UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09729
iShares Trust
(Exact name of Registrant as specified in charter)
c/o: State Street Bank and Trust Company
200 Clarendon Street, Boston, MA 02116-5021
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street, Wilmington, DE 19801
(Name and address of agent for service)
Registrants telephone number, including area code: (415) 670-2000
Date of fiscal year end: April 30, 2013
Date of reporting period: January 31, 2013
Item 1. | Schedules of Investments. |
Schedule of Investments (Unaudited)
iSHARES ® COHEN & STEERS REALTY MAJORS INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.79% |
|
|||||||
REITS APARTMENTS 18.23% |
|
|||||||
American Campus Communities Inc. |
980,470 | $ | 45,660,488 | |||||
AvalonBay Communities Inc. |
1,060,085 | 137,588,432 | ||||||
Camden Property Trust |
795,695 | 55,213,276 | ||||||
Equity Residential |
3,044,846 | 168,654,020 | ||||||
Essex Property Trust Inc. a |
346,658 | 53,309,067 | ||||||
UDR Inc. a |
2,380,083 | 56,860,183 | ||||||
|
|
|||||||
517,285,466 | ||||||||
REITS DIVERSIFIED 9.11% |
||||||||
Digital Realty Trust Inc. a |
1,161,055 | 78,847,245 | ||||||
Liberty Property Trust a |
1,119,228 | 43,840,161 | ||||||
Vornado Realty Trust |
1,608,984 | 135,894,789 | ||||||
|
|
|||||||
258,582,195 | ||||||||
REITS HEALTH CARE 18.95% |
||||||||
HCP Inc. |
4,296,023 | 199,292,507 | ||||||
Health Care REIT Inc. |
2,422,229 | 152,212,870 | ||||||
Ventas Inc. |
2,809,769 | 186,259,587 | ||||||
|
|
|||||||
537,764,964 | ||||||||
REITS HOTELS 4.07% |
||||||||
Host Hotels & Resorts Inc. a |
6,876,021 | 115,448,393 | ||||||
|
|
|||||||
115,448,393 | ||||||||
REITS OFFICE PROPERTY 11.91% |
|
|||||||
Alexandria Real Estate Equities Inc. a |
597,704 | 43,333,540 | ||||||
Boston Properties Inc. |
1,434,510 | 151,025,213 | ||||||
Corporate Office Properties Trust a |
757,101 | 20,032,892 | ||||||
Douglas Emmett Inc. a |
1,237,875 | 28,867,245 | ||||||
Highwoods Properties Inc. a |
721,140 | 25,961,040 | ||||||
SL Green Realty Corp. a |
853,920 | 68,638,090 | ||||||
|
|
|||||||
337,858,020 | ||||||||
REITS REGIONAL MALLS 16.22% |
|
|||||||
General Growth Properties Inc. |
4,284,483 | 83,633,108 | ||||||
Macerich Co. (The) a |
1,267,012 | 75,665,957 | ||||||
Simon Property Group Inc. |
1,383,548 | 221,616,719 | ||||||
Tanger Factory Outlet Centers Inc. a |
894,228 | 31,673,556 | ||||||
Taubman Centers Inc. |
584,343 | 47,623,954 | ||||||
|
|
|||||||
460,213,294 | ||||||||
REITS SHOPPING CENTERS 7.70% |
|
|||||||
Federal Realty Investment Trust |
610,248 | 64,594,751 | ||||||
Kimco Realty Corp. a |
3,873,205 | 80,446,468 | ||||||
Regency Centers Corp. |
856,385 | 42,673,664 | ||||||
Weingarten Realty Investors a |
1,062,649 | 30,646,797 | ||||||
|
|
|||||||
218,361,680 |
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Affiliated issuer. See Note 2. |
c |
The rate quoted is the annualized seven-day yield of the fund at period end. |
d |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
1 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES INTERNATIONAL SELECT DIVIDEND INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 98.91% |
|
|||||||
AUSTRALIA 20.74% |
||||||||
Amcor Ltd. |
876,570 | $ | 7,680,172 | |||||
APA Group |
1,155,348 | 6,953,343 | ||||||
Australia and New Zealand Banking
|
1,078,708 | 29,906,385 | ||||||
Bradken Ltd. |
1,504,060 | 9,789,371 | ||||||
Commonwealth Bank of Australia |
1,003,984 | 67,492,382 | ||||||
David Jones Ltd. |
1,323,956 | 3,452,380 | ||||||
Metcash Ltd. |
1,610,398 | 6,399,753 | ||||||
Monadelphous Group Ltd. |
1,031,766 | 28,669,523 | ||||||
Myer Holdings Ltd. |
1,735,896 | 4,508,459 | ||||||
National Australia Bank Ltd. |
1,335,452 | 38,110,919 | ||||||
Orica Ltd. |
839,208 | 22,434,855 | ||||||
SP AusNet |
1,419,756 | 1,703,008 | ||||||
Stockland Corp. Ltd. |
1,300,006 | 4,678,100 | ||||||
Suncorp Group Ltd. |
733,828 | 8,113,443 | ||||||
Sydney Airport |
1,166,844 | 3,858,132 | ||||||
Tatts Group Ltd. |
1,505,976 | 5,120,834 | ||||||
Telstra Corp. Ltd. |
1,337,368 | 6,416,731 | ||||||
UGL Ltd. |
1,188,878 | 13,801,856 | ||||||
Wesfarmers Ltd. |
850,704 | 33,363,481 | ||||||
Westfield Group |
875,612 | 10,210,771 | ||||||
Westpac Banking Corp. |
1,174,508 | 34,350,972 | ||||||
|
|
|||||||
347,014,870 | ||||||||
AUSTRIA 2.66% |
||||||||
Oesterreichische Post AG |
541,270 | 23,639,597 | ||||||
OMV AG |
379,368 | 15,633,997 | ||||||
Telekom Austria AG |
703,172 | 5,204,807 | ||||||
|
|
|||||||
44,478,401 | ||||||||
BELGIUM 1.27% |
||||||||
Belgacom SA |
695,508 | 21,222,962 | ||||||
|
|
|||||||
21,222,962 | ||||||||
CANADA 4.31% |
||||||||
Bank of Montreal |
295,064 | 18,607,480 | ||||||
Crescent Point Energy Corp. |
442,596 | 17,095,013 | ||||||
Emera Inc. |
257,702 | 9,169,274 | ||||||
Manitoba Telecom Services Inc. |
318,056 | 10,568,432 | ||||||
Russel Metals Inc. |
315,182 | 8,841,568 | ||||||
TELUS Corp. |
116,550 | 7,863,347 | ||||||
|
|
|||||||
72,145,114 | ||||||||
FINLAND 4.39% |
||||||||
Fortum OYJ |
801,846 | 15,031,150 | ||||||
Konecranes OYJ |
454,092 | 15,255,506 | ||||||
Metso OYJ |
650,482 | 29,111,313 | ||||||
Stora Enso OYJ Class R |
647,608 | 4,619,474 | ||||||
UPM-Kymmene OYJ |
770,232 | 9,404,382 | ||||||
|
|
|||||||
73,421,825 |
Security | Shares | Value | ||||||
FRANCE 11.73% |
||||||||
Bouygues SA |
735,744 | $ | 20,882,780 | |||||
France Telecom SA |
1,601,776 | 18,181,073 | ||||||
GDF Suez |
966,622 | 19,825,708 | ||||||
Lagardere SCA |
518,278 | 18,734,474 | ||||||
Neopost SA |
1,010,690 | 57,620,208 | ||||||
Societe Television Francaise 1 |
613,120 | 7,407,012 | ||||||
Total SA |
586,296 | 31,777,798 | ||||||
Veolia Environnement |
764,484 | 9,854,093 | ||||||
Vivendi SA |
556,598 | 11,929,750 | ||||||
|
|
|||||||
196,212,896 | ||||||||
GERMANY 2.54% |
||||||||
Deutsche Telekom AG Registered |
709,878 | 8,724,323 | ||||||
RWE AG |
546,060 | 20,535,538 | ||||||
Wincor Nixdorf AG |
253,870 | 13,256,874 | ||||||
|
|
|||||||
42,516,735 | ||||||||
GREECE 4.40% |
||||||||
Hellenic Petroleum SA |
1,944,740 | 21,804,652 | ||||||
Motor Oil (Hellas) Corinth Refineries SA |
1,511,724 | 17,442,109 | ||||||
OPAP SA |
3,983,364 | 34,442,684 | ||||||
|
|
|||||||
73,689,445 | ||||||||
HONG KONG 2.03% |
||||||||
CLP Holdings Ltd. |
958,000 | 8,146,490 | ||||||
Television Broadcasts Ltd. |
958,000 | 7,065,644 | ||||||
VTech Holdings Ltd. |
1,628,600 | 18,762,866 | ||||||
|
|
|||||||
33,975,000 | ||||||||
ITALY 5.40% |
||||||||
Enel SpA |
2,982,254 | 13,002,526 | ||||||
Eni SpA |
2,101,852 | 52,752,932 | ||||||
Snam SpA |
2,450,564 | 12,387,489 | ||||||
Telecom Italia SpA |
2,175,618 | 2,161,729 | ||||||
Terna SpA |
2,378,714 | 10,022,395 | ||||||
|
|
|||||||
90,327,071 | ||||||||
JAPAN 1.17% |
||||||||
Eisai Co. Ltd. |
215,200 | 9,432,391 | ||||||
Ono Pharmaceutical Co. Ltd. |
191,600 | 10,109,073 | ||||||
|
|
|||||||
19,541,464 | ||||||||
NETHERLANDS 2.82% |
||||||||
CSM NV CVA |
1,114,154 | 25,800,719 | ||||||
Koninklijke KPN NV |
3,802,302 | 21,398,507 | ||||||
|
|
|||||||
47,199,226 | ||||||||
NEW ZEALAND 2.64% |
||||||||
Fletcher Building Ltd. |
3,132,660 | 25,061,701 | ||||||
Telecom Corp. of New Zealand Ltd. |
9,392,232 | 19,139,954 | ||||||
|
|
|||||||
44,201,655 |
2 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES INTERNATIONAL SELECT DIVIDEND INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
NORWAY 1.99% |
|
|||||||
Fred Olsen Energy ASA |
250,996 | $ | 11,966,491 | |||||
Seadrill Ltd. |
540,312 | 21,348,169 | ||||||
|
|
|||||||
33,314,660 | ||||||||
PORTUGAL 1.45% |
||||||||
Energias de Portugal SA |
7,501,140 | 24,182,347 | ||||||
|
|
|||||||
24,182,347 | ||||||||
SINGAPORE 2.24% |
||||||||
Keppel Corp. Ltd. |
2,102,000 | 19,529,003 | ||||||
Keppel Land Ltd. |
2,592,000 | 8,920,601 | ||||||
StarHub Ltd. |
2,874,000 | 9,055,259 | ||||||
|
|
|||||||
37,504,863 | ||||||||
SPAIN 3.75% |
||||||||
Gas Natural SDG SA |
1,122,776 | 22,411,231 | ||||||
Indra Sistemas SA |
1,563,456 | 20,434,989 | ||||||
Mapfre SA |
1,094,994 | 3,375,487 | ||||||
Telefonica SA |
1,134,272 | 16,443,567 | ||||||
|
|
|||||||
62,665,274 | ||||||||
SWEDEN 5.05% |
||||||||
Hennes & Mauritz AB Class B |
791,308 | 29,124,850 | ||||||
NCC AB Class B |
1,344,074 | 31,304,202 | ||||||
Peab AB |
1,208,038 | 6,287,850 | ||||||
Securitas AB Class B |
982,908 | 9,183,241 | ||||||
TeliaSonera AB |
1,190,794 | 8,587,880 | ||||||
|
|
|||||||
84,488,023 | ||||||||
SWITZERLAND 2.03% |
|
|||||||
Swisscom AG Registered |
43,110 | 19,104,761 | ||||||
Zurich Insurance Group AG |
51,732 | 14,874,726 | ||||||
|
|
|||||||
33,979,487 | ||||||||
UNITED KINGDOM 16.30% |
|
|||||||
Aviva PLC |
1,710,030 | 9,941,846 | ||||||
BAE Systems PLC |
1,341,200 | 7,221,270 | ||||||
British American Tobacco PLC |
980,992 | 51,060,931 | ||||||
Cable & Wireless Communications PLC |
3,435,388 | 2,227,129 | ||||||
Carillion PLC |
1,324,914 | 6,415,184 | ||||||
Catlin Group Ltd. |
1,435,084 | 11,888,197 | ||||||
Close Brothers Group PLC |
1,191,752 | 18,677,336 | ||||||
Dairy Crest Group PLC |
1,313,418 | 8,670,938 | ||||||
FirstGroup PLC |
3,013,868 | 9,269,970 | ||||||
Halfords Group PLC |
1,539,506 | 8,313,395 | ||||||
HSBC Holdings PLC |
970,454 | 11,027,187 | ||||||
National Grid PLC |
1,366,108 | 14,977,164 | ||||||
Provident Financial PLC |
1,287,552 | 29,477,073 | ||||||
Royal Dutch Shell PLC Class A |
1,245,400 | 44,139,082 | ||||||
RSA Insurance Group PLC |
1,890,134 | 3,946,669 | ||||||
SSE PLC |
1,383,352 | 31,121,999 |
a |
Affiliated issuer. See Note 2. |
b |
The rate quoted is the annualized seven-day yield of the fund at period end. |
See accompanying notes to schedules of investments.
3 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES SELECT DIVIDEND INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.45% |
|
|||||||
AEROSPACE & DEFENSE 5.01% |
|
|||||||
General Dynamics Corp. |
1,909,695 | $ | 126,612,779 | |||||
Lockheed Martin Corp. |
3,280,081 | 284,940,636 | ||||||
Northrop Grumman Corp. |
2,093,712 | 136,175,028 | ||||||
|
|
|||||||
547,728,443 | ||||||||
AGRICULTURE 5.91% |
|
|||||||
Altria Group Inc. |
3,410,199 | 114,855,502 | ||||||
Lorillard Inc. |
9,916,776 | 387,448,439 | ||||||
Universal Corp. a |
2,641,806 | 143,661,410 | ||||||
|
|
|||||||
645,965,351 | ||||||||
BANKS 4.02% |
|
|||||||
Bank of Hawaii Corp. a |
2,761,468 | 132,798,996 | ||||||
BB&T Corp. |
1,933,480 | 58,545,774 | ||||||
F.N.B. Corp. |
3,397,868 | 39,381,290 | ||||||
FirstMerit Corp. |
3,281,435 | 49,976,255 | ||||||
Trustmark Corp. |
2,866,482 | 66,301,729 | ||||||
United Bankshares Inc. |
1,717,426 | 43,777,189 | ||||||
Valley National Bancorp |
5,034,816 | 49,290,849 | ||||||
|
|
|||||||
440,072,082 | ||||||||
BEVERAGES 0.59% |
|
|||||||
Coca-Cola Co. (The) |
1,738,603 | 64,745,576 | ||||||
|
|
|||||||
64,745,576 | ||||||||
BIOTECHNOLOGY 0.33% |
|
|||||||
PDL BioPharma Inc. |
5,224,624 | 35,945,413 | ||||||
|
|
|||||||
35,945,413 | ||||||||
CHEMICALS 4.03% |
|
|||||||
International Flavors & Fragrances Inc. |
1,329,046 | 93,604,710 | ||||||
Olin Corp. |
2,437,009 | 56,684,829 | ||||||
PPG Industries Inc. b |
1,194,204 | 164,644,906 | ||||||
RPM International Inc. |
2,036,110 | 63,546,993 | ||||||
Sensient Technologies Corp. |
1,620,960 | 61,758,576 | ||||||
|
|
|||||||
440,240,014 | ||||||||
COMMERCIAL SERVICES 1.36% |
|
|||||||
Deluxe Corp. |
2,170,256 | 79,843,718 | ||||||
R.R. Donnelley & Sons Co. b |
7,434,320 | 68,395,744 | ||||||
|
|
|||||||
148,239,462 | ||||||||
COMPUTERS 1.08% |
|
|||||||
Seagate Technology PLC |
3,471,412 | 117,958,580 | ||||||
|
|
|||||||
117,958,580 | ||||||||
DISTRIBUTION & WHOLESALE 2.76% |
|
|||||||
Genuine Parts Co. |
2,018,060 | 137,288,622 |
Security | Shares | Value | ||||||
Watsco Inc. a |
2,188,367 | $ | 164,893,453 | |||||
|
|
|||||||
302,182,075 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 1.06% |
|
|||||||
NYSE Euronext Inc. |
3,342,807 | 115,560,838 | ||||||
|
|
|||||||
115,560,838 | ||||||||
ELECTRIC 25.60% |
|
|||||||
Alliant Energy Corp. |
2,632,616 | 120,679,117 | ||||||
American Electric Power Co. Inc. |
2,777,888 | 125,810,548 | ||||||
Avista Corp. a |
3,193,500 | 82,583,910 | ||||||
Black Hills Corp. a |
2,695,583 | 108,766,774 | ||||||
Cleco Corp. |
2,195,357 | 93,851,512 | ||||||
CMS Energy Corp. |
2,412,903 | 62,011,607 | ||||||
Dominion Resources Inc. |
2,635,845 | 142,625,573 | ||||||
DTE Energy Co. |
2,612,536 | 165,399,654 | ||||||
Edison International |
1,818,676 | 87,641,996 | ||||||
Entergy Corp. |
3,356,144 | 216,806,902 | ||||||
Exelon Corp. |
4,556,679 | 143,261,988 | ||||||
FirstEnergy Corp. |
3,445,926 | 139,525,544 | ||||||
Integrys Energy Group Inc. |
3,309,153 | 180,977,578 | ||||||
NextEra Energy Inc. |
2,175,990 | 156,780,079 | ||||||
Northeast Utilities |
2,214,696 | 90,204,568 | ||||||
OGE Energy Corp. |
1,890,368 | 110,983,505 | ||||||
PG&E Corp. |
2,875,536 | 122,612,855 | ||||||
Pinnacle West Capital Corp. |
2,749,804 | 146,784,538 | ||||||
PPL Corp. |
3,120,091 | 94,507,556 | ||||||
Public Service Enterprise Group Inc. |
3,056,526 | 95,302,481 | ||||||
SCANA Corp. |
2,791,240 | 130,657,944 | ||||||
TECO Energy Inc. |
3,424,154 | 60,847,217 | ||||||
UNS Energy Corp. a |
2,665,664 | 120,727,923 | ||||||
|
|
|||||||
2,799,351,369 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 2.22% |
|
|||||||
Emerson Electric Co. |
2,031,189 | 116,285,570 | ||||||
Hubbell Inc. Class B |
1,390,939 | 126,644,996 | ||||||
|
|
|||||||
242,930,566 | ||||||||
ELECTRONICS 2.01% |
|
|||||||
Garmin Ltd. b |
2,779,034 | 105,297,598 | ||||||
Honeywell International Inc. |
1,675,848 | 114,359,868 | ||||||
|
|
|||||||
219,657,466 | ||||||||
ENTERTAINMENT 0.52% |
||||||||
Cinemark Holdings Inc. |
2,002,527 | 56,351,110 | ||||||
|
|
|||||||
56,351,110 | ||||||||
ENVIRONMENTAL CONTROL 1.51% |
|
|||||||
Republic Services Inc. |
2,046,997 | 65,278,734 | ||||||
Waste Management Inc. |
2,735,847 | 99,530,114 | ||||||
|
|
|||||||
164,808,848 | ||||||||
FOOD 3.03% |
||||||||
General Mills Inc. |
2,045,115 | 85,772,123 | ||||||
H.J. Heinz Co. |
2,246,925 | 136,231,063 | ||||||
Mondelez International Inc. Class A |
1,297,482 | 36,057,025 |
4 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES SELECT DIVIDEND INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Sysco Corp. |
2,300,048 | $ | 73,072,525 | |||||
|
|
|||||||
331,132,736 | ||||||||
FOREST PRODUCTS & PAPER 0.60% |
|
|||||||
MeadWestvaco Corp. |
2,092,964 | 65,614,421 | ||||||
|
|
|||||||
65,614,421 | ||||||||
GAS 4.74% |
||||||||
AGL Resources Inc. |
3,036,051 | 126,906,932 | ||||||
CenterPoint Energy Inc. |
2,560,151 | 52,329,486 | ||||||
New Jersey Resources Corp. a |
2,648,484 | 111,315,783 | ||||||
NiSource Inc. |
2,523,398 | 68,207,448 | ||||||
Sempra Energy |
2,134,361 | 160,183,793 | ||||||
|
|
|||||||
518,943,442 | ||||||||
HOUSEHOLD PRODUCTS & WARES 5.05% |
|
|||||||
Avery Dennison Corp. |
2,033,754 | 78,319,866 | ||||||
Clorox Co. (The) |
2,170,941 | 170,223,484 | ||||||
Kimberly-Clark Corp. |
2,218,784 | 198,603,356 | ||||||
Tupperware Brands Corp. |
1,379,354 | 105,106,775 | ||||||
|
|
|||||||
552,253,481 | ||||||||
INSURANCE 3.50% |
|
|||||||
Allstate Corp. (The) |
1,503,617 | 66,008,787 | ||||||
Arthur J. Gallagher & Co. |
2,591,415 | 95,752,784 | ||||||
Cincinnati Financial Corp. |
2,741,555 | 116,351,594 | ||||||
Mercury General Corp. |
2,645,295 | 104,753,682 | ||||||
|
|
|||||||
382,866,847 | ||||||||
IRON & STEEL 2.02% |
|
|||||||
Cliffs Natural Resources Inc. |
4,943,748 | 184,451,238 | ||||||
Commercial Metals Co. |
2,191,370 | 36,486,310 | ||||||
|
|
|||||||
220,937,548 | ||||||||
MACHINERY 0.33% |
|
|||||||
Briggs & Stratton Corp. |
1,525,469 | 36,199,379 | ||||||
|
|
|||||||
36,199,379 | ||||||||
MANUFACTURING 2.12% |
||||||||
Eaton Corp. PLC |
1,845,140 | 105,080,723 | ||||||
General Electric Co. |
2,004,965 | 44,670,620 | ||||||
Leggett & Platt Inc. |
2,800,837 | 82,456,641 | ||||||
|
|
|||||||
232,207,984 | ||||||||
MEDIA 1.60% |
||||||||
McGraw-Hill Companies Inc. (The) |
1,230,198 | 70,760,989 | ||||||
Meredith Corp. a,b |
2,887,474 | 104,699,807 | ||||||
|
|
|||||||
175,460,796 | ||||||||
OFFICE & BUSINESS EQUIPMENT 1.18% |
|
|||||||
Pitney Bowes Inc. b |
8,990,423 | 129,551,995 | ||||||
|
|
|||||||
129,551,995 |
Security | Shares | Value | ||||||
OIL & GAS 3.77% |
|
|||||||
Chevron Corp. |
2,121,739 | $ | 244,318,246 | |||||
ConocoPhillips |
2,903,375 | 168,395,750 | ||||||
|
|
|||||||
412,713,996 | ||||||||
PACKAGING & CONTAINERS 0.75% |
|
|||||||
Sonoco Products Co. |
2,648,559 | 82,078,843 | ||||||
|
|
|||||||
82,078,843 | ||||||||
PHARMACEUTICALS 3.74% |
|
|||||||
Bristol-Myers Squibb Co. |
2,774,889 | 100,284,489 | ||||||
Eli Lilly and Co. |
2,605,934 | 139,912,596 | ||||||
Merck & Co. Inc. |
2,510,995 | 108,600,534 | ||||||
Pfizer Inc. |
2,219,093 | 60,536,857 | ||||||
|
|
|||||||
409,334,476 | ||||||||
PIPELINES 0.82% |
||||||||
ONEOK Inc. |
1,910,909 | 89,831,832 | ||||||
|
|
|||||||
89,831,832 | ||||||||
RETAIL 3.13% |
|
|||||||
Darden Restaurants Inc. |
2,801,543 | 130,271,749 | ||||||
McDonalds Corp. |
2,226,719 | 212,184,054 | ||||||
|
|
|||||||
342,455,803 | ||||||||
SAVINGS & LOANS 1.49% |
|
|||||||
First Niagara Financial Group Inc. |
2,819,083 | 22,101,611 | ||||||
Hudson City Bancorp Inc. |
2,838,764 | 24,271,432 | ||||||
New York Community Bancorp Inc. |
5,239,704 | 69,950,048 | ||||||
Peoples United Financial Inc. |
3,786,832 | 46,615,902 | ||||||
|
|
|||||||
162,938,993 | ||||||||
TELECOMMUNICATIONS 2.82% |
|
|||||||
AT&T Inc. |
3,358,442 | 116,840,197 | ||||||
CenturyLink Inc. |
4,734,552 | 191,512,629 | ||||||
|
|
|||||||
308,352,826 | ||||||||
TOYS, GAMES & HOBBIES 0.75% |
|
|||||||
Mattel Inc. |
2,177,150 | 81,926,155 | ||||||
|
|
|||||||
81,926,155 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS |
|
|||||||
(Cost: $9,502,336,955) |
|
10,876,538,746 | ||||||
SHORT-TERM INVESTMENTS 3.61% |
|
|||||||
MONEY MARKET FUNDS 3.61% |
|
|||||||
BlackRock Cash Funds: Institutional,
|
|
|||||||
0.22% a,c,d |
328,683,581 | 328,683,581 |
5 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES SELECT DIVIDEND INDEX FUND
January 31, 2013
a |
Affiliated issuer. See Note 2. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
The rate quoted is the annualized seven-day yield of the fund at period end. |
d |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
Financial futures contracts purchased as of January 31, 2013 were as follows:
Number of
Contracts |
Issue
(Expiration) |
Exchange |
Notional
Value |
Net
Unrealized Appreciation (Depreciation) |
||||||||||
766 |
E-mini
S&P 500
|
Chicago Mercantile | $57,193,390 | $2,365,500 | ||||||||||
See accompanying notes to schedules of investments.
