Amended Current Report Filing (8-k/a)
01 Mai 2023 - 2:15PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 20, 2023
NORTHVIEW ACQUISITION CORP.
(Exact name of registrant as specified in its
charter)
| Delaware |
|
001-41177 |
|
86-3437271 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(IRS Employer
Identification Number) |
207 WEST
25TH ST., 9TH FLOOR
NEW YORK,
NY 10001
(Address of principal executive offices and zip code)
(212) 494-9022
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on
which registered |
| Shares of common stock, par value $0.0001 per share |
|
NVAC |
|
The NASDAQ Stock Market LLC |
| Rights, each entitling the holder to receive one-tenth of one share of common stock |
|
NVACR |
|
The NASDAQ Stock Market LLC |
| Redeemable warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per whole share |
|
NVACW |
|
The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Explanatory Note
As previously disclosed, on April 20, 2023, NorthView Acquisition Corp.
(the “Company”) received notice from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because of the Company’s
failure to pay certain annual fees to Nasdaq totaling $140,000, the Company was no longer in compliance with Nasdaq Listing Rule 5250(f),
a requirement for continued listing on the Nasdaq Global Market. We described the delisting notice in our Current Report on Form 8-K filed
with the Securities and Exchange Commission (the “SEC”) on April 26, 2023. The information set forth in the Initial 8-K is
incorporated herein by reference.
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On April 28, 2023, the Company received notice from Nasdaq indicating
that the Company had paid the applicable fees and that the matter of non-compliance had been resolved. The Company expects that it will
continue to comply with Nasdaq’s continued listing standards.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| |
NORTHVIEW ACQUISITION CORP. |
| |
|
|
| Date: May 1, 2023 |
By: |
/s/ Jack Stover |
| |
Name: |
Jack Stover |
| |
Title: |
Chief Executive Officer |
3
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