Statement of Ownership (sc 13g)
15 Février 2022 - 12:20AM
Edgar (US Regulatory)
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed
Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments
Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Winc, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
97265W105
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x Rule
13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 97265W105
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Schedule 13G
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Page 1 of 12
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1
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Names of Reporting Persons
Shining Capital Holdings II L.P.
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2
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Check the Appropriate Box if a Member of a Group
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(a) ¨
(b) x
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
Cayman Islands
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Number of Shares
Beneficially Owned
by Each Reporting
Person With
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5
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Sole Voting Power
-0-
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6
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Shared Voting Power
858,780
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7
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Sole Dispositive Power
-0-
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8
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Shared Dispositive Power
858,780
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
858,780
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10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable
|
11
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Percent of Class Represented by Amount in Row 9
6.6%
|
12
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Type of Reporting Person
IA
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CUSIP No. 97265W105
|
Schedule 13G
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Page 2 of 12
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1
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Names of Reporting Persons
Shining Capital Management III Limited
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2
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Check the Appropriate Box if a Member of a Group
|
(a) ¨
(b) x
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
Cayman Islands
|
Number of Shares
Beneficially Owned
by Each Reporting
Person With
|
5
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Sole Voting Power
-0-
|
6
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Shared Voting Power
149,379
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7
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Sole Dispositive Power
-0-
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8
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Shared Dispositive Power
149,379
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
149,379
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10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable
|
11
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Percent of Class Represented by Amount in Row 9
1.1%
|
12
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Type of Reporting Person
IA
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CUSIP No. 97265W105
|
Schedule 13G
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Page 3 of 12
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1
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Names of Reporting Persons
Dreamer Pathway Limited (BVI)
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2
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Check the Appropriate Box if a Member of a Group
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(a) ¨
(b) x
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
British Virgin Islands
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Number of Shares
Beneficially Owned
by Each Reporting
Person With
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5
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Sole Voting Power
-0-
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6
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Shared Voting Power
429,390
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7
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Sole Dispositive Power
-0-
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8
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Shared Dispositive Power
429,390
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
429,390
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10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable
|
11
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Percent of Class Represented by Amount in Row 9
3.3%
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12
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Type of Reporting Person
CO
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CUSIP No. 97265W105
|
Schedule 13G
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Page 4 of 12
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1
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Names of Reporting Persons
Shiningwine Limited (BVI)
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2
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Check the Appropriate Box if a Member of a Group
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(a) ¨
(b) x
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
British Virgin Islands
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Number of Shares
Beneficially Owned
by Each Reporting
Person With
|
5
|
Sole Voting Power
-0-
|
6
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Shared Voting Power
429,390
|
7
|
Sole Dispositive Power
-0-
|
8
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Shared Dispositive Power
429,390
|
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
429,390
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable
|
11
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Percent of Class Represented by Amount in Row 9
3.3%
|
12
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Type of Reporting Person
CO
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CUSIP No. 97265W105
|
Schedule 13G
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Page 5 of 12
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1
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Names of Reporting Persons
Dream Catcher Investments
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2
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Check the Appropriate Box if a Member of a Group
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(a) ¨
(b) x
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
British Virgin Islands
|
Number of Shares
Beneficially Owned
by Each Reporting
Person With
|
5
|
Sole Voting Power
-0-
|
6
|
Shared Voting Power
149,379
|
7
|
Sole Dispositive Power
-0-
|
8
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Shared Dispositive Power
149,379
|
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
149,379
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable
|
11
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Percent of Class Represented by Amount in Row 9
1.1%
|
12
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Type of Reporting Person
CO
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CUSIP No. 97265W105
|
Schedule 13G
|
Page 6 of 12
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1
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Names of Reporting Persons
Xiangwei Weng
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2
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Check the Appropriate Box if a Member of a Group
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(a) ¨
(b) x
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
Hong Kong
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Number of Shares
Beneficially Owned
by Each Reporting
Person With
|
5
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Sole Voting Power
12,820
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6
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Shared Voting Power
1,008,159
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7
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Sole Dispositive Power
12,820
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8
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Shared Dispositive Power
1,008,159
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,020,979
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10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable
|
11
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Percent of Class Represented by Amount in Row 9
7.8%
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12
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Type of Reporting Person
IN
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CUSIP No. 97265W105
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Schedule 13G
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Page 7 of 12
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ITEM 1.
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(a)
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Name of Issuer:
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Winc, Inc. (the “Issuer”).
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(b)
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Address of Issuer’s Principal Executive Offices:
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1751 Berkeley St., Studio 3, Santa Monica, CA 90404
ITEM 2.
