21-Oct-2021    
997AL60 GLV
PLEDGE		 997AL60 STATE
STREET BANK
& TRUST CO		 8,500   0 21-Oct-2021 21-Oct-2021    
BILL.COM HOLDINGS, INC.          
Security 090043100                   Meeting Type   Annual  
Ticker Symbol BILL                   Meeting Date   09-Dec-2021    
ISIN US0900431000                   Agenda   935510443 - Management  
Record Date 12-Oct-2021                   Holding Recon Date   12-Oct-2021    
City / Country     / United
States		             Vote Deadline Date   08-Dec-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 Allison Mnookin           For     For            
    2 Steven Piaker           For     For            
    3 Rory O'Driscoll           For     For            
    4 Steve Fisher           For     For            
2. Ratification of Appointment of Independent Registered
Public Accounting Firm Ernst & Young LLP.		 Management     For     For            
3. Advisory Vote on the Compensation of our Named
Executive Officers.		 Management     For     For            
4. Advisory Vote on the Frequency of Future Advisory Votes
on the Compensation of our Named Executive Officers.		 Management     3 Years     Against            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 5,600   0 27-Oct-2021 27-Oct-2021    
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 50   0 27-Oct-2021 27-Oct-2021    
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 22,300   0 27-Oct-2021 27-Oct-2021    
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 10,300   0 27-Oct-2021 27-Oct-2021    
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 11,900   0 27-Oct-2021 27-Oct-2021    
CISCO SYSTEMS, INC.          
Security 17275R102                   Meeting Type   Annual  
Ticker Symbol CSCO                   Meeting Date   13-Dec-2021    
ISIN US17275R1023                   Agenda   935511469 - Management  
Record Date 15-Oct-2021                   Holding Recon Date   15-Oct-2021    
City / Country     / United
States		             Vote Deadline Date   10-Dec-2021    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: M. Michele Burns Management     For     For            
1B. Election of Director: Wesley G. Bush Management     For     For            
1C. Election of Director: Michael D. Capellas Management     For     For            
1D. Election of Director: Mark Garrett Management     For     For            
1E. Election of Director: John D. Harris II Management     For     For            
1F. Election of Director: Dr. Kristina M. Johnson Management     For     For            
1G. Election of Director: Roderick C. McGeary Management     For     For            
1H. Election of Director: Charles H. Robbins Management     For     For            
1I. Election of Director: Brenton L. Saunders Management     For     For            
1J. Election of Director: Dr. Lisa T. Su Management     For     For            
1K. Election of Director: Marianna Tessel Management     For     For            
2. Approval, on an advisory basis, of executive
compensation.		 Management     For     For            
3. Ratification of PricewaterhouseCoopers LLP as Cisco's
independent registered public accounting firm for fiscal
2022.		 Management     For     For            
4. Approval to have Cisco's Board amend Cisco's proxy
access bylaw to remove the stockholder aggregation
limit.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 100   0 26-Oct-2021 26-Oct-2021    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 300   0 26-Oct-2021 26-Oct-2021    
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 42,100   30,900 26-Oct-2021 26-Oct-2021    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 158,200   0 26-Oct-2021 26-Oct-2021    
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 165,100   129,900 26-Oct-2021 26-Oct-2021    
D.R. HORTON, INC.          
Security 23331A109                   Meeting Type   Annual  
Ticker Symbol DHI                   Meeting Date   26-Jan-2022    
ISIN US23331A1097                   Agenda   935537906 - Management  
Record Date 30-Nov-2021                   Holding Recon Date   30-Nov-2021    
City / Country     / United
States		             Vote Deadline Date   25-Jan-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Donald R. Horton Management     For     For            
1B. Election of Director: Barbara K. Allen Management     For     For            
1C. Election of Director: Brad S. Anderson Management     For     For            
1D. Election of Director: Michael R. Buchanan Management     For     For            
1E. Election of Director: Benjamin S. Carson, Sr. Management     For     For            
1F. Election of Director: Michael W. Hewatt Management     For     For            
1G. Election of Director: Maribess L. Miller Management     For     For            
2. Approval of the advisory resolution on executive
compensation.		 Management     For     For            
3. Ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 18,700   30,800 24-Dec-2021 24-Dec-2021  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 40,200   47,600 24-Dec-2021 24-Dec-2021  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 66,600   110,500 24-Dec-2021 24-Dec-2021  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 33,000   0 24-Dec-2021 24-Dec-2021  
997AL60 GLV
PLEDGE		 997AL60 STATE
STREET BANK
& TRUST CO		 12,600   0 24-Dec-2021 24-Dec-2021  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 31,800   0 24-Dec-2021 24-Dec-2021  
INFINEON TECHNOLOGIES AG          
Security D35415104                   Meeting Type   Annual General Meeting  
Ticker Symbol                     Meeting Date   17-Feb-2022    
ISIN DE0006231004                   Agenda   715040743 - Management  
Record Date 10-Feb-2022                   Holding Recon Date   10-Feb-2022    
City / Country   NEUBIBE
RG		 / Germany             Vote Deadline Date   04-Feb-2022    
SEDOL(s) 5889505 - B01DKJ6 - B0CRGY4 -
B108X56 - B7N2TT3 - B814K62 -
BF0Z753 - BYL6SV1 - BYXQQV5		             Quick Code        
                                                             
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE-
REJECTED.		 Non-Voting                        
1 RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2021		 Non-Voting                        
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 0.27 PER SHARE		 Management     For     For            
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER REINHARD PLOSS FOR FISCAL YEAR 2021		 Management     For     For            
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER HELMUT GASSEL FOR FISCAL YEAR 2021		 Management     For     For            
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER JOCHEN HANEBECK FOR FISCAL YEAR
2021		 Management     For     For            
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER CONSTANZE HUFENBECHER (FROM APRIL
15, 2021) FOR FISCAL YEAR 2021		 Management     For     For            
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER SVEN SCHNEIDER FOR FISCAL YEAR 2021		 Management     For     For            
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER WOLFGANG EDER FOR FISCAL YEAR 2021		 Management     For     For            
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER XIAOQUN CLEVER FOR FISCAL YEAR 2021		 Management     For     For            
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JOHANN DECHANT FOR FISCAL YEAR
2021		 Management     For     For            
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER FRIEDRICH EICHINER FOR FISCAL YEAR
2021		 Management     For     For            
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANNETTE ENGELFRIED FOR FISCAL YEAR
2021		 Management     For     For            
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER PETER GRUBER FOR FISCAL YEAR 2021		 Management     For     For            
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER HANS-ULRICH HOLDENRIED FOR FISCAL
YEAR 2021		 Management     For     For            
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER SUSANNE LACHENMANN FOR FISCAL
YEAR 2021		 Management     For     For            
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER GERALDINE PICAUD FOR FISCAL YEAR
2021		 Management     For     For            
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MANFRED PUFFER FOR FISCAL YEAR
2021		 Management     For     For            
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MELANIE RIEDL FOR FISCAL YEAR 2021		 Management     For     For            
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JUERGEN SCHOLZ FOR FISCAL YEAR 2021		 Management     For     For            
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER KERSTIN SCHULZENDORF FOR FISCAL
YEAR 2021		 Management     For     For            
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ULRICH SPIESSHOFER FOR FISCAL YEAR
2021		 Management     For     For            
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MARGRET SUCKALE FOR FISCAL YEAR
2021		 Management     For     For            
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER DIANA VITALE FOR FISCAL YEAR 2021		 Management     For     For            
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2022		 Management     For     For            
6 ELECT GERALDINE PICAUD TO THE SUPERVISORY
BOARD		 Management     For     For            
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL		 Non-Voting                        
CMMT THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE.		 Non-Voting                        
CMMT ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL.		 Non-Voting                        
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE		 Non-Voting                        
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE		 Non-Voting                        
CMMT 12 JAN 2022: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER		 Non-Voting                        
    HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS-PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE-
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS-
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION-AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE-
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST-
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE CUSTODY-
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM YOU		                                      
CMMT 12 JAN 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU		 Non-Voting                        
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
AL27 GLV   STATE
STREET BANK		 52,130   0 08-Jan-2022 08-Jan-2022  
AL28 GLQ   STATE
STREET BANK		 107,424   0 08-Jan-2022 08-Jan-2022  
AL29 GLO   STATE
STREET BANK		 198,526   0 08-Jan-2022 08-Jan-2022  
BARINGS BDC, INC.          
Security 06759L103                   Meeting Type   Special  
Ticker Symbol BBDC                   Meeting Date   24-Feb-2022    
ISIN US06759L1035                   Agenda   935540307 - Management  
Record Date 27-Dec-2021                   Holding Recon Date   27-Dec-2021    
City / Country     / United
States		             Vote Deadline Date   23-Feb-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. To approve the issuance of shares of Barings BDC, Inc.
("Barings BDC") common stock, $0.001 par value per
share ("Barings BDC Common Stock"), pursuant to the
Agreement and Plan of Merger, dated as of September
21, 2021, by and among Barings BDC, Mercury
Acquisition Sub, Inc., Sierra Income Corporation and
Barings LLC (the "Merger Agreement").		 Management     For     For            
2. To approve the issuance of shares of Barings BDC
Common Stock pursuant to the Merger Agreement at a
price below its then- current net asset value per share, if
applicable.		 Management     For     For            
3. To approve the adjournment of the Barings BDC special
meeting, if necessary or appropriate, to solicit additional
proxies, in the event that there are insufficient votes at
the time of the Barings BDC special meeting to approve
Proposal 1 or Proposal 2.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 54,000   0 05-Jan-2022 05-Jan-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 49,500   0 05-Jan-2022 05-Jan-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 103,400   0 05-Jan-2022 05-Jan-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 311,646   0 05-Jan-2022 05-Jan-2022  
HOLOGIC, INC.          
