Initial Statement of Beneficial Ownership (3)
30 Août 2022 - 12:40AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MIRELF VI REIT Investments IV, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/17/2022
|
3. Issuer Name and Ticker or Trading Symbol
Plymouth Industrial REIT, Inc. [PLYM]
|
(Last)
(First)
(Middle)
300 PARK AVENUE, 3RD FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share | 5037730 | I | See Footnotes (1)(2)(3)(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This statement is being filed by MIRELF VI REIT Investments IV, LLC ("Investments IV"), MIRELF VI REIT, MIRELF VI (U.S.), LP ("MIRELF VI US"), Madison International Holdings VI, LLC ("Holdings"), Madison International Realty VI, LLC ("Realty VI"), Madison International Realty Holdings, LLC ("Realty Holdings"), Madison International Realty Partners, LP ("Realty Partners"), Madison Realty Partners GP ("Realty Partners GP") and Ronald M. Dickerman ("Mr. Dickerman" and, together with Investments IV, MIRELF VI REIT, MIRELF VI US, Holdings, Realty VI, Realty Holdings, Realty Partners and Realty Partners GP, the "Reporting Persons"). |
(2) | Held directly by Investments IV. MIRELF VI REIT is the sole shareholder and managing member of Investments IV and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV. MIRELF VI US is the sole shareholder and trustee of MIRELF VI REIT and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which MIRELF VI REIT shares beneficial ownership. Holdings is the general partner of MIRELF VI US and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which MIRELF VI US shares beneficial ownership. Realty VI is the asset manager of MIRELF VI US and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which MIRELF VI US shares beneficial ownership. |
(3) | Realty Holdings is the sole member of Realty VI and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Realty VI shares beneficial ownership. Realty Partners is the managing member of Realty Holdings and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Realty Holdings shares beneficial ownership. Realty Partners GP is the general partner to Realty Partners and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Realty Partners shares beneficial ownership. Mr. Dickerman is the managing member of each of Holdings and Realty Partners GP and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Holdings and Realty Partners GP share beneficial ownership. |
(4) | Each of the Reporting Persons other than Investments IV disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MIRELF VI REIT Investments IV, LLC 300 PARK AVENUE 3RD FLOOR NEW YORK, NY 10022 |
| X |
|
|
MIRELF VI (U.S.), LP 300 PARK AVENUE 3RD FLOOR NEW YORK, NY 10022 |
| X |
|
|
Madison International Holdings VI, LLC 300 PARK AVENUE 3RD FLOOR NEW YORK, NY 10022 |
| X |
|
|
Madison International Realty Holdings, LLC 300 PARK AVENUE 3RD FLOOR NEW YORK, NY 10022 |
| X |
|
|
Madison International Realty Partners, LP 300 PARK AVENUE 3RD FLOOR NEW YORK, NY 10022 |
| X |
|
|
Madison International Realty Partners GP, LLC 300 PARK AVENUE 3RD FLOOR NEW YORK, NY 10022 |
| X |
|
|
Dickerman Ronald 300 PARK AVENUE 3RD FLOOR NEW YORK, NY 10022 |
| X |
|
|
Signatures
|
MIRELF VI REIT INVESTMENTS IV, LLC, By: MIRELF VI REIT, its sole and managing member, By: MIRELF VI (U.S.), LP, its sole shareholder and trustee, By: Madison International Holdings VI, LLC, its general partner, By: /s/ Ronald M. Dickerman, its managing me | | 8/29/2022 |
**Signature of Reporting Person | Date |
Madison International Holdings VI, LLC, By: Ronald M. Dickerman, as managing member | | 8/29/2022 |
**Signature of Reporting Person | Date |
Madison International Realty VI, LLC, By: Madison International Realty Holdings, LLC, its managing member, By: Madison International Realty Partners, LP, its managing member, By: Madison International Partners GP, LLC, its general partner, By: /s/ Ronald | | 8/29/2022 |
**Signature of Reporting Person | Date |
Madison International Realty Holdings, LLC, its managing member, By: Madison International Realty Partners, LP, its managing member, By: Madison International Partners GP, LLC, its general partner By: /s/ Ronald M. Dickerman, its managing member | | 8/29/2022 |
**Signature of Reporting Person | Date |
Madison International Realty Partners, LP, By: Madison International Partners GP, LLC, its general partner By: /s/ Ronald M. Dickerman, its managing member | | 8/29/2022 |
**Signature of Reporting Person | Date |
Madison International Partners GP, LLC, its general partner, By: /s/ Ronald M. Dickerman, its managing member | | 8/29/2022 |
**Signature of Reporting Person | Date |
Ronald M. Dickerman, By: /s/ Ronald M. Dickerman | | 8/29/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Plymouth Industrial REIT (AMEX:PLYM-A)
Graphique Historique de l'Action
De Fév 2024 à Mar 2024
Plymouth Industrial REIT (AMEX:PLYM-A)
Graphique Historique de l'Action
De Mar 2023 à Mar 2024