6 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES TRANSPORTATION AVERAGE INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
7 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.88% |
|
|||||||
ADVERTISING 0.14% |
|
|||||||
Interpublic Group of Companies Inc. (The) |
17,948 | $ | 217,350 | |||||
Lamar Advertising Co. Class A a |
2,161 | 92,145 | ||||||
Omnicom Group Inc. |
10,857 | 589,318 | ||||||
|
|
|||||||
898,813 | ||||||||
AEROSPACE & DEFENSE 1.58% |
||||||||
Alliant Techsystems Inc. |
1,360 | 88,019 | ||||||
B/E Aerospace Inc. a |
4,288 | 220,789 | ||||||
Boeing Co. (The) |
27,828 | 2,055,654 | ||||||
Curtiss-Wright Corp. |
1,888 | 67,307 | ||||||
Esterline Technologies Corp. a |
1,234 | 81,925 | ||||||
Exelis Inc. |
7,579 | 83,293 | ||||||
General Dynamics Corp. |
13,622 | 903,139 | ||||||
Kaman Corp. |
1,064 | 38,666 | ||||||
L-3 Communications Holdings Inc. |
3,883 | 294,797 | ||||||
Lockheed Martin Corp. |
10,956 | 951,748 | ||||||
Moog Inc. Class A a,b |
1,948 | 85,322 | ||||||
Northrop Grumman Corp. |
10,024 | 651,961 | ||||||
Orbital Sciences Corp. a |
2,392 | 35,162 | ||||||
Raytheon Co. |
13,541 | 713,340 | ||||||
Rockwell Collins Inc. |
5,801 | 341,563 | ||||||
Spirit AeroSystems Holdings Inc. Class A a |
4,359 | 69,483 | ||||||
Teledyne Technologies Inc. a,b |
1,497 | 102,185 | ||||||
TransDigm Group Inc. |
1,817 | 246,095 | ||||||
Triumph Group Inc. |
2,069 | 145,596 | ||||||
United Technologies Corp. |
34,530 | 3,023,792 | ||||||
|
|
|||||||
10,199,836 | ||||||||
AGRICULTURE 1.75% |
||||||||
Altria Group Inc. |
82,806 | 2,788,906 | ||||||
Archer-Daniels-Midland Co. |
27,020 | 770,881 | ||||||
Bunge Ltd. |
6,031 | 480,429 | ||||||
Lorillard Inc. |
15,858 | 619,572 | ||||||
Philip Morris International Inc. |
68,416 | 6,031,555 | ||||||
Reynolds American Inc. |
13,335 | 586,473 | ||||||
Universal Corp. |
949 | 51,607 | ||||||
|
|
|||||||
11,329,423 | ||||||||
AIRLINES 0.22% |
||||||||
Alaska Air Group Inc. a |
2,947 | 135,945 | ||||||
Delta Air Lines Inc. a |
34,668 | 481,539 | ||||||
JetBlue Airways Corp. a,b |
8,659 | 50,309 | ||||||
Southwest Airlines Co. |
30,340 | 340,111 | ||||||
United Continental Holdings Inc. a,b |
13,574 | 327,812 | ||||||
US Airways Group Inc. a |
6,571 | 93,834 | ||||||
|
|
|||||||
1,429,550 | ||||||||
APPAREL 0.68% |
||||||||
Carters Inc. a |
2,068 | 124,556 | ||||||
Coach Inc. |
11,663 | 594,813 | ||||||
Crocs Inc. a |
3,624 | 53,853 | ||||||
Deckers Outdoor Corp. a,b |
1,573 | 62,841 |
Security | Shares | Value | ||||||
Hanesbrands Inc. a,b |
3,938 | $ | 147,596 | |||||
Iconix Brand Group Inc. a,b |
2,627 | 63,179 | ||||||
Jones Group Inc. (The) |
3,249 | 38,988 | ||||||
Michael Kors Holdings Ltd. a |
4,809 | 269,929 | ||||||
Nike Inc. Class B |
29,952 | 1,618,906 | ||||||
Ralph Lauren Corp. |
2,524 | 420,195 | ||||||
Steven Madden Ltd. a |
1,748 | 80,548 | ||||||
Under Armour Inc. Class A a,b |
3,155 | 160,495 | ||||||
VF Corp. |
3,634 | 536,306 | ||||||
Warnaco Group Inc. (The) a |
1,654 | 121,089 | ||||||
Wolverine World Wide Inc. |
1,996 | 85,828 | ||||||
|
|
|||||||
4,379,122 | ||||||||
AUTO MANUFACTURERS 0.61% |
||||||||
Ford Motor Co. |
156,039 | 2,020,705 | ||||||
General Motors Co. a |
31,192 | 876,183 | ||||||
Navistar International Corp. a |
3,336 | 87,036 | ||||||
Oshkosh Corp. a |
3,711 | 145,397 | ||||||
PACCAR Inc. |
14,455 | 680,253 | ||||||
Tesla Motors Inc. a,b |
3,014 | 113,055 | ||||||
|
|
|||||||
3,922,629 | ||||||||
AUTO PARTS & EQUIPMENT 0.36% |
|
|||||||
BorgWarner Inc. a |
4,776 | 354,284 | ||||||
Cooper Tire & Rubber Co. |
2,550 | 64,923 | ||||||
Dana Holding Corp. |
5,985 | 96,239 | ||||||
Goodyear Tire & Rubber Co. (The) a |
9,961 | 137,063 | ||||||
Johnson Controls Inc. |
27,945 | 868,810 | ||||||
Lear Corp. |
3,988 | 195,412 | ||||||
Tenneco Inc. a |
2,477 | 86,596 | ||||||
TRW Automotive Holdings Corp. a |
4,222 | 243,314 | ||||||
Visteon Corp. a |
2,114 | 118,997 | ||||||
WABCO Holdings Inc. a |
2,638 | 165,297 | ||||||
|
|
|||||||
2,330,935 | ||||||||
BANKS 6.83% |
||||||||
Associated Banc-Corp |
7,020 | 100,175 | ||||||
BancorpSouth Inc. |
3,128 | 45,356 | ||||||
Bank of America Corp. |
441,540 | 4,998,233 | ||||||
Bank of Hawaii Corp. |
1,927 | 92,669 | ||||||
Bank of New York Mellon Corp. (The) |
47,858 | 1,299,823 | ||||||
BB&T Corp. |
28,771 | 871,186 | ||||||
BOK Financial Corp. |
1,090 | 61,094 | ||||||
Capital One Financial Corp. |
23,774 | 1,338,952 | ||||||
CapitalSource Inc. |
9,124 | 73,996 | ||||||
Cathay General Bancorp |
2,787 | 54,096 | ||||||
CIT Group Inc. a |
8,215 | 347,905 | ||||||
Citigroup Inc. |
120,145 | 5,065,313 | ||||||
City National Corp. |
1,986 | 105,179 | ||||||
Comerica Inc. |
7,891 | 271,135 | ||||||
Commerce Bancshares Inc. |
3,180 | 119,409 | ||||||
Cullen/Frost Bankers Inc. |
2,534 | 149,227 | ||||||
East West Bancorp Inc. |
5,639 | 132,235 | ||||||
F.N.B. Corp. |
5,645 | 65,426 | ||||||
Fifth Third Bancorp |
36,967 | 602,192 | ||||||
First Financial Bankshares Inc. |
1,271 | 52,187 | ||||||
First Horizon National Corp. |
9,867 | 100,742 | ||||||
First Midwest Bancorp Inc. |
2,974 | 37,681 | ||||||
First Republic Bank |
2,749 | 98,112 | ||||||
FirstMerit Corp. |
4,443 | 67,667 |
8 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Fulton Financial Corp. |
8,195 | $ | 89,244 | |||||
Glacier Bancorp Inc. |
2,960 | 46,117 | ||||||
Goldman Sachs Group Inc. (The) |
18,072 | 2,672,126 | ||||||
Hancock Holding Co. |
3,507 | 105,982 | ||||||
Huntington Bancshares Inc. |
35,446 | 246,704 | ||||||
IBERIABANK Corp. |
1,225 | 63,075 | ||||||
International Bancshares Corp. |
2,318 | 45,317 | ||||||
J.P. Morgan Chase & Co. |
155,686 | 7,325,026 | ||||||
KeyCorp |
38,117 | 358,300 | ||||||
M&T Bank Corp. |
5,000 | 513,450 | ||||||
MB Financial Inc. |
2,208 | 49,393 | ||||||
Morgan Stanley |
56,721 | 1,296,075 | ||||||
National Penn Bancshares Inc. |
5,177 | 50,476 | ||||||
Northern Trust Corp. |
8,909 | 458,546 | ||||||
Old National Bancorp |
3,846 | 51,383 | ||||||
PacWest Bancorp |
1,259 | 34,597 | ||||||
Park National Corp. b |
537 | 35,147 | ||||||
PNC Financial Services Group Inc. (The) c |
21,608 | 1,335,374 | ||||||
Popular Inc. a |
4,225 | 113,399 | ||||||
PrivateBancorp Inc. |
2,637 | 45,277 | ||||||
Prosperity Bancshares Inc. |
1,872 | 84,446 | ||||||
Regions Financial Corp. |
57,627 | 448,338 | ||||||
Signature Bank a |
1,880 | 138,988 | ||||||
State Street Corp. |
19,081 | 1,061,858 | ||||||
SunTrust Banks Inc. |
21,961 | 623,034 | ||||||
Susquehanna Bancshares Inc. |
7,522 | 85,901 | ||||||
SVB Financial Group a |
1,884 | 125,041 | ||||||
Synovus Financial Corp. |
29,675 | 76,561 | ||||||
TCF Financial Corp. |
6,930 | 94,664 | ||||||
Texas Capital Bancshares Inc. a |
1,685 | 69,759 | ||||||
Trustmark Corp. |
2,717 | 62,844 | ||||||
U.S. Bancorp |
76,918 | 2,545,986 | ||||||
UMB Financial Corp. |
1,412 | 62,509 | ||||||
Umpqua Holdings Corp. |
4,668 | 59,003 | ||||||
United Bankshares Inc. |
1,859 | 47,386 | ||||||
Valley National Bancorp |
7,950 | 77,830 | ||||||
Webster Financial Corp. |
3,405 | 75,761 | ||||||
Wells Fargo & Co. |
200,506 | 6,983,624 | ||||||
Westamerica Bancorp |
1,153 | 51,216 | ||||||
Wintrust Financial Corp. |
1,441 | 53,418 | ||||||
Zions Bancorp |
7,552 | 176,113 | ||||||
|
|
|||||||
44,089,278 | ||||||||
BEVERAGES 2.03% |
|
|||||||
Beam Inc. |
6,497 | 398,526 | ||||||
Brown-Forman Corp. Class B NVS |
6,230 | 403,081 | ||||||
Coca-Cola Co. (The) |
157,970 | 5,882,803 | ||||||
Coca-Cola Enterprises Inc. |
11,137 | 388,347 | ||||||
Constellation Brands Inc. Class A a |
6,225 | 201,441 | ||||||
Dr Pepper Snapple Group Inc. |
8,587 | 387,016 | ||||||
Green Mountain Coffee Roasters Inc. a,b |
5,139 | 233,979 | ||||||
Molson Coors Brewing Co. Class B NVS |
6,337 | 286,306 | ||||||
Monster Beverage Corp. a |
6,176 | 295,830 | ||||||
PepsiCo Inc. |
63,348 | 4,614,902 | ||||||
|
|
|||||||
13,092,231 | ||||||||
BIOTECHNOLOGY 1.82% |
|
|||||||
Acorda Therapeutics Inc. a,b |
1,619 | 46,757 | ||||||
Alexion Pharmaceuticals Inc. a |
7,995 | 751,450 | ||||||
Amgen Inc. |
31,374 | 2,681,222 | ||||||
Arena Pharmaceuticals Inc. a,b |
8,854 | 74,728 |
Security | Shares | Value | ||||||
ARIAD Pharmaceuticals Inc. a |
6,909 | $ | 137,351 | |||||
Bio-Rad Laboratories Inc. Class A a,b |
787 | 89,553 | ||||||
Biogen Idec Inc. a |
9,670 | 1,509,294 | ||||||
Celgene Corp. a |
17,330 | 1,714,977 | ||||||
Charles River Laboratories International Inc. a |
2,020 | 83,466 | ||||||
Cubist Pharmaceuticals Inc. a |
2,670 | 114,917 | ||||||
Gilead Sciences Inc. a |
62,088 | 2,449,371 | ||||||
Illumina Inc. a |
5,108 | 258,618 | ||||||
Incyte Corp. a,b |
5,428 | 99,767 | ||||||
Life Technologies Corp. a |
7,107 | 459,752 | ||||||
Myriad Genetics Inc. a,b |
3,473 | 93,979 | ||||||
PDL BioPharma Inc. b |
5,641 | 38,810 | ||||||
Regeneron Pharmaceuticals Inc. a |
3,078 | 535,387 | ||||||
Seattle Genetics Inc. a,b |
4,089 | 120,421 | ||||||
United Therapeutics Corp. a |
1,920 | 103,469 | ||||||
Vertex Pharmaceuticals Inc. a |
8,863 | 396,885 | ||||||
|
|
|||||||
11,760,174 | ||||||||
BUILDING MATERIALS 0.22% |
|
|||||||
Eagle Materials Inc. |
1,834 | 118,788 | ||||||
Fortune Brands Home & Security Inc. a |
6,623 | 216,837 | ||||||
Lennox International Inc. |
1,936 | 111,339 | ||||||
Louisiana-Pacific Corp. a |
5,618 | 109,158 | ||||||
Martin Marietta Materials Inc. |
1,849 | 182,552 | ||||||
Masco Corp. |
14,649 | 269,395 | ||||||
Owens Corning a |
4,932 | 205,516 | ||||||
Simpson Manufacturing Co. Inc. |
1,637 | 53,072 | ||||||
Texas Industries Inc. a |
776 | 44,108 | ||||||
USG Corp. a,b |
3,706 | 108,919 | ||||||
|
|
|||||||
1,419,684 | ||||||||
CHEMICALS 2.54% |
|
|||||||
A. Schulman Inc. |
1,166 | 37,487 | ||||||
Air Products and Chemicals Inc. |
8,688 | 759,592 | ||||||
Airgas Inc. |
2,853 | 271,720 | ||||||
Albemarle Corp. |
3,653 | 223,965 | ||||||
Ashland Inc. |
3,022 | 237,257 | ||||||
Cabot Corp. |
2,400 | 89,832 | ||||||
Celanese Corp. Series A |
6,435 | 301,673 | ||||||
CF Industries Holdings Inc. |
2,563 | 587,363 | ||||||
Chemtura Corp. a |
3,831 | 90,871 | ||||||
Cytec Industries Inc. |
1,876 | 137,511 | ||||||
Dow Chemical Co. (The) |
49,054 | 1,579,539 | ||||||
E.I. du Pont de Nemours and Co. |
38,265 | 1,815,674 | ||||||
Eastman Chemical Co. |
6,232 | 443,407 | ||||||
Ecolab Inc. |
10,768 | 779,603 | ||||||
FMC Corp. |
5,609 | 344,785 | ||||||
H.B. Fuller Co. |
2,014 | 78,707 | ||||||
Huntsman Corp. |
7,936 | 139,912 | ||||||
International Flavors & Fragrances Inc. |
3,272 | 230,447 | ||||||
Intrepid Potash Inc. |
2,123 | 49,466 | ||||||
LyondellBasell Industries NV Class A |
15,544 | 985,800 | ||||||
Minerals Technologies Inc. |
1,440 | 59,573 | ||||||
Monsanto Co. |
21,912 | 2,220,781 | ||||||
Mosaic Co. (The) |
11,304 | 692,370 | ||||||
NewMarket Corp. b |
444 | 113,291 | ||||||
Olin Corp. |
3,362 | 78,200 | ||||||
PolyOne Corp. |
3,629 | 79,257 | ||||||
PPG Industries Inc. b |
5,841 | 805,299 | ||||||
Praxair Inc. |
12,131 | 1,338,898 | ||||||
Rockwood Holdings Inc. |
3,204 | 175,355 |
9 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
RPM International Inc. |
5,350 | $ | 166,974 | |||||
Sensient Technologies Corp. |
2,028 | 77,267 | ||||||
Sherwin-Williams Co. (The) |
3,485 | 565,058 | ||||||
Sigma-Aldrich Corp. |
4,968 | 384,175 | ||||||
Valspar Corp. (The) |
3,392 | 224,822 | ||||||
W.R. Grace & Co. a,b |
2,907 | 208,723 | ||||||
|
|
|||||||
16,374,654 | ||||||||
COAL 0.12% |
||||||||
Alpha Natural Resources Inc. a |
8,989 | 79,642 | ||||||
Arch Coal Inc. |
8,675 | 61,766 | ||||||
CONSOL Energy Inc. |
9,216 | 288,829 | ||||||
Peabody Energy Corp. |
10,824 | 272,224 | ||||||
Walter Energy Inc. |
2,541 | 95,415 | ||||||
|
|
|||||||
797,876 | ||||||||
COMMERCIAL SERVICES 1.78% |
||||||||
Aarons Inc. |
2,903 | 86,074 | ||||||
ABM Industries Inc. |
1,877 | 41,144 | ||||||
Acacia Research Corp. a,b |
2,081 | 53,128 | ||||||
ADT Corp. (The) |
9,601 | 456,048 | ||||||
Advisory Board Co. (The) a |
1,419 | 76,952 | ||||||
Alliance Data Systems Corp. a,b |
2,043 | 321,977 | ||||||
Apollo Group Inc. Class A a |
4,109 | 83,084 | ||||||
Arbitron Inc. |
1,110 | 52,059 | ||||||
Automatic Data Processing Inc. |
19,818 | 1,175,009 | ||||||
Avis Budget Group Inc. a |
4,294 | 92,450 | ||||||
Brinks Co. (The) |
1,927 | 57,463 | ||||||
Chemed Corp. |
811 | 61,271 | ||||||
Convergys Corp. |
4,373 | 74,428 | ||||||
CoreLogic Inc. a |
3,972 | 104,225 | ||||||
Corporate Executive Board Co. (The) |
1,356 | 67,949 | ||||||
Corrections Corp. of America |
4,055 | 153,644 | ||||||
CoStar Group Inc. a,b |
1,055 | 98,938 | ||||||
Deluxe Corp. |
2,074 | 76,302 | ||||||
DeVry Inc. |
2,344 | 58,998 | ||||||
Equifax Inc. |
4,830 | 283,521 | ||||||
Euronet Worldwide Inc. a |
1,972 | 48,255 | ||||||
FleetCor Technologies Inc. a |
1,688 | 101,010 | ||||||
FTI Consulting Inc. a |
1,690 | 54,925 | ||||||
Gartner Inc. a,b |
3,878 | 199,756 | ||||||
Genpact Ltd. b |
5,560 | 93,130 | ||||||
GEO Group Inc. (The) |
3,008 | 98,121 | ||||||
Global Payments Inc. |
3,207 | 157,977 | ||||||
H&R Block Inc. |
11,060 | 251,836 | ||||||
Healthcare Services Group Inc. |
2,759 | 66,630 | ||||||
Hertz Global Holdings Inc. a |
12,326 | 225,319 | ||||||
HMS Holdings Corp. a,b |
3,465 | 94,456 | ||||||
Iron Mountain Inc. |
6,943 | 237,520 | ||||||
Lender Processing Services Inc. |
3,456 | 83,082 | ||||||
Live Nation Entertainment Inc. a,b |
5,575 | 57,200 | ||||||
Manpower Inc. |
3,147 | 162,071 | ||||||
MasterCard Inc. Class A |
4,372 | 2,266,445 | ||||||
Matthews International Corp. Class A |
1,176 | 38,526 | ||||||
MAXIMUS Inc. |
1,431 | 98,124 | ||||||