Security 436440101                   Meeting Type   Annual  
Ticker Symbol HOLX                   Meeting Date   10-Mar-2022    
ISIN US4364401012                   Agenda   935543137 - Management  
Record Date 11-Jan-2022                   Holding Recon Date   11-Jan-2022    
City / Country     / United
States		             Vote Deadline Date   09-Mar-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Stephen P. MacMillan Management     For     For            
1B. Election of Director: Sally W. Crawford Management     For     For            
1C. Election of Director: Charles J. Dockendorff Management     For     For            
1D. Election of Director: Scott T. Garrett Management     For     For            
1E. Election of Director: Ludwig N. Hantson Management     For     For            
1F. Election of Director: Namal Nawana Management     For     For            
1G. Election of Director: Christiana Stamoulis Management     For     For            
1H. Election of Director: Amy M. Wendell Management     For     For            
2. A non-binding advisory resolution to approve executive
compensation.		 Management     For     For            
3. Ratification of the appointment of Ernst & Young LLP as
our independent registered public accounting firm for
fiscal 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 16,240   27,800 21-Jan-2022 21-Jan-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 190   99,300 21-Jan-2022 21-Jan-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 8,800   0 21-Jan-2022 21-Jan-2022  
CARNIVAL CORPORATION          
Security 143658300                   Meeting Type   Annual  
Ticker Symbol CCL                   Meeting Date   08-Apr-2022    
ISIN PA1436583006                   Agenda   935551160 - Management  
Record Date 07-Feb-2022                   Holding Recon Date   07-Feb-2022    
City / Country     / United
States		             Vote Deadline Date   07-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. To re-elect Micky Arison as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
2. To re-elect Sir Jonathon Band as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
3. To re-elect Jason Glen Cahilly as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
4. To re-elect Helen Deeble as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
5. To re-elect Arnold W. Donald as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
6. To re-elect Jeffery J. Gearhart as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
7. To re-elect Richard J. Glasier as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
8. To re-elect Katie Lahey as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
9. To re-elect Sir John Parker as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
10. To re-elect Stuart Subotnick as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
11. To re-elect Laura Weil as a Director of Carnival
Corporation and as a Director of Carnival plc.		 Management     For     For            
12. To re-elect Randall J. Weisenburger as a Director of
Carnival Corporation and as a Director of Carnival plc.		 Management     For     For            
13. To hold a (non-binding) advisory vote to approve
executive compensation (in accordance with legal
requirements applicable to U.S. companies).		 Management     For     For            
14. To hold a (non-binding) advisory vote to approve the
Carnival plc Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies).		 Management     For     For            
15. To re-appoint the UK firm of PricewaterhouseCoopers
LLP as independent auditors of Carnival plc and to ratify
the selection of the U.S. firm of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
of Carnival Corporation.		 Management     For     For            
16. To authorize the Audit Committee of Carnival plc to
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies)		 Management     For     For            
17. To receive the UK accounts and reports of the Directors
and auditors of Carnival plc for the year ended November
30, 2021 (in accordance with legal requirements
applicable to UK companies).		 Management     For     For            
18. To approve the giving of authority for the allotment of new
shares by Carnival plc (in accordance with customary
practice for UK companies).		 Management     For     For            
19. To approve the disapplication of pre-emption rights in
relation to the allotment of new shares by Carnival plc (in
accordance with customary practice for UK companies).		 Management     For     For            
20. To approve a general authority for Carnival plc to buy
back Carnival plc ordinary shares in the open market (in
accordance with legal requirements applicable to UK
companies desiring to implement share buy back
programs).		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 56,900   0 16-Feb-2022 16-Feb-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 105,400   0 16-Feb-2022 16-Feb-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   78,900 16-Feb-2022 16-Feb-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 114,000   19,070 16-Feb-2022 16-Feb-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 14,800   0 16-Feb-2022 16-Feb-2022  
AIRBUS SE          
Security N0280G100                   Meeting Type   Annual General Meeting  
Ticker Symbol                     Meeting Date   12-Apr-2022    
ISIN NL0000235190                   Agenda   715185585 - Management  
Record Date 15-Mar-2022                   Holding Recon Date   15-Mar-2022    
City / Country   AMSTER
DAM		 / Netherlands             Vote Deadline Date   29-Mar-2022    
SEDOL(s) 4012250 - 4012346 - 4057273 -
B01DGJ8 - B16Q6Y4 - B87GTC1 -
BDC50T2 - BF444K0 - BHZLF67		             Quick Code        
                                                             
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
CMMT VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED.		 Non-Voting                        
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED.		 Non-Voting                        
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE		 Non-Voting                        
1 RESOLVED THAT THE AUDITED ACCOUNTS FOR
THE ACCOUNTING PERIOD FROM 1 JANUARY 2021
TO 31 DECEMBER 2021, AS SUBMITTED TO THE
ANNUAL GENERAL MEETING ("AGM") BY THE
BOARD OF DIRECTORS, BE AND HEREBY ARE
ADOPTED		 Management     For     For            
2 RESOLVED THAT THE NET LOSS OF EUR 114
MILLION, AS SHOWN IN THE INCOME STATEMENT
INCLUDED IN THE AUDITED ACCOUNTS FOR THE
FINANCIAL YEAR 2021, SHALL BE CHARGED
AGAINST THE RETAINED EARNINGS AND THAT A
PAYMENT OF A GROSS AMOUNT OF EUR 1.50 PER
SHARE SHALL BE MADE TO THE SHAREHOLDERS
OUT OF THE RETAINED EARNINGS		 Management     For     For            
3 RESOLVED THAT THE NON-EXECUTIVE MEMBERS
OF THE BOARD OF DIRECTORS BE AND HEREBY
ARE GRANTED A RELEASE FROM LIABILITY FOR
THE PERFORMANCE OF THEIR DUTIES DURING
AND WITH RESPECT TO THE FINANCIAL YEAR 2021,
TO THE EXTENT THAT THEIR ACTIVITY HAS BEEN
REFLECTED IN THE AUDITED ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR 2021 OR IN THE REPORT
OF THE BOARD OF DIRECTORS OR WAS
OTHERWISE PROPERLY DISCLOSED TO THE
GENERAL MEETING		 Management     For     For            
4 RESOLVED THAT THE EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS BE AND HEREBY IS
GRANTED A RELEASE FROM LIABILITY FOR THE
PERFORMANCE OF HIS DUTIES DURING AND WITH
RESPECT TO THE FINANCIAL YEAR 2021, TO THE
EXTENT THAT HIS ACTIVITY HAS BEEN REFLECTED
IN THE AUDITED ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2021 OR IN THE REPORT OF THE
BOARD OF DIRECTORS OR WAS OTHERWISE
PROPERLY DISCLOSED TO THE GENERAL MEETING		 Management     For     For            
5 RESOLVED THAT THE COMPANY'S AUDITOR FOR
THE ACCOUNTING PERIOD BEING THE FINANCIAL
YEAR 2022 SHALL BE ERNST & YOUNG
ACCOUNTANTS LLP, THE NETHERLANDS, WHOSE
REGISTERED OFFICE IS AT BOOMPJES 258, 3011 XZ
ROTTERDAM IN THE NETHERLANDS.FOR MORE
INFORMATION PLEASE SEE THE INFORMATION
NOTICE AND REPORT OF THE BOARD OF
DIRECTORS DOWNLOADABLE FROM THIS
PLATFORM OR GO TO OUR WEBSITE
WWW.AIRBUS.COM		 Management     For     For            
6 RESOLVED THAT, AS AN ADVISORY VOTE, THE
IMPLEMENTATION OF THE REMUNERATION POLICY
DURING THE FINANCIAL YEAR 2021, AS DISCLOSED
IN THE REPORT OF THE BOARD OF DIRECTORS, BE
AND HEREBY IS APPROVED		 Management     For     For            
7 RESOLVED THAT THE APPOINTMENT OF MR
GUILLAUME FAURY AS EXECUTIVE MEMBER OF
THE BOARD OF DIRECTORS BE RENEWED FOR A
TERM OF THREE YEARS, ENDING AT THE CLOSE OF
THE AGM WHICH SHALL BE HELD IN THE YEAR 2025		 Management     For     For            
8 RESOLVED THAT THE APPOINTMENT OF MS
CATHERINE GUILLOUARD AS NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS BE
RENEWED FOR A TERM OF THREE YEARS, ENDING
AT THE CLOSE OF THE AGM WHICH SHALL BE HELD
IN THE YEAR 2025		 Management     For     For            
9 RESOLVED THAT THE APPOINTMENT OF MS
CLAUDIA NEMAT AS NON-EXECUTIVE MEMBER OF
THE BOARD OF DIRECTORS BE RENEWED FOR A
TERM OF THREE YEARS, ENDING AT THE CLOSE OF
THE AGM WHICH SHALL BE HELD IN THE YEAR 2025		 Management     For     For            
10 RESOLVED THAT MS IRENE RUMMELHOFF BE
APPOINTED AS A NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS, ENDING AT THE CLOSE OF THE AGM WHICH
SHALL BE HELD IN THE YEAR 2025, IN
REPLACEMENT OF MR CARLOS TAVARES WHOSE
MANDATE EXPIRES		 Management     For     For            
11 RESOLVED THAT IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION, THE
BOARD OF DIRECTORS BE AND HEREBY IS
DESIGNATED, SUBJECT TO REVOCATION BY THE
GENERAL MEETING, TO HAVE POWERS TO ISSUE
SHARES AND TO GRANT RIGHTS TO SUBSCRIBE
FOR SHARES IN THE COMPANY'S SHARE CAPITAL
FOR THE PURPOSE OF EMPLOYEE SHARE
OWNERSHIP PLANS AND SHARE-RELATED LONG-
TERM INCENTIVE PLANS (SUCH AS PERFORMANCE
SHARE PLANS), PROVIDED THAT SUCH POWERS
SHALL BE LIMITED TO AN AGGREGATE OF 0.14% OF
THE COMPANY'S AUTHORISED SHARE CAPITAL
FROM TIME TO TIME AND TO LIMIT OR EXCLUDE
PREFERENTIAL SUBSCRIPTION RIGHTS, IN BOTH
CASES FOR A PERIOD EXPIRING AT THE AGM TO
BE HELD IN 2023. SUCH POWERS INCLUDE THE
GRANTING OF RIGHTS TO SUBSCRIBE FOR SHARES
WHICH CAN BE EXERCISED AT SUCH TIME AS MAY
BE SPECIFIED IN OR PURSUANT TO SUCH PLANS
AND THE ISSUE OF SHARES TO BE PAID UP FROM
THE COMPANY'S RESERVES. HOWEVER, SUCH
POWERS SHALL NOT EXTEND TO ISSUING SHARES
OR GRANTING RIGHTS TO SUBSCRIBE FOR
SHARES IF (I) THERE IS NO PREFERENTIAL
SUBSCRIPTION RIGHTS		 Management     For     For            
12 RESOLVED THAT IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION, THE
BOARD OF DIRECTORS BE AND HEREBY IS
DESIGNATED, SUBJECT TO REVOCATION BY THE
GENERAL MEETING, TO HAVE POWERS TO ISSUE
SHARES AND TO GRANT RIGHTS TO SUBSCRIBE
FOR SHARES IN THE COMPANY'S SHARE CAPITAL
FOR THE PURPOSE OF FUNDING (OR ANY OTHER
CORPORATE PURPOSE INCLUDING MERGERS OR
ACQUISITIONS) THE COMPANY AND ITS GROUP
COMPANIES, PROVIDED THAT SUCH POWERS
SHALL BE LIMITED TO AN AGGREGATE OF 0.3% OF
THE COMPANY'S AUTHORISED SHARE CAPITAL
FROM TIME TO TIME AND TO LIMIT OR EXCLUDE
PREFERENTIAL SUBSCRIPTION RIGHTS, IN BOTH
CASES FOR A PERIOD EXPIRING AT THE AGM TO
BE HELD IN 2023. SUCH POWERS INCLUDE THE
ISSUE OF FINANCIAL INSTRUMENTS, INCLUDING
BUT NOT LIMITED TO CONVERTIBLE BOND, WHICH
INSTRUMENTS MAY GRANT THE HOLDERS		 Management     For     For            
    THEREOF RIGHTS TO ACQUIRE SHARES IN THE
CAPITAL OF THE COMPANY, EXERCISABLE AT
SUCH TIME AS MAY BE DETERMINED BY THE
FINANCIAL INSTRUMENT, AND THE ISSUE OF
SHARES TO BE PAID UP FROM THE COMPANY'S
RESERVES		                                      
13 RESOLVED THAT THE BOARD OF DIRECTORS BE
AND HEREBY IS AUTHORISED, FOR A NEW PERIOD
OF 18 MONTHS FROM THE DATE OF THIS AGM, TO
REPURCHASE SHARES (OR DEPOSITORY
RECEIPTS FOR SHARES) OF THE COMPANY, BY
ANY MEANS, INCLUDING DERIVATIVE PRODUCTS,
ON ANY STOCK EXCHANGE OR OTHERWISE, AS
LONG AS, UPON SUCH REPURCHASE, THE
COMPANY WILL NOT HOLD MORE THAN 10% OF
THE COMPANY'S ISSUED SHARE CAPITAL, AND AT A
PRICE PER SHARE NOT LESS THAN THE NOMINAL
VALUE AND NOT MORE THAN THE HIGHER OF THE
PRICE OF THE LAST INDEPENDENT TRADE AND
THE HIGHEST CURRENT INDEPENDENT BID ON THE
TRADING VENUES OF THE REGULATED MARKET OF
THE COUNTRY IN WHICH THE PURCHASE IS
CARRIED OUT. THIS AUTHORISATION SUPERSEDES
AND REPLACES THE AUTHORISATION GIVEN BY
THE AGM OF 14 APRIL 2021 IN ITS TWELFTH
RESOLUTION		 Management     For     For            
14 RESOLVED THAT ANY OR ALL OF THE SHARES
HELD OR REPURCHASED BY THE COMPANY BE
CANCELLED (WHETHER OR NOT IN TRANCHES)
AND BOTH THE BOARD OF DIRECTORS AND THE
CHIEF EXECUTIVE OFFICER BE AND HEREBY ARE
AUTHORISED, WITH POWERS OF SUBSTITUTION,
TO IMPLEMENT THIS RESOLUTION (INCLUDING THE
AUTHORISATION TO ESTABLISH THE EXACT
NUMBER OF THE RELEVANT SHARES TO BE
CANCELLED) IN ACCORDANCE WITH DUTCH LAW		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
AL27 GLV   STATE
STREET BANK		 16,265   0 23-Feb-2022 23-Feb-2022  
AL28 GLQ   STATE
STREET BANK		 40,545   0 23-Feb-2022 23-Feb-2022  
AL29 GLO   STATE
STREET BANK		 75,828   0 23-Feb-2022 23-Feb-2022  
LENNAR CORPORATION          
Security 526057104                   Meeting Type   Annual  
Ticker Symbol LEN                   Meeting Date   12-Apr-2022    
ISIN US5260571048                   Agenda   935554774 - Management  
Record Date 15-Feb-2022                   Holding Recon Date   15-Feb-2022    
City / Country     / United
States		             Vote Deadline Date   11-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director to serve until the 2023 Annual
Meeting: Amy Banse		 Management     For     For            
1B. Election of Director to serve until the 2023 Annual
Meeting: Rick Beckwitt		 Management     For     For            
1C. Election of Director to serve until the 2023 Annual
Meeting: Steven L. Gerard		 Management     For     For            
1D. Election of Director to serve until the 2023 Annual
Meeting: Tig Gilliam		 Management     For     For            
1E. Election of Director to serve until the 2023 Annual
Meeting: Sherrill W. Hudson		 Management     For     For            
1F. Election of Director to serve until the 2023 Annual
Meeting: Jonathan M. Jaffe		 Management     For     For            
1G. Election of Director to serve until the 2023 Annual
Meeting: Sidney Lapidus		 Management     For     For            
1H. Election of Director to serve until the 2023 Annual
Meeting: Teri P. McClure		 Management     For     For            
1I. Election of Director to serve until the 2023 Annual
Meeting: Stuart Miller		 Management     For     For            
1J. Election of Director to serve until the 2023 Annual
Meeting: Armando Olivera		 Management     For     For            
1K. Election of Director to serve until the 2023 Annual
Meeting: Jeffrey Sonnenfeld		 Management     For     For            
2. Approval, on an advisory basis, of the compensation of
our named executive officers.		 Management     For     For            
3. Ratification of the appointment of Deloitte & Touche LLP
as our independent registered public accounting firm for
our fiscal year ending November 30, 2022.		 Management     For     For            
4. Approval of the Lennar Corporation 2016 Equity Incentive
Plan, as Amended and Restated.		 Management     For     For            
5. Approval of a stockholder proposal to reduce the
common stock ownership threshold to call a special
meeting.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 40   0 02-Mar-2022 02-Mar-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   8,600 02-Mar-2022 02-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   25,380 02-Mar-2022 02-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   75,197 02-Mar-2022 02-Mar-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 682   0 02-Mar-2022 02-Mar-2022  
997AL60 GLV
PLEDGE		 997AL60 STATE
STREET BANK
& TRUST CO		 20,000   0 02-Mar-2022 02-Mar-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 20,300   0 02-Mar-2022 02-Mar-2022  
HCA HEALTHCARE, INC.          
