o None
Entity Type
0001035443
ALEXANDRIA REAL ESTATE EQUITIES INC
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
 ALEXANDRIA REAL ESTATE EQUITIES, INC.
Jurisdiction of Incorporation/Organization
MARYLAND
 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed  



2. Principal Place of Business and Contact Information
Name of Issuer  
 ALEXANDRIA REAL ESTATE EQUITIES, INC.  
Street Address 1 Street Address 2
 26 NORTH EUCLID AVENUE  
City State/Province/Country ZIP/Postal Code Phone No. of Issuer
 PASADENA  CALIFORNIA  91101  6265780777 



3. Related Persons
Last Name First Name Middle Name
Marcus Joel S.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Richardson Stephen A.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Moglia Peter M.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Shigenaga Dean A.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

 
Last Name First Name Middle Name
Ryan Daniel J.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Diamond Lawrence J.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Hakman Joseph
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Ciruzzi Vincent R.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

 
Last Name First Name Middle Name
Kass Hunter L.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Cunningham John H.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Nemeth Terezia C.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Binda Marc E.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

 
Last Name First Name Middle Name
Gavinet Andres R.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Clem Jackie B.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Dean Gary D.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Hash Steven R.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

 
Last Name First Name Middle Name
Cain James P.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Freire, Ph.D. Maria C.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Goldstein Jennifer Friel
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

Last Name First Name Middle Name
Klein Richard H.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

 
Last Name First Name Middle Name
Woronoff Michael A.
Street Address 1 Street Address 2
c/o Alexandria Real Estate Equities, Inc 26 North Euclid Avenue
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   

 


4. Industry Group
o Agriculture   Health Care o Retailing
  Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance   Technology
  o Insurance   o Hospitals & Physicians   o Computers
  o Investing   o Pharmaceuticals   o Telecommunications
  o Investment Banking   o Other Health Care   o Other Technology
  o Pooled Investment Fund

        Travel
  o Other Banking & Financial Services o Manufacturing   o Airlines & Airports
  Real Estate   o Lodging & Conventions
  o Commercial   o Tourism & Travel Services
  o Construction   o Other Travel
  x REITS & Finance o Other
  o Residential  
  o Other Real Estate  
o Business Services  
  Energy  
  o Coal Mining  
  o Electric Utilities  
  o Energy Conservation  
  o Environmental Services  
  o Oil & Gas  
  o Other Energy  


5. Issuer Size
Revenue Range Aggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
o Over $100,000,000 o Over $100,000,000
x Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale  2022-01-01 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests o Equity
o Tenant-in-Common Securities o Debt
o Mineral Property Securities o Option, Warrant or Other Right to Acquire Another Security
o Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security x Other (describe)
  Deferred compensation obligations of the Issuer pursuant to Alexandria Real Estate Equities, Inc. 2000 Deferred Compensation Plan


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary)  
  

11. Minimum Investment
Minimum investment accepted from any outside investor $ 0 USD

12. Sales Compensation
Recipient Recipient CRD Number o None
   
(Associated) Broker or Dealer o None (Associated) Broker or Dealer CRD Number o None
   
Street Address 1 Street Address 2
   
City State/Province/Country ZIP/Postal Code
     
State(s) of Solicitation o All States
 
 



13. Offering and Sales Amounts
Total Offering Amount $ 5751688 USD o Indefinite
Total Amount Sold $ 48917 USD  
Total Remaining to be Sold $ 5702771 USD o Indefinite
 
Clarification of Response (if Necessary)
  


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 15


15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions $ 0 USD o Estimate
Finders' Fees $ 0 USD o Estimate
 
Clarification of Response (if Necessary)
  


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
  $ 3809375 USD x
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