Monster Worldwide Inc. a,b |
5,033 | 29,191 | ||||||
Moodys Corp. |
7,914 | 433,845 | ||||||
Morningstar Inc. |
904 | 61,192 | ||||||
PAREXEL International Corp. a,b |
2,478 | 83,880 | ||||||
Paychex Inc. |
13,284 | 433,457 | ||||||
PHH Corp. a |
2,286 | 50,018 |
Security | Shares | Value | ||||||
Quanta Services Inc. a |
8,858 | $ | 256,616 | |||||
R.R. Donnelley & Sons Co. b |
7,655 | 70,426 | ||||||
Rent-A-Center Inc. |
2,400 | 85,632 | ||||||
Robert Half International Inc. |
5,898 | 207,846 | ||||||
Rollins Inc. |
2,626 | 64,915 | ||||||
SAIC Inc. |
11,550 | 139,755 | ||||||
SEI Investments Co. |
5,516 | 148,711 | ||||||
Service Corp. International |
8,699 | 129,876 | ||||||
Sothebys |
2,756 | 98,996 | ||||||
Total System Services Inc. |
6,588 | 153,171 | ||||||
Towers Watson & Co. Class A |
2,398 | 146,470 | ||||||
United Rentals Inc. a,b |
3,833 | 194,026 | ||||||
Valassis Communications Inc. |
1,483 | 41,613 | ||||||
Verisk Analytics Inc. Class A a |
5,981 | 329,912 | ||||||
Weight Watchers International Inc. b |
1,117 | 59,726 | ||||||
Western Union Co. |
24,629 | 350,471 | ||||||
WEX Inc. a,b |
1,571 | 123,496 | ||||||
|
|
|||||||
11,502,288 | ||||||||
COMPUTERS 5.92% |
||||||||
3D Systems Corp. a,b |
2,003 | 115,874 | ||||||
Accenture PLC Class A |
26,192 | 1,882,943 | ||||||
Apple Inc. |
38,528 | 17,542,184 | ||||||
Brocade Communications Systems Inc. a,b |
19,252 | 110,121 | ||||||
CACI International Inc. Class A a,b |
903 | 48,428 | ||||||
Cadence Design Systems Inc. a,b |
11,528 | 160,585 | ||||||
Cognizant Technology Solutions Corp. Class A a |
12,332 | 964,116 | ||||||
Computer Sciences Corp. |
6,250 | 261,250 | ||||||
Dell Inc. |
59,562 | 788,601 | ||||||
Diebold Inc. |
2,597 | 76,456 | ||||||
DST Systems Inc. |
1,246 | 83,407 | ||||||
Electronics For Imaging Inc. a |
1,904 | 43,069 | ||||||
EMC Corp. a |
86,358 | 2,125,270 | ||||||
Fortinet Inc. a |
5,226 | 123,281 | ||||||
Fusion-io Inc. a,b |
2,809 | 49,101 | ||||||
Hewlett-Packard Co. |
80,600 | 1,330,706 | ||||||
IHS Inc. Class A a |
2,039 | 209,813 | ||||||
International Business Machines Corp. |
43,500 | 8,833,545 | ||||||
j2 Global Inc. |
1,665 | 52,980 | ||||||
Jack Henry & Associates Inc. |
3,504 | 145,346 | ||||||
Lexmark International Inc. Class A b |
2,791 | 67,151 | ||||||
Mentor Graphics Corp. a,b |
3,880 | 66,464 | ||||||
MICROS Systems Inc. a |
3,285 | 151,209 | ||||||
NCR Corp. a |
6,411 | 178,034 | ||||||
NetApp Inc. a |
14,757 | 531,252 | ||||||
Riverbed Technology Inc. a |
6,695 | 129,883 | ||||||
SanDisk Corp. a |
9,831 | 491,452 | ||||||
Seagate Technology PLC |
13,878 | 471,574 | ||||||
Synaptics Inc. a |
1,380 | 48,410 | ||||||
Synopsys Inc. a |
6,113 | 204,419 | ||||||
Teradata Corp. a |
6,906 | 460,354 | ||||||
Unisys Corp. a,b |
1,605 | 35,647 | ||||||
Western Digital Corp. |
9,044 | 425,068 | ||||||
|
|
|||||||
38,207,993 | ||||||||
COSMETICS & PERSONAL CARE 1.74% |
|
|||||||
Avon Products Inc. |
17,668 | 300,003 | ||||||
Colgate-Palmolive Co. |
18,157 | 1,949,517 | ||||||
Estee Lauder Companies Inc. (The) Class A |
9,848 | 600,039 | ||||||
Procter & Gamble Co. (The) |
111,982 | 8,416,567 | ||||||
|
|
|||||||
11,266,126 |
10 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
DISTRIBUTION & WHOLESALE 0.42% |
|
|||||||
Arrow Electronics Inc. a |
4,343 | $ | 166,858 | |||||
Fastenal Co. |
11,009 | 546,927 | ||||||
Fossil Inc. a |
2,248 | 237,344 | ||||||
Genuine Parts Co. |
6,387 | 434,508 | ||||||
Ingram Micro Inc. Class A a,b |
6,318 | 114,861 | ||||||
LKQ Corp. a,b |
12,147 | 271,971 | ||||||
Owens & Minor Inc. |
2,613 | 79,984 | ||||||
Pool Corp. |
1,965 | 90,036 | ||||||
United Stationers Inc. |
1,514 | 50,477 | ||||||
W.W. Grainger Inc. |
2,425 | 528,214 | ||||||
Watsco Inc. |
1,232 | 92,831 | ||||||
WESCO International Inc. a,b |
1,765 | 128,721 | ||||||
|
|
|||||||
2,742,732 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 2.33% |
|
|||||||
Affiliated Managers Group Inc. a |
2,104 | 302,829 | ||||||
Air Lease Corp. a,b |
2,552 | 60,916 | ||||||
American Express Co. |
39,832 | 2,342,520 | ||||||
Ameriprise Financial Inc. |
8,480 | 562,394 | ||||||
BlackRock Inc. c |
5,145 | 1,215,661 | ||||||
CBOE Holdings Inc. |
3,678 | 124,611 | ||||||
Charles Schwab Corp. (The) |
44,956 | 743,123 | ||||||
CME Group Inc. |
12,509 | 723,520 | ||||||
Discover Financial Services |
20,730 | 795,825 | ||||||
E*TRADE Financial Corp. a |
10,632 | 112,805 | ||||||
Eaton Vance Corp. NVS |
4,710 | 170,502 | ||||||
Federated Investors Inc. Class B |
3,810 | 90,145 | ||||||
Franklin Resources Inc. |
5,651 | 773,509 | ||||||
Greenhill & Co. Inc. |
1,008 | 59,371 | ||||||
IntercontinentalExchange Inc. a |
2,988 | 414,585 | ||||||
Invesco Ltd. |
18,107 | 493,416 | ||||||
Janus Capital Group Inc. |
7,578 | 70,475 | ||||||
Jefferies Group Inc. |
5,204 | 103,716 | ||||||
Legg Mason Inc. |
4,897 | 135,402 | ||||||
NASDAQ OMX Group Inc. (The) |
4,820 | 136,502 | ||||||
NYSE Euronext Inc. |
10,018 | 346,322 | ||||||
Ocwen Financial Corp. a |
4,640 | 180,821 | ||||||
Portfolio Recovery Associates Inc. a |
688 | 73,582 | ||||||
Raymond James Financial Inc. |
4,469 | 199,451 | ||||||
SLM Corp. |
19,101 | 322,616 | ||||||
Stifel Financial Corp. a |
1,911 | 70,420 | ||||||
T. Rowe Price Group Inc. |
10,451 | 746,724 | ||||||
TD Ameritrade Holding Corp. |
9,177 | 177,942 | ||||||
Visa Inc. Class A |
21,349 | 3,371,220 | ||||||
Waddell & Reed Financial Inc. Class A |
3,504 | 139,109 | ||||||
|
|
|||||||
15,060,034 | ||||||||
ELECTRIC 3.01% |
|
|||||||
AES Corp. (The) |
25,362 | 274,924 | ||||||
ALLETE Inc. |
1,491 | 68,795 | ||||||
Alliant Energy Corp. |
4,499 | 206,234 | ||||||
Ameren Corp. |
9,806 | 318,107 | ||||||
American Electric Power Co. Inc. |
19,852 | 899,097 | ||||||
Avista Corp. |
2,349 | 60,745 | ||||||
Black Hills Corp. |
1,884 | 76,019 | ||||||
Calpine Corp. a |
15,952 | 314,733 | ||||||
Cleco Corp. |
2,478 | 105,935 | ||||||
CMS Energy Corp. |
10,812 | 277,868 | ||||||
Consolidated Edison Inc. |
11,965 | 680,569 |
Security | Shares | Value | ||||||
Dominion Resources Inc. |
23,511 | $ | 1,272,180 | |||||
DTE Energy Co. |
7,075 | 447,918 | ||||||
Duke Energy Corp. |
28,806 | 1,980,124 | ||||||
Edison International |
13,376 | 644,589 | ||||||
El Paso Electric Co. |
1,639 | 55,218 | ||||||
Entergy Corp. |
7,248 | 468,221 | ||||||
Exelon Corp. |
35,061 | 1,102,318 | ||||||
FirstEnergy Corp. |
17,213 | 696,954 | ||||||
Great Plains Energy Inc. |
6,330 | 135,462 | ||||||
Hawaiian Electric Industries Inc. |
3,920 | 105,722 | ||||||
IDACORP Inc. |
2,017 | 93,609 | ||||||
Integrys Energy Group Inc. |
3,175 | 173,641 | ||||||
ITC Holdings Corp. |
2,093 | 169,533 | ||||||
MDU Resources Group Inc. |
7,789 | 181,640 | ||||||
National Fuel Gas Co. |
3,452 | 187,789 | ||||||
NextEra Energy Inc. |
17,310 | 1,247,186 | ||||||
Northeast Utilities |
12,741 | 518,941 | ||||||
NorthWestern Corp. |
1,452 | 53,709 | ||||||
NRG Energy Inc. |
13,254 | 318,096 | ||||||
NV Energy Inc. |
9,515 | 180,119 | ||||||
OGE Energy Corp. |
4,045 | 237,482 | ||||||
Pepco Holdings Inc. |
9,555 | 186,514 | ||||||
PG&E Corp. |
17,564 | 748,929 | ||||||
Pinnacle West Capital Corp. |
4,551 | 242,932 | ||||||
PNM Resources Inc. |
3,255 | 69,527 | ||||||
Portland General Electric Co. |
3,076 | 88,343 | ||||||
PPL Corp. |
23,868 | 722,962 | ||||||
Public Service Enterprise Group Inc. |
20,643 | 643,649 | ||||||
SCANA Corp. |
5,405 | 253,008 | ||||||
Southern Co. (The) |
35,840 | 1,585,203 | ||||||
TECO Energy Inc. |
8,216 | 145,998 | ||||||
UIL Holdings Corp. |
2,051 | 76,318 | ||||||
UNS Energy Corp. |
1,699 | 76,948 | ||||||
Westar Energy Inc. |
5,235 | 157,416 | ||||||
Wisconsin Energy Corp. |
9,359 | 369,025 | ||||||
Xcel Energy Inc. |
19,814 | 550,433 | ||||||
|
|
|||||||
19,470,682 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.49% |
|
|||||||
Acuity Brands Inc. |
1,742 | 119,850 | ||||||
AMETEK Inc. |
9,899 | 405,760 | ||||||
Belden Inc. |
1,737 | 83,637 | ||||||
Emerson Electric Co. |
29,613 | 1,695,344 | ||||||
Energizer Holdings Inc. |
2,575 | 224,051 | ||||||
EnerSys Inc. a |
1,954 | 79,977 | ||||||
General Cable Corp. a,b |
2,101 | 70,636 | ||||||
GrafTech International Ltd. a,b |
5,304 | 50,918 | ||||||
Hubbell Inc. Class B |
2,143 | 195,120 | ||||||
Littelfuse Inc. |
954 | 61,065 | ||||||
Molex Inc. |
5,715 | 155,219 | ||||||
Universal Display Corp. a,b |
1,639 | 45,597 | ||||||
|
|
|||||||
3,187,174 | ||||||||
ELECTRONICS 1.28% |
|
|||||||
Agilent Technologies Inc. |
14,173 | 634,667 | ||||||
Amphenol Corp. Class A |
6,515 | 440,219 | ||||||
Avnet Inc. a |
5,663 | 200,244 | ||||||
Benchmark Electronics Inc. a,b |
2,438 | 42,811 | ||||||
Brady Corp. Class A |
2,001 | 69,815 | ||||||
Cymer Inc. a |
1,238 | 127,477 | ||||||
ESCO Technologies Inc. |
1,079 | 44,422 |
11 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
FEI Co. |
1,532 | $ | 93,391 | |||||
FLIR Systems Inc. |
5,989 | 142,359 | ||||||
Garmin Ltd. b |
4,446 | 168,459 | ||||||
Gentex Corp. |
5,815 | 111,241 | ||||||
Honeywell International Inc. |
32,111 | 2,191,255 | ||||||
Itron Inc. a |
1,649 | 76,497 | ||||||
Jabil Circuit Inc. |
7,507 | 141,957 | ||||||
Mettler-Toledo International Inc. a,b |
1,253 | 266,300 | ||||||
National Instruments Corp. |
3,791 | 107,664 | ||||||
PerkinElmer Inc. |
4,634 | 163,302 | ||||||
Plexus Corp. a |
1,432 | 36,545 | ||||||
TE Connectivity Ltd. |
17,367 | 675,229 | ||||||
Tech Data Corp. a |
1,484 | 75,550 | ||||||
Thermo Fisher Scientific Inc. |
14,767 | 1,065,291 | ||||||
Trimble Navigation Ltd. a |
5,209 | 325,563 | ||||||
Tyco International Ltd. |
19,091 | 577,121 | ||||||
Vishay Intertechnology Inc. a,b |
4,983 | 54,763 | ||||||
Waters Corp. a |
3,551 | 325,165 | ||||||
Woodward Inc. |
2,354 | 90,417 | ||||||
|
|
|||||||
8,247,724 | ||||||||
ENGINEERING & CONSTRUCTION 0.26% |
|
|||||||
AECOM Technology Corp. a |
4,588 | 117,315 | ||||||
Aegion Corp. a |
1,592 | 37,444 | ||||||
EMCOR Group Inc. |
2,709 | 98,418 | ||||||
Fluor Corp. |
6,774 | 439,158 | ||||||
Foster Wheeler AG a |
4,353 | 113,657 | ||||||
Granite Construction Inc. |
1,397 | 50,795 | ||||||
Jacobs Engineering Group Inc. a |
5,233 | 251,760 | ||||||
KBR Inc. |
6,101 | 190,473 | ||||||
McDermott International Inc. a,b |
9,497 | 115,579 | ||||||
Shaw Group Inc. (The) a |
2,664 | 126,060 | ||||||
URS Corp. |
3,232 | 134,063 | ||||||
|
|
|||||||
1,674,722 | ||||||||
ENTERTAINMENT 0.16% |
|
|||||||
Bally Technologies Inc. a |
1,773 | 85,388 | ||||||
Cinemark Holdings Inc. |
4,025 | 113,263 | ||||||
Dolby Laboratories Inc. Class A |
2,105 | 68,013 | ||||||
DreamWorks Animation SKG Inc. Class A a,b |
2,766 | 48,156 | ||||||
International Game Technology |
10,883 | 167,272 | ||||||
Madison Square Garden Inc. Class A a,b |
2,524 | 131,298 | ||||||
Marriott Vacations Worldwide Corp. a |
1,071 | 47,531 | ||||||
Penn National Gaming Inc. a,b |
2,620 | 127,489 | ||||||
Regal Entertainment Group Class A |
3,250 | 48,523 | ||||||
Six Flags Entertainment Corp. |
2,235 | 140,671 | ||||||
Vail Resorts Inc. |
1,466 | 77,478 | ||||||
|
|
|||||||
1,055,082 | ||||||||
ENVIRONMENTAL CONTROL 0.31% |
|
|||||||
Clean Harbors Inc. a |
2,161 | 120,130 | ||||||
Covanta Holding Corp. |
5,583 | 110,097 | ||||||
Darling International Inc. a |
4,772 | 80,504 | ||||||
Mine Safety Appliances Co. |
1,323 | 61,149 | ||||||
Republic Services Inc. |
12,134 | 386,953 | ||||||
Stericycle Inc. a |
3,485 | 328,810 | ||||||
Tetra Tech Inc. a |
2,547 | 72,997 | ||||||
Waste Connections Inc. |
5,091 | 183,378 | ||||||
Waste Management Inc. |
17,814 | 648,073 | ||||||
|
|
|||||||
1,992,091 |
Security | Shares | Value | ||||||
FOOD 1.82% |
|
|||||||
B&G Foods Inc. Class A |
2,141 | $ | 67,870 | |||||
Campbell Soup Co. |
7,351 | 269,855 | ||||||
ConAgra Foods Inc. |
16,603 | 542,752 | ||||||
Dean Foods Co. a |
7,520 | 137,691 | ||||||
Flowers Foods Inc. |
4,680 | 125,798 | ||||||
Fresh Del Monte Produce Inc. |
1,582 | 41,686 | ||||||
Fresh Market Inc. (The) a |
1,711 | 83,651 | ||||||
General Mills Inc. |
26,402 | 1,107,300 | ||||||
H.J. Heinz Co. |
13,079 | 792,980 | ||||||
Hain Celestial Group Inc. a,b |
1,861 | 106,058 | ||||||
Harris Teeter Supermarkets Inc. |
2,050 | 85,054 | ||||||
Hershey Co. (The) |
6,139 | 487,743 | ||||||
Hillshire Brands Co. |
5,070 | 157,069 | ||||||
Hormel Foods Corp. |
5,462 | 189,040 | ||||||
Ingredion Inc. |
3,101 | 204,883 | ||||||
J.M. Smucker Co. (The) |
4,475 | 396,619 | ||||||
Kellogg Co. |
10,126 | 592,371 | ||||||
Kraft Foods Group Inc. |
24,295 | 1,122,915 | ||||||
Kroger Co. (The) |
21,048 | 583,030 | ||||||
Lancaster Colony Corp. |
807 | 57,668 | ||||||
McCormick & Co. Inc. NVS |
5,454 | 340,057 | ||||||
Mondelez International Inc. Class A |
72,923 | 2,026,530 | ||||||
Post Holdings Inc. a,b |
1,437 | 54,592 | ||||||
Safeway Inc. b |
9,831 | 189,247 | ||||||
Smithfield Foods Inc. a |
5,270 | 122,844 | ||||||
Sysco Corp. |
23,954 | 761,019 | ||||||
TreeHouse Foods Inc. a |
1,479 | 78,283 | ||||||
Tyson Foods Inc. Class A |
11,656 | 257,831 | ||||||
United Natural Foods Inc. a |
1,978 | 106,772 | ||||||
Whole Foods Market Inc. |
7,046 | 678,177 | ||||||
|
|
|||||||
11,767,385 | ||||||||
FOREST PRODUCTS & PAPER 0.18% |
|
|||||||
Domtar Corp. |
1,482 | 123,347 | ||||||
International Paper Co. |
17,942 | 743,158 | ||||||
MeadWestvaco Corp. |
7,215 | 226,190 | ||||||
Resolute Forest Products Inc. a |
4,159 | 56,729 | ||||||
|
|
|||||||
1,149,424 | ||||||||
GAS 0.41% |
|
|||||||
AGL Resources Inc. |
4,730 | 197,714 | ||||||
Atmos Energy Corp. |
3,675 | 137,298 | ||||||
CenterPoint Energy Inc. |
17,562 | 358,967 | ||||||