Security 40412C101                   Meeting Type   Annual  
Ticker Symbol HCA                   Meeting Date   21-Apr-2022    
ISIN US40412C1018                   Agenda   935561236 - Management  
Record Date 25-Feb-2022                   Holding Recon Date   25-Feb-2022    
City / Country     / United
States		             Vote Deadline Date   20-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Thomas F. Frist III Management     For     For            
1B. Election of Director: Samuel N. Hazen Management     For     For            
1C. Election of Director: Meg G. Crofton Management     For     For            
1D. Election of Director: Robert J. Dennis Management     For     For            
1E. Election of Director: Nancy-Ann DeParle Management     For     For            
1F. Election of Director: William R. Frist Management     For     For            
1G. Election of Director: Charles O. Holliday, Jr. Management     For     For            
1H. Election of Director: Hugh F. Johnston Management     For     For            
1I. Election of Director: Michael W. Michelson Management     For     For            
1J. Election of Director: Wayne J. Riley, M.D. Management     For     For            
1K. Election of Director: Andrea B. Smith Management     For     For            
2. To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the year
ending December 31, 2022.		 Management     For     For            
3. Advisory vote to approve named executive officer
compensation.		 Management     For     For            
4. Stockholder proposal, if properly presented at the
meeting, regarding political spending disclosure.		 Shareholder     Against     For            
5. Stockholder proposal, if properly presented at the
meeting, regarding lobbying disclosure.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 4,110   0 12-Mar-2022 12-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 170   16,700 12-Mar-2022 12-Mar-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 5,000   0 12-Mar-2022 12-Mar-2022  
RAYTHEON TECHNOLOGIES          
Security 75513E101                   Meeting Type   Annual  
Ticker Symbol RTX                   Meeting Date   25-Apr-2022    
ISIN US75513E1010                   Agenda   935559673 - Management  
Record Date 01-Mar-2022                   Holding Recon Date   01-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   22-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Tracy A. Atkinson Management     For     For            
1B. Election of Director: Bernard A.Harris,Jr. Management     For     For            
1C. Election of Director: Gregory J. Hayes Management     For     For            
1D. Election of Director: George R. Oliver Management     For     For            
1E. Election of Director: Robert K. (Kelly) Ortberg Management     For     For            
1F. Election of Director: Margaret L. O'Sullivan Management     For     For            
1G. Election of Director: Dinesh C. Paliwal Management     For     For            
1H. Election of Director: Ellen M. Pawlikowski Management     For     For            
1I. Election of Director: Denise L. Ramos Management     For     For            
1J. Election of Director: Fredric G. Reynolds Management     For     For            
1K. Election of Director: Brian C. Rogers Management     For     For            
1L. Election of Director: James A. Winnefeld, Jr. Management     For     For            
1M. Election of Director: Robert O. Work Management     For     For            
2. Advisory Vote to Approve Executive Compensation Management     For     For            
3. Appoint PricewaterhouseCoopers LLP to Serve as
Independent Auditor for 2022		 Management     For     For            
4. Approve an Amendment to the Restated Certificate of
Incorporation to Reduce the Voting Threshold Required
to Repeal Article Ninth		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 16,650   0 16-Mar-2022 16-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 43,170   0 16-Mar-2022 16-Mar-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 66,500   0 16-Mar-2022 16-Mar-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   72,500 16-Mar-2022 16-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 37,900   0 16-Mar-2022 16-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 51,320   0 16-Mar-2022 16-Mar-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 30,100   0 16-Mar-2022 16-Mar-2022  
CITIGROUP INC.          
Security 172967424                   Meeting Type   Annual  
Ticker Symbol C                   Meeting Date   26-Apr-2022    
ISIN US1729674242                   Agenda   935563177 - Management  
Record Date 28-Feb-2022                   Holding Recon Date   28-Feb-2022    
City / Country     / United
States		             Vote Deadline Date   25-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Director: Ellen M. Costello Management     For     For            
1b. Election of Director: Grace E. Dailey Management     For     For            
1c. Election of Director: Barbara J. Desoer Management     For     For            
1d. Election of Director: John C. Dugan Management     For     For            
1e. Election of Director: Jane N. Fraser Management     For     For            
1f. Election of Director: Duncan P. Hennes Management     For     For            
1g. Election of Director: Peter B. Henry Management     For     For            
1h. Election of Director: S. Leslie Ireland Management     For     For            
1i. Election of Director: Renée J. James Management     For     For            
1j. Election of Director: Gary M. Reiner Management     For     For            
1k. Election of Director: Diana L. Taylor Management     For     For            
1l. Election of Director: James S. Turley Management     For     For            
2. Proposal to ratify the selection of KPMG LLP as Citi's
independent registered public accountants for 2022.		 Management     For     For            
3. Advisory vote to approve our 2021 Executive
Compensation.		 Management     For     For            
4. Approval of additional shares for the Citigroup 2019
Stock Incentive Plan.		 Management     For     For            
5. Stockholder proposal requesting a Management Pay
Clawback policy.		 Shareholder     Against     For            
6. Stockholder proposal requesting an Independent Board
Chairman.		 Shareholder     Against     For            
7. Stockholder Proposal requesting a report on the
effectiveness of Citi's policies and practices in respecting
Indigenous Peoples' rights in Citi's existing and proposed
financing.		 Shareholder     Against     For            
8. Stockholder Proposal requesting that the Board adopt a
policy to end new fossil fuel financing.		 Shareholder     Against     For            
9. Stockholder proposal requesting a non-discrimination
audit analyzing the Company's impacts on civil rights and
non- discrimination for all Americans.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 15,500   0 16-Mar-2022 16-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 32,200   0 16-Mar-2022 16-Mar-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 59,600   0 16-Mar-2022 16-Mar-2022  
INTUITIVE SURGICAL, INC.          
Security 46120E602                   Meeting Type   Annual  
Ticker Symbol ISRG                   Meeting Date   28-Apr-2022    
ISIN US46120E6023                   Agenda   935560765 - Management  
Record Date 01-Mar-2022                   Holding Recon Date   01-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   27-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Craig H. Barratt, Ph.D. Management     For     For            
1B. Election of Director: Joseph C. Beery Management     For     For            
1C. Election of Director: Gary S. Guthart, Ph.D. Management     For     For            
1D. Election of Director: Amal M. Johnson Management     For     For            
1E. Election of Director: Don R. Kania, Ph.D. Management     For     For            
1F. Election of Director: Amy L. Ladd, M.D. Management     For     For            
1G. Election of Director: Keith R. Leonard, Jr. Management     For     For            
1H. Election of Director: Alan J. Levy, Ph.D. Management     For     For            
1I. Election of Director: Jami Dover Nachtsheim Management     For     For            
1J. Election of Director: Monica P. Reed, M.D. Management     For     For            
1K. Election of Director: Mark J. Rubash Management     For     For            
2. To approve, by advisory vote, the compensation of the
Company's Named Executive Officers.		 Management     For     For            
3. The ratification of appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2022.		 Management     For     For            
4. To approve the Company's Amended and Restated 2010
Incentive Award Plan.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 5,200   0 10-Mar-2022 10-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 9,400   0 10-Mar-2022 10-Mar-2022  
JOHNSON & JOHNSON          
Security 478160104                   Meeting Type   Annual  
Ticker Symbol JNJ                   Meeting Date   28-Apr-2022    
ISIN US4781601046                   Agenda   935562997 - Management  
Record Date 01-Mar-2022                   Holding Recon Date   01-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   27-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Darius Adamczyk Management     For     For            
1B. Election of Director: Mary C. Beckerle Management     For     For            
1C. Election of Director: D. Scott Davis Management     For     For            
1D. Election of Director: Ian E. L. Davis Management     For     For            
1E. Election of Director: Jennifer A. Doudna Management     For     For            
1F. Election of Director: Joaquin Duato Management     For     For            
1G. Election of Director: Alex Gorsky Management     For     For            
1H. Election of Director: Marillyn A. Hewson Management     For     For            
1I. Election of Director: Hubert Joly Management     For     For            
1J. Election of Director: Mark B. McClellan Management     For     For            
1K. Election of Director: Anne M. Mulcahy Management     For     For            
1L. Election of Director: A. Eugene Washington Management     For     For            
1M. Election of Director: Mark A. Weinberger Management     For     For            
1N. Election of Director: Nadja Y. West Management     For     For            
2. Advisory Vote to Approve Named Executive Officer
Compensation.		 Management     For     For            
3. Approval of the Company's 2022 Long-Term Incentive
Plan.		 Management     For     For            
4. Ratification of Appointment of PricewaterhouseCoopers
LLP as the Independent Registered Public Accounting
Firm for 2022.		 Management     For     For            
5. Proposal Withdrawn (Federal Securities Laws Mandatory
Arbitration Bylaw).		 Shareholder     Against                  
6. Civil Rights, Equity, Diversity & Inclusion Audit Proposal. Shareholder     Against     For            
7. Third Party Racial Justice Audit. Shareholder     Against     For            
8. Report on Government Financial Support and Access to
COVID-19 Vaccines and Therapeutics.		 Shareholder     Against     For            
9. Report on Public Health Costs of Protecting Vaccine
Technology.		 Shareholder     Against     For            
10. Discontinue Global Sales of Baby Powder Containing
Talc.		 Shareholder     Against     For            
11. Request for Charitable Donations Disclosure. Shareholder     Against     For            
12. Third Party Review and Report on Lobbying Activities
Alignment with Position on Universal Health Coverage.		 Shareholder     Against     For            
13. Adopt Policy to Include Legal and Compliance Costs in
Incentive Compensation Metrics.		 Shareholder     Against     For            
14. CEO Compensation to Weigh Workforce Pay and
Ownership.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 7,730   0 17-Mar-2022 17-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 15,770   0 17-Mar-2022 17-Mar-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 28,870   0 17-Mar-2022 17-Mar-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   11,240 17-Mar-2022 17-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 15,230   9,330 17-Mar-2022 17-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   45,470 17-Mar-2022 17-Mar-2022  
STARWOOD PROPERTY TRUST, INC.          
