Current Report Filing (8-k)
30 Mai 2023 - 11:18PM
Edgar (US Regulatory)
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2023-05-23
2023-05-23
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2023-05-23
2023-05-23
0001553788
SBEV:WarrantsToPurchaseSharesOfCommonStockMember
2023-05-23
2023-05-23
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): May 23, 2023
SPLASH
BEVERAGE GROUP, INC. |
(Exact
Name of Registrant as Specified in Its Charter) |
|
Nevada |
(State
or Other Jurisdiction of Incorporation) |
001-40471 |
|
34-1720075 |
(Commission File Number) |
|
(IRS Employer Identification
No.) |
|
1314
East Las Olas Blvd, Suite 221
Fort Lauderdale, Florida 33301 |
|
(Address of
Principal Executive Offices) |
|
(954)
745-5815 |
(Registrant’s
Telephone Number, Including Area Code) |
|
(Former Name
or Former Address, if Changed Since Last Report) |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered
pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on
which registered |
Common Stock, $0.001 par
value per share |
|
SBEV |
|
NYSE American LLC |
Warrants to purchase shares
of common stock |
|
SBEV-WT |
|
NYSE American LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing
Rule or Standard; Transfer of Listing.
On May 23, 2023, Splash Beverage Group, Inc. (the
“Company”) received a notice from NYSE Regulation of noncompliance with the NYSE American continued listing standards (the
“Notice”). The Company failed to timely file the Quarterly Report on Form 10-Q for the period ended March 31, 2023 (the “10-Q”),
which was due to be filed with the Securities and Exchange Commission (“SEC”) no later than May 22, 2023 (the “Filing
Delinquency”). As required by the Notice, the Company will issue a press release disclosing the occurrence of the Filing Delinquency.
The Company was unable to file the 10-Q because as
reported on the Forms 8-K filed with the SEC on March 15, 2023 and May 9, 2023 the Company changed its auditor and the company had prepared
the statements on time as in previous filings however the newly engaged auditor incorporated new procedures and an extra layer of partner
approval requiring additional time to complete the review of the financial statements for the period ended March 31, 2023. The
Company intends to file its 10-Q as soon as practicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 30, 2023
SPLASH BEVERAGE GROUP, INC. |
|
|
|
/s/ Robert Nistico |
|
Robert Nistico |
|
Chief Executive Officer |
|
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