Statement of Changes in Beneficial Ownership (4)
23 Septembre 2022 - 06:58PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Rhame Joseph Burns
III |
2. Issuer Name and Ticker or Trading
Symbol REAVES UTILITY INCOME FUND [ UTG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Officer of Investment Advisor |
(Last)
(First)
(Middle)
C/O W.H. REAVES & CO., INC., 10 EXCHANGE PLACE, 18TH
FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/27/2020
|
(Street)
JERSEY CITY, NJ 07302
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Reaves Utility Income Fund |
3/27/2020 |
|
J(1) |
|
16.137 |
A |
$27.88 |
3331.726 |
D |
|
Reaves Utility Income Fund |
3/27/2020 |
|
J(1) |
|
5.269 |
A |
$27.88 |
3336.995 |
D |
|
Reaves Utility Income Fund |
4/28/2020 |
|
J(1) |
|
14.831 |
A |
$30.53 |
3351.826 |
D |
|
Reaves Utility Income Fund |
4/28/2020 |
|
J(1) |
|
4.842 |
A |
$30.53 |
3356.668 |
D |
|
Reaves Utility Income Fund |
5/27/2020 |
|
J(1) |
|
14.166 |
A |
$32.15 |
3370.834 |
D |
|
Reaves Utility Income Fund |
5/27/2020 |
|
J(1) |
|
4.625 |
A |
$32.15 |
3375.459 |
D |
|
Reaves Utility Income Fund |
6/26/2020 |
|
J(1) |
|
15.23 |
A |
$30.07 |
3390.689 |
D |
|
Reaves Utility Income Fund |
6/26/2020 |
|
J(1) |
|
4.973 |
A |
$30.07 |
3395.662 |
D |
|
Reaves Utility Income Fund |
7/29/2020 |
|
J(1) |
|
14.627 |
A |
$31.5 |
3410.289 |
D |
|
Reaves Utility Income Fund |
7/29/2020 |
|
J(1) |
|
4.776 |
A |
$31.5 |
3415.065 |
D |
|
Reaves Utility Income Fund |
8/27/2020 |
|
J(1) |
|
14.739 |
A |
$31.44 |
3429.804 |
D |
|
Reaves Utility Income Fund |
8/27/2020 |
|
J(1) |
|
4.812 |
A |
$31.44 |
3434.616 |
D |
|
Reaves Utility Income Fund |
9/28/2020 |
|
J(1) |
|
14.961 |
A |
$31.15 |
3449.577 |
D |
|
Reaves Utility Income Fund |
9/28/2020 |
|
J(1) |
|
4.885 |
A |
$31.15 |
3454.462 |
D |
|
Reaves Utility Income Fund |
10/28/2020 |
|
J(1) |
|
14.67 |
A |
$31.95 |
3469.132 |
D |
|
Reaves Utility Income Fund |
10/28/2020 |
|
J(1) |
|
4.79 |
A |
$31.95 |
3473.922 |
D |
|
Reaves Utility Income Fund |
11/25/2020 |
|
J(1) |
|
14.136 |
A |
$33.35 |
3488.058 |
D |
|
Reaves Utility Income Fund |
11/25/2020 |
|
J(1) |
|
4.615 |
A |
$33.35 |
3492.673 |
D |
|
Reaves Utility Income Fund |
12/29/2020 |
|
J(1) |
|
14.368 |
A |
$32.99 |
3507.041 |
D |
|
Reaves Utility Income Fund |
12/29/2020 |
|
J(1) |
|
4.691 |
A |
$32.99 |
3511.732 |
D |
|
Reaves Utility Income Fund |
1/13/2021 |
|
J(1) |
|
14.546 |
A |
$32.76 |
3526.278 |
D |
|
Reaves Utility Income Fund |
1/13/2021 |
|
J(1) |
|
4.749 |
A |
$32.76 |
3531.027 |
D |
|
Reaves Utility Income Fund |
2/24/2021 |
|
J(1) |
|
15.131 |
A |
$31.67 |
3546.158 |
D |
|
Reaves Utility Income Fund |
2/24/2021 |
|
J(1) |
|
4.94 |
A |
$31.67 |
3551.098 |
D |
|
Reaves Utility Income Fund |
3/29/2021 |
|
J(1) |
|
14.498 |
A |
$33.24 |
3565.596 |
D |
|
Reaves Utility Income Fund |
3/29/2021 |
|
J(1) |
|
4.733 |
A |
$33.24 |
3570.329 |
D |
|
Reaves Utility Income Fund |
4/28/2021 |
|
J(1) |
|
14.122 |
A |
$34.3 |
3584.451 |
D |
|
Reaves Utility Income Fund |
4/28/2021 |
|
J(1) |
|
4.611 |
A |
$34.3 |
3589.062 |
D |
|
Reaves Utility Income Fund |
5/26/2021 |
|
J(1) |
|
13.967 |
A |
$34.87 |
3603.029 |
D |
|
Reaves Utility Income Fund |
5/26/2021 |
|
J(1) |
|
4.56 |
A |
$34.87 |
3607.589 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Reaves Utility Income Fund
cash reinvestment. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Rhame Joseph Burns III
C/O W.H. REAVES & CO., INC.
10 EXCHANGE PLACE, 18TH FLOOR
JERSEY CITY, NJ 07302 |
|
|
|
Officer of Investment Advisor |
Signatures
|
Joseph Burns Rhame III |
|
9/23/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Reaves Utility Income (AMEX:UTG)
Graphique Historique de l'Action
De Jan 2023 à Fév 2023
Reaves Utility Income (AMEX:UTG)
Graphique Historique de l'Action
De Fév 2022 à Fév 2023