Security 85571B105                   Meeting Type   Annual  
Ticker Symbol STWD                   Meeting Date   28-Apr-2022    
ISIN US85571B1052                   Agenda   935565587 - Management  
Record Date 02-Mar-2022                   Holding Recon Date   02-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   27-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 Richard D. Bronson           For     For            
    2 Jeffrey G. Dishner           For     For            
    3 Camille J. Douglas           For     For            
    4 Solomon J. Kumin           For     For            
    5 Fred Perpall           For     For            
    6 Fred S. Ridley           For     For            
    7 Barry S. Sternlicht           For     For            
    8 Strauss Zelnick           For     For            
2. The approval on an advisory basis of the Company's
executive compensation.		 Management     For     For            
3. The approval of the Starwood Property Trust, Inc.
Employee Stock Purchase Plan.		 Management     For     For            
4. The approval of the Starwood Property Trust, Inc. 2022
Manager Equity Plan.		 Management     For     For            
5. The approval of the Starwood Property Trust, Inc. 2022
Equity Plan.		 Management     For     For            
6. The ratification of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the calendar year ending December 31, 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 35,400   0 19-Mar-2022 19-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 157,200   0 19-Mar-2022 19-Mar-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 126,655   0 19-Mar-2022 19-Mar-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   156,200 19-Mar-2022 19-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   165,300 19-Mar-2022 19-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 285,000   305,800 19-Mar-2022 19-Mar-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 69,900   0 19-Mar-2022 19-Mar-2022  
THE BOEING COMPANY          
Security 097023105                   Meeting Type   Annual  
Ticker Symbol BA                   Meeting Date   29-Apr-2022    
ISIN US0970231058                   Agenda   935558621 - Management  
Record Date 28-Feb-2022                   Holding Recon Date   28-Feb-2022    
City / Country     / United
States		             Vote Deadline Date   28-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Robert A. Bradway Management     For     For            
1B. Election of Director: David L. Calhoun Management     For     For            
1C. Election of Director: Lynne M. Doughtie Management     For     For            
1D. Election of Director: Lynn J. Good Management     For     For            
1E. Election of Director: Stayce D. Harris Management     For     For            
1F. Election of Director: Akhil Johri Management     For     For            
1G. Election of Director: David L. Joyce Management     For     For            
1H. Election of Director: Lawrence W. Kellner Management     For     For            
1I. Election of Director: Steven M. Mollenkopf Management     For     For            
1J. Election of Director: John M. Richardson Management     For     For            
1K. Election of Director: Ronald A. Williams Management     For     For            
2. Approve, on an Advisory Basis, Named Executive Officer
Compensation.		 Management     For     For            
3. Approve The Boeing Company Global Stock Purchase
Plan.		 Management     For     For            
4. Ratify the Appointment of Deloitte & Touche LLP as
Independent Auditor for 2022.		 Management     For     For            
5. Additional Report on Lobbying Activities. Shareholder     Against     For            
6. Additional Report on Charitable Contributions. Shareholder     Against     For            
7. Reduce Threshold to Call Special Meetings from 25% to
10%.		 Shareholder     Against     For            
8. Report on Net Zero Indicator. Shareholder     Against     Against            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 3,800   0 12-Mar-2022 12-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   15,000 12-Mar-2022 12-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 16,335   0 12-Mar-2022 12-Mar-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 19,690   0 12-Mar-2022 12-Mar-2022  
ABBOTT LABORATORIES          
Security 002824100                   Meeting Type   Annual  
Ticker Symbol ABT                   Meeting Date   29-Apr-2022    
ISIN US0028241000                   Agenda   935562909 - Management  
Record Date 02-Mar-2022                   Holding Recon Date   02-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   28-Apr-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 R. J. Alpern           For     For            
    2 S. E. Blount           For     For            
    3 R. B. Ford           For     For            
    4 P. Gonzalez           For     For            
    5 M. A. Kumbier           For     For            
    6 D. W. McDew           For     For            
    7 N. McKinstry           For     For            
    8 W. A. Osborn           For     For            
    9 M. F. Roman           For     For            
    10 D. J. Starks           For     For            
    11 J. G. Stratton           For     For            
    12 G. F. Tilton           For     For            
2. Ratification of Ernst & Young LLP As Auditors Management     For     For            
3. Say on Pay - An Advisory Vote on the Approval of
Executive Compensation		 Management     For     For            
4. Shareholder Proposal - Special Shareholder Meeting
Threshold		 Shareholder     Against     For            
5. Shareholder Proposal - Independent Board Chairman Shareholder     Against     For            
6. Shareholder Proposal - Rule 10b5-1 Plans Shareholder     Against     For            
7. Shareholder Proposal - Lobbying Disclosure Shareholder     Against     For            
8. Shareholder Proposal - Antimicrobial Resistance Report Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 4,900   0 19-Mar-2022 19-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 10,100   0 19-Mar-2022 19-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 18,300   0 19-Mar-2022 19-Mar-2022  
STRYKER CORPORATION          
Security 863667101                   Meeting Type   Annual  
Ticker Symbol SYK                   Meeting Date   04-May-2022    
ISIN US8636671013                   Agenda   935568711 - Management  
Record Date 07-Mar-2022                   Holding Recon Date   07-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   03-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A) Election of Director: Mary K. Brainerd Management     For     For            
1B) Election of Director: Giovanni Caforio, M.D. Management     For     For            
1C) Election of Director: Srikant M. Datar, Ph.D. Management     For     For            
1D) Election of Director: Allan C. Golston (Lead Independent
Director)		 Management     For     For            
1E) Election of Director: Kevin A. Lobo (Chair of the Board,
Chief Executive Officer and President)		 Management     For     For            
1F) Election of Director: Sherilyn S. McCoy Management     For     For            
1G) Election of Director: Andrew K. Silvernail Management     For     For            
1H) Election of Director: Lisa M. Skeete Tatum Management     For     For            
1I) Election of Director: Ronda E. Stryker Management     For     For            
1J) Election of Director: Rajeev Suri Management     For     For            
2) Ratification of Appointment of our Independent
Registered Public Accounting Firm.		 Management     For     For            
3) Advisory Vote to Approve Named Executive Officer
Compensation.		 Management     For     For            
4) Shareholder Proposal to Amend Proxy Access Terms. Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 2,700   0 24-Mar-2022 24-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 5,500   0 24-Mar-2022 24-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 10,000   0 24-Mar-2022 24-Mar-2022  
NURIX THERAPEUTICS, INC.          
Security 67080M103                   Meeting Type   Annual  
Ticker Symbol NRIX                   Meeting Date   05-May-2022    
ISIN US67080M1036                   Agenda   935567290 - Management  
Record Date 11-Mar-2022                   Holding Recon Date   11-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   04-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 Judith A. Reinsdorf, JD           For     For            
    2 Clay B. Siegall, Ph.D.           For     For            
2. Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending November 30, 2022.		 Management     For     For            
3. To approve, on a non-binding advisory basis, the
compensation of the Company's named executive
officers as disclosed in the Proxy Statement.		 Management     For     For            
4. To approve, on a non-binding advisory basis, the
frequency of future votes on the compensation of the
Company's named executive officers.		 Management     3 Years     Against            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 65,000   0 23-Mar-2022 23-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   0 23-Mar-2022 23-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   95,957 23-Mar-2022 23-Mar-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 25,000   0 23-Mar-2022 23-Mar-2022  
BOSTON SCIENTIFIC CORPORATION          
Security 101137107                   Meeting Type   Annual  
Ticker Symbol BSX                   Meeting Date   05-May-2022    
ISIN US1011371077                   Agenda   935569941 - Management  
Record Date 11-Mar-2022                   Holding Recon Date   11-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   04-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Nelda J. Connors Management     For     For            
1B. Election of Director: Charles J. Dockendorff Management     For     For            
1C. Election of Director: Yoshiaki Fujimori Management     For     For            
1D. Election of Director: Donna A. James Management     For     For            
1E. Election of Director: Edward J. Ludwig Management     For     For            
1F. Election of Director: Michael F. Mahoney Management     For     For            
1G. Election of Director: David J. Roux Management     For     For            
1H. Election of Director: John E. Sununu Management     For     For            
1I. Election of Director: David S. Wichmann Management     For     For            
1J. Election of Director: Ellen M. Zane Management     For     For            
2. To approve, on a non-binding, advisory basis, named
executive officer compensation.		 Management     For     For            
3. To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the
2022 fiscal year.		 Management     For     For            
4. To approve an amendment and restatement of our 2006
Global Employee Stock Ownership Plan (to be renamed
as our Employee Stock Purchase Plan), as previously
amended and restated, including a request for
10,000,000 additional shares.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 22,800   0 24-Mar-2022 24-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 41,500   0 24-Mar-2022 24-Mar-2022  
TENET HEALTHCARE CORPORATION          
Security 88033G407                   Meeting Type   Annual  
Ticker Symbol THC                   Meeting Date   06-May-2022    
ISIN US88033G4073                   Agenda   935571453 - Management  
Record Date 11-Mar-2022                   Holding Recon Date   11-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   05-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Ronald A. Rittenmeyer Management     For     For            
1B. Election of Director: J. Robert Kerrey Management     For     For            
1C. Election of Director: James L. Bierman Management     For     For            
1D. Election of Director: Richard W. Fisher Management     For     For            
1E. Election of Director: Meghan M. FitzGerald Management     For     For            
1F. Election of Director: Cecil D. Haney Management     For     For            
1G. Election of Director: Christopher S. Lynch Management     For     For            
1H. Election of Director: Richard J. Mark Management     For     For            
1I. Election of Director: Tammy Romo Management     For     For            
1J. Election of Director: Saumya Sutaria Management     For     For            
1K. Election of Director: Nadja Y. West Management     For     For            
2. To vote to approve, on an advisory basis, the Company's
executive compensation.		 Management     For     For            
3. To vote to approve the First Amendment to the Tenet
Healthcare 2019 Stock Incentive Plan.		 Management     For     For            
4. To ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accountants for
the year ending December 31, 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 5,700   0 26-Mar-2022 26-Mar-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 10,600   0 26-Mar-2022 26-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   28,600 26-Mar-2022 26-Mar-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   53,100 26-Mar-2022 26-Mar-2022  
COMMUNITY HEALTH SYSTEMS, INC.          