Laclede Group Inc. (The) |
861 | 34,371 | ||||||
New Jersey Resources Corp. |
1,701 | 71,493 | ||||||
NiSource Inc. |
12,657 | 342,119 | ||||||
Northwest Natural Gas Co. |
1,082 | 49,144 | ||||||
Piedmont Natural Gas Co. |
2,921 | 92,771 | ||||||
Questar Corp. |
7,220 | 167,721 | ||||||
Sempra Energy |
9,155 | 687,083 | ||||||
South Jersey Industries Inc. |
1,214 | 65,896 | ||||||
Southwest Gas Corp. |
1,864 | 83,023 | ||||||
UGI Corp. |
4,489 | 158,192 | ||||||
Vectren Corp. |
3,308 | 104,400 | ||||||
WGL Holdings Inc. |
2,103 | 88,179 | ||||||
|
|
|||||||
2,638,371 |
12 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
HAND & MACHINE TOOLS 0.18% |
|
|||||||
Kennametal Inc. |
3,239 | $ | 132,831 | |||||
Lincoln Electric Holdings Inc. |
3,435 | 185,250 | ||||||
Regal Beloit Corp. |
1,815 | 134,600 | ||||||
Snap-on Inc. |
2,372 | 192,180 | ||||||
Stanley Black & Decker Inc. |
6,858 | 526,900 | ||||||
|
|
|||||||
1,171,761 | ||||||||
HEALTH CARE PRODUCTS 1.93% |
|
|||||||
Alere Inc. a |
3,077 | 65,417 | ||||||
Baxter International Inc. |
22,561 | 1,530,538 | ||||||
Becton, Dickinson and Co. |
8,086 | 679,547 | ||||||
Boston Scientific Corp. a |
56,720 | 423,698 | ||||||
C.R. Bard Inc. |
3,166 | 323,154 | ||||||
CareFusion Corp. a |
9,208 | 285,816 | ||||||
Cepheid Inc. a,b |
2,800 | 101,416 | ||||||
Cooper Companies Inc. (The) |
1,915 | 194,085 | ||||||
Covidien PLC |
19,393 | 1,208,960 | ||||||
Edwards Lifesciences Corp. a |
4,701 | 422,761 | ||||||
Haemonetics Corp. a,b |
2,084 | 87,403 | ||||||
Henry Schein Inc. a |
3,585 | 309,529 | ||||||
Hill-Rom Holdings Inc. |
2,545 | 84,443 | ||||||
Hologic Inc. a |
11,080 | 264,147 | ||||||
Hospira Inc. a |
6,783 | 231,436 | ||||||
IDEXX Laboratories Inc. a,b |
2,220 | 211,366 | ||||||
Intuitive Surgical Inc. a |
1,623 | 932,219 | ||||||
Masimo Corp. |
2,213 | 44,924 | ||||||
Medtronic Inc. |
41,384 | 1,928,494 | ||||||
PSS World Medical Inc. a |
2,059 | 59,567 | ||||||
ResMed Inc. |
5,834 | 255,529 | ||||||
Sirona Dental Systems Inc. a |
2,274 | 151,153 | ||||||
St. Jude Medical Inc. |
12,689 | 516,442 | ||||||
Steris Corp. |
2,483 | 93,684 | ||||||
Stryker Corp. |
11,826 | 740,899 | ||||||
TECHNE Corp. |
1,381 | 98,990 | ||||||
Teleflex Inc. |
1,665 | 124,875 | ||||||
Thoratec Corp. a |
2,449 | 89,462 | ||||||
Varian Medical Systems Inc. a |
4,467 | 315,594 | ||||||
Volcano Corp. a,b |
2,127 | 53,260 | ||||||
West Pharmaceutical Services Inc. |
1,374 | 81,355 | ||||||
Zimmer Holdings Inc. |
7,092 | 529,063 | ||||||
|
|
|||||||
12,439,226 | ||||||||
HEALTH CARE SERVICES 1.26% |
|
|||||||
Aetna Inc. |
13,664 | 659,015 | ||||||
Brookdale Senior Living Inc. a |
4,106 | 110,903 | ||||||
Centene Corp. a |
2,196 | 94,779 | ||||||
Cigna Corp. |
11,718 | 683,628 | ||||||
Community Health Systems Inc. |
3,769 | 144,466 | ||||||
Covance Inc. a |
2,264 | 151,031 | ||||||
Coventry Health Care Inc. |
5,462 | 250,324 | ||||||
DaVita HealthCare Partners Inc. a |
3,469 | 400,357 | ||||||
HCA Holdings Inc. |
6,794 | 255,794 | ||||||
Health Management Associates Inc. Class A a |
10,293 | 107,459 | ||||||
Health Net Inc. a |
3,394 | 92,317 | ||||||
HealthSouth Corp. a,b |
3,859 | 92,076 | ||||||
Humana Inc. |
6,523 | 485,050 | ||||||
Laboratory Corp. of America Holdings a |
3,879 | 347,171 | ||||||
LifePoint Hospitals Inc. a |
1,973 | 86,240 | ||||||
Magellan Health Services Inc. a |
1,164 | 59,713 |
Security | Shares | Value | ||||||
MEDNAX Inc. a,b |
1,987 | $ | 170,008 | |||||
Quest Diagnostics Inc. |
6,438 | 373,082 | ||||||
Tenet Healthcare Corp. a |
4,364 | 169,454 | ||||||
UnitedHealth Group Inc. |
41,792 | 2,307,336 | ||||||
Universal Health Services Inc. Class B |
3,660 | 207,302 | ||||||
WellCare Health Plans Inc. a |
1,751 | 88,793 | ||||||
WellPoint Inc. |
12,411 | 804,481 | ||||||
|
|
|||||||
8,140,779 | ||||||||
HOLDING COMPANIES DIVERSIFIED 0.03% |
|
|||||||
Leucadia National Corp. |
7,927 | 201,742 | ||||||
|
|
|||||||
201,742 | ||||||||
HOME BUILDERS 0.23% |
|
|||||||
D.R. Horton Inc. |
11,305 | 267,476 | ||||||
Lennar Corp. Class A |
6,742 | 280,063 | ||||||
M.D.C. Holdings Inc. |
1,506 | 59,216 | ||||||
NVR Inc. a |
188 | 193,576 | ||||||
PulteGroup Inc. a |
13,758 | 285,341 | ||||||
Ryland Group Inc. (The) |
1,805 | 71,694 | ||||||
Thor Industries Inc. |
1,699 | 71,494 | ||||||
Toll Brothers Inc. a |
6,102 | 228,520 | ||||||
|
|
|||||||
1,457,380 | ||||||||
HOME FURNISHINGS 0.10% |
|
|||||||
Harman International Industries Inc. |
2,833 | 126,862 | ||||||
Tempur-Pedic International Inc. a,b |
2,534 | 98,725 | ||||||
TiVo Inc. a,b |
4,960 | 66,166 | ||||||
Whirlpool Corp. |
3,153 | 363,793 | ||||||
|
|
|||||||
655,546 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.43% |
|
|||||||
Avery Dennison Corp. |
4,041 | 155,619 | ||||||
Church & Dwight Co. Inc. |
5,691 | 328,883 | ||||||
Clorox Co. (The) |
5,294 | 415,102 | ||||||
Jarden Corp. |
3,062 | 180,168 | ||||||
Kimberly-Clark Corp. |
16,026 | 1,434,487 | ||||||
Scotts Miracle-Gro Co. (The) Class A |
1,493 | 65,274 | ||||||
Tupperware Brands Corp. |
2,223 | 169,393 | ||||||
|
|
|||||||
2,748,926 | ||||||||
HOUSEWARES 0.06% |
|
|||||||
Newell Rubbermaid Inc. |
11,831 | 277,792 | ||||||
Toro Co. (The) |
2,420 | 106,552 | ||||||
|
|
|||||||
384,344 | ||||||||
INSURANCE 4.25% |
|
|||||||
ACE Ltd. |
13,951 | 1,190,439 | ||||||
Aflac Inc. |
19,161 | 1,016,683 | ||||||
Alleghany Corp. a |
701 | 252,774 | ||||||
Allied World Assurance Co. Holdings Ltd. |
1,436 | 121,816 | ||||||
Allstate Corp. (The) |
19,694 | 864,567 | ||||||
American Financial Group Inc. |
3,211 | 136,660 | ||||||
American International Group Inc. a |
60,451 | 2,286,861 | ||||||
Aon PLC |
13,084 | 755,470 | ||||||
Arch Capital Group Ltd. a |
5,648 | 262,180 | ||||||
Argo Group International Holdings Ltd. |
939 | 33,888 |
13 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Arthur J. Gallagher & Co. |
5,131 | $ | 189,590 | |||||
Aspen Insurance Holdings Ltd. |
2,867 | 97,793 | ||||||
Assurant Inc. |
3,240 | 123,898 | ||||||
Assured Guaranty Ltd. |
8,035 | 145,675 | ||||||
Axis Capital Holdings Ltd. |
4,762 | 182,242 | ||||||
Berkshire Hathaway Inc. Class B a |
74,712 | 7,241,834 | ||||||
Brown & Brown Inc. |
4,748 | 129,810 | ||||||
Chubb Corp. (The) |
10,758 | 863,975 | ||||||
Cincinnati Financial Corp. |
5,972 | 253,452 | ||||||
CNO Financial Group Inc. |
9,128 | 93,745 | ||||||
Endurance Specialty Holdings Ltd. |
1,846 | 79,230 | ||||||
Erie Indemnity Co. Class A |
994 | 70,912 | ||||||
Everest Re Group Ltd. |
2,136 | 247,370 | ||||||
Fidelity National Financial Inc. Class A |
8,597 | 215,785 | ||||||
First American Financial Corp. |
4,268 | 101,962 | ||||||
Genworth Financial Inc. Class A a |
19,920 | 182,666 | ||||||
Hanover Insurance Group Inc. (The) |
1,863 | 77,426 | ||||||
Hartford Financial Services Group Inc. (The) |
17,726 | 439,605 | ||||||
HCC Insurance Holdings Inc. |
4,126 | 159,594 | ||||||
Horace Mann Educators Corp. |
1,628 | 35,393 | ||||||
Kemper Corp. |
2,277 | 75,847 | ||||||
Lincoln National Corp. |
11,293 | 327,271 | ||||||
Loews Corp. |
12,764 | 553,575 | ||||||
Markel Corp. a |
372 | 177,120 | ||||||
Marsh & McLennan Companies Inc. |
22,308 | 791,488 | ||||||
MBIA Inc. a |
5,388 | 46,391 | ||||||
Mercury General Corp. |
1,078 | 42,689 | ||||||
MetLife Inc. |
44,779 | 1,672,048 | ||||||
Montpelier Re Holdings Ltd. |
2,133 | 52,003 | ||||||
Old Republic International Corp. |
9,925 | 113,145 | ||||||
PartnerRe Ltd. |
2,539 | 222,645 | ||||||
Platinum Underwriters Holdings Ltd. |
1,332 | 64,908 | ||||||
Principal Financial Group Inc. |
11,336 | 351,529 | ||||||
ProAssurance Corp. |
2,591 | 116,699 | ||||||
Progressive Corp. (The) |
22,915 | 515,358 | ||||||
Protective Life Corp. |
3,385 | 107,101 | ||||||
Prudential Financial Inc. |
19,065 | 1,103,482 | ||||||
Reinsurance Group of America Inc. |
2,999 | 172,113 | ||||||
RenaissanceRe Holdings Ltd. |
2,011 | 172,222 | ||||||
RLI Corp. |
715 | 49,342 | ||||||
Selective Insurance Group Inc. |
2,178 | 44,671 | ||||||
StanCorp Financial Group Inc. |
1,805 | 70,196 | ||||||
Torchmark Corp. |
3,831 | 213,425 | ||||||
Travelers Companies Inc. (The) |
15,630 | 1,226,330 | ||||||
Unum Group |
11,282 | 262,983 | ||||||
Validus Holdings Ltd. |
4,143 | 150,847 | ||||||
W.R. Berkley Corp. |
4,583 | 188,682 | ||||||
White Mountains Insurance Group Ltd. b |
228 | 125,550 | ||||||
Willis Group Holdings PLC |
7,052 | 251,827 | ||||||
XL Group PLC |
12,353 | 342,425 | ||||||
|
|
|||||||
27,457,207 | ||||||||
INTERNET 3.40% |
|
|||||||
Amazon.com Inc. a |
14,827 | 3,936,569 | ||||||
AOL Inc. a |
3,410 | 104,517 | ||||||
eBay Inc. a |
47,703 | 2,668,029 | ||||||
Equinix Inc. a |
1,979 | 426,336 | ||||||
Expedia Inc. |
3,807 | 248,407 | ||||||
F5 Networks Inc. a |
3,238 | 339,601 | ||||||
Facebook Inc. Class A a |
20,436 | 632,903 | ||||||
Google Inc. Class A a |
10,901 | 8,237,777 | ||||||
IAC/InterActiveCorp |
3,325 | 137,156 |
Security | Shares | Value | ||||||
Liberty Interactive Corp. Series A a |
21,113 | $ | 448,862 | |||||
Liberty Ventures Series A a |
1,173 | 87,541 | ||||||
LinkedIn Corp. Class A a |
2,738 | 338,937 | ||||||
Netflix Inc. a |
2,267 | 374,599 | ||||||
OpenTable Inc. a |
953 | 50,214 | ||||||
Priceline.com Inc. a |
2,044 | 1,401,101 | ||||||
Rackspace Hosting Inc. a |
4,432 | 333,951 | ||||||
Shutterfly Inc. a |
1,216 | 40,225 | ||||||
Symantec Corp. a |
28,530 | 621,098 | ||||||
TIBCO Software Inc. a |
6,281 | 147,227 | ||||||
TripAdvisor Inc. a,b |
4,525 | 209,417 | ||||||
ValueClick Inc. a |
2,805 | 57,418 | ||||||
VeriSign Inc. a |
6,391 | 277,433 | ||||||
WebMD Health Corp. a |
2,225 | 36,779 | ||||||
Yahoo! Inc. a |
42,591 | 836,061 | ||||||
|
|
|||||||
21,992,158 | ||||||||
IRON & STEEL 0.25% |
|
|||||||
Allegheny Technologies Inc. |
4,338 | 137,298 | ||||||
Carpenter Technology Corp. |
1,880 | 98,380 | ||||||
Cliffs Natural Resources Inc. |
5,871 | 219,047 | ||||||
Commercial Metals Co. |
4,708 | 78,388 | ||||||
Nucor Corp. |
13,043 | 600,109 | ||||||
Reliance Steel & Aluminum Co. |
3,032 | 196,231 | ||||||
Steel Dynamics Inc. |
8,887 | 135,171 | ||||||
United States Steel Corp. b |
5,819 | 130,055 | ||||||
|
|
|||||||
1,594,679 | ||||||||
LEISURE TIME 0.29% |
|
|||||||
Brunswick Corp. |
3,598 | 130,104 | ||||||
Carnival Corp. |
18,155 | 702,962 | ||||||
Harley-Davidson Inc. |
9,289 | 486,929 | ||||||
Life Time Fitness Inc. a,b |
1,629 | 82,639 | ||||||
Polaris Industries Inc. |
2,658 | 231,485 | ||||||
Royal Caribbean Cruises Ltd. |
5,926 | 214,521 | ||||||
WMS Industries Inc. a |
2,310 | 57,173 | ||||||
|
|
|||||||
1,905,813 | ||||||||
LODGING 0.45% |
|
|||||||
Choice Hotels International Inc. |
1,116 | 40,221 | ||||||
Hyatt Hotels Corp. Class A a,b |
2,339 | 93,724 | ||||||
Las Vegas Sands Corp. |
14,455 | 798,639 | ||||||
Marriott International Inc. Class A |
10,149 | 405,757 | ||||||
MGM Resorts International a |
15,338 | 195,866 | ||||||
Orient-Express Hotels Ltd. Class A a,b |
3,872 | 44,992 | ||||||
Ryman Hospitality Properties Inc. b |
2,389 | 95,488 | ||||||
Starwood Hotels & Resorts Worldwide Inc. |
7,978 | 489,929 | ||||||
Wyndham Worldwide Corp. |
5,791 | 323,080 | ||||||
Wynn Resorts Ltd. |
3,219 | 403,083 | ||||||
|
|
|||||||
2,890,779 | ||||||||
MACHINERY 1.35% |
|
|||||||
AGCO Corp. a |
3,930 | 208,290 | ||||||
Applied Industrial Technologies Inc. |
1,765 | 77,589 | ||||||
Babcock & Wilcox Co. (The) |
4,996 | 133,093 | ||||||
Briggs & Stratton Corp. |
2,019 | 47,911 | ||||||
Caterpillar Inc. |
26,794 | 2,636,262 | ||||||
Chart Industries Inc. a,b |
1,203 | 79,627 | ||||||
Cognex Corp. |
1,577 | 62,544 |
14 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Cummins Inc. |
7,273 | $ | 835,159 | |||||
Deere & Co. |
16,022 | 1,507,029 | ||||||
Flowserve Corp. |
2,066 | 323,887 | ||||||
Gardner Denver Inc. |
2,056 | 144,681 | ||||||
Graco Inc. |
2,478 | 141,742 | ||||||
IDEX Corp. |
3,391 | 169,177 | ||||||
Joy Global Inc. |
4,382 | 276,811 | ||||||
Manitowoc Co. Inc. (The) |
5,327 | 93,755 | ||||||
Middleby Corp. (The) a,b |
768 | 108,564 | ||||||
Nordson Corp. |
2,270 | 153,497 | ||||||
Robbins & Myers Inc. |
1,766 | 102,922 | ||||||
Rockwell Automation Inc. |
5,735 | 511,505 | ||||||
Roper Industries Inc. |
4,017 | 471,797 | ||||||
Terex Corp. a |
4,462 | 144,479 | ||||||
Wabtec Corp. |
1,960 | 183,495 | ||||||
Xylem Inc. |
7,552 | 210,927 | ||||||
Zebra Technologies Corp. Class A a |
2,127 | 92,057 | ||||||
|
|
|||||||
8,716,800 | ||||||||
MANUFACTURING 3.17% |
|
|||||||
3M Co. |
26,086 | 2,622,947 | ||||||
A.O. Smith Corp. |
1,638 | 113,481 | ||||||
Actuant Corp. Class A |
2,850 | 84,018 | ||||||
AptarGroup Inc. |
2,750 | 141,708 | ||||||
Carlisle Companies Inc. |
2,627 | 168,522 | ||||||
CLARCOR Inc. |
2,061 | 103,998 | ||||||
Colfax Corp. a |
2,720 | 121,339 | ||||||
Crane Co. |
1,896 | 95,331 | ||||||
Danaher Corp. |
23,793 | 1,425,914 | ||||||
Donaldson Co. Inc. |
5,564 | 209,262 | ||||||
Dover Corp. |
7,370 | 509,857 | ||||||
Eaton Corp. PLC |
18,954 | 1,079,430 | ||||||
General Electric Co. |
429,475 | 9,568,703 | ||||||
Harsco Corp. |
3,291 | 83,888 | ||||||
Hexcel Corp. a,b |
4,017 | 107,615 | ||||||
Hillenbrand Inc. |
2,541 | 62,890 | ||||||
Illinois Tool Works Inc. |
17,474 | 1,097,891 | ||||||
Ingersoll-Rand PLC |
11,529 | 592,475 | ||||||
ITT Corp. |
3,790 | 97,327 | ||||||
Leggett & Platt Inc. |
5,692 | 167,572 | ||||||
Pall Corp. |
4,600 | 314,180 | ||||||
Parker Hannifin Corp. |
6,079 | 565,165 | ||||||
Pentair Ltd. Registered |
8,522 | 431,895 | ||||||
Polypore International Inc. a,b |
1,941 | 74,903 | ||||||
SPX Corp. |
2,077 | 155,007 | ||||||
Textron Inc. |