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(a)
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Name of Person Filing:
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This
statement is filed on behalf of each of the following persons (each, a “Reporting Person,” and, collectively, the “Reporting
Persons”):
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(i)
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Shining Capital Holdings II L.P., Shining Capital Management III Limited, Cayman Islands limited companies (together “Shining
Capital”);
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(ii)
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Dreamer Pathway Limited (BVI), a British Virgin Islands limited company (“Dreamer Pathway”);
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(iii)
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Shiningwine Limited (BVI), a British Virgin Islands limited company (“Shiningwine”);
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(iv)
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Dream Catcher Investments, a British Virgin Islands limited company (“Dream Catcher”); and
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(v)
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Xiangwei Weng, a citizen of Hong Kong.
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(c)
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Address or Principal Business Office:
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The
business address of Shining Capital, Dreamer Pathway, Shiningwine and Dream Catcher is Suite 8101, Level 81, International Commerce Centre,
1 Austin Road West Kowloon, Hong Kong, Hong Kong. The business address of Xiangwei Weng is c/o Winc, Inc., 1751 Berkeley St., Studio 3,
Santa Monica, CA 90404.
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(d)
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Citizenship of each Reporting Person is:
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The citizenship or place of organization
of each Reporting Person is set forth in Item 2(a).
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(e)
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Title of Class of Securities:
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Common Stock, par value $0.0001 per share
(“Common Stock”).
97265W105
CUSIP No. 97265W105
|
Schedule 13G
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Page 8 of 12
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Not applicable.
(a-c)
The ownership information presented
below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2021, based upon 13,159,170 shares of Common Stock
outstanding as of December 8, 2021, based on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission
on December 9, 2021.
Reporting Person
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Amount
beneficially
owned
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Percent
of class
(%):
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Sole power
to vote or to
direct the
vote:
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Shared power
to vote or to
direct the vote:
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Sole
power to
dispose or
to direct the
disposition of:
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Shared
power to
dispose or
to direct the
disposition of:
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Shining Capital(1)
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1,008,159
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7.7
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—
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1,008,159
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—
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1,008,159
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Dreamer Pathway(1)
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429,390
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3.3
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—
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429,390
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—
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429,390
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Shiningwine(1)
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429,390
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3.3
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—
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429,390
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—
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429,390
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Dream Catcher(1)
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149,379
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1.1
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—
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149,379
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—
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149,379
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Xiangwei Weng(2)
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1,020,979
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7.8
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12,820
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1,008,159
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12,820
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1,008,159
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(1)
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Shining Capital is the beneficial owner of 1,008,159 shares of Common Stock, which consists of (i) 429,390 shares held of record by
Dreamer Pathway, (ii) 429,390 shares held of record by Shiningwine and (iii) 149,379 shares held by Dream Catcher. Shining Capital is
the investment manager for each of Dreamer Pathway, Shiningwine and Dream Catcher and may be deemed to have shared voting and investment
control over the shares held by Dreamer Pathway, Shiningwine and Dream Catcher.
|
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(2)
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Xiangwei Weng is the beneficial owner of 1,020,979 shares of Common Stock, which consists of (i) 1,008,159 shares beneficially owned
by Shining Capital and (ii) 12,820 shares held of record by Mr. Weng underlying an award of restricted stock units. Mr. Weng is the founder
and chief executive officer of Shining Capital and may be deemed to have voting and investment control over the shares beneficially owned
by Shining Capital.
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ITEM 5.
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Ownership of Five Percent or Less of a Class.
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Not applicable.
CUSIP No. 97265W105
|
Schedule 13G
|
Page 9 of 12
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ITEM 6.
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Ownership of More than Five Percent on Behalf of
Another Person.
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Not applicable.
ITEM 7.
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Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent Holding Company.
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Not applicable.
ITEM 8.
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Identification and Classification of Members of
the Group.
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See Exhibit I.
ITEM 9.
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Notice of Dissolution of Group.
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Not applicable.
Not applicable.
CUSIP No. 97265W105
|
Schedule 13G
|
Page 10 of 12
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SIGNATURE
After reasonable inquiry and to the best of its
knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete
and correct.
Date: February 14, 2022
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Shining Capital Holdings II L.P.
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|
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Shining Capital Management III Limited
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Dreamer Pathway Limited (BVI)
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
|
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Title: Director
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Shiningwine Limited (BVI)
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Dream Catcher Investments
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Xiangwei Weng
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/s/ Xiangwei Weng
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CUSIP No. 97265W105
|
Schedule 13G
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Page 11 of 12
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EXHIBIT I
JOINT FILING AGREEMENT
This will
confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about
the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, par value $0.0001 per share, of Winc,
Inc., a Delaware corporation, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k)
under the Securities Exchange Act of 1934, as amended. This Joint Filing Agreement may be executed in two or more counterparts, each of
which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Date: February 14, 2022
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Shining Capital Holdings II L.P.
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Shining Capital Management III Limited
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Dreamer Pathway Limited (BVI)
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Shiningwine Limited (BVI)
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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CUSIP No. 97265W105
|
Schedule 13G
|
Page 12 of 12
|
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Dream Catcher Investments
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By:
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/s/ Xiangwei Weng
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Name: Xiangwei Weng
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Title: Director
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Xiangwei Weng
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/s/ Xiangwei Weng
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