Amended Current Report Filing (8-k/a)
06 Mars 2023 - 03:41PM
Edgar (US Regulatory)
0000896493 true This Current Report on
Form 8-K/A (this “Amendment No. 1”) amends the Current Report on
Form 8-K (the “Original Form 8-K”) filed by Ault Alliance, Inc.
(formerly BitNile Holdings Inc.) (the “Company”) dated December 19,
2022 and filed with the Securities and Exchange Commission on
December 19, 2022. This Amendment No. 1 is solely for the purpose
of providing the financial statements and information required by
Item 9.01(a) of Form 8-K and the pro forma financial information
required by Item 9.01(b) of Form 8-K in connection with the
Company’s previously reported acquisition of Circle 8 Crane
Services LLC. Items included in the Original Form 8-K, including
exhibits, that are not included herein are not amended and remain
in effect as of the date of filing of the Original Form 8-K.
0000896493 2023-03-03 2023-03-03 0000896493
AULT:CommonStock0.001ParValueMember 2023-03-03 2023-03-03
0000896493
AULT:Sec13.00SeriesDCumulativeRedeemablePerpetualPreferredStockParValue0.001PerShareMember
2023-03-03 2023-03-03 iso4217:USD xbrli:shares iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM
8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
___________________________________________________________________
Date of Report (Date of earliest event
reported): March
3, 2023
AULT ALLIANCE, INC.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-12711 |
|
94-1721931 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification
No.) |
1141 Southern Highlands Parkway,
Suite 240,
Las Vegas,
NV
89141
(Address of principal executive offices) (Zip Code)
(949)
444-5464
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading
Symbol(s)
|
|
Name of each exchange on which registered |
Common Stock, $0.001 par value |
|
AULT |
|
NYSE American |
13.00% Series D Cumulative Redeemable Perpetual Preferred Stock,
par value $0.001 per share |
|
AULT PRD |
|
NYSE American |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. o
EXPLANATORY NOTE
This Current Report on Form 8-K/A (this “Amendment No. 1”)
amends the Current Report on Form 8-K (the “Original Form
8-K”) filed by Ault Alliance, Inc. (formerly BitNile Holdings
Inc.) (the “Company”) dated December 19, 2022 and filed with
the Securities and Exchange Commission on December 19, 2022.
This Amendment No. 1 is solely for the purpose of providing the
financial statements and information required by Item 9.01(a) of
Form 8-K and the pro forma financial information required by Item
9.01(b) of Form 8-K in connection with the Company’s previously
reported acquisition of Circle 8 Crane Services LLC.
Items included in the Original Form 8-K, including exhibits, that
are not included herein are not amended and remain in effect as of
the date of filing of the Original Form 8-K.
Item 2.01 |
Completion of
Acquisition or Disposition of Assets |
This Amendment No. 1 on Form 8-K/A amends and supplements the
Original Form 8-K to include the historical audited and unaudited
financial statements of Circle 8 Crane Services LLC and the pro
forma combined financial information required by Item 9.01 of Form
8-K that were not included in the Original Form 8-K in reliance on
the instructions to such item. All disclosure under Item 2.01 in
the Original Form 8-K is hereby incorporated by reference into this
Item 2.01. Except as set forth herein, no modifications have been
made to information contained in the Original Form 8-K, and the
Company has not updated any information contained therein to
reflect events that have occurred since the date of the Original
Form 8-K.
Item 9.01 Exhibits and Financial Statements.
|
(a) |
Financial statements of business acquired |
The audited financial statements of Circle 8 Crane Services LLC for
the years ended December 31, 2021 and 2020, with the accompanying
notes, are attached hereto as Exhibit 99.1.
The unaudited combined financial statements of Circle 8 Crane
Services LLC for the nine months ended September 30, 2022 and 2021,
with the accompanying notes, are attached hereto as Exhibit
99.2.
|
(b) |
Pro forma financial information |
The unaudited pro forma condensed combined financial information of
the Company and Circle 8 Crane Services LLC as of and for the nine
months ended September 30, 2022 and for the year ended December 31,
2021, with the accompanying notes, are attached hereto as
Exhibit 99.3.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
Dated: March 3, 2023 |
AULT ALLIANCE, INC.
|
|
|
|
|
|
/s/ Kenneth
S. Cragun |
|
|
Kenneth S. Cragun
Chief Financial Officer |
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