Nuveen Senior Loan Closed-End Funds Announce Proposed Mergers
19 Janvier 2023 - 10:15PM
Business Wire
The Boards of Trustees of Nuveen Senior Income Fund (NYSE: NSL),
Nuveen Floating Rate Income Opportunity Fund (NYSE: JRO), Nuveen
Short Duration Credit Opportunities Fund (NYSE: JSD), and Nuveen
Floating Rate Income Fund (NSYE: JFR) have approved a proposal to
merge the funds. The proposed mergers, if approved by shareholders,
would combine each of NSL, JRO, and JSD into JFR. The mergers are
intended to create a larger fund with lower net operating expenses,
enhanced earnings potential, and increased trading volume on the
exchange for common shares.
The proposed mergers of the funds are subject to certain
conditions, including necessary approval by the funds’
shareholders. Detailed information on the proposed mergers will be
contained in proxy materials with respect to the Annual Meeting of
Shareholders expected to be filed in the coming weeks. The mergers
are not contingent on each other.
Nuveen is a leading sponsor of closed-end funds (CEFs) with $54
billion of assets under management across 56 CEFs as of 30 Sep
2022. The funds offer exposure to a broad range of asset classes
and are designed for income-focused investors seeking regular
distributions. Nuveen has more than 35 years of experience managing
CEFs.
For more information, please visit Nuveen’s CEF homepage
www.nuveen.com/closed-end-funds or contact:
Financial Professionals: 800-752-8700
Investors: 800-257-8787
Media: media-inquiries@nuveen.com
About Nuveen
Nuveen, the investment manager of TIAA, offers a comprehensive
range of outcome-focused investment solutions designed to secure
the long-term financial goals of institutional and individual
investors. Nuveen has $1.1 trillion in assets under management as
of 30 Sep 2022 and operations in 27 countries. Its investment
specialists offer deep expertise across a comprehensive range of
traditional and alternative investments through a wide array of
vehicles and customized strategies. For more information, please
visit www.nuveen.com.
Nuveen Securities, LLC, member FINRA and SIPC.
The information contained on the Nuveen website is not a part of
this press release.
FORWARD-LOOKING STATEMENTS
Certain statements made or referenced in this release may be
forward-looking statements. Actual future results or occurrences
may differ significantly from those anticipated in any
forward-looking statements due to numerous factors. These include,
but are not limited to:
- market developments;
- legal and regulatory developments;
- the ability to satisfy conditions to the proposed mergers;
and
- other additional risks and uncertainties.
You should not place undue reliance on forward-looking
statements, which speak only as of the date they are made. Nuveen
and the closed-end funds managed by Nuveen and its affiliates
undertake no responsibility to update publicly or revise any
forward-looking statements.
The annual and semi-annual reports and other regulatory filings
of Nuveen closed-end funds with the Securities and Exchange
Commission (“SEC”) are accessible on the SEC’s web site at
www.sec.gov and on Nuveen’s web site at www.nuveen.com/cef and may
discuss the abovementioned or other factors that affect Nuveen
closed-end funds. The information contained on the Nuveen website
is not a part of this press release.
IMPORTANT INFORMATION
In connection with the merger proposal discussed herein, the
funds expect to file with the SEC solicitation materials in the
form of a proxy statement and/or a joint proxy statement/prospectus
that will be included in a registration statement on Form N-14.
After the registration statement is filed with the SEC, it may be
amended or withdrawn and the proxy statement and/or joint proxy
statement/prospectus will not be distributed to shareholders unless
and until the registration statement is declared effective by the
SEC. Investors are urged to read the solicitation materials and any
other relevant documents when they become available because they
will contain important information about the merger proposal. After
they are filed, free copies of the solicitation materials will be
available on the SEC’s web site at www.sec.gov.
This communication is for informational purposes only and is not
a solicitation of a proxy from any fund shareholder and does not
constitute an offer of any securities for sale. No offer of
securities will be made except pursuant to a prospectus meeting the
requirements of Section 10 of the Securities Act of 1933. However,
the funds, Nuveen Fund Advisors and certain of their respective
directors/trustees, officers and affiliates may be deemed under the
rules of the SEC to be participants in the solicitation of proxies
from shareholders in connection with the merger proposal discussed
herein. Information about the directors/trustees and officers of
the funds may be found in their respective annual reports
previously filed with the SEC.
Fund shares are not guaranteed or endorsed by any bank or other
insured depository institution, and are not federally insured by
the Federal Deposit Insurance Corporation. Shares of closed-end
funds are subject to investment risks, including the possible loss
of principal invested. Past performance is no guarantee of future
results. Closed-end funds frequently trade at a discount to their
net asset value
EPS-2683231PR-E0123W
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version on businesswire.com: https://www.businesswire.com/news/home/20230119005706/en/
Financial Professionals: 800-752-8700
Investors: 800-257-8787
Media: media-inquiries@nuveen.com
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