Security 203668108                   Meeting Type   Annual  
Ticker Symbol CYH                   Meeting Date   10-May-2022    
ISIN US2036681086                   Agenda   935580894 - Management  
Record Date 14-Mar-2022                   Holding Recon Date   14-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   09-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Susan W. Brooks Management     For     For            
1B. Election of Director: John A. Clerico Management     For     For            
1C. Election of Director: Michael Dinkins Management     For     For            
1D. Election of Director: James S. Ely III Management     For     For            
1E. Election of Director: John A. Fry Management     For     For            
1F. Election of Director: Joseph A. Hastings, D.M.D. Management     For     For            
1G. Election of Director: Tim L. Hingtgen Management     For     For            
1H. Election of Director: Elizabeth T. Hirsch Management     For     For            
1I. Election of Director: William Norris Jennings, M.D. Management     For     For            
1J. Election of Director: K. Ranga Krishnan, MBBS Management     For     For            
1K. Election of Director: Wayne T. Smith Management     For     For            
1L. Election of Director: H. James Williams, Ph.D. Management     For     For            
2. Proposal to approve on an advisory (non-binding) basis
the compensation of the Company's named executive
officers.		 Management     For     For            
3. Proposal to ratify the selection of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm for the fiscal year ending December 31,
2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 84,000   0 01-Apr-2022 01-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 154,500   0 01-Apr-2022 01-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 140   144,600 01-Apr-2022 01-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 228,552   178,700 01-Apr-2022 01-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 41,775   0 01-Apr-2022 01-Apr-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 97,372   0 01-Apr-2022 01-Apr-2022  
FIRST AMERICAN FINANCIAL CORPORATION          
Security 31847R102                   Meeting Type   Annual  
Ticker Symbol FAF                   Meeting Date   10-May-2022    
ISIN US31847R1023                   Agenda   935591556 - Management  
Record Date 17-Mar-2022                   Holding Recon Date   17-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   09-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1.1 Election of Class III Director: Reginald H. Gilyard Management     For     For            
1.2 Election of Class III Director: Parker S. Kennedy Management     For     For            
1.3 Election of Class III Director: Mark C. Oman Management     For     For            
2. Advisory vote to approve executive compensation. Management     For     For            
3. To approve the amendment and restatement of the 2010
Employee Stock Purchase Plan.		 Management     For     For            
4. To ratify the selection of PricewaterhouseCoopers LLP as
the Company's independent registered public accounting
firm for the fiscal year ending December 31, 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 12,400   0 05-Apr-2022 05-Apr-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   61,990 05-Apr-2022 05-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 30,100   95,290 05-Apr-2022 05-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   257,270 05-Apr-2022 05-Apr-2022  
997AL60 GLV
PLEDGE		 997AL60 STATE
STREET BANK
& TRUST CO		 13,800   0 05-Apr-2022 05-Apr-2022  
KINDER MORGAN, INC.          
Security 49456B101                   Meeting Type   Annual  
Ticker Symbol KMI                   Meeting Date   11-May-2022    
ISIN US49456B1017                   Agenda   935579574 - Management  
Record Date 14-Mar-2022                   Holding Recon Date   14-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   10-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director for a one year term expiring in 2023:
Richard D. Kinder		 Management     For     For            
1B. Election of Director for a one year term expiring in 2023:
Steven J. Kean		 Management     For     For            
1C. Election of Director for a one year term expiring in 2023:
Kimberly A. Dang		 Management     For     For            
1D. Election of Director for a one year term expiring in 2023:
Ted A. Gardner		 Management     For     For            
1E. Election of Director for a one year term expiring in 2023:
Anthony W. Hall, Jr.		 Management     For     For            
1F. Election of Director for a one year term expiring in 2023:
Gary L. Hultquist		 Management     For     For            
1G. Election of Director for a one year term expiring in 2023:
Ronald L. Kuehn, Jr.		 Management     For     For            
1H. Election of Director for a one year term expiring in 2023:
Deborah A. Macdonald		 Management     For     For            
1I. Election of Director for a one year term expiring in 2023:
Michael C. Morgan		 Management     For     For            
1J. Election of Director for a one year term expiring in 2023:
Arthur C. Reichstetter		 Management     For     For            
1K. Election of Director for a one year term expiring in 2023:
C. Park Shaper		 Management     For     For            
1L. Election of Director for a one year term expiring in 2023:
William A. Smith		 Management     For     For            
1M. Election of Director for a one year term expiring in 2023:
Joel V. Staff		 Management     For     For            
1N. Election of Director for a one year term expiring in 2023:
Robert F. Vagt		 Management     For     For            
1O. Election of Director for a one year term expiring in 2023:
Perry M. Waughtal		 Management     For     For            
2. Ratification of the selection of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for 2022.		 Management     For     For            
3. Approval, on an advisory basis, of the compensation of
our named executive officers, as disclosed in the Proxy
Statement.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 155,500   0 02-Apr-2022 02-Apr-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 125,900   0 02-Apr-2022 02-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 150,000   0 02-Apr-2022 02-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 93,600   100,000 02-Apr-2022 02-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 432,034   0 02-Apr-2022 02-Apr-2022  
CHENIERE ENERGY, INC.          
Security 16411R208                   Meeting Type   Annual  
Ticker Symbol LNG                   Meeting Date   12-May-2022    
ISIN US16411R2085                   Agenda   935607082 - Management  
Record Date 28-Mar-2022                   Holding Recon Date   28-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   11-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: G. Andrea Botta Management     For     For            
1B. Election of Director: Jack A. Fusco Management     For     For            
1C. Election of Director: Vicky A. Bailey Management     For     For            
1D. Election of Director: Patricia K. Collawn Management     For     For            
1E. Election of Director: David B. Kilpatrick Management     For     For            
1F. Election of Director: Lorraine Mitchelmore Management     For     For            
1G. Election of Director: Scott Peak Management     For     For            
1H. Election of Director: Donald F. Robillard, Jr Management     For     For            
1I. Election of Director: Neal A. Shear Management     For     For            
1J. Election of Director: Andrew J. Teno Management     For     For            
2. Approve, on an advisory and non-binding basis, the
compensation of the Company's named executive
officers for 2021.		 Management     For     For            
3. Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 14,300   0 13-Apr-2022 13-Apr-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 14,300   0 13-Apr-2022 13-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 53,400   0 13-Apr-2022 13-Apr-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 15,000   0 13-Apr-2022 13-Apr-2022  
MIRATI THERAPEUTICS, INC.          
Security 60468T105                   Meeting Type   Annual  
Ticker Symbol MRTX                   Meeting Date   12-May-2022    
ISIN US60468T1051                   Agenda   935626107 - Management  
Record Date 15-Mar-2022                   Holding Recon Date   15-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   11-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 Charles M. Baum           For     For            
    2 Bruce L.A. Carter           For     For            
    3 Julie M. Cherrington           For     For            
    4 Aaron I. Davis           For     For            
    5 Henry J. Fuchs           For     For            
    6 Faheem Hasnain           For     For            
    7 Craig Johnson           For     For            
    8 Maya Martinez-Davis           For     For            
    9 David Meek           For     For            
    10 Shalini Sharp           For     For            
2. To approve, on an advisory basis, the compensation paid
to our named executive officers as disclosed in the Proxy
Statement.		 Management     For     For            
3. To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for our
fiscal year ending December 31, 2022.		 Management     For     For            
4. To approve our 2022 Equity Incentive Plan. Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 3,020   9,500 26-Apr-2022 26-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   23,120 26-Apr-2022 26-Apr-2022  
ZIMMER BIOMET HOLDINGS, INC.          
Security 98956P102                   Meeting Type   Annual  
Ticker Symbol ZBH                   Meeting Date   13-May-2022    
ISIN US98956P1021                   Agenda   935568139 - Management  
Record Date 14-Mar-2022                   Holding Recon Date   14-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   12-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Christopher B. Begley Management     For     For            
1B. Election of Director: Betsy J. Bernard Management     For     For            
1C. Election of Director: Michael J. Farrell Management     For     For            
1D. Election of Director: Robert A. Hagemann Management     For     For            
1E. Election of Director: Bryan C. Hanson Management     For     For            
1F. Election of Director: Arthur J. Higgins Management     For     For            
1G. Election of Director: Maria Teresa Hilado Management     For     For            
1H. Election of Director: Syed Jafry Management     For     For            
1I. Election of Director: Sreelakshmi Kolli Management     For     For            
1J. Election of Director: Michael W. Michelson Management     For     For            
2. Ratify the appointment of PricewaterhouseCoopers LLP
as our independent registered public accounting firm for
2022.		 Management     For     For            
3. Approve, on a non-binding advisory basis, named
executive officer compensation ("Say on Pay").		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 4,300   0 30-Mar-2022 30-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 8,800   0 30-Mar-2022 30-Mar-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 16,100   0 30-Mar-2022 30-Mar-2022  
THERMO FISHER SCIENTIFIC INC.          
Security 883556102                   Meeting Type   Annual  
Ticker Symbol TMO                   Meeting Date   18-May-2022    
ISIN US8835561023                   Agenda   935585058 - Management  
Record Date 25-Mar-2022                   Holding Recon Date   25-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   17-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of director: Marc N. Casper Management     For     For            
1B. Election of director: Nelson J. Chai Management     For     For            
1C. Election of director: Ruby R. Chandy Management     For     For            
1D. Election of director: C. Martin Harris Management     For     For            
1E. Election of director: Tyler Jacks Management     For     For            
1F. Election of director: R. Alexandra Keith Management     For     For            
1G. Election of director: Jim P. Manzi Management     For     For            
1H. Election of director: James C. Mullen Management     For     For            
1I. Election of director: Lars R. Sorensen Management     For     For            
1J. Election of director: Debora L. Spar Management     For     For            
1K. Election of director: Scott M. Sperling Management     For     For            
1L. Election of director: Dion J. Weisler Management     For     For            
2. An advisory vote to approve named executive officer
compensation.		 Management     For     For            
3. Ratification of the Audit Committee's selection of
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 935   0 08-Apr-2022 08-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 2,475   0 08-Apr-2022 08-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 3,438   0 08-Apr-2022 08-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 1,145   0 08-Apr-2022 08-Apr-2022  
997AL60 GLV
PLEDGE		 997AL60 STATE
STREET BANK
& TRUST CO		 290   0 08-Apr-2022 08-Apr-2022  
VERTEX PHARMACEUTICALS INCORPORATED          
Security 92532F100                   Meeting Type   Annual  
Ticker Symbol VRTX                   Meeting Date   18-May-2022    
ISIN US92532F1003                   Agenda   935588042 - Management  
Record Date 24-Mar-2022                   Holding Recon Date   24-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   17-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Sangeeta Bhatia Management     For     For            
1B. Election of Director: Lloyd Carney Management     For     For            
1C. Election of Director: Alan Garber Management     For     For            
1D. Election of Director: Terrence Kearney Management     For     For            
1E. Election of Director: Reshma Kewalramani Management     For     For            
1F. Election of Director: Yuchun Lee Management     For     For            
1G. Election of Director: Jeffrey Leiden Management     For     For            
1H. Election of Director: Margaret McGlynn Management     For     For            
1I. Election of Director: Diana McKenzie Management     For     For            
1J. Election of Director: Bruce Sachs Management     For     For            
1K. Election of Director: Suketu Upadhyay Management     For     For            
2. Ratification of Ernst & Young LLP as independent
Registered Public Accounting firm for the year ending
December 31, 2022.		 Management     For     For            
3. Advisory vote to approve named executive office
compensation.		 Management     For     For            
4. Approval of an amendment and restatement of our 2013
Stock and Option Plan to increase the number of shares
authorized for issuance under this plan by 13.5 million
shares.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 420   14,665 08-Apr-2022 08-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 870   27,983 08-Apr-2022 08-Apr-2022  
ALIGN TECHNOLOGY, INC.          
