Statement of Changes in Beneficial Ownership (4)
23 Septembre 2022 - 08:16PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Rhame Joseph Burns
III |
2. Issuer Name and Ticker or Trading
Symbol REAVES UTILITY INCOME FUND [ UTG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Officer of Investment Advisor |
(Last)
(First)
(Middle)
C/O W.H. REAVES & CO., INC., 10 EXCHANGE PLACE, 18TH
FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/2/2021
|
(Street)
JERSEY CITY, NJ 07302
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Reaves Utility Income Fund |
6/2/2021 |
|
J(1) |
|
14.154 |
A |
$34.59 |
3621.743 |
D |
|
Reaves Utility Income Fund |
6/2/2021 |
|
J(1) |
|
4.621 |
A |
$34.59 |
3626.364 |
D |
|
Reaves Utility Income Fund |
7/28/2021 |
|
J(1) |
|
14.752 |
A |
$35.21 |
3641.116 |
D |
|
Reaves Utility Income Fund |
7/28/2021 |
|
J(1) |
|
4.871 |
A |
$35.21 |
3645.987 |
D |
|
Reaves Utility Income Fund |
8/27/2021 |
|
J(1) |
|
14.66 |
A |
$35.62 |
3660.647 |
D |
|
Reaves Utility Income Fund |
8/27/2021 |
|
J(1) |
|
4.786 |
A |
$35.62 |
3665.433 |
D |
|
Reaves Utility Income Fund |
9/28/2021 |
|
J(1) |
|
16.033 |
A |
$32.74 |
3681.466 |
D |
|
Reaves Utility Income Fund |
9/28/2021 |
|
J(1) |
|
5.235 |
A |
$32.74 |
3686.701 |
D |
|
Reaves Utility Income Fund |
10/29/2021 |
|
J(1) |
|
15.602 |
A |
$33.85 |
3702.303 |
D |
|
Reaves Utility Income Fund |
10/29/2021 |
|
J(1) |
|
5.094 |
A |
$33.85 |
3707.397 |
D |
|
Reaves Utility Income Fund |
11/30/2021 |
|
J(1) |
|
15.799 |
A |
$33.61 |
3723.196 |
D |
|
Reaves Utility Income Fund |
11/30/2021 |
|
J(1) |
|
5.158 |
A |
$33.61 |
3728.354 |
D |
|
Reaves Utility Income Fund |
12/30/2021 |
|
J(1) |
|
15.344 |
A |
$34.8 |
3743.698 |
D |
|
Reaves Utility Income Fund |
12/30/2021 |
|
J(1) |
|
5.01 |
A |
$34.8 |
3748.708 |
D |
|
Reaves Utility Income Fund |
1/14/2022 |
|
J(1) |
|
15.705 |
A |
$34.19 |
3764.413 |
D |
|
Reaves Utility Income Fund |
1/14/2022 |
|
J(1) |
|
5.128 |
A |
$34.19 |
3769.541 |
D |
|
Reaves Utility Income Fund |
2/28/2022 |
|
J(1) |
|
17.429 |
A |
$30.98 |
3786.97 |
D |
|
Reaves Utility Income Fund |
2/28/2022 |
|
J(1) |
|
5.69 |
A |
$30.98 |
3792.66 |
D |
|
Reaves Utility Income Fund |
3/31/2022 |
|
J(1) |
|
15.933 |
A |
$34.09 |
3808.593 |
D |
|
Reaves Utility Income Fund |
3/31/2022 |
|
J(1) |
|
5.202 |
A |
$34.09 |
3813.795 |
D |
|
Reaves Utility Income Fund |
4/29/2022 |
|
J(1) |
|
16.098 |
A |
$33.93 |
3829.893 |
D |
|
Reaves Utility Income Fund |
4/29/2022 |
|
J(1) |
|
5.256 |
A |
$33.93 |
3835.149 |
D |
|
Reaves Utility Income Fund |
5/31/2022 |
|
J(1) |
|
16.294 |
A |
$33.71 |
3851.443 |
D |
|
Reaves Utility Income Fund |
5/31/2022 |
|
J(1) |
|
5.32 |
A |
$33.71 |
3856.763 |
D |
|
Reaves Utility Income Fund |
6/30/2022 |
|
J(1) |
|
17.743 |
A |
$31.13 |
3874.506 |
D |
|
Reaves Utility Income Fund |
6/30/2022 |
|
J(1) |
|
5.793 |
A |
$31.13 |
3880.299 |
D |
|
Reaves Utility Income Fund |
7/31/2022 |
|
J(1) |
|
17.799 |
A |
$31.23 |
3898.098 |
D |
|
Reaves Utility Income Fund |
7/31/2022 |
|
J(1) |
|
5.811 |
A |
$31.23 |
3903.909 |
D |
|
Reaves Utility Income Fund |
8/31/2022 |
|
J(1) |
|
17.156 |
A |
$32.59 |
3921.065 |
D |
|
Reaves Utility Income Fund |
8/31/2022 |
|
J(1) |
|
5.601 |
A |
$32.59 |
3926.666 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Reaves Utility Income Fund
cash reinvestment. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Rhame Joseph Burns III
C/O W.H. REAVES & CO., INC.
10 EXCHANGE PLACE, 18TH FLOOR
JERSEY CITY, NJ 07302 |
|
|
|
Officer of Investment Advisor |
Signatures
|
Joseph Burns Rhame III |
|
9/23/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Reaves Utility Income (AMEX:UTG)
Graphique Historique de l'Action
De Jan 2023 à Fév 2023
Reaves Utility Income (AMEX:UTG)
Graphique Historique de l'Action
De Fév 2022 à Fév 2023