Initial Statement of Beneficial Ownership (3)
09 Mars 2022 - 10:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Musial Nickolas A. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2022
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3. Issuer Name and Ticker or Trading Symbol
Allegion plc [ALLE]
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(Last)
(First)
(Middle)
C/O SCHLAGE LOCK COMPANY LLC, 11819 N. PENNSYLVANIA STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP, Controller & CAO / |
(Street)
CARMEL, IN 46032
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 3382 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | (2) | 2/16/2026 | Ordinary Shares | 403 | $57.85 | D | |
Stock Option (Right to Buy) | (3) | 2/13/2027 | Ordinary Shares | 687 | $71.835 | D | |
Stock Option (Right to Buy) | (4) | 2/22/2028 | Ordinary Shares | 881 | $86.93 | D | |
Stock Option (Right to Buy) | (5) | 2/21/2029 | Ordinary Shares | 958 | $88.08 | D | |
Stock Option (Right to Buy) | (6) | 2/20/2030 | Ordinary Shares | 732 | $129.325 | D | |
Stock Option (Right to Buy) | (7) | 2/18/2031 | Ordinary Shares | 751 | $109.14 | D | |
Stock Option (Right to Buy) | (8) | 2/17/2032 | Ordinary Shares | 1574 | $115.335 | D | |
Explanation of Responses: |
(1) | Includes: (i) 97 RSUs that vest on February 20, 2023; (ii) 230 RSUs that vest in equal annual installments on February 18, 2023 and February 18, 2024; (iii) 306 RSUs that vest in equal annual installments on February 18, 2023 and February 18, 2024; (iv) 781 RSUs that vest in equal annual installments on February 17, 2023, February 17, 2024 and February 17, 2025; and (v) 1,968 shares that are directly owned. |
(2) | A stock option that vested in equal annual installments on February 16, 2017, February 16, 2018 and February 16, 2019, and is exercisable. |
(3) | A stock option that vested in equal annual installments on February 13, 2018, February 13, 2019 and February 13, 2020, and is exercisable. |
(4) | A stock option that vested in equal annual installments on February 22, 2019, February 22, 2020 and February 22, 2021, and is exercisable. |
(5) | A stock option that vested in equal annual installments on February 21, 2020, February 21, 2021 and February 21, 2022, and is exercisable. |
(6) | A stock option that vests in equal annual installments on February 20, 2021, February 20, 2022 and February 20, 2023. To the extent the stock option has vested, it is exercisable. |
(7) | A stock option that vests in equal annual installments on February 18, 2022, February 18, 2023 and February 18, 2024. To the extent the stock option has vested, it is exercisable. |
(8) | A stock option that vests in equal annual installments on February 17, 2023, February 17, 2024 and February 17, 2025. |
Remarks: Exhibit 24 - Power of Attorney is attached. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Musial Nickolas A. C/O SCHLAGE LOCK COMPANY LLC 11819 N. PENNSYLVANIA STREET CARMEL, IN 46032 |
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| VP, Controller & CAO |
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Signatures
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/s/ Angela Hatseras, Attorney-In-Fact | | 3/9/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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