Statement of Changes in Beneficial Ownership (4)
23 Août 2021 - 09:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Ingersoll
Jason |
2. Issuer Name and Ticker or Trading
Symbol Archrock, Inc. [ AROC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SENIOR VICE PRESIDENT |
|
(Last)
(First)
(Middle)
9807 KATY FREEWAY, SUITE 100 |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/20/2021
|
|
(Street)
HOUSTON, TX 77024
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
8/20/2021 |
|
M(1) |
|
8314 |
A |
$0 |
186361 |
D |
|
|
Common Stock |
8/20/2021 |
|
F(2) |
|
4568 |
D |
$7.30 |
181793 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Restricted Stock Unit |
$0 |
8/20/2021 |
|
M (1) |
|
|
8314 |
8/20/2021 |
8/20/2021 |
Common Stock |
8314 |
$0 |
0 |
D |
|
| Explanation of
Responses: |
| (1) |
The restricted stock units
were awarded in March 2018 and cliff vested on August 20, 2021. The
payout was subject to the achievement of total shareholder return
relative to the Issuer's peers over the period of January 1, 2018
to December 31, 2020. On February 21, 2021, the Compensation
Committee certified that the performance achieved over the
measurement period was 186% of target. The restricted stock units
converted into shares of common stock on a one-for-one
basis. |
| (2) |
Issuer withheld the maximum
allowable shares to meet the tax withholding obligation associated
with the vesting of restricted stock and restricted stock
units. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Ingersoll Jason
9807 KATY FREEWAY
SUITE 100
HOUSTON, TX 77024 |
|
|
SENIOR VICE PRESIDENT |
|
Signatures
|
|
/s/ Susan G. Thompson,
Attorney-in-Fact |
|
8/23/2021 |
| **Signature of Reporting
Person |
Date |
Archrock (NYSE:AROC)
Graphique Historique de l'Action
De Avr 2022 à Mai 2022
Archrock (NYSE:AROC)
Graphique Historique de l'Action
De Mai 2021 à Mai 2022
