Current Report Filing (8-k)
16 Novembre 2022 - 01:31PM
Edgar (US Regulatory)
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
November 14, 2022
Annaly Capital Management
Inc
(Exact Name of Registrant as Specified in its Charter)
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Maryland
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1-13447 |
22-3479661 |
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(State or other jurisdiction of incorporation or
organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
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1211 Avenue of the Americas |
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New York, |
New York
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10036 |
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(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area code:
(212) 696-0100
Not Applicable
(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of Each Class |
Trading Symbol(s) |
Name of Each Exchange on Which Registered |
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Common Stock, par value $0.01 per share |
NLY |
New York Stock Exchange |
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6.95% Series F Fixed-to-Floating Rate Cumulative Redeemable
Preferred Stock |
NLY.F |
New York Stock Exchange |
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6.50% Series G Fixed-to-Floating Rate Cumulative Redeemable
Preferred Stock |
NLY.G |
New York Stock Exchange |
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6.75% Series I Fixed-to-Floating Rate Cumulative Redeemable
Preferred Stock |
NLY.I |
New York Stock Exchange |
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers
On November 16, 2022, Annaly Capital Management, Inc. (the
“Company”) announced the departure of Ilker Ertas from his position
as Chief Investment Officer of the Company, effective immediately.
David Finkelstein, the Company’s Chief Executive Officer and
President, will re-assume the Chief Investment Officer position
upon Mr. Ertas’s departure. Mr. Finkelstein previously served as
Chief Investment Officer of the Company from November 2016 until
December 2021.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
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ANNALY CAPITAL MANAGEMENT, INC.
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(REGISTRANT)
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By:
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/s/ Anthony C. Green
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Name: Anthony C. Green
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Title: Chief Corporate Officer & Chief Legal
Officer
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Dated: November 16, 2022
Annaly Capital Management (NYSE:NLY)
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