Security 016255101                   Meeting Type   Annual  
Ticker Symbol ALGN                   Meeting Date   18-May-2022    
ISIN US0162551016                   Agenda   935590136 - Management  
Record Date 23-Mar-2022                   Holding Recon Date   23-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   17-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Director: Kevin J. Dallas Management     For     For            
1b. Election of Director: Joseph M. Hogan Management     For     For            
1c. Election of Director: Joseph Lacob Management     For     For            
1d. Election of Director: C. Raymond Larkin, Jr. Management     For     For            
1e. Election of Director: George J. Morrow Management     For     For            
1f. Election of Director: Anne M. Myong Management     For     For            
1g. Election of Director: Andrea L. Saia Management     For     For            
1h. Election of Director: Greg J. Santora Management     For     For            
1i. Election of Director: Susan E. Siegel Management     For     For            
1j. Election of Director: Warren S. Thaler Management     For     For            
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of PricewaterhouseCoopers LLP
as Align Technology, Inc.'s independent registered public
accountants for the fiscal year ending December 31,
2022.		 Management     For     For            
3. ADVISORY VOTE ON NAMED EXECUTIVES
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named Executive
Officers.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 2,600   0 09-Apr-2022 09-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 4,700   0 09-Apr-2022 09-Apr-2022  
NORTHROP GRUMMAN CORPORATION          
Security 666807102                   Meeting Type   Annual  
Ticker Symbol NOC                   Meeting Date   18-May-2022    
ISIN US6668071029                   Agenda   935592495 - Management  
Record Date 22-Mar-2022                   Holding Recon Date   22-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   17-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Kathy J. Warden Management     For     For            
1B. Election of Director: David P. Abney Management     For     For            
1C. Election of Director: Marianne C. Brown Management     For     For            
1D. Election of Director: Donald E. Felsinger Management     For     For            
1E. Election of Director: Ann M. Fudge Management     For     For            
1F. Election of Director: William H. Hernandez Management     For     For            
1G. Election of Director: Madeleine A. Kleiner Management     For     For            
1H. Election of Director: Karl J. Krapek Management     For     For            
1I. Election of Director: Graham N. Robinson Management     For     For            
1J. Election of Director: Gary Roughead Management     For     For            
1K. Election of Director: Thomas M. Schoewe Management     For     For            
1L. Election of Director: James S. Turley Management     For     For            
1M. Election of Director: Mark A. Welsh III Management     For     For            
2. Proposal to approve, on an advisory basis, the
compensation of the Company's Named Executive
Officers.		 Management     For     For            
3. Proposal to ratify the appointment of Deloitte & Touche
LLP as the Company's Independent Auditor for fiscal year
ending December 31, 2022.		 Management     For     For            
4. Shareholder proposal to change the ownership threshold
for shareholders to call a special meeting.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 2,390   0 05-Apr-2022 05-Apr-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 4,890   0 05-Apr-2022 05-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 8,920   0 05-Apr-2022 05-Apr-2022  
ACADIA HEALTHCARE COMPANY, INC.          
Security 00404A109                   Meeting Type   Annual  
Ticker Symbol ACHC                   Meeting Date   19-May-2022    
ISIN US00404A1097                   Agenda   935585642 - Management  
Record Date 24-Mar-2022                   Holding Recon Date   24-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   18-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Jason R. Bernhard Management     For     For            
1B. Election of Director: William F. Grieco Management     For     For            
1C. Election of Director: Reeve B. Waud Management     For     For            
2. Advisory vote on the compensation of the Company's
named executive officers as presented in the Proxy
Statement.		 Management     For     For            
3. Ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   38,700 09-Apr-2022 09-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   29,800 09-Apr-2022 09-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 42,240   0 09-Apr-2022 09-Apr-2022  
EQUITABLE HOLDINGS, INC.          
Security 29452E101                   Meeting Type   Annual  
Ticker Symbol EQH                   Meeting Date   19-May-2022    
ISIN US29452E1010                   Agenda   935589032 - Management  
Record Date 23-Mar-2022                   Holding Recon Date   23-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   18-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director for a one-year term ending at the
2023 Annual Meeting: Francis A. Hondal		 Management     For     For            
1B. Election of Director for a one-year term ending at the
2023 Annual Meeting: Daniel G. Kaye		 Management     For     For            
1C. Election of Director for a one-year term ending at the
2023 Annual Meeting: Joan Lamm-Tennant		 Management     For     For            
1D. Election of Director for a one-year term ending at the
2023 Annual Meeting: Kristi A. Matus		 Management     For     For            
1E. Election of Director for a one-year term ending at the
2023 Annual Meeting: Mark Pearson		 Management     For     For            
1F. Election of Director for a one-year term ending at the
2023 Annual Meeting: Bertram L. Scott		 Management     For     For            
1G. Election of Director for a one-year term ending at the
2023 Annual Meeting: George Stansfield		 Management     For     For            
1H. Election of Director for a one-year term ending at the
2023 Annual Meeting: Charles G.T. Stonehill		 Management     For     For            
2. Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for fiscal year 2022.		 Management     For     For            
3. Advisory vote to approve the compensation paid to our
named executive officers.		 Management     For     For            
4. Amendments to the Company's Certificate of
Incorporation to remove supermajority voting
requirements, references to the AXA Shareholder
Agreement and other obsolete provisions.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   67,400 08-Apr-2022 08-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   123,400 08-Apr-2022 08-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   226,800 08-Apr-2022 08-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 70,000   0 08-Apr-2022 08-Apr-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 28,500   0 08-Apr-2022 08-Apr-2022  
ZOETIS INC.          
Security 98978V103                   Meeting Type   Annual  
Ticker Symbol ZTS                   Meeting Date   19-May-2022    
ISIN US98978V1035                   Agenda   935591176 - Management  
Record Date 25-Mar-2022                   Holding Recon Date   25-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   18-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Paul M. Bisaro Management     For     For            
1B. Election of Director: Frank A. D'Amelio Management     For     For            
1C. Election of Director: Michael B. McCallister Management     For     For            
2. Advisory vote to approve our executive compensation. Management     For     For            
3. Approval of an Amendment and Restatement of our 2013
Equity and Incentive Plan.		 Management     For     For            
4. Ratification of appointment of KPMG LLP as our
independent registered public accounting firm for 2022.		 Management     For     For            
5. Approval of an amendment to our Restated Certificate of
Incorporation to eliminate supermajority voting provisions
and certain provisions related to Pfizer Inc.		 Management     For     For            
6. Approval of an amendment to our Restated Certificate of
Incorporation to declassify the Board of Directors.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 20   0 07-Apr-2022 07-Apr-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 70   0 07-Apr-2022 07-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 30   0 07-Apr-2022 07-Apr-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 130   4,600 07-Apr-2022 07-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 4,620   3,500 07-Apr-2022 07-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 15,195   0 07-Apr-2022 07-Apr-2022  
DEXCOM, INC.          
Security 252131107                   Meeting Type   Annual  
Ticker Symbol DXCM                   Meeting Date   19-May-2022    
ISIN US2521311074                   Agenda   935593651 - Management  
Record Date 31-Mar-2022                   Holding Recon Date   31-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   18-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1.1 Election of Class II Director to hold office until our 2023
Annual Meeting: Steven R. Altman		 Management     For     For            
1.2 Election of Class II Director to hold office until our 2023
Annual Meeting: Barbara E. Kahn		 Management     For     For            
1.3 Election of Class II Director to hold office until our 2023
Annual Meeting: Kyle Malady		 Management     For     For            
1.4 Election of Class II Director to hold office until our 2023
Annual Meeting: Jay S. Skyler, MD, MACP		 Management     For     For            
2. To ratify the selection by the Audit Committee of our
Board of Directors of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022.		 Management     For     For            
3. To hold a non-binding vote on an advisory resolution to
approve executive compensation.		 Management     For     For            
4. To approve the amendment and restatement of our
Restated Certificate of Incorporation to (i) effect a 4:1
forward split of our Common Stock (the "Forward Stock
Split") and (ii) increase the number of shares of
authorized Common Stock to effectuate the Forward
Stock Split.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 1,100   0 09-Apr-2022 09-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 2,000   0 09-Apr-2022 09-Apr-2022  
HERTZ GLOBAL HOLDINGS, INC.          
Security 42806J700                   Meeting Type   Annual  
Ticker Symbol HTZ                   Meeting Date   19-May-2022    
ISIN US42806J7000                   Agenda   935593699 - Management  
Record Date 25-Mar-2022                   Holding Recon Date   25-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   18-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director to serve for a three-year term expiring
at the 2025 Annual Meeting: Michael Gregory O'Hara		 Management     For     For            
1B. Election of Director to serve for a three-year term expiring
at the 2025 Annual Meeting: Thomas Wagner		 Management     For     For            
1C. Election of Director to serve for a three-year term expiring
at the 2025 Annual Meeting: Vincent J. Intrieri		 Management     For     For            
2. Ratification of the selection of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the year 2022.		 Management     For     For            
3. Approval, by a non-binding advisory vote, of the named
executive officers' compensation.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   42,900 09-Apr-2022 09-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 79,600   0 09-Apr-2022 09-Apr-2022  
SURGERY PARTNERS INC.          
Security 86881A100                   Meeting Type   Annual  
Ticker Symbol SGRY                   Meeting Date   19-May-2022    
ISIN US86881A1007                   Agenda   935595237 - Management  
Record Date 30-Mar-2022                   Holding Recon Date   30-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   18-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1.1 Election of Class I Director: John A. Deane Management     For     For            
1.2 Election of Class I Director: Teresa DeLuca, M.D. Management     For     For            
1.3 Election of Class I Director: Wayne S. DeVeydt Management     For     For            
2. Approval, on an advisory basis, of the compensation paid
by the Company to its named executive officers.		 Management     For     For            
3. Ratification of the appointment of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm for the fiscal year ending December 31,
2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   72,900 08-Apr-2022 08-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   134,981 08-Apr-2022 08-Apr-2022  
MERCK & CO., INC.          
Security 58933Y105                   Meeting Type   Annual  
Ticker Symbol MRK                   Meeting Date   24-May-2022    
ISIN US58933Y1055                   Agenda   935591570 - Management  
Record Date 25-Mar-2022                   Holding Recon Date   25-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   23-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Douglas M. Baker, Jr. Management     For     For            
1B. Election of Director: Mary Ellen Coe Management     For     For            
1C. Election of Director: Pamela J. Craig Management     For     For            
1D. Election of Director: Robert M. Davis Management     For     For            
1E. Election of Director: Kenneth C. Frazier Management     For     For            
1F. Election of Director: Thomas H. Glocer Management     For     For            
1G. Election of Director: Risa J. Lavizzo-Mourey, M.D. Management     For     For            
1H. Election of Director: Stephen L. Mayo, Ph.D. Management     For     For            
1I. Election of Director: Paul B. Rothman, M.D. Management     For     For            
1J. Election of Director: Patricia F. Russo Management     For     For            
1K. Election of Director: Christine E. Seidman, M.D. Management     For     For            
1L. Election of Director: Inge G. Thulin Management     For     For            
1M. Election of Director: Kathy J. Warden Management     For     For            
1N. Election of Director: Peter C. Wendell Management     For     For            
2. Non-binding advisory vote to approve the compensation
of our named executive officers.		 Management     For     For            
3. Ratification of the appointment of the Company's
independent registered public accounting firm for 2022.		 Management     For     For            
4. Shareholder proposal regarding an independent board
chairman.		 Shareholder     Against     For            
5. Shareholder proposal regarding access to COVID-19
products.		 Shareholder     Against     For            
6. Shareholder proposal regarding lobbying expenditure
disclosure.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 12,700   0 05-Apr-2022 05-Apr-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 25,700   0 05-Apr-2022 05-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 46,800   0 05-Apr-2022 05-Apr-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   14,300 05-Apr-2022 05-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   31,300 05-Apr-2022 05-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 18,900   39,800 05-Apr-2022 05-Apr-2022  
EXXON MOBIL CORPORATION          
Security 30231G102                   Meeting Type   Annual  
Ticker Symbol XOM                   Meeting Date   25-May-2022    
ISIN US30231G1022                   Agenda   935604214 - Management  
Record Date 01-Apr-2022                   Holding Recon Date   01-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   24-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Michael J. Angelakis Management     For     For            
1B. Election of Director: Susan K. Avery Management     For     For            
1C. Election of Director: Angela F. Braly Management     For     For            
1D. Election of Director: Ursula M. Burns Management     For     For            
1E. Election of Director: Gregory J. Goff Management     For     For            
1F. Election of Director: Kaisa H. Hietala Management     For     For            
1G. Election of Director: Joseph L. Hooley Management     For     For            
1H. Election of Director: Steven A. Kandarian Management     For     For            
1I. Election of Director: Alexander A. Karsner Management     For     For            
1J. Election of Director: Jeffrey W. Ubben Management     For     For            
1K. Election of Director: Darren W. Woods Management     For     For            
2. Ratification of Independent Auditors Management     For     For            
3. Advisory Vote to Approve Executive Compensation Management     For     For            
4. Remove Executive Perquisites Shareholder     Against     For            
5. Limit Shareholder Rights for Proposal Submission Shareholder     Against     For            
6. Reduce Company Emissions and Hydrocarbon Sales Shareholder     Against     For            
7. Report on Low Carbon Business Planning Shareholder     Against     For            
8. Report on Scenario Analysis Shareholder     Against     For            
9. Report on Plastic Production Shareholder     Against     For            
10. Report on Political Contributions Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 34,500   0 12-Apr-2022 12-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 38,700   0 12-Apr-2022 12-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 17,200   25,000 12-Apr-2022 12-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 90,400   0 12-Apr-2022 12-Apr-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 28,700   0 12-Apr-2022 12-Apr-2022  
AMAZON.COM, INC.          