11,650 | 335,054 | ||||||
Trinity Industries Inc. |
3,244 | 128,787 | ||||||
|
|
|||||||
20,459,159 | ||||||||
MEDIA 3.35% |
|
|||||||
AMC Networks Inc. Class A a,b |
2,379 | 135,532 | ||||||
Cablevision NY Group Class A |
8,628 | 126,314 | ||||||
CBS Corp. Class B NVS |
24,229 | 1,010,834 | ||||||
Charter Communications Inc. Class A a |
1,873 | 146,038 | ||||||
Comcast Corp. Class A |
108,840 | 4,144,627 | ||||||
DIRECTV a |
24,759 | 1,266,175 | ||||||
Discovery Communications Inc. Series A a |
9,829 | 681,936 | ||||||
DISH Network Corp. Class A |
9,379 | 349,555 | ||||||
FactSet Research Systems Inc. |
1,696 | 156,914 | ||||||
Gannett Co. Inc. |
9,249 | 181,558 | ||||||
John Wiley & Sons Inc. Class A |
1,878 | 71,927 |
Security | Shares | Value | ||||||
Liberty Global Inc. Series A a |
10,143 | $ | 692,666 | |||||
Liberty Media Corp. a |
4,548 | 507,148 | ||||||
McGraw-Hill Companies Inc. (The) |
11,404 | 655,958 | ||||||
Meredith Corp. b |
1,485 | 53,846 | ||||||
New York Times Co. (The) Class A a |
5,204 | 46,107 | ||||||
News Corp. Class A NVS |
82,509 | 2,288,800 | ||||||
Nielsen Holdings NV a |
5,089 | 165,443 | ||||||
Scholastic Corp. |
977 | 28,978 | ||||||
Scripps Networks Interactive Inc. Class A |
3,533 | 218,233 | ||||||
Sirius XM Radio Inc. |
134,078 | 421,005 | ||||||
Starz Liberty Capital Series A a |
4,548 | 72,495 | ||||||
Time Warner Cable Inc. |
12,362 | 1,104,421 | ||||||
Time Warner Inc. |
38,835 | 1,961,944 | ||||||
Viacom Inc. Class B NVS |
18,953 | 1,143,814 | ||||||
Walt Disney Co. (The) |
72,611 | 3,912,281 | ||||||
Washington Post Co. (The) Class B |
193 | 74,436 | ||||||
|
|
|||||||
21,618,985 | ||||||||
METAL FABRICATE & HARDWARE 0.24% |
|
|||||||
Mueller Industries Inc. |
1,147 | 61,204 | ||||||
Precision Castparts Corp. |
5,958 | 1,092,697 | ||||||
Timken Co. (The) |
3,213 | 172,249 | ||||||
Valmont Industries Inc. |
929 | 135,374 | ||||||
Worthington Industries Inc. |
2,208 | 60,676 | ||||||
|
|
|||||||
1,522,200 | ||||||||
MINING 0.55% |
|
|||||||
Alcoa Inc. |
43,564 | 385,106 | ||||||
Allied Nevada Gold Corp. a,b |
3,333 | 78,959 | ||||||
Coeur dAlene Mines Corp. a |
3,671 | 79,661 | ||||||
Compass Minerals International Inc. |
1,341 | 96,619 | ||||||
Freeport-McMoRan Copper & Gold Inc. |
38,912 | 1,371,648 | ||||||
Hecla Mining Co. |
11,323 | 59,446 | ||||||
Kaiser Aluminum Corp. |
677 | 42,082 | ||||||
Molycorp Inc. a,b |
4,308 | 31,793 | ||||||
Newmont Mining Corp. |
20,287 | 871,529 | ||||||
Royal Gold Inc. |
2,618 | 195,486 | ||||||
Stillwater Mining Co. a |
4,688 | 63,100 | ||||||
Vulcan Materials Co. |
5,328 | 301,352 | ||||||
|
|
|||||||
3,576,781 | ||||||||
OFFICE & BUSINESS EQUIPMENT 0.08% |
|
|||||||
Pitney Bowes Inc. |
8,300 | 119,603 | ||||||
Xerox Corp. |
52,284 | 418,795 | ||||||
|
|
|||||||
538,398 | ||||||||
OFFICE FURNISHINGS 0.02% |
|
|||||||
Herman Miller Inc. |
2,349 | 58,020 | ||||||
HNI Corp. |
1,903 | 60,078 | ||||||
|
|
|||||||
118,098 | ||||||||
OIL & GAS 8.34% |
|
|||||||
Anadarko Petroleum Corp. |
20,447 | 1,636,169 | ||||||
Apache Corp. |
16,051 | 1,344,432 | ||||||
Atwood Oceanics Inc. a |
2,307 | 121,740 | ||||||
Berry Petroleum Co. Class A b |
1,871 | 68,890 | ||||||
Bill Barrett Corp. a |
2,124 | 33,920 | ||||||
Cabot Oil & Gas Corp. |
8,532 | 450,319 |
15 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Carrizo Oil & Gas Inc. a |
1,424 | $ | 30,587 | |||||
Cheniere Energy Inc. a |
9,250 | 196,377 | ||||||
Chesapeake Energy Corp. |
21,153 | 426,868 | ||||||
Chevron Corp. |
80,158 | 9,230,194 | ||||||
Cimarex Energy Co. |
3,495 | 223,191 | ||||||
Cobalt International Energy Inc. a |
7,202 | 174,360 | ||||||
Comstock Resources Inc. a,b |
1,932 | 28,188 | ||||||
Concho Resources Inc. a |
4,253 | 387,959 | ||||||
ConocoPhillips |
49,760 | 2,886,080 | ||||||
Continental Resources Inc. a |
2,348 | 195,166 | ||||||
Denbury Resources Inc. a |
16,023 | 298,508 | ||||||
Devon Energy Corp. |
15,390 | 880,154 | ||||||
Diamond Offshore Drilling Inc. |
2,864 | 215,058 | ||||||
Energen Corp. |
2,950 | 142,013 | ||||||
Ensco PLC Class A |
9,451 | 600,800 | ||||||
EOG Resources Inc. |
11,058 | 1,382,029 | ||||||
EQT Corp. |
6,125 | 363,886 | ||||||
EXCO Resources Inc. |
6,146 | 39,396 | ||||||
Exxon Mobil Corp. |
186,737 | 16,800,728 | ||||||
Forest Oil Corp. a |
4,632 | 32,239 | ||||||
Gulfport Energy Corp. a |
2,426 | 100,121 | ||||||
Helmerich & Payne Inc. |
4,356 | 280,265 | ||||||
Hess Corp. |
12,148 | 815,860 | ||||||
HollyFrontier Corp. |
8,365 | 436,820 | ||||||
Kodiak Oil & Gas Corp. a |
11,041 | 101,577 | ||||||
Marathon Oil Corp. |
28,842 | 969,380 | ||||||
Marathon Petroleum Corp. |
13,837 | 1,026,844 | ||||||
McMoRan Exploration Co. a,b |
3,856 | 60,963 | ||||||
Murphy Oil Corp. |
7,543 | 448,959 | ||||||
Nabors Industries Ltd. a |
11,712 | 195,239 | ||||||
Newfield Exploration Co. a |
5,381 | 158,739 | ||||||
Noble Corp. |
10,325 | 418,162 | ||||||
Noble Energy Inc. |
7,254 | 781,909 | ||||||
Oasis Petroleum Inc. a,b |
2,870 | 102,976 | ||||||
Occidental Petroleum Corp. |
33,204 | 2,930,917 | ||||||
Patterson-UTI Energy Inc. b |
6,293 | 128,000 | ||||||
Phillips 66 |
25,697 | 1,556,467 | ||||||
Pioneer Natural Resources Co. |
5,004 | 588,170 | ||||||
Plains Exploration & Production Co. a |
5,270 | 251,642 | ||||||
QEP Resources Inc. |
7,211 | 211,643 | ||||||
Range Resources Corp. |
6,598 | 443,188 | ||||||
Rosetta Resources Inc. a |
2,170 | 115,053 | ||||||
Rowan Companies PLC a |
5,143 | 177,331 | ||||||
SandRidge Energy Inc. a,b |
14,193 | 100,486 | ||||||
SM Energy Co. |
2,750 | 159,940 | ||||||
Southwestern Energy Co. a |
14,193 | 486,820 | ||||||
Tesoro Corp. |
5,704 | 277,728 | ||||||
Transocean Ltd. |
14,760 | 837,040 | ||||||
Ultra Petroleum Corp. a,b |
6,194 | 112,855 | ||||||
Unit Corp. a |
1,743 | 83,891 | ||||||
Valero Energy Corp. |
22,564 | 986,724 | ||||||
Whiting Petroleum Corp. a |
4,821 | 229,383 | ||||||
WPX Energy Inc. a |
7,956 | 119,579 | ||||||
|
|
|||||||
53,883,922 | ||||||||
OIL & GAS SERVICES 1.70% |
|
|||||||
Baker Hughes Inc. |
17,901 | 800,533 | ||||||
Cameron International Corp. a |
10,152 | 642,723 | ||||||
CARBO Ceramics Inc. |
813 | 65,129 | ||||||
Core Laboratories NV |
1,898 | 242,261 | ||||||
Dresser-Rand Group Inc. a,b |
3,068 | 187,301 | ||||||
Dril-Quip Inc. a |
1,482 | 120,175 |
Security | Shares | Value | ||||||
Exterran Holdings Inc. a,b |
2,631 | $ | 61,145 | |||||
FMC Technologies Inc. a |
9,659 | 457,354 | ||||||
Halliburton Co. |
38,040 | 1,547,467 | ||||||
Helix Energy Solutions Group Inc. a |
4,122 | 97,774 | ||||||
Key Energy Services Inc. a,b |
6,132 | 49,853 | ||||||
Lufkin Industries Inc. |
1,413 | 81,827 | ||||||
National Oilwell Varco Inc. |
17,498 | 1,297,302 | ||||||
Oceaneering International Inc. |
4,458 | 281,790 | ||||||
Oil States International Inc. a |
2,258 | 175,176 | ||||||
Schlumberger Ltd. |
54,323 | 4,239,910 | ||||||
SEACOR Holdings Inc. |
772 | 70,229 | ||||||
Superior Energy Services Inc. a |
6,594 | 164,652 | ||||||
Weatherford International Ltd. a |
31,400 | 419,190 | ||||||
|
|
|||||||
11,001,791 | ||||||||
PACKAGING & CONTAINERS 0.25% |
|
|||||||
Ball Corp. |
6,223 | 277,048 | ||||||
Bemis Co. Inc. |
4,206 | 150,070 | ||||||
Crown Holdings Inc. a |
5,993 | 226,895 | ||||||
Greif Inc. Class A |
1,271 | 59,712 | ||||||
Owens-Illinois Inc. a |
6,725 | 160,055 | ||||||
Packaging Corp. of America |
4,066 | 156,256 | ||||||
Rock-Tenn Co. Class A |
2,901 | 229,034 | ||||||
Sealed Air Corp. |
7,934 | 148,524 | ||||||
Silgan Holdings Inc. |
1,924 | 82,540 | ||||||
Sonoco Products Co. |
4,082 | 126,501 | ||||||
|
|
|||||||
1,616,635 | ||||||||
PHARMACEUTICALS 6.41% |
|
|||||||
Abbott Laboratories |
64,803 | 2,195,526 | ||||||
AbbVie Inc. |
64,774 | 2,376,558 | ||||||
Actavis Inc. a |
5,214 | 450,437 | ||||||
Align Technology Inc. a,b |
2,967 | 93,045 | ||||||
Alkermes PLC a |
5,051 | 116,426 | ||||||
Allergan Inc. |
12,614 | 1,324,596 | ||||||
AmerisourceBergen Corp. |
9,646 | 437,639 | ||||||
Auxilium Pharmaceuticals Inc. a |
1,961 | 36,082 | ||||||
BioMarin Pharmaceutical Inc. a,b |
5,092 | 279,500 | ||||||
Bristol-Myers Squibb Co. |
67,539 | 2,440,859 | ||||||
Cardinal Health Inc. |
13,946 | 610,974 | ||||||
DENTSPLY International Inc. |
5,818 | 242,960 | ||||||
Eli Lilly and Co. |
41,761 | 2,242,148 | ||||||
Endo Health Solutions Inc. a |
4,744 | 150,195 | ||||||
Express Scripts Holding Co. a |
33,496 | 1,789,356 | ||||||
Forest Laboratories Inc. a |
9,552 | 346,738 | ||||||
Herbalife Ltd. b |
4,527 | 164,421 | ||||||
Impax Laboratories Inc. a,b |
2,663 | 53,686 | ||||||
Isis Pharmaceuticals Inc. a,b |
3,875 | 56,304 | ||||||
Jazz Pharmaceuticals PLC a |
1,951 | 110,017 | ||||||
Johnson & Johnson |
113,499 | 8,389,846 | ||||||
McKesson Corp. |
9,653 | 1,015,785 | ||||||
Mead Johnson Nutrition Co. Class A |
8,333 | 633,308 | ||||||
Medivation Inc. a |
3,022 | 164,276 | ||||||
Merck & Co. Inc. |
124,502 | 5,384,711 | ||||||
Mylan Inc. a |
16,588 | 468,943 | ||||||
Nektar Therapeutics a,b |
4,604 | 39,456 | ||||||
Omnicare Inc. |
4,446 | 173,172 | ||||||
Onyx Pharmaceuticals Inc. a,b |
2,740 | 212,405 | ||||||
Patterson Companies Inc. |
3,451 | 124,685 | ||||||
Perrigo Co. |
3,611 | 362,942 | ||||||
Pfizer Inc. |
301,536 | 8,225,902 |
16 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Pharmacyclics Inc. a,b |
2,025 | $ | 140,393 | |||||
Questcor Pharmaceuticals Inc. b |
2,388 | 60,846 | ||||||
Salix Pharmaceuticals Ltd. a,b |
1,955 | 93,645 | ||||||
Theravance Inc. a,b |
2,740 | 60,965 | ||||||
VCA Antech Inc. a |
3,504 | 75,686 | ||||||
ViroPharma Inc. a |
2,875 | 76,648 | ||||||
VIVUS Inc. a,b |
4,091 | 49,542 | ||||||
Warner Chilcott PLC Class A |
7,132 | 101,060 | ||||||
|
|
|||||||
41,371,683 | ||||||||
PIPELINES 0.49% |
|
|||||||
Kinder Morgan Inc. |
25,810 | 966,843 | ||||||
ONEOK Inc. |
8,426 | 396,106 | ||||||
SemGroup Corp. Class A a |
1,707 | 73,674 | ||||||
Spectra Energy Corp. |
27,176 | 754,949 | ||||||
Williams Companies Inc. (The) |
27,670 | 969,834 | ||||||
|
|
|||||||
3,161,406 | ||||||||
REAL ESTATE 0.12% |
|
|||||||
Alexander & Baldwin Inc. a |
1,637 | 55,003 | ||||||
CBRE Group Inc. Class A a |
12,438 | 268,412 | ||||||
Forest City Enterprises Inc. Class A a |
5,417 | 91,602 | ||||||
Howard Hughes Corp. (The) a |
1,173 | 84,456 | ||||||
Jones Lang LaSalle Inc. |
1,777 | 163,733 | ||||||
St. Joe Co. (The) a,b |
3,768 | 88,548 | ||||||
|
|
|||||||
751,754 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 3.40% |
|
|||||||
Alexandria Real Estate Equities Inc. |
2,636 | 191,110 | ||||||
American Campus Communities Inc. |
4,200 | 195,594 | ||||||
American Capital Agency Corp. |
14,022 | 443,516 | ||||||
American Tower Corp. |
16,208 | 1,234,239 | ||||||
Annaly Capital Management Inc. b |
39,927 | 593,715 | ||||||
Apartment Investment and Management Co. Class A |
6,013 | 164,035 | ||||||
ARMOUR Residential REIT Inc. |
12,591 | 90,403 | ||||||
AvalonBay Communities Inc. |
4,669 | 605,990 | ||||||
BioMed Realty Trust Inc. b |
6,249 | 127,167 | ||||||
Boston Properties Inc. |
6,141 | 646,524 | ||||||
Brandywine Realty Trust |
6,113 | 77,818 | ||||||
BRE Properties Inc. Class A |
3,202 | 162,918 | ||||||
Camden Property Trust |
3,483 | 241,685 | ||||||
CBL & Associates Properties Inc. |
6,678 | 143,510 | ||||||
Chimera Investment Corp. |
41,816 | 127,539 | ||||||
Colonial Properties Trust b |
3,532 | 77,386 | ||||||
CommonWealth REIT |
3,388 | 55,699 | ||||||
Corporate Office Properties Trust |
3,256 | 86,154 | ||||||
CYS Investments Inc. |
6,977 | 90,701 | ||||||
DCT Industrial Trust Inc. |
11,497 | 81,169 | ||||||
DDR Corp. b |
9,978 | 165,535 | ||||||
DiamondRock Hospitality Co. b |
7,926 | 72,285 | ||||||
Digital Realty Trust Inc. |
5,109 | 346,952 | ||||||
Douglas Emmett Inc. |
5,294 | 123,456 | ||||||
Duke Realty Corp. |
12,716 | 195,954 | ||||||
DuPont Fabros Technology Inc. b |
2,530 | 59,809 | ||||||
EastGroup Properties Inc. b |
1,245 | 69,770 | ||||||
Entertainment Properties Trust b |
1,887 | 88,425 | ||||||
Equity Lifestyle Properties, Inc. |
1,552 | 111,123 | ||||||
Equity Residential |
13,132 | 727,381 | ||||||
Essex Property Trust Inc. b |
1,518 | 233,438 | ||||||
Extra Space Storage Inc. |
4,186 | 166,770 |
Security | Shares | Value | ||||||
Federal Realty Investment Trust |
2,609 | $ | 276,163 | |||||
Franklin Street Properties Corp. b |
3,006 | 39,078 | ||||||
General Growth Properties Inc. b |
18,520 | 361,510 | ||||||
Hatteras Financial Corp. |
4,073 | 110,297 | ||||||
HCP Inc. |
18,418 | 854,411 | ||||||
Health Care REIT Inc. |
10,599 | 666,041 | ||||||
Healthcare Realty Trust Inc. |
3,504 | 89,282 | ||||||
Highwoods Properties Inc. b |
3,043 | 109,548 | ||||||
Home Properties Inc. b |
2,119 | 130,255 | ||||||
Hospitality Properties Trust |
5,029 | 126,831 | ||||||
Host Hotels & Resorts Inc. |
29,600 | 496,984 | ||||||
Invesco Mortgage Capital Inc. |
4,730 | 102,641 | ||||||
Kilroy Realty Corp. |
3,054 | 152,395 | ||||||
Kimco Realty Corp. |
16,685 | 346,547 | ||||||
LaSalle Hotel Properties |
3,842 | 104,887 | ||||||
Lexington Realty Trust |
6,480 | 71,280 | ||||||
Liberty Property Trust |
4,872 | 190,836 | ||||||
Macerich Co. (The) b |
5,575 | 332,939 | ||||||
Mack-Cali Realty Corp. b |
3,534 | 96,019 | ||||||
MFA Financial Inc. |
14,551 | 130,813 | ||||||
Mid-America Apartment Communities Inc. |
1,707 | 111,587 | ||||||
National Retail Properties Inc. b |
4,472 | 143,193 | ||||||
Omega Healthcare Investors Inc. b |
4,623 | 118,164 | ||||||
Piedmont Office Realty Trust Inc. Class A |
7,042 | 136,122 | ||||||
Plum Creek Timber Co. Inc. |
6,704 | 322,999 | ||||||
