Amended Statement of Beneficial Ownership (sc 13d/a)
19 Janvier 2023 - 10:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
SERVOTRONICS, INC.
(Name of Issuer)
Common Stock, Par Value $0.20 per Share
(Title and Class of Securities)
817732100
(CUSIP Number)
Brent D. Baird
25 Melbourne Place
Buffalo, New York 14222
Tel. 716-830-6322
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 17, 2023
(Date of Event which Requires Filing of this
Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition which is the subject of this Schedule
13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box
☐.
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The remainder of this cover page shall be filled out
for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures
provided in a prior cover page.
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The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934 (“Act”) or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
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CUSIP No. 817732100 |
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SCHEDULE 13D |
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Page 2 of 5 |
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1. |
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Names of Reporting Person:
Brent D. Baird
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2. |
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3. |
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SEC Use Only:
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4. |
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Source of Funds:
PF
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5. |
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Check Box If Disclosure of Legal Proceedings Is
Required Pursuant to Items 2(d) or 2(e)
☐.
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6. |
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Citizenship or Place of
Organization:
United States
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Number of
shares
Beneficially
owned By
each
reporting
Person
with:
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7. |
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Sole Voting Power:
273,661 shares of common stock
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8. |
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Shared Voting Power:
-0-
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9. |
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Sole Dispositive Power:
273,661 shares of common stock
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10. |
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Shared Dispositive Power:
-0-
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11. |
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Aggregate Amount Beneficially Owned by Each Reporting
Person:
273,661 shares of common stock
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12. |
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Check if the Aggregate Amount in Row (11) Excludes
Certain Shares
☐
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13. |
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Percent of Class Represented by Amount in Row
(11):
Common Shares – 10.9%
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14. |
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Type of Reporting Person:
IN
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CUSIP No. 817732100 |
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SCHEDULE 13D |
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Page 3 of 5 |
This Amendment No. 5 (“Amendment No. 5”) to Schedule 13D
supplements and amends the Schedule 13D filed on September 30,
2021, as amended by Amendment No. 1 to Schedule 13D filed on
December 20, 2021, Amendment No. 2 to Schedule 13D filed
on January 4, 2022, Amendment No. 3 to Schedule 13D filed
on February 17, 2022 and Amendment No. 4 to Schedule 13D
filed on April 6, 2022 (collectively the “Prior Schedule 13D
Filings”). Information reported in the Prior Schedule 13D Filings
remains in effect except to the extent that it is amended, restated
or superseded by information contained in this Amendment
No. 5. Unless otherwise indicated, capitalized terms used but
not otherwise defined herein shall have the meaning assigned to
such terms in the Prior Schedule 13D Filings. Responses to each
item of this Amendment No. 5 are incorporated by reference
into the response to each other item, as applicable.
Item 3. |
Source and Amount of Funds or Other
Consideration.
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Item 3 of the Prior Schedule 13D Filings is hereby replaced in its
entirety as follows:
All of the shares of Common Stock owned by the Reporting Person
were purchased by the Reporting Person with his personal funds. The
total consideration paid for the 273,661 shares of Common Stock
purchased by the Reporting Person was $3,039,060.
Item 5. |
Interest in Securities of the Issuer.
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Item 5(a), (b) and (c) of the Prior Schedule 13D Filings are
hereby replaced in their entirety as follows:
(a) and (b) Reporting Person owns beneficially, and has the
sole power to vote and dispose of, 273,661 shares of Common Stock
or approximately 10.9% of the outstanding shares of Common Stock of
the Company, based on 2,510,042 shares of Common Stock outstanding
as of November 7, 2022, as set forth in the Company’s
Quarterly Report on Form 10-Q for the Quarter ended
September 30, 2022.
(c) The transactions in shares of Common Stock by Reporting Person
since the date of the filing of Amendment No. 4 to the
Schedule 13D were as follows:
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Nature and Date of Transaction
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Number of Shares of Common Stock Purchased |
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Price Per Share ($) |
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Open Market Purchase – 12/12/22
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12,000 |
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$ |
11.1013 |
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Open Market Purchase – 1/17/23
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2,000 |
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$ |
11.1394 |
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Open Market Purchase – 1/17/23
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2,000 |
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$ |
10.972 |
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Open Market Purchase – 1/17/23
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1,000 |
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$ |
10.77 |
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Open Market Purchase – 1/17/23
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1,000 |
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$ |
10.9837 |
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Open Market Purchase – 1/17/23
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661 |
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$ |
11.0596 |
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Open Market Purchase – 1/18/23
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1,000 |
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$ |
11.6671 |
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Open Market Purchase – 1/18/23
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1,000 |
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$ |
11.353 |
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Open Market Purchase – 1/18/23
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1,000 |
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$ |
11.2709 |
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Open Market Purchase – 1/18/23
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2,000 |
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$ |
11.5639 |
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CUSIP No. 817732100 |
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SCHEDULE 13D |
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Page 4 of 5 |
Item 7. |
Material to be filed as Exhibits.
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24.1 Power of Attorney granted by Brent D. Baird to Craig M.
Fischer, dated December 13, 2022.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
Date: January 19, 2023
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/s/ Craig M. Fischer, Attorney-in-Fact for Brent D.
Baird
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Brent D. Baird |
Servotronics (AMEX:SVT)
Graphique Historique de l'Action
De Fév 2023 à Mar 2023
Servotronics (AMEX:SVT)
Graphique Historique de l'Action
De Mar 2022 à Mar 2023