Security 023135106                   Meeting Type   Annual  
Ticker Symbol AMZN                   Meeting Date   25-May-2022    
ISIN US0231351067                   Agenda   935609288 - Management  
Record Date 31-Mar-2022                   Holding Recon Date   31-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   24-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Director: Jeffrey P. Bezos Management     For     For            
1b. Election of Director: Andrew R. Jassy Management     For     For            
1c. Election of Director: Keith B. Alexander Management     For     For            
1d. Election of Director: Edith W. Cooper Management     For     For            
1e. Election of Director: Jamie S. Gorelick Management     For     For            
1f. Election of Director: Daniel P. Huttenlocher Management     For     For            
1g. Election of Director: Judith A. McGrath Management     For     For            
1h. Election of Director: Indra K. Nooyi Management     For     For            
1i. Election of Director: Jonathan J. Rubinstein Management     For     For            
1j. Election of Director: Patricia Q. Stonesifer Management     For     For            
1k. Election of Director: Wendell P. Weeks Management     For     For            
2. RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS		 Management     For     For            
3. ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION		 Management     For     For            
4. APPROVAL OF AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF
THE COMPANY'S COMMON STOCK AND A
PROPORTIONATE INCREASE IN THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK		 Management     For     For            
5. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON RETIREMENT PLAN OPTIONS		 Shareholder     Against     For            
6. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CUSTOMER DUE DILIGENCE		 Shareholder     Against     For            
7. SHAREHOLDER PROPOSAL REQUESTING AN
ALTERNATIVE DIRECTOR CANDIDATE POLICY		 Shareholder     Against     For            
8. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON PACKAGING MATERIALS		 Shareholder     Against     For            
9. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON WORKER HEALTH AND SAFETY
DIFFERENCES		 Shareholder     Against     For            
10. SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON RISKS ASSOCIATED
WITH THE USE OF CERTAIN CONTRACT CLAUSES		 Shareholder     Against     For            
11. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CHARITABLE CONTRIBUTIONS		 Shareholder     Against     For            
12. SHAREHOLDER PROPOSAL REQUESTING
ALTERNATIVE TAX REPORTING		 Shareholder     Against     For            
13. SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON FREEDOM OF
ASSOCIATION		 Shareholder     Against     For            
14. SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON LOBBYING		 Shareholder     Against     For            
15. SHAREHOLDER PROPOSAL REQUESTING A POLICY
REQUIRING MORE DIRECTOR CANDIDATES THAN
BOARD SEATS		 Shareholder     Against     For            
16. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON WAREHOUSE WORKING CONDITIONS		 Shareholder     Against     For            
17. SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON GENDER/RACIAL PAY		 Shareholder     Against     For            
18. SHAREHOLDER PROPOSAL REQUESTING A
DIVERSITY AND EQUITY AUDIT		 Shareholder     Against     For            
19. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CUSTOMER USE OF CERTAIN
TECHNOLOGIES		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 3,244   0 15-Apr-2022 15-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 1,500   4,578 15-Apr-2022 15-Apr-2022  
IRHYTHM TECHNOLOGIES, INC.          
Security 450056106                   Meeting Type   Annual  
Ticker Symbol IRTC                   Meeting Date   26-May-2022    
ISIN US4500561067                   Agenda   935638431 - Management  
Record Date 31-Mar-2022                   Holding Recon Date   31-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   25-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 C. Noel Bairey Merz MD*           For     For            
    2 Mark J. Rubash*           For     For            
    3 Renee Budig*           For     For            
    4 Abhijit Y. Talwalkar#           For     For            
    5 Bruce G. Bodaken#           For     For            
    6 Ralph Synderman, M.D.#           For     For            
2. To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for our fiscal year ending December 31, 2022.		 Management     For     For            
3. Advisory vote to approve Named Executive Officer
Compensation.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 6,550   0 03-May-2022 03-May-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 4,495   0 03-May-2022 03-May-2022  
GODADDY INC.          
Security 380237107                   Meeting Type   Annual  
Ticker Symbol GDDY                   Meeting Date   01-Jun-2022    
ISIN US3802371076                   Agenda   935613592 - Management  
Record Date 06-Apr-2022                   Holding Recon Date   06-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   31-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Director: Amanpal (Aman) Bhutani Management     For     For            
1b. Election of Director: Caroline Donahue Management     For     For            
1c. Election of Director: Charles Robel Management     For     For            
2. Advisory, non-binding vote to approve named executive
officer compensation.		 Management     For     For            
3. Advisory, non-binding vote to approve the frequency of
advisory votes on named executive officer compensation
for one, two or three years.		 Management     3 Years     Against            
4. Ratification of the appointment of Ernst & Young LLP as
our independent registered public accounting firm for the
year ending December 31, 2022.		 Management     For     For            
5. Approval of an Amendment to the Company's Amended
and Restated Certificate of Incorporation to declassify the
Board of Directors and provide for the annual election of
directors.		 Management     For     For            
6. Approval of an Amendment to the Company's Amended
and Restated Certificate of Incorporation to eliminate
certain supermajority voting requirements.		 Management     For     For            
7. Approval of an Amendment to the Company's Amended
and Restated Certificate of Incorporation to eliminate
certain business combination restrictions set forth therein
and instead subject the Company to the business
combination restrictions of the Delaware General
Corporation Law.		 Management     For     For            
8. Approval of an Amendment to the Company's Amended
and Restated Certificate of Incorporation to eliminate
inoperative provisions and implement certain other
miscellaneous amendments.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   47,600 23-Apr-2022 23-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 23,400   65,000 23-Apr-2022 23-Apr-2022  
APELLIS PHARMACEUTICALS INC.          
Security 03753U106                   Meeting Type   Annual  
Ticker Symbol APLS                   Meeting Date   01-Jun-2022    
ISIN US03753U1060                   Agenda   935614176 - Management  
Record Date 05-Apr-2022                   Holding Recon Date   05-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   31-May-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1.1 Election of Class II Director to hold office until the 2025
annual meeting: A. Sinclair Dunlop		 Management     For     For            
1.2 Election of Class II Director to hold office until the 2025
annual meeting: Alec Machiels		 Management     For     For            
2. To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022.		 Management     For     For            
3. To approve an advisory vote on executive compensation. Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 9,900   0 23-Apr-2022 23-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 18,200   0 23-Apr-2022 23-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   5,777 23-Apr-2022 23-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   30,666 23-Apr-2022 23-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 10,500   0 23-Apr-2022 23-Apr-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 16,400   0 23-Apr-2022 23-Apr-2022  
ROYAL CARIBBEAN CRUISES LTD.          
Security V7780T103                   Meeting Type   Annual  
Ticker Symbol RCL                   Meeting Date   02-Jun-2022    
ISIN LR0008862868                   Agenda   935615445 - Management  
Record Date 07-Apr-2022                   Holding Recon Date   07-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   01-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Director: John F. Brock Management     For     For            
1b. Election of Director: Richard D. Fain Management     For     For            
1c. Election of Director: Stephen R. Howe, Jr. Management     For     For            
1d. Election of Director: William L. Kimsey Management     For     For            
1e. Election of Director: Michael O. Leavitt Management     For     For            
1f. Election of Director: Jason T. Liberty Management     For     For            
1g. Election of Director: Amy McPherson Management     For     For            
1h. Election of Director: Maritza G. Montiel Management     For     For            
1i. Election of Director: Ann S. Moore Management     For     For            
1j. Election of Director: Eyal M. Ofer Management     For     For            
1k. Election of Director: William K. Reilly Management     For     For            
1l. Election of Director: Vagn O. Sørensen Management     For     For            
1m. Election of Director: Donald Thompson Management     For     For            
1n. Election of Director: Arne Alexander Wilhelmsen Management     For     For            
2. Advisory approval of the Company's compensation of its
named executive officers.		 Management     For     For            
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2022.		 Management     For     For            
4. Approval of Amended and Restated 2008 Equity
Incentive Plan.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 46,500   0 20-Apr-2022 20-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 32,800   0 20-Apr-2022 20-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   24,520 20-Apr-2022 20-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 52,600   11,247 20-Apr-2022 20-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 35,000   0 20-Apr-2022 20-Apr-2022  
NVIDIA CORPORATION          
Security 67066G104                   Meeting Type   Annual  
Ticker Symbol NVDA                   Meeting Date   02-Jun-2022    
ISIN US67066G1040                   Agenda   935618299 - Management  
Record Date 04-Apr-2022                   Holding Recon Date   04-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   01-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Director: Robert K. Burgess Management     For     For            
1B. Election of Director: Tench Coxe Management     For     For            
1C. Election of Director: John O. Dabiri Management     For     For            
1D. Election of Director: Persis S. Drell Management     For     For            
1E. Election of Director: Jen-Hsun Huang Management     For     For            
1F. Election of Director: Dawn Hudson Management     For     For            
1G. Election of Director: Harvey C. Jones Management     For     For            
1H. Election of Director: Michael G. McCaffery Management     For     For            
1I. Election of Director: Stephen C. Neal Management     For     For            
1J. Election of Director: Mark L. Perry Management     For     For            
1K. Election of Director: A. Brooke Seawell Management     For     For            
1L. Election of Director: Aarti Shah Management     For     For            
1M. Election of Director: Mark A. Stevens Management     For     For            
2. Advisory approval of our executive compensation. Management     For     For            
3. Ratification of the selection of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for fiscal year 2023.		 Management     For     For            
4. Approval of an amendment to our charter to increase the
number of authorized shares of common stock from 4
billion to 8 billion shares.		 Management     For     For            
5. Approval of an amendment and restatement of our
Amended and Restated 2007 Equity Incentive Plan.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 10,000   0 21-Apr-2022 21-Apr-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 185   11,700 21-Apr-2022 21-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   29,900 21-Apr-2022 21-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 14,350   0 21-Apr-2022 21-Apr-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 13,940   0 21-Apr-2022 21-Apr-2022  
UnitedHealth Group          
Security 91324P102                   Meeting Type   Annual  
Ticker Symbol UNH                   Meeting Date   06-Jun-2022    
ISIN US91324P1021                   Agenda   935618453 - Management  
Record Date 08-Apr-2022                   Holding Recon Date   08-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   03-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Director: Timothy P. Flynn Management     For     For            
1b. Election of Director: Paul R. Garcia Management     For     For            
1c. Election of Director: Stephen J. Hemsley Management     For     For            
1d. Election of Director: Michele J. Hooper Management     For     For            
1e. Election of Director: F. William McNabb III Management     For     For            
1f. Election of Director: Valerie C. Montgomery Rice, M.D. Management     For     For            
1g. Election of Director: John H. Noseworthy, M.D. Management     For     For            
1h. Election of Director: Andrew Witty Management     For     For            
2. Advisory approval of the Company's executive
compensation.		 Management     For     For            
3. Ratification of the appointment of Deloitte & Touche LLP
as the independent registered public accounting firm for
the Company for the year ending December 31, 2022.		 Management     For     For            
4. If properly presented at the 2022 Annual Meeting of
Shareholders, the shareholder proposal seeking
shareholder ratification of termination pay.		 Shareholder     Against     For            
5. If properly presented at the 2022 Annual Meeting of
Shareholders, the shareholder proposal regarding
political contributions congruency report.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 100   3,985 23-Apr-2022 23-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   8,195 23-Apr-2022 23-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   15,240 23-Apr-2022 23-Apr-2022  
PARAMOUNT GLOBAL          
Security 92556H206                   Meeting Type   Annual  
Ticker Symbol PARA                   Meeting Date   08-Jun-2022    
ISIN US92556H2067                   Agenda   935625117 - Management  
Record Date 11-Apr-2022                   Holding Recon Date   11-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   07-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. Non-Voting agenda Management     For                  
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 700   0 30-Apr-2022 30-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 900   0 30-Apr-2022 30-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   120,600 30-Apr-2022 30-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   197,500 30-Apr-2022 30-Apr-2022  
997AL53 GLO
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 30,100   0 30-Apr-2022 30-Apr-2022  
SERVICENOW, INC.          