Post Properties Inc. |
2,182 | 105,849 | ||||||
Potlatch Corp. |
1,629 | 70,682 | ||||||
Prologis Inc. |
18,760 | 748,524 | ||||||
Public Storage |
5,909 | 909,572 | ||||||
Rayonier Inc. b |
5,013 | 269,900 | ||||||
Realty Income Corp. b |
7,287 | 318,296 | ||||||
Redwood Trust Inc. |
3,465 | 66,182 | ||||||
Regency Centers Corp. |
3,667 | 182,727 | ||||||
RLJ Lodging Trust |
4,344 | 90,833 | ||||||
Senior Housing Properties Trust |
7,281 | 175,399 | ||||||
Simon Property Group Inc. |
12,629 | 2,022,913 | ||||||
SL Green Realty Corp. |
3,697 | 297,165 | ||||||
Sovran Self Storage Inc. |
1,240 | 80,898 | ||||||
Starwood Property Trust Inc. |
5,430 | 139,225 | ||||||
Sunstone Hotel Investors Inc. a,b |
5,711 | 66,076 | ||||||
Tanger Factory Outlet Centers Inc. |
3,823 | 135,411 | ||||||
Taubman Centers Inc. b |
2,423 | 197,475 | ||||||
Two Harbors Investment Corp. |
12,068 | 149,885 | ||||||
UDR Inc. |
10,298 | 246,019 | ||||||
Ventas Inc. |
12,093 | 801,645 | ||||||
Vornado Realty Trust |
6,910 | 583,619 | ||||||
Washington Real Estate Investment Trust b |
2,676 | 76,212 | ||||||
Weingarten Realty Investors b |
4,544 | 131,049 | ||||||
Weyerhaeuser Co. |
22,166 | 667,640 | ||||||
|
|
|||||||
21,951,788 | ||||||||
RETAIL 6.20% |
|
|||||||
Abercrombie & Fitch Co. Class A |
3,300 | 165,000 | ||||||
Advance Auto Parts Inc. |
3,044 | 223,795 | ||||||
Aeropostale Inc. a |
3,310 | 44,784 | ||||||
American Eagle Outfitters Inc. |
7,295 | 147,432 | ||||||
ANN INC. a |
1,918 | 59,151 | ||||||
Ascena Retail Group Inc. a,b |
5,196 | 88,072 | ||||||
AutoNation Inc. a |
1,606 | 77,891 | ||||||
AutoZone Inc. a |
1,517 | 560,835 | ||||||
Bed Bath & Beyond Inc. a |
9,438 | 554,011 | ||||||
Best Buy Co. Inc. |
10,762 | 174,990 |
17 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Big Lots Inc. a |
2,356 | $ | 75,745 | |||||
Bob Evans Farms Inc. |
1,180 | 52,239 | ||||||
Brinker International Inc. |
3,041 | 99,562 | ||||||
Buckle Inc. (The) b |
1,110 | 51,926 | ||||||
Cabelas Inc. a |
1,877 | 96,891 | ||||||
CarMax Inc. a |
9,290 | 366,212 | ||||||
Caseys General Stores Inc. |
1,535 | 84,011 | ||||||
Cash America International Inc. |
1,196 | 57,300 | ||||||
Cato Corp. (The) Class A |
1,123 | 30,961 | ||||||
Cheesecake Factory Inc. (The) |
2,132 | 70,697 | ||||||
Chicos FAS Inc. |
6,860 | 123,000 | ||||||
Childrens Place Retail Stores Inc. (The) a |
1,046 | 52,133 | ||||||
Chipotle Mexican Grill Inc. a |
1,302 | 399,727 | ||||||
Coinstar Inc. a,b |
1,250 | 63,600 | ||||||
Copart Inc. a |
4,372 | 156,998 | ||||||
Costco Wholesale Corp. |
17,703 | 1,811,725 | ||||||
Cracker Barrel Old Country Store Inc. |
939 | 60,866 | ||||||
CVS Caremark Corp. |
50,996 | 2,610,995 | ||||||
Darden Restaurants Inc. |
5,253 | 244,264 | ||||||
Dicks Sporting Goods Inc. |
4,066 | 193,501 | ||||||
Dillards Inc. Class A |
1,247 | 105,259 | ||||||
Dollar General Corp. a |
10,815 | 499,869 | ||||||
Dollar Tree Inc. a |
9,327 | 372,987 | ||||||
Dominos Pizza Inc. |
2,261 | 105,295 | ||||||
DSW Inc. Class A |
1,335 | 89,351 | ||||||
Dunkin Brands Group Inc. |
3,051 | 111,392 | ||||||
Express Inc. a,b |
3,741 | 68,760 | ||||||
EZCORP Inc. Class A NVS a |
1,773 | 39,361 | ||||||
Family Dollar Stores Inc. |
3,957 | 224,362 | ||||||
Foot Locker Inc. |
6,215 | 213,485 | ||||||
GameStop Corp. Class A |
5,026 | 116,603 | ||||||
Gap Inc. (The) |
12,172 | 397,781 | ||||||
Genesco Inc. a |
1,003 | 62,517 | ||||||
GNC Holdings Inc. Class A |
2,989 | 107,425 | ||||||
Group 1 Automotive Inc. |
813 | 55,073 | ||||||
Guess? Inc. |
2,625 | 71,111 | ||||||
Home Depot Inc. (The) |
61,254 | 4,099,118 | ||||||
HSN Inc. |
1,469 | 87,552 | ||||||
J.C. Penney Co. Inc. b |
5,808 | 118,077 | ||||||
Jack in the Box Inc. a |
1,794 | 52,080 | ||||||
Kohls Corp. |
8,747 | 404,899 | ||||||
Limited Brands Inc. |
9,751 | 468,243 | ||||||
Lowes Companies Inc. |
46,054 | 1,758,802 | ||||||
Macys Inc. |
16,253 | 642,156 | ||||||
McDonalds Corp. |
41,141 | 3,920,326 | ||||||
Mens Wearhouse Inc. (The) |
1,827 | 55,449 | ||||||
MSC Industrial Direct Co. Inc. Class A |
1,891 | 149,616 | ||||||
Nordstrom Inc. |
6,240 | 344,635 | ||||||
Nu Skin Enterprises Inc. Class A |
2,161 | 91,540 | ||||||
OReilly Automotive Inc. a |
4,733 | 438,512 | ||||||
Panera Bread Co. Class A a |
1,155 | 184,580 | ||||||
Papa Johns International Inc. a |
645 | 36,184 | ||||||
PetSmart Inc. |
4,438 | 290,290 | ||||||
Pier 1 Imports Inc. |
4,468 | 96,911 | ||||||
PVH Corp. |
2,903 | 345,080 | ||||||
Regis Corp. |
2,355 | 41,801 | ||||||
Rite Aid Corp. a |
32,254 | 51,606 | ||||||
Ross Stores Inc. |
9,140 | 545,658 | ||||||
Saks Inc. a |
3,837 | 41,478 | ||||||
Sally Beauty Holdings Inc. a |
6,243 | 165,689 | ||||||
Sears Holdings Corp. a,b |
1,496 | 70,237 | ||||||
Signet Jewelers Ltd. |
3,300 | 206,514 | ||||||
Staples Inc. |
27,814 | 374,933 |
Security | Shares | Value | ||||||
Starbucks Corp. |
30,447 | $ | 1,708,686 | |||||
Target Corp. |
26,638 | 1,609,202 | ||||||
Tiffany & Co. |
4,863 | 319,742 | ||||||
TJX Companies Inc. (The) |
29,866 | 1,349,346 | ||||||
Tractor Supply Co. |
2,922 | 302,924 | ||||||
Ulta Salon, Cosmetics & Fragrance Inc. |
2,394 | 234,181 | ||||||
Urban Outfitters Inc. a |
4,414 | 188,875 | ||||||
Vitamin Shoppe Inc. a |
1,251 | 76,411 | ||||||
Wal-Mart Stores Inc. |
68,513 | 4,792,484 | ||||||
Walgreen Co. |
35,068 | 1,401,317 | ||||||
Wendys Co. (The) |
12,263 | 63,032 | ||||||
Williams-Sonoma Inc. |
3,453 | 151,932 | ||||||
World Fuel Services Corp. |
2,888 | 124,502 | ||||||
Yum! Brands Inc. |
18,507 | 1,201,845 | ||||||
|
|
|||||||
40,045,390 | ||||||||
SAVINGS & LOANS 0.15% |
|
|||||||
Astoria Financial Corp. |
3,675 | 35,795 | ||||||
Capitol Federal Financial Inc. |
5,907 | 69,407 | ||||||
First Niagara Financial Group Inc. |
14,662 | 114,950 | ||||||
Hudson City Bancorp Inc. |
19,871 | 169,897 | ||||||
New York Community Bancorp Inc. |
17,755 | 237,029 | ||||||
Peoples United Financial Inc. |
14,028 | 172,685 | ||||||
Provident Financial Services Inc. |
2,307 | 34,213 | ||||||
TFS Financial Corp. a |
2,854 | 29,196 | ||||||
Washington Federal Inc. |
4,370 | 76,868 | ||||||
|
|
|||||||
940,040 | ||||||||
SEMICONDUCTORS 2.74% |
|
|||||||
Advanced Micro Devices Inc. a,b |
24,009 | 62,423 | ||||||
Altera Corp. |
13,008 | 434,727 | ||||||
Analog Devices Inc. |
12,413 | 541,703 | ||||||
Applied Materials Inc. |
49,328 | 636,825 | ||||||
Atmel Corp. a |
17,506 | 117,290 | ||||||
Broadcom Corp. Class A |
21,179 | 687,259 | ||||||
Cavium Inc. a,b |
1,965 | 65,710 | ||||||
Cirrus Logic Inc. a |
2,739 | 77,322 | ||||||
Cree Inc. a,b |
4,715 | 203,452 | ||||||
Cypress Semiconductor Corp. a |
5,534 | 56,834 | ||||||
Fairchild Semiconductor International Inc. a |
5,183 | 76,553 | ||||||
First Solar Inc. a |
2,331 | 65,688 | ||||||
Hittite Microwave Corp. a,b |
1,143 | 70,157 | ||||||
Integrated Device Technology Inc. a,b |
5,908 | 42,715 | ||||||
Intel Corp. |
203,807 | 4,288,099 | ||||||
International Rectifier Corp. a,b |
2,810 | 54,767 | ||||||
Intersil Corp. Class A |
5,151 | 44,556 | ||||||
KLA-Tencor Corp. |
6,883 | 377,946 | ||||||
Lam Research Corp. a |
7,001 | 288,021 | ||||||
Linear Technology Corp. |
9,471 | 346,828 | ||||||
LSI Corp. a |
23,049 | 162,265 | ||||||
Marvell Technology Group Ltd. |
19,181 | 177,424 | ||||||
Maxim Integrated Products Inc. |
11,823 | 371,833 | ||||||
Microchip Technology Inc. |
7,839 | 262,215 | ||||||
Micron Technology Inc. a |
42,107 | 318,329 | ||||||
Microsemi Corp. a |
3,833 | 80,186 | ||||||
NVIDIA Corp. |
25,563 | 313,402 | ||||||
OmniVision Technologies Inc. a |
2,414 | 37,103 | ||||||
ON Semiconductor Corp. a |
18,030 | 141,536 | ||||||
PMC-Sierra Inc. a |
8,054 | 46,552 | ||||||
QLogic Corp. a |
4,033 | 46,581 | ||||||
QUALCOMM Inc. |
69,849 | 4,612,130 |
18 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Rovi Corp. a |
4,226 | $ | 73,068 | |||||
Semtech Corp. a |
2,665 | 80,376 | ||||||
Silicon Laboratories Inc. a,b |
1,557 | 67,948 | ||||||
Skyworks Solutions Inc. a |
7,838 | 187,642 | ||||||
Teradyne Inc. a,b |
7,588 | 122,622 | ||||||
Tessera Technologies Inc. |
2,103 | 36,908 | ||||||
Texas Instruments Inc. |
45,912 | 1,518,769 | ||||||
TriQuint Semiconductor Inc. a |
6,737 | 35,369 | ||||||
Veeco Instruments Inc. a,b |
1,589 | 49,974 | ||||||
Xilinx Inc. |
10,709 | 390,771 | ||||||
|
|
|||||||
17,671,878 | ||||||||
SHIPBUILDING 0.01% |
|
|||||||
Huntington Ingalls Industries Inc. |
2,110 | 93,473 | ||||||
|
|
|||||||
93,473 | ||||||||
SOFTWARE 3.64% |
|
|||||||
ACI Worldwide Inc. a,b |
1,638 | 77,870 | ||||||
Activision Blizzard Inc. |
16,925 | 192,776 | ||||||
Acxiom Corp. a |
3,160 | 56,027 | ||||||
Adobe Systems Inc. a |
20,350 | 769,840 | ||||||
Akamai Technologies Inc. a |
7,339 | 298,771 | ||||||
Allscripts Healthcare Solutions Inc. a |
6,693 | 74,158 | ||||||
ANSYS Inc. a |
3,761 | 276,810 | ||||||
Aspen Technology Inc. a |
3,845 | 117,657 | ||||||
athenahealth Inc. a,b |
1,514 | 130,915 | ||||||
Autodesk Inc. a |
9,272 | 360,495 | ||||||
BMC Software Inc. a,b |
5,908 | 245,477 | ||||||
Broadridge Financial Solutions Inc. |
5,028 | 118,510 | ||||||
CA Inc. |
13,868 | 344,204 | ||||||
Cerner Corp. a |
5,953 | 491,420 | ||||||
Citrix Systems Inc. a |
7,646 | 559,381 | ||||||
CommVault Systems Inc. a |
1,683 | 129,137 | ||||||
Compuware Corp. a |
8,940 | 103,883 | ||||||
Concur Technologies Inc. a,b |
1,900 | 127,110 | ||||||
Dun & Bradstreet Corp. (The) |
1,829 | 149,137 | ||||||
Electronic Arts Inc. a |
12,747 | 200,510 | ||||||
Fair Isaac Corp. |
1,471 | 66,298 | ||||||
Fidelity National Information Services Inc. |
10,213 | 379,004 | ||||||
Fiserv Inc. a |
5,490 | 440,902 | ||||||
Informatica Corp. a |
4,488 | 166,101 | ||||||
Intuit Inc. |
11,421 | 712,442 | ||||||
Microsoft Corp. |
310,230 | 8,522,018 | ||||||
MSCI Inc. Class A a |
5,098 | 172,006 | ||||||
NetSuite Inc. a |
1,139 | 79,992 | ||||||
Nuance Communications Inc. a,b |
10,133 | 243,699 | ||||||
Oracle Corp. |
153,939 | 5,466,374 | ||||||
Progress Software Corp. a |
2,512 | 58,957 | ||||||
PTC Inc. a,b |
4,826 | 111,867 | ||||||
QLIK Technologies Inc. a,b |
2,989 | 66,386 | ||||||
Red Hat Inc. a |
7,912 | 439,591 | ||||||
Salesforce.com Inc. a |
5,333 | 917,969 | ||||||
SolarWinds Inc. a |
2,511 | 136,649 | ||||||
Solera Holdings Inc. |
2,862 | 156,866 | ||||||
Take-Two Interactive Software Inc. a,b |
3,680 | 44,786 | ||||||
Ultimate Software Group Inc. (The) a,b |
1,132 | 114,943 | ||||||
VeriFone Systems Inc. a |
4,342 | 150,754 | ||||||
VMware Inc. Class A a,b |
3,454 | 264,162 | ||||||
|
|
|||||||
23,535,854 |
Security | Shares | Value | ||||||
TELECOMMUNICATIONS 3.90% |
|
|||||||
Acme Packet Inc. a,b |
2,240 | $ | 54,141 | |||||
ADTRAN Inc. |
2,649 | 53,510 | ||||||
Amdocs Ltd. |
6,763 | 241,371 | ||||||
Anixter International Inc. |
1,153 | 77,574 | ||||||
ARRIS Group Inc. a,b |
4,825 | 79,709 | ||||||
Aruba Networks Inc. a,b |
4,386 | 101,053 | ||||||
AT&T Inc. |
232,625 | 8,093,024 | ||||||
CenturyLink Inc. |
25,544 | 1,033,255 | ||||||
Ciena Corp. a,b |
3,880 | 60,761 | ||||||
Cincinnati Bell Inc. a |
8,133 | 38,632 | ||||||
Cisco Systems Inc. |
217,622 | 4,476,485 | ||||||
Corning Inc. |
60,669 | 728,028 | ||||||
Crown Castle International Corp. a |
12,038 | 848,920 | ||||||
Finisar Corp. a,b |
3,663 | 56,776 | ||||||
Frontier Communications Corp. b |
40,652 | 185,780 | ||||||
Harris Corp. |
4,555 | 210,441 | ||||||
InterDigital Inc. |
1,656 | 71,854 | ||||||
IPG Photonics Corp. |
1,161 | 76,022 | ||||||
JDS Uniphase Corp. a |
9,318 | 135,204 | ||||||
Juniper Networks Inc. a |
21,256 | 475,709 | ||||||
Level 3 Communications Inc. a |
6,681 | 159,141 | ||||||
MetroPCS Communications Inc. a |
13,054 | 130,932 | ||||||
Motorola Solutions Inc. |
11,541 | 673,879 | ||||||
NeuStar Inc. Class A a,b |
2,657 | 119,937 | ||||||
NII Holdings Inc. a,b |
6,966 | 48,762 | ||||||
Plantronics Inc. |
1,759 | 72,330 | ||||||
Polycom Inc. a |
7,348 | 81,048 | ||||||
RF Micro Devices Inc. a |
11,194 | 55,970 | ||||||
SBA Communications Corp. Class A a |
5,159 | 359,376 | ||||||
Sprint Nextel Corp. a |
122,873 | 691,775 | ||||||
Telephone & Data Systems Inc. |
4,142 | 104,751 | ||||||
Tellabs Inc. |
13,438 | 30,639 | ||||||
tw telecom inc. a |
6,179 | 170,726 | ||||||
Verizon Communications Inc. |
116,927 | 5,099,186 | ||||||
ViaSat Inc. a,b |
1,707 | 65,566 | ||||||
Windstream Corp. |
24,334 | 237,013 | ||||||
|
|
|||||||
25,199,280 | ||||||||
TEXTILES 0.07% |
|
|||||||
Cintas Corp. |
4,343 | 183,535 | ||||||
Mohawk Industries Inc. a |
2,389 | 242,866 | ||||||
|
|
|||||||
426,401 | ||||||||
TOYS, GAMES & HOBBIES 0.11% |
|
|||||||
Hasbro Inc. |
4,738 | 177,059 | ||||||
Mattel Inc. |
14,100 | 530,583 | ||||||
|
|
|||||||
707,642 | ||||||||
TRANSPORTATION 1.64% |
|
|||||||
Bristow Group Inc. |
1,401 | 79,829 | ||||||
C.H. Robinson Worldwide Inc. |
6,562 | 434,076 | ||||||
Con-way Inc. |
2,258 | 70,856 | ||||||
CSX Corp. |
42,305 | 931,979 | ||||||
Expeditors International of Washington Inc. |
8,531 | 365,980 | ||||||
FedEx Corp. |
11,947 | 1,212,023 | ||||||
Forward Air Corp. |
1,193 | 44,272 | ||||||
Genesee & Wyoming Inc. Class A a,b |
1,770 | 149,707 | ||||||
Hub Group Inc. Class A a |
1,502 | 55,289 |
19 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
20 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. AEROSPACE & DEFENSE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.86% |
|
|||||||
ADVANCED MATERIALS/PRODUCTS 2.36% |
|
|||||||
Hexcel Corp. a,b |
69,968 | $ | 1,874,443 | |||||
|
|
|||||||
1,874,443 | ||||||||
AEROSPACE/DEFENSE 43.60% |
|
|||||||
AeroVironment Inc. a,b |
36,367 | 787,345 | ||||||
