Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
03 Mars 2023 - 10:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES
EXCHANGE ACT OF 1934
For
the month of, March 2023
Commission
File Number 001-40848
GUARDFORCE
AI CO., LIMITED
(Translation
of registrant’s name into English)
10
Anson Road, #28-01 International Plaza
Singapore
079903
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F
☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
As
previously disclosed, on May 27, 2022, Guardforce AI Co., Limited (the “Company”) received
a written notification from the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in compliance
with the minimum bid price requirement set forth in Nasdaq rules for continued listing on the Nasdaq, and the Company was provided 180
calendar days, or until November 23, 2022, to regain compliance. On November 28, 2022, the Company received a written notification from
Nasdaq, notifying the Company that it is eligible for an additional 180 calendar day period, or until May 22, 2023, to regain compliance.
On
February 28, 2023, the Company received written notice from the Listing Qualifications Staff of Nasdaq notifying the Company that, for
more than the last ten (10) consecutive business days, from February 13, 2023, through February 28, 2023, the closing bid price of the
Company’s ordinary share was $1.00 per share or greater. Accordingly, the written notice stated that the Company has regained compliance
with the minimum bid price listing requirement set forth under the Rule.
This report on Form 6-K
is incorporated by reference into (i) the prospectus contained in the Company’s registration statement on Form F-3 (SEC File No. 333-261881) declared effective by the Securities and Exchange Commission (the “Commission”) on
January 5, 2022; (ii) the prospectus dated February 9, 2022 contained in the Company’s registration statement on Form F-3 (SEC File No. 333-262441) declared effective by the Commission on February 9, 2022; and (iii) the prospectus contained in
the Company’s Post-Effective Amendment No. 1 to Form F-1 on Form F-3 (SEC
File No. 333-258054) declared effective by the Commission on June 14, 2022.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
Date: March 3, 2023 |
Guardforce AI Co., Limited |
|
|
|
|
By: |
/s/ Lei Wang |
|
Lei Wang |
|
Chief Executive Officer |
2
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