Security 81762P102                   Meeting Type   Annual  
Ticker Symbol NOW                   Meeting Date   09-Jun-2022    
ISIN US81762P1021                   Agenda   935626068 - Management  
Record Date 11-Apr-2022                   Holding Recon Date   11-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   08-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Director: Susan L. Bostrom Management     For     For            
1b. Election of Director: Teresa Briggs Management     For     For            
1c. Election of Director: Jonathan C. Chadwick Management     For     For            
1d. Election of Director: Paul E. Chamberlain Management     For     For            
1e. Election of Director: Lawrence J. Jackson, Jr. Management     For     For            
1f. Election of Director: Frederic B. Luddy Management     For     For            
1g. Election of Director: Jeffrey A. Miller Management     For     For            
1h. Election of Director: Joseph "Larry" Quinlan Management     For     For            
1i. Election of Director: Sukumar Rathnam Management     For     For            
2. To approve, on an advisory basis, the compensation of
our Named Executive Officers ("Say-on-Pay").		 Management     For     For            
3. To ratify PricewaterhouseCoopers LLP as the
independent registered public accounting firm for 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 7,410   0 26-Apr-2022 26-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 13,440   0 26-Apr-2022 26-Apr-2022  
BOOKING HOLDINGS INC.          
Security 09857L108                   Meeting Type   Annual  
Ticker Symbol BKNG                   Meeting Date   09-Jun-2022    
ISIN US09857L1089                   Agenda   935631110 - Management  
Record Date 21-Apr-2022                   Holding Recon Date   21-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   08-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 Timothy Armstrong           For     For            
    2 Glenn D. Fogel           For     For            
    3 Mirian M. Graddick-Weir           For     For            
    4 Wei Hopeman           For     For            
    5 Robert J. Mylod, Jr.           For     For            
    6 Charles H. Noski           For     For            
    7 Nicholas J. Read           For     For            
    8 Thomas E. Rothman           For     For            
    9 Sumit Singh           For     For            
    10 Lynn V. Radakovich           For     For            
    11 Vanessa A. Wittman           For     For            
2. Advisory vote to approve 2021 executive compensation. Management     For     For            
3. Ratification of Deloitte & Touche LLP as our independent
registered public accounting firm for the fiscal year
ending December 31, 2022.		 Management     For     For            
4. Stockholder proposal requesting the right of stockholders
holding 10% of outstanding shares of common stock to
call a special meeting.		 Shareholder     Against     For            
5. Stockholder proposal requesting the Board of Directors
incorporate climate change metrics into executive
compensation arrangements for our Chief Executive
Officer and at least one other senior executive.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 1,700   0 27-Apr-2022 27-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 555   0 27-Apr-2022 27-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 4,085   0 27-Apr-2022 27-Apr-2022  
CRISPR THERAPEUTICS AG          
Security H17182108                   Meeting Type   Annual  
Ticker Symbol CRSP                   Meeting Date   09-Jun-2022    
ISIN CH0334081137                   Agenda   935633974 - Management  
Record Date 18-Apr-2022                   Holding Recon Date   18-Apr-2022    
City / Country     / Switzerland             Vote Deadline Date   08-Jun-2022    
SEDOL(s)               Quick Code        
                                                             
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. The approval of the Swiss statutory annual report, the
consolidated financial statements and the statutory
financial statements of the Company for the year ended
December 31, 2021.		 Management     For     For            
2. The approval of the appropriation of financial results. Management     For     For            
3. The discharge of the members of the Board of Directors
and Executive Committee.		 Management     For     For            
4a. Re-election of Rodger Novak, M.D., as member and
Chairman		 Management     For     For            
4b. Re-election of Samarth Kulkami, Ph.D. as the member to
the Board of Director.		 Management     For     For            
4c. Re-election of Ali Behbahani, M.D. as the member to the
Board of Director.		 Management     For     For            
4d. Re-election of Bradley Bolzon, Ph.D. as the member to
the Board of Director.		 Management     For     For            
4e. Re-election of H. Edward Fleming, Jr. M.D. as the
member to the Board of Director.		 Management     For     For            
4f. Re-election of Simeon J. George, M.D. as the member to
the Board of Director.		 Management     For     For            
4g. Re-election of John T. Greene as the member to the
Board of Director.		 Management     For     For            
4h. Re-election of Katherine A. High, M.D. as the member to
the Board of Director.		 Management     For     For            
4i. Re-election of Douglas A. Treco, Ph.D. as the member to
the Board of Director.		 Management     For     For            
4j. Election of Maria Fardis, Ph.D. as the member to the
Board of Director.		 Management     For     For            
5a. Re-election of the member of the Compensation
Committee: Ali Behbahani, M.D.		 Management     For     For            
5b. Re-election of the member of the Compensation
Committee: Simeon J. George, M.D.		 Management     For     For            
5c. Re-election of the member of the Compensation
Committee: John T. Greene		 Management     For     For            
6a. Binding vote on total non-performance-related
compensation for members of the Board of Directors from
the 2022 Annual General Meeting to the 2023 annual
general meeting of shareholders.		 Management     For     For            
6b. Binding vote on equity for members of the Board of
Directors from the 2022 Annual General Meeting to the
2023 annual general meeting of shareholders.		 Management     For     For            
6c. Binding vote on total non-performance-related
compensation for members of the Executive Committee
from July 1, 2022 to June 30, 2023.		 Management     For     For            
6d. Binding vote on total variable compensation for members
of the Executive Committee for the current year ending
December 31, 2022.		 Management     For     For            
6e. Binding vote on equity for members of the Executive
Committee from the 2022 Annual General Meeting to the
2023 annual general meeting of shareholders.		 Management     For     For            
7. Non-binding advisory vote to approve the compensation
paid to the Company's named executive officers under
U.S. securities law requirements.		 Management     For     For            
8. Non-binding advisory vote on the frequency of future
shareholder advisory votes on the compensation paid to
the Company's named executive officers under U.S.
securities law requirements.		 Management     3 Years     For            
9. The approval of increasing the maximum size of the
Board of Directors.		 Management     For     For            
10. The approval of an adjustment of the maximum number
of authorized share capital and extending the date by
which the Board of Directors may increase the share
capital.		 Management     For     For            
11. The approval of an adjustment of the conditional share
capital for the conversion of bonds and similar debt
instruments.		 Management     For     For            
12. The approval of an increase in the conditional share
capital for employee equity plans.		 Management     For     For            
13. The approval of an Amendment to the CRISPR
Therapeutics AG 2018 Stock Option and Incentive Plan.		 Management     For     For            
14. The re-election of the independent voting rights
representative.		 Management     For     For            
15. The re-election of the auditors. Management     For     For            
16. The transaction of any other business that may properly
come before the 2022 Annual General Meeting or any
adjournment or postponement thereof.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 27,000   0 30-Apr-2022 30-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 47,000   0 30-Apr-2022 30-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 150   24,900 30-Apr-2022 30-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 598   46,200 30-Apr-2022 30-Apr-2022  
BLOCK, INC.          
Security 852234103                   Meeting Type   Annual  
Ticker Symbol SQ                   Meeting Date   14-Jun-2022    
ISIN US8522341036                   Agenda   935629583 - Management  
Record Date 21-Apr-2022                   Holding Recon Date   21-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   13-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 Jack Dorsey           For     For            
    2 Paul Deighton           For     For            
2. ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.		 Management     For     For            
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.		 Management     3 Years     Against            
4. RATIFICATION OF APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2022.		 Management     For     For            
5. STOCKHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REGARDING A
CHANGE IN STOCKHOLDER VOTING.		 Shareholder     Against     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 15,000   0 29-Apr-2022 29-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 160   29,400 29-Apr-2022 29-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 120   81,000 29-Apr-2022 29-Apr-2022  
VERACYTE, INC.          
Security 92337F107                   Meeting Type   Annual  
Ticker Symbol VCYT                   Meeting Date   15-Jun-2022    
ISIN US92337F1075                   Agenda   935625838 - Management  
Record Date 18-Apr-2022                   Holding Recon Date   18-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   14-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1a. Election of Class III Director to serve until the 2025
Annual Meeting: Karin Eastham		 Management     For     For            
1b. Election of Class III Director to serve until the 2025
Annual Meeting: Jens Holstein		 Management     For     For            
2. The ratification of the appointment of Ernst & Young LLP
as our independent registered public accounting firm for
2022.		 Management     For     For            
3. The approval, on a non-binding advisory basis, of the
compensation of our named executive officers, as
disclosed in our proxy statement.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 9,780   0 30-Apr-2022 30-Apr-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 100   48,810 30-Apr-2022 30-Apr-2022  
C4 THERAPEUTICS, INC.          
Security 12529R107                   Meeting Type   Annual  
Ticker Symbol CCCC                   Meeting Date   22-Jun-2022    
ISIN US12529R1077                   Agenda   935636374 - Management  
Record Date 25-Apr-2022                   Holding Recon Date   25-Apr-2022    
City / Country     / United
States		             Vote Deadline Date   21-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1. DIRECTOR Management                        
    1 Alain J. Cohen           For     For            
    2 Bruce Downey           For     For            
    3 Glenn Dubin           For     For            
2. To cast a non-binding, advisory vote on the frequency of
future non-binding, advisory votes to approve the
compensation of our named executive officers every.		 Management     3 Years     Against            
3. To cast a non-binding, advisory vote to approve the
compensation of our named executive officers.		 Management     For     For            
4. To ratify the engagement of KPMG LLP as our
independent registered public accounting firm for the year
ending December 31, 2022.		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 15,500   0 30-Apr-2022 30-Apr-2022  
997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 11,281   0 30-Apr-2022 30-Apr-2022  
997AL49 GLO
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 150,000   0 30-Apr-2022 30-Apr-2022  
997AL61 GLQ
PLEDGE		 997AL61 STATE
STREET BANK
& TRUST CO		 73,000   0 30-Apr-2022 30-Apr-2022  
BARINGS BDC, INC.          
Security 06759L103                   Meeting Type   Annual  
Ticker Symbol BBDC                   Meeting Date   30-Jun-2022    
ISIN US06759L1035                   Agenda   935579156 - Management  
Record Date 07-Mar-2022                   Holding Recon Date   07-Mar-2022    
City / Country     / United
States		             Vote Deadline Date   29-Jun-2022    
SEDOL(s)               Quick Code        
Item Proposal       Proposed
by		   Vote   For/Against
Management		            
1A. Election of Class I Director who will serve until 2025
Annual Meeting: Eric Lloyd		 Management     For     For            
1B. Election of Class I Director who will serve until 2025
Annual Meeting: Mark Mulhern		 Management     For     For            
1C. Election of Class I Director who will serve until 2025
Annual Meeting: Robert Knapp		 Management     For     For            
2. To authorize the Company, with subsequent approval of
its Board of Directors, to issue and sell shares of its
common stock at a price below its then current net asset
value per share in one or more offerings, subject to
certain limitations (including, without limitation, that the
number of shares does not exceed 30% of its then
outstanding common stock immediately prior to each
such offering).		 Management     For     For            
                                                             
Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed		    
997AL27 GLV 997AL27 STATE
STREET BANK
& TRUST CO		 54,000   0 26-Mar-2022 26-Mar-2022  
997AL28 GLQ 997AL28 STATE
STREET BANK
& TRUST CO		 54,800   0 26-Mar-2022 26-Mar-2022  
997AL45 GLV
PLEDGE		 997AL45 STATE
STREET BANK
& TRUST CO		 103,400   0 26-Mar-2022 26-Mar-2022  
997AL47 GLQ
PLEDGE		 997AL47 STATE
STREET BANK
& TRUST CO		 306,346   0 26-Mar-2022 26-Mar-2022  

 

-2- 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Clough Global Opportunities Fund  
       
  By: /s/ Dawn Cotten  
    Dawn Cotten  
    President  
       
  Date: August 3, 2022  

 

-3- 

 

 

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