Boeing Co. (The) |
81,025 | 5,985,317 | ||||||
Cubic Corp. |
21,797 | 1,024,459 | ||||||
Esterline Technologies Corp. a |
25,162 | 1,670,505 | ||||||
General Dynamics Corp. |
64,418 | 4,270,913 | ||||||
Lockheed Martin Corp. |
50,202 | 4,361,048 | ||||||
Northrop Grumman Corp. |
56,717 | 3,688,874 | ||||||
Raytheon Co. |
70,598 | 3,719,103 | ||||||
Rockwell Collins Inc. |
51,417 | 3,027,433 | ||||||
Spirit AeroSystems Holdings Inc. Class A a |
95,222 | 1,517,839 | ||||||
Teledyne Technologies Inc. a,b |
27,577 | 1,882,406 | ||||||
TransDigm Group Inc. |
19,884 | 2,693,089 | ||||||
|
|
|||||||
34,628,331 | ||||||||
AEROSPACE/DEFENSEEQUIPMENT 29.81% |
|
|||||||
AAR Corp. |
61,532 | 1,159,878 | ||||||
Alliant Techsystems Inc. |
26,114 | 1,690,098 | ||||||
B/E Aerospace Inc. a |
49,296 | 2,538,251 | ||||||
Curtiss-Wright Corp. |
44,705 | 1,593,733 | ||||||
Exelis Inc. |
143,572 | 1,577,856 | ||||||
GenCorp Inc. a,b |
102,500 | 1,099,825 | ||||||
HEICO Corp. Class A |
42,416 | 1,442,568 | ||||||
Moog Inc. Class A a,b |
39,826 | 1,744,379 | ||||||
Orbital Sciences Corp. a,b |
82,296 | 1,209,751 | ||||||
Triumph Group Inc. |
31,014 | 2,182,455 | ||||||
United Technologies Corp. |
84,883 | 7,433,205 | ||||||
|
|
|||||||
23,671,999 | ||||||||
DIVERSIFIED MANUFACTURING OPERATIONS 4.08% |
|
|||||||
Textron Inc. |
112,766 | 3,243,150 | ||||||
|
|
|||||||
3,243,150 | ||||||||
ELECTRONIC MEASURING INSTRUMENTS 2.85% |
|
|||||||
FLIR Systems Inc. |
95,017 | 2,258,554 | ||||||
|
|
|||||||
2,258,554 | ||||||||
ELECTRONICS MILITARY 3.51% |
|
|||||||
L-3 Communications Holdings Inc. |
36,676 | 2,784,442 | ||||||
|
|
|||||||
2,784,442 | ||||||||
ENTERPRISE SOFTWARE/SERVICES 1.17% |
|
|||||||
ManTech International Corp. Class A b |
37,763 | 931,613 | ||||||
|
|
|||||||
931,613 |
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
21 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. BASIC MATERIALS SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.86% |
|
|||||||
CHEMICALS 64.55% |
|
|||||||
A. Schulman Inc. |
37,329 | $ | 1,200,127 | |||||
Air Products and Chemicals Inc. |
271,737 | 23,757,966 | ||||||
Airgas Inc. |
89,739 | 8,546,742 | ||||||
Albemarle Corp. |
113,952 | 6,986,397 | ||||||
Ashland Inc. |
93,585 | 7,347,358 | ||||||
Cabot Corp. |
76,210 | 2,852,540 | ||||||
Celanese Corp. Series A |
203,666 | 9,547,862 | ||||||
CF Industries Holdings Inc. |
80,264 | 18,394,101 | ||||||
Chemtura Corp. a |
124,790 | 2,960,019 | ||||||
Cytec Industries Inc. |
58,202 | 4,266,207 | ||||||
Dow Chemical Co. (The) |
1,531,011 | 49,298,554 | ||||||
E.I. du Pont de Nemours and Co. |
1,190,451 | 56,486,900 | ||||||
Eastman Chemical Co. |
195,796 | 13,930,885 | ||||||
FMC Corp. |
175,407 | 10,782,268 | ||||||
H.B. Fuller Co. |
63,560 | 2,483,925 | ||||||
Huntsman Corp. |
244,639 | 4,312,986 | ||||||
International Flavors & Fragrances Inc. |
104,132 | 7,334,017 | ||||||
Intrepid Potash Inc. |
68,080 | 1,586,264 | ||||||
LyondellBasell Industries NV Class A |
484,644 | 30,736,123 | ||||||
Minerals Technologies Inc. |
45,234 | 1,871,331 | ||||||
Mosaic Co. (The) |
353,221 | 21,634,786 | ||||||
NewMarket Corp. b |
13,704 | 3,496,713 | ||||||
Olin Corp. |
102,324 | 2,380,056 | ||||||
PolyOne Corp. |
113,790 | 2,485,174 | ||||||
PPG Industries Inc. b |
182,589 | 25,173,545 | ||||||
Praxair Inc. |
379,327 | 41,866,321 | ||||||
Rockwood Holdings Inc. |
99,137 | 5,425,768 | ||||||
RPM International Inc. |
168,890 | 5,271,057 | ||||||
Sensient Technologies Corp. |
63,581 | 2,422,436 | ||||||
Sigma-Aldrich Corp. |
153,616 | 11,879,125 | ||||||
W.R. Grace & Co. a |
90,382 | 6,489,428 | ||||||
|
|
|||||||
393,206,981 | ||||||||
COAL 4.13% |
|
|||||||
Alpha Natural Resources Inc. a |
281,509 | 2,494,170 | ||||||
Arch Coal Inc. |
270,370 | 1,925,034 | ||||||
CONSOL Energy Inc. |
290,798 | 9,113,609 | ||||||
Peabody Energy Corp. |
342,636 | 8,617,296 | ||||||
Walter Energy Inc. |
79,822 | 2,997,316 | ||||||
|
|
|||||||
25,147,425 | ||||||||
FOREST PRODUCTS & PAPER 4.72% |
|
|||||||
Domtar Corp. |
45,018 | 3,746,848 | ||||||
International Paper Co. |
560,639 | 23,221,667 | ||||||
Resolute Forest Products Inc. a |
128,228 | 1,749,030 | ||||||
|
|
|||||||
28,717,545 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.80% |
|
|||||||
Avery Dennison Corp. |
127,146 | 4,896,393 | ||||||
|
|
|||||||
4,896,393 |
Security | Shares | Value | ||||||
IRON & STEEL 8.18% |
|
|||||||
Allegheny Technologies Inc. |
137,005 | $ | 4,336,208 | |||||
Carpenter Technology Corp. |
56,444 | 2,953,715 | ||||||
Cliffs Natural Resources Inc. |
181,920 | 6,787,435 | ||||||
Commercial Metals Co. |
148,589 | 2,474,007 | ||||||
Nucor Corp. |
405,514 | 18,657,699 | ||||||
Reliance Steel & Aluminum Co. |
96,459 | 6,242,826 | ||||||
Steel Dynamics Inc. |
279,900 | 4,257,279 | ||||||
United States Steel Corp. b |
184,196 | 4,116,781 | ||||||
|
|
|||||||
49,825,950 | ||||||||
MANUFACTURING 0.38% |
|
|||||||
Polypore International Inc. a,b |
59,463 | 2,294,677 | ||||||
|
|
|||||||
2,294,677 | ||||||||
METAL FABRICATE & HARDWARE 0.30% |
|
|||||||
Worthington Industries Inc. |
66,919 | 1,838,934 | ||||||
|
|
|||||||
1,838,934 | ||||||||
MINING 16.80% |
|
|||||||
Alcoa Inc. |
1,362,452 | 12,044,076 | ||||||
Allied Nevada Gold Corp. a,b |
104,544 | 2,476,647 | ||||||
Coeur dAlene Mines Corp. a |
114,340 | 2,481,178 | ||||||
Compass Minerals International Inc. |
42,269 | 3,045,481 | ||||||
Freeport-McMoRan Copper & Gold Inc. |
1,211,956 | 42,721,449 | ||||||
Hecla Mining Co. |
363,548 | 1,908,627 | ||||||
Kaiser Aluminum Corp. b |
21,439 | 1,332,648 | ||||||
Molycorp Inc. a,b |
123,775 | 913,460 | ||||||
Newmont Mining Corp. |
633,777 | 27,227,060 | ||||||
Royal Gold Inc. |
83,027 | 6,199,626 | ||||||
Stillwater Mining Co. a,b |
148,982 | 2,005,298 | ||||||
|
|
|||||||
102,355,550 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
|
608,283,455 | ||||||
SHORT-TERM INVESTMENTS 5.85% |
|
|||||||
MONEY MARKET FUNDS 5.85% |
|
|||||||
BlackRock Cash Funds: Institutional,
|
|
|||||||
0.22% c,d,e |
32,959,419 | 32,959,419 | ||||||
BlackRock Cash Funds: Prime,
|
|
|||||||
0.20% c,d,e |
2,306,755 | 2,306,755 |
22 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. BASIC MATERIALS SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
BlackRock Cash Funds: Treasury,
|
|
|||||||
0.03% c,d |
364,624 | $ | 364,624 | |||||
|
|
|||||||
35,630,798 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS
|
|
35,630,798 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
643,914,253 | ||||||
Other Assets, Less Liabilities (5.71)% |
|
(34,780,081 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 609,134,172 | |||||
|
|
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
23 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. BROKER-DEALERS INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.88% |
|
|||||||
DIVERSIFIED BANKING INSTITUTIONS 16.50% |
|
|||||||
Goldman Sachs Group Inc. (The) |
32,583 | $ | 4,817,722 | |||||
Morgan Stanley |
185,123 | 4,230,061 | ||||||
|
|
|||||||
9,047,783 | ||||||||
FINANCE INVESTMENT BANKER/BROKER 46.44% |
|
|||||||
Charles Schwab Corp. (The) |
213,377 | 3,527,122 | ||||||
E*TRADE Financial Corp. a |
218,625 | 2,319,611 | ||||||
Greenhill & Co. Inc. b |
31,337 | 1,845,749 | ||||||
Interactive Brokers Group Inc. Class A |
89,818 | 1,284,397 | ||||||
Investment Technology Group Inc. a,b |
129,654 | 1,312,098 | ||||||
Jefferies Group Inc. |
101,935 | 2,031,565 | ||||||
KBW Inc. |
86,008 | 1,364,947 | ||||||
Knight Capital Group Inc. Class A a,b |
341,719 | 1,271,195 | ||||||
LPL Financial Holdings Inc. |
53,744 | 1,789,675 | ||||||
Piper Jaffray Companies Inc. a,b |
42,096 | 1,630,378 | ||||||
Raymond James Financial Inc. |
57,975 | 2,587,424 | ||||||
Stifel Financial Corp. a,b |
55,430 | 2,042,596 | ||||||
TD Ameritrade Holding Corp. |
126,481 | 2,452,467 | ||||||
|
|
|||||||
25,459,224 | ||||||||
FINANCE OTHER SERVICES 31.42% |
|
|||||||
BGC Partners Inc. Class A |
339,400 | 1,354,206 | ||||||
CBOE Holdings Inc. |
63,644 | 2,156,259 | ||||||
CME Group Inc. |
57,966 | 3,352,753 | ||||||
IntercontinentalExchange Inc. a |
20,157 | 2,796,784 | ||||||
MarketAxess Holdings Inc. |
48,548 | 1,835,600 | ||||||
NASDAQ OMX Group Inc. (The) |
80,249 | 2,272,652 | ||||||
NYSE Euronext Inc. |
99,960 | 3,455,617 | ||||||
|
|
|||||||
17,223,871 | ||||||||
INVESTMENT MANAGEMENT/ADVISORY SERVICES 5.52% |
|
|||||||
Ameriprise Financial Inc. |
45,634 | 3,026,447 | ||||||
|
|
|||||||
3,026,447 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
|
54,757,325 | ||||||
SHORT-TERM INVESTMENTS 8.16% |
|
|||||||
MONEY MARKET FUNDS 8.16% |
|
|||||||
BlackRock Cash Funds: Institutional,
|
|
|||||||
0.22% c,d,e |
4,114,499 | 4,114,499 | ||||||
BlackRock Cash Funds: Prime,
|
|
|||||||
0.20% c,d,e |
287,964 | 287,964 |
Security | Shares | Value | ||||||
BlackRock Cash Funds: Treasury,
|
|
|||||||
0.03% c,d |
72,054 | $ | 72,054 | |||||
|
|
|||||||
4,474,517 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS
|
|
4,474,517 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
59,231,842 | ||||||
Other Assets, Less Liabilities (8.04)% |
|
(4,410,502 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 54,821,340 | |||||
|
|
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
24 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. CONSUMER GOODS SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.82% |
|
|||||||
AGRICULTURE 16.64% |
|
|||||||
Altria Group Inc. |
474,821 | $ | 15,991,971 | |||||
Archer-Daniels-Midland Co. |
154,409 | 4,405,289 | ||||||
Bunge Ltd. |
34,255 | 2,728,753 | ||||||
Lorillard Inc. |
91,051 | 3,557,363 | ||||||
Philip Morris International Inc. |
391,690 | 34,531,391 | ||||||
Reynolds American Inc. |
76,009 | 3,342,876 | ||||||
Universal Corp. |
5,522 | 300,286 | ||||||
|
|
|||||||
64,857,929 | ||||||||
APPAREL 6.42% |
|
|||||||
Carters Inc. a,b |
11,911 | 717,400 | ||||||
Coach Inc. |
66,514 | 3,392,214 | ||||||
Crocs Inc. a,b |
21,376 | 317,647 | ||||||
Deckers Outdoor Corp. a,b |
8,301 | 331,625 | ||||||
Hanesbrands Inc. a,b |
22,943 | 859,904 | ||||||
Iconix Brand Group Inc. a,b |
15,940 | 383,357 | ||||||
Jones Group Inc. (The) |
17,824 | 213,888 | ||||||
Michael Kors Holdings Ltd. a,b |
27,634 | 1,551,096 | ||||||
Nike Inc. Class B |
171,137 | 9,249,955 | ||||||
Ralph Lauren Corp. |
14,370 | 2,392,318 | ||||||
Steven Madden Ltd. a,b |
9,531 | 439,188 | ||||||
Under Armour Inc. Class A a,b |
18,158 | 923,697 | ||||||
VF Corp. |
20,662 | 3,049,298 | ||||||
Warnaco Group Inc. (The) b |
9,577 | 701,132 | ||||||
Wolverine World Wide Inc. |
11,539 | 496,177 | ||||||
|
|
|||||||
25,018,896 | ||||||||
AUTO MANUFACTURERS 4.42% |
|
|||||||
Ford Motor Co. |
893,941 | 11,576,536 | ||||||
General Motors Co. b |
179,351 | 5,037,970 | ||||||
Tesla Motors Inc. a,b |
16,812 | 630,618 | ||||||
|
|
|||||||
17,245,124 | ||||||||
AUTO PARTS & EQUIPMENT 3.43% |
|
|||||||
BorgWarner Inc. b |
27,449 | 2,036,167 | ||||||
Cooper Tire & Rubber Co. |
14,661 | 373,269 | ||||||
Dana Holding Corp. |
34,878 | 560,838 | ||||||
Goodyear Tire & Rubber Co. (The) b |
57,540 | 791,751 | ||||||
Johnson Controls Inc. |
160,326 | 4,984,535 | ||||||
Lear Corp. |
22,754 | 1,114,946 | ||||||
Tenneco Inc. a,b |
14,108 | 493,216 | ||||||
TRW Automotive Holdings Corp. b |
23,775 | 1,370,153 | ||||||
Visteon Corp. a,b |
12,397 | 697,827 | ||||||
WABCO Holdings Inc. b |
14,843 | 930,062 | ||||||
|
|
|||||||
13,352,764 | ||||||||
BEVERAGES 19.21% |
|
|||||||
Beam Inc. |
37,305 | 2,288,289 | ||||||
Brown-Forman Corp. Class B NVS |
35,534 | 2,299,050 | ||||||
Coca-Cola Co. (The) |
904,396 | 33,679,707 | ||||||
Coca-Cola Enterprises Inc. |
63,262 | 2,205,946 | ||||||
Constellation Brands Inc. Class A b |
35,508 | 1,149,039 |
Security | Shares | Value | ||||||
Dr Pepper Snapple Group Inc. |
48,794 | $ | 2,199,145 | |||||
Green Mountain Coffee Roasters Inc. a,b |
28,917 | 1,316,591 | ||||||
Molson Coors Brewing Co. Class B NVS |
36,538 | 1,650,787 | ||||||
Monster Beverage Corp. b |
34,955 | 1,674,344 | ||||||
PepsiCo Inc. |
362,687 | 26,421,748 | ||||||
|
|
|||||||
74,884,646 | ||||||||
CHEMICALS 3.26% |
|
|||||||
Monsanto Co. |
125,346 | 12,703,817 | ||||||
|
|
|||||||
12,703,817 | ||||||||
COSMETICS & PERSONAL CARE 16.55% |
|
|||||||
Avon Products Inc. |
101,323 | 1,720,465 | ||||||
Colgate-Palmolive Co. |
104,133 | 11,180,760 | ||||||
Estee Lauder Companies Inc. (The) Class A |
56,287 | 3,429,567 | ||||||
Procter & Gamble Co. (The) |
641,088 | 48,184,174 | ||||||
|
|
|||||||
64,514,966 | ||||||||
DISTRIBUTION & WHOLESALE 1.51% |
|
|||||||
Fossil Inc. b |
12,666 | 1,337,276 | ||||||
Genuine Parts Co. |
36,373 | 2,474,455 | ||||||
LKQ Corp. a,b |
69,686 | 1,560,270 | ||||||
Pool Corp. |
10,915 | 500,125 | ||||||
|
|
|||||||
5,872,126 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.32% |
|
|||||||
Energizer Holdings Inc. |
14,531 | 1,264,342 | ||||||
|
|
|||||||
1,264,342 | ||||||||
ELECTRONICS 0.16% |
|
|||||||
Gentex Corp. |
33,400 | 638,942 | ||||||
|
|
|||||||
638,942 | ||||||||
ENVIRONMENTAL CONTROL 0.12% |
|
|||||||
Darling International Inc. b |
27,527 | 464,380 | ||||||
|
|
|||||||
464,380 | ||||||||
FOOD 13.62% |
|
|||||||
B&G Foods Inc. Class A |
12,250 | 388,325 | ||||||
Campbell Soup Co. |
42,018 | 1,542,481 | ||||||
ConAgra Foods Inc. |
95,551 | 3,123,562 | ||||||
Dean Foods Co. b |
43,477 | 796,064 | ||||||
Flowers Foods Inc. |
26,914 | 723,448 | ||||||
Fresh Del Monte Produce Inc. a |
8,991 | 236,913 | ||||||
General Mills Inc. |
151,282 | 6,344,767 | ||||||
H.J. Heinz Co. |
75,184 | 4,558,406 | ||||||
