Statement of Changes in Beneficial Ownership (4)
22 Février 2022 - 10:47PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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PETRATIS DAVID D |
2. Issuer Name and Ticker or Trading Symbol
Allegion plc
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ALLE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman, President & CEO |
(Last)
(First)
(Middle)
C/O SCHLAGE LOCK COMPANY LLC, 11819 N. PENNSYLVANIA STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/17/2022 |
(Street)
CARMEL, IN 46032
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares | 2/17/2022 | | A | | 11001 | A | (1) | 130973.114 | D | |
Ordinary Shares | | | | | | | | 18536 | I | By Reporting Person's wife (2) |
Ordinary Shares | | | | | | | | 18537 | I | By Grantor Retained Annuity Trust |
Ordinary Shares | | | | | | | | 51141 | I | See footnote (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $115.335 | 2/17/2022 | | A | | 44378 | | (4) | 2/17/2032 | Ordinary Shares | 44378 | $0 | 44378 | D | |
Explanation of Responses: |
(1) | Restricted stock units that vest in equal annual installments on February 17, 2023, February 17, 2024 and February 17, 2025. |
(2) | The Reporting Person disclaims beneficial ownership over the securities held by the Reporting Person's wife, except to the extent of his pecuniary interest therein, if any. |
(3) | Reflects securities held by irrevocable trusts for the benefit of each of the Reporting Person's daughters. The Reporting Person disclaims beneficial ownership over the securities held by the trusts, except to the extent of his pecuniary interest therein, if any. |
(4) | A stock option that vests in equal annual installments on February 17, 2023, February 17, 2024 and February 17, 2025. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PETRATIS DAVID D C/O SCHLAGE LOCK COMPANY LLC 11819 N. PENNSYLVANIA STREET CARMEL, IN 46032 | X |
| Chairman, President & CEO |
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Signatures
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/s/ Hatsuki Miyata, Attorney-In-Fact | | 2/22/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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