Current Report Filing (8-k)
23 Novembre 2022 - 11:01PM
Edgar (US Regulatory)
0001005101
false
0001005101
2022-11-21
2022-11-21
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
U.S. SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report: November 21, 2022
The Marygold Companies, Inc.
(Exact name of registrant as specified in its charter)
| Nevada |
000-29913 |
90-1133909 |
| (state of incorporation) |
(Commission File Number) |
(IRS
Employer I.D. Number) |
120 Calle Iglesia
Unit B
San Clemente, CA 92672
Tel. (949) 429-5370
Fax. (888) 312.0124
(Address and telephone number of registrant's principal
executive offices and principal place of business)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of
the Act:
| Title of Each Class of Security |
Trading Symbol |
Name of Exchange on Which Registered |
| Shares of common stock, par value $0.001 per share |
MGLD |
NYSE American |
Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark
if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On November 21, 2022, Chad Butler, tendered his resignation as the president,
chief operations officer and director of Marygold & Co., Inc., a wholly-owned subsidiary of The Marygold Companies, Inc. (the “Company”),
and as a director of Marygold & Co. Advisory Services, LLC, a wholly-owned subsidiary of Marygold & Co., Inc., effective immediately.
David Neibert, the Company’s Chief Operating Officer, Secretary and a member of the Board of Directors, was appointed as the interim
president, chief operations officer and director of Marygold & Co., Inc. and as a director Marygold & Co. Advisory Services, LLC
to fill the vacancies created by Mr. Butler’s resignations. The Company plans to retain a qualified replacement for Mr. Butler as
soon as possible.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 23, 2022
THE MARYGOLD COMPANIES, INC.
By: /S/ Nicholas Gerber
Nicholas Gerber
Chief Executive Officer
Marygold Companies (AMEX:MGLD)
Graphique Historique de l'Action
De Mar 2024 à Avr 2024
Marygold Companies (AMEX:MGLD)
Graphique Historique de l'Action
De Avr 2023 à Avr 2024