Hain Celestial Group Inc. a,b |
10,530 | 600,105 | ||||||
Hershey Co. (The) |
35,062 | 2,785,676 | ||||||
Hillshire Brands Co. |
28,581 | 885,439 | ||||||
Hormel Foods Corp. |
31,432 | 1,087,862 | ||||||
Ingredion Inc. |
17,966 | 1,187,014 | ||||||
J.M. Smucker Co. (The) |
25,429 | 2,253,772 | ||||||
Kellogg Co. |
57,984 | 3,392,064 | ||||||
Kraft Foods Group Inc. |
138,900 | 6,419,958 | ||||||
Lancaster Colony Corp. |
4,530 | 323,714 | ||||||
McCormick & Co. Inc. NVS |
31,070 | 1,937,214 |
25 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. CONSUMER GOODS SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Mondelez International Inc. Class A |
416,667 | 11,579,176 | ||||||
Post Holdings Inc. a,b |
7,595 | 288,534 | ||||||
Smithfield Foods Inc. a,b |
29,260 | 682,051 | ||||||
TreeHouse Foods Inc. a,b |
8,452 | 447,364 | ||||||
Tyson Foods Inc. Class A |
67,291 | 1,488,477 | ||||||
|
|
|||||||
53,072,386 | ||||||||
HAND & MACHINE TOOLS 1.06% |
|
|||||||
Snap-on Inc. |
13,635 | 1,104,708 | ||||||
Stanley Black & Decker Inc. |
39,574 | 3,040,470 | ||||||
|
|
|||||||
4,145,178 | ||||||||
HOME BUILDERS 2.17% |
|
|||||||
D.R. Horton Inc. |
65,469 | 1,548,997 | ||||||
Lennar Corp. Class A |
38,488 | 1,598,792 | ||||||
M.D.C. Holdings Inc. |
9,110 | 358,205 | ||||||
NVR Inc. b |
1,078 | 1,109,973 | ||||||
PulteGroup Inc. b |
79,707 | 1,653,123 | ||||||
Ryland Group Inc. (The) |
10,613 | 421,548 | ||||||
Thor Industries Inc. |
10,321 | 434,308 | ||||||
Toll Brothers Inc. b |
35,061 | 1,313,034 | ||||||
|
|
|||||||
8,437,980 | ||||||||
HOME FURNISHINGS 0.96% |
|
|||||||
Harman International Industries Inc. |
15,880 | 711,106 | ||||||
Tempur-Pedic International Inc. b |
13,907 | 541,817 | ||||||
TiVo Inc. a,b |
29,220 | 389,795 | ||||||
Whirlpool Corp. |
18,255 | 2,106,262 | ||||||
|
|
|||||||
3,748,980 | ||||||||
HOUSEHOLD PRODUCTS & WARES 3.82% |
|
|||||||
Church & Dwight Co. Inc. |
32,760 | 1,893,200 | ||||||
Clorox Co. (The) |
30,591 | 2,398,640 | ||||||
Jarden Corp. |
17,258 | 1,015,461 | ||||||
Kimberly-Clark Corp. |
91,744 | 8,212,005 | ||||||
Scotts Miracle-Gro Co. (The) Class A |
9,001 | 393,524 | ||||||
Tupperware Brands Corp. |
12,993 | 990,067 | ||||||
|
|
|||||||
14,902,897 | ||||||||
HOUSEWARES 0.41% |
|
|||||||
Newell Rubbermaid Inc. |
67,525 | 1,585,487 | ||||||
|
|
|||||||
1,585,487 | ||||||||
LEISURE TIME 1.24% |
||||||||
Brunswick Corp. |
20,957 | 757,805 | ||||||
Harley-Davidson Inc. |
53,050 | 2,780,881 | ||||||
Polaris Industries Inc. |
15,045 | 1,310,269 | ||||||
|
|
|||||||
4,848,955 | ||||||||
MACHINERY 0.23% |
|
|||||||
Briggs & Stratton Corp. a |
11,244 | 266,820 | ||||||
Middleby Corp. (The) a,b |
4,396 | 621,419 | ||||||
|
|
|||||||
888,239 |
26 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. CONSUMER GOODS SECTOR INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
27 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. CONSUMER SERVICES SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.90% |
|
|||||||
ADVERTISING 1.06% |
|
|||||||
Interpublic Group of Companies Inc. (The) |
75,334 | $ | 912,295 | |||||
Lamar Advertising Co. Class A a |
9,621 | 410,239 | ||||||
Omnicom Group Inc. |
46,057 | 2,499,974 | ||||||
|
|
|||||||
3,822,508 | ||||||||
AIRLINES 1.70% |
||||||||
Alaska Air Group Inc. a,b |
12,241 | 564,677 | ||||||
Delta Air Lines Inc. a |
148,277 | 2,059,568 | ||||||
JetBlue Airways Corp. a,b |
39,254 | 228,066 | ||||||
Southwest Airlines Co. |
128,823 | 1,444,106 | ||||||
United Continental Holdings Inc. a,b |
58,001 | 1,400,724 | ||||||
US Airways Group Inc. a,b |
28,248 | 403,381 | ||||||
|
|
|||||||
6,100,522 | ||||||||
COMMERCIAL SERVICES 1.84% |
||||||||
Aarons Inc. |
12,191 | 361,463 | ||||||
Apollo Group Inc. Class A a |
17,426 | 352,354 | ||||||
Arbitron Inc. |
4,582 | 214,896 | ||||||
Avis Budget Group Inc. a,b |
18,527 | 398,886 | ||||||
Chemed Corp. |
3,322 | 250,977 | ||||||
DeVry Inc. |
9,922 | 249,737 | ||||||
H&R Block Inc. |
47,440 | 1,080,209 | ||||||
Hertz Global Holdings Inc. a |
52,271 | 955,514 | ||||||
Live Nation Entertainment Inc. a,b |
24,329 | 249,615 | ||||||
Matthews International Corp. Class A |
4,880 | 159,869 | ||||||
Morningstar Inc. |
3,988 | 269,948 | ||||||
Rent-A-Center Inc. |
10,206 | 364,150 | ||||||
Rollins Inc. |
11,352 | 280,621 | ||||||
Service Corp. International |
37,227 | 555,799 | ||||||
Sothebys |
11,802 | 423,928 | ||||||
Valassis Communications Inc. |
6,866 | 192,660 | ||||||
Weight Watchers International Inc. b |
4,615 | 246,764 | ||||||
|
|
|||||||
6,607,390 | ||||||||
COMPUTERS 0.25% |
||||||||
IHS Inc. Class A a,b |
8,769 | 902,330 | ||||||
|
|
|||||||
902,330 | ||||||||
ENTERTAINMENT 1.25% |
||||||||
Bally Technologies Inc. a |
7,157 | 344,681 | ||||||
Cinemark Holdings Inc. |
17,836 | 501,905 | ||||||
Dolby Laboratories Inc. Class A |
8,485 | 274,150 | ||||||
DreamWorks Animation SKG Inc. Class A a,b |
12,389 | 215,693 | ||||||
International Game Technology |
46,512 | 714,890 | ||||||
Madison Square Garden Inc. Class A a |
10,524 | 547,459 | ||||||
Marriott Vacations Worldwide Corp. a |
5,058 | 224,474 | ||||||
Penn National Gaming Inc. a |
11,502 | 559,687 | ||||||
Regal Entertainment Group Class A |
13,795 | 205,959 | ||||||
Six Flags Entertainment Corp. |
9,264 | 583,076 | ||||||
Vail Resorts Inc. |
6,206 | 327,987 | ||||||
|
|
|||||||
4,499,961 |
Security | Shares | Value | ||||||
FOOD 2.95% |
||||||||
Fresh Market Inc. (The) a |
7,179 | $ | 350,981 | |||||
Harris Teeter Supermarkets Inc. |
8,667 | 359,594 | ||||||
Kroger Co. (The) |
89,585 | 2,481,504 | ||||||
Safeway Inc. b |
41,620 | 801,185 | ||||||
Sysco Corp. |
102,484 | 3,255,917 | ||||||
United Natural Foods Inc. a,b |
8,553 | 461,691 | ||||||
Whole Foods Market Inc. |
30,081 | 2,895,296 | ||||||
|
|
|||||||
10,606,168 | ||||||||
INTERNET 11.32% |
||||||||
Amazon.com Inc. a |
63,180 | 16,774,290 | ||||||
eBay Inc. a |
203,049 | 11,356,531 | ||||||
Expedia Inc. |
16,266 | 1,061,356 | ||||||
Liberty Interactive Corp. Series A a |
90,069 | 1,914,867 | ||||||
Liberty Ventures Series A a |
4,841 | 361,284 | ||||||
Netflix Inc. a |
9,712 | 1,604,811 | ||||||
OpenTable Inc. a |
3,979 | 209,654 | ||||||
Priceline.com Inc. a |
8,698 | 5,962,218 | ||||||
Shutterfly Inc. a,b |
5,386 | 178,169 | ||||||
TripAdvisor Inc. a |
19,047 | 881,495 | ||||||
ValueClick Inc. a,b |
12,469 | 255,240 | ||||||
WebMD Health Corp. a |
8,682 | 143,513 | ||||||
|
|
|||||||
40,703,428 | ||||||||
LEISURE TIME 1.25% |
||||||||
Carnival Corp. |
77,735 | 3,009,899 | ||||||
Life Time Fitness Inc. a,b |
7,002 | 355,212 | ||||||
Royal Caribbean Cruises Ltd. |
25,172 | 911,226 | ||||||
WMS Industries Inc. a,b |
9,520 | 235,620 | ||||||
|
|
|||||||
4,511,957 | ||||||||
LODGING 3.30% |
||||||||
Choice Hotels International Inc. |
4,685 | 168,847 | ||||||
Hyatt Hotels Corp. Class A a |
9,740 | 390,282 | ||||||
Las Vegas Sands Corp. |
61,739 | 3,411,080 | ||||||
Marriott International Inc. Class A |
42,915 | 1,715,742 | ||||||
MGM Resorts International a |
64,592 | 824,840 | ||||||
Orient-Express Hotels Ltd. Class A a |
15,270 | 177,437 | ||||||
Starwood Hotels & Resorts Worldwide Inc. |
34,170 | 2,098,380 | ||||||
Wyndham Worldwide Corp. |
24,456 | 1,364,400 | ||||||
Wynn Resorts Ltd. |
13,858 | 1,735,299 | ||||||
|
|
|||||||
11,886,307 | ||||||||
MANUFACTURING 0.08% |
||||||||
Hillenbrand Inc. |
10,929 | 270,493 | ||||||
|
|
|||||||
270,493 | ||||||||
MEDIA 25.58% |
||||||||
AMC Networks Inc. Class A a |
9,999 | 569,643 | ||||||
Cablevision NY Group Class A |
37,542 | 549,615 | ||||||
CBS Corp. Class B NVS |
103,026 | 4,298,245 | ||||||
Charter Communications Inc. Class A a |
7,898 | 615,807 | ||||||
Comcast Corp. Class A |
463,297 | 17,642,350 | ||||||
DIRECTV a |
105,348 | 5,387,497 | ||||||
Discovery Communications Inc. Series A a |
41,659 | 2,890,301 | ||||||
DISH Network Corp. Class A |
39,789 | 1,482,936 |
28 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. CONSUMER SERVICES SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
FactSet Research Systems Inc. |
7,132 | $ | 659,853 | |||||
Gannett Co. Inc. |
39,953 | 784,277 | ||||||
John Wiley & Sons Inc. Class A |
8,207 | 314,328 | ||||||
Liberty Global Inc. Series A a |
43,097 | 2,943,094 | ||||||
Liberty Media Corp. a |
19,494 | 2,173,776 | ||||||
McGraw-Hill Companies Inc. (The) |
48,416 | 2,784,888 | ||||||
Meredith Corp. b |
6,226 | 225,755 | ||||||
New York Times Co. (The) Class A a,b |
20,988 | 185,954 | ||||||
News Corp. Class A NVS |
351,545 | 9,751,858 | ||||||
Nielsen Holdings NV a |
21,392 | 695,454 | ||||||
Scholastic Corp. |
4,527 | 134,271 | ||||||
Scripps Networks Interactive Inc. Class A |
15,191 | 938,348 | ||||||
Sirius XM Radio Inc. |
572,000 | 1,796,080 | ||||||
Starz Liberty Capital Series A a |
19,494 | 310,734 | ||||||
Time Warner Cable Inc. |
52,613 | 4,700,446 | ||||||
Time Warner Inc. |
165,090 | 8,340,347 | ||||||
Viacom Inc. Class B NVS |
80,598 | 4,864,089 | ||||||
Walt Disney Co. (The) |
308,974 | 16,647,519 | ||||||
Washington Post Co. (The) Class B |
784 | 302,373 | ||||||
|
|
|||||||
91,989,838 | ||||||||
PHARMACEUTICALS 2.74% |
||||||||
AmerisourceBergen Corp. |
41,058 | 1,862,801 | ||||||
Cardinal Health Inc. |
59,238 | 2,595,217 | ||||||
McKesson Corp. |
41,152 | 4,330,425 | ||||||
Omnicare Inc. |
19,235 | 749,203 | ||||||
VCA Antech Inc. a |
15,436 | 333,418 | ||||||
|
|
|||||||
9,871,064 | ||||||||
RETAIL 46.34% |
||||||||
Abercrombie & Fitch Co. Class A |
13,922 | 696,100 | ||||||
Advance Auto Parts Inc. |
12,829 | 943,188 | ||||||
Aeropostale Inc. a,b |
13,464 | 182,168 | ||||||
American Eagle Outfitters Inc. |
31,293 | 632,431 | ||||||
ANN INC. a,b |
8,386 | 258,624 | ||||||
Ascena Retail Group Inc. a |
21,852 | 370,391 | ||||||
AutoNation Inc. a |
6,757 | 327,714 | ||||||
AutoZone Inc. a |
6,436 | 2,379,389 | ||||||
Bed Bath & Beyond Inc. a |
39,914 | 2,342,952 | ||||||
Best Buy Co. Inc. |
46,386 | 754,236 | ||||||
Big Lots Inc. a |
10,192 | 327,673 | ||||||
Bob Evans Farms Inc. |
4,847 | 214,577 | ||||||
Brinker International Inc. |
12,769 | 418,057 | ||||||
Buckle Inc. (The) b |
4,752 | 222,299 | ||||||
Cabelas Inc. a,b |
8,068 | 416,470 | ||||||
CarMax Inc. a |
39,901 | 1,572,897 | ||||||
Caseys General Stores Inc. |
6,646 | 363,736 | ||||||
Cato Corp. (The) Class A |
4,623 | 127,456 | ||||||
Cheesecake Factory Inc. (The) b |
8,624 | 285,972 | ||||||
Chicos FAS Inc. |
28,902 | 518,213 | ||||||
Childrens Place Retail Stores Inc. (The) a,b |
4,056 | 202,151 | ||||||
Chipotle Mexican Grill Inc. a |
5,494 | 1,686,713 | ||||||
Copart Inc. a,b |
18,563 | 666,597 | ||||||
Costco Wholesale Corp. |
75,392 | 7,715,617 | ||||||
Cracker Barrel Old Country Store Inc. |
4,104 | 266,021 | ||||||
CVS Caremark Corp. |
217,362 | 11,128,934 | ||||||
Darden Restaurants Inc. |
22,469 | 1,044,808 | ||||||
Dicks Sporting Goods Inc. |
17,161 | 816,692 | ||||||
Dillards Inc. Class A |
5,344 | 451,087 | ||||||
Dollar General Corp. a |
45,739 | 2,114,057 | ||||||
Dollar Tree Inc. a |
39,592 | 1,583,284 |
Security | Shares | Value | ||||||
Dominos Pizza Inc. |
9,859 | $ | 459,134 | |||||
DSW Inc. Class A |
5,614 | 375,745 | ||||||
Dunkin Brands Group Inc. |
12,707 | 463,933 | ||||||
Express Inc. a,b |
14,941 | 274,616 | ||||||
Family Dollar Stores Inc. |
16,718 | 947,911 | ||||||
Foot Locker Inc. |
26,353 | 905,226 | ||||||
GameStop Corp. Class A |
21,219 | 492,281 | ||||||
Gap Inc. (The) |
51,845 | 1,694,295 | ||||||
Genesco Inc. a,b |
4,259 | 265,463 | ||||||
GNC Holdings Inc. Class A |
12,782 | 459,385 | ||||||
Group 1 Automotive Inc. |
3,694 | 250,232 | ||||||
Guess? Inc. |
10,714 | 290,242 | ||||||
Home Depot Inc. (The) |
260,688 | 17,445,241 | ||||||
HSN Inc. |
6,389 | 380,784 | ||||||
J.C. Penney Co. Inc. b |
24,787 | 503,920 | ||||||
Jack in the Box Inc. a,b |
7,568 | 219,699 | ||||||
Kohls Corp. |
36,889 | 1,707,592 | ||||||
Limited Brands Inc. |
41,731 | 2,003,923 | ||||||
Lowes Companies Inc. |
196,089 | 7,488,639 | ||||||
Macys Inc. |
68,856 | 2,720,501 | ||||||
McDonalds Corp. |
175,046 | 16,680,133 | ||||||
Mens Wearhouse Inc. (The) |
8,424 | 255,668 | ||||||
Nordstrom Inc. |
26,557 | 1,466,743 | ||||||
OReilly Automotive Inc. a |
20,004 | 1,853,371 | ||||||
Panera Bread Co. Class A a |
4,945 | 790,260 | ||||||
Papa Johns International Inc. a,b |
3,035 | 170,263 | ||||||
PetSmart Inc. |
18,760 | 1,227,092 | ||||||
Pier 1 Imports Inc. |
18,780 | 407,338 | ||||||
Regis Corp. |
10,102 | 179,310 | ||||||
Rite Aid Corp. a,b |
122,800 | 196,480 | ||||||
Ross Stores Inc. |
38,773 | 2,314,748 | ||||||
Saks Inc. a |
17,659 | 190,894 | ||||||
Sally Beauty Holdings Inc. a,b |
27,169 | 721,065 | ||||||
Sears Holdings Corp. a,b |
6,284 | 295,034 | ||||||
Signet Jewelers Ltd. b |
14,172 | 886,884 | ||||||
Staples Inc. |
117,436 | 1,583,037 | ||||||
Starbucks Corp. |
129,649 | 7,275,902 | ||||||
Target Corp. |
113,466 | 6,854,481 | ||||||
Tiffany & Co. |
20,799 | 1,367,534 | ||||||
TJX Companies Inc. (The) |
127,147 | 5,744,501 | ||||||
Tractor Supply Co. |
12,303 | 1,275,452 | ||||||
Ulta Salon, Cosmetics & Fragrance Inc. |
10,356 | 1,013,024 | ||||||
Urban Outfitters Inc. a |
19,011 | 813,481 | ||||||
Vitamin Shoppe Inc. a,b |
5,235 | 319,754 | ||||||
Wal-Mart Stores Inc. |
291,623 | 20,399,029 | ||||||
Walgreen Co. |
149,785 | 5,985,409 | ||||||
Wendys Co. (The) |
48,570 | 249,650 | ||||||
Williams-Sonoma Inc. |
15,088 | 663,872 | ||||||
Yum! Brands Inc. |
78,774 | 5,115,584 | ||||||
|
|
|||||||
166,675,259 | ||||||||
SOFTWARE 0.24% |
||||||||
Acxiom Corp. a,b |
12,954 | 229,674 | ||||||
Dun & Bradstreet Corp. (The) |
7,748 | 631,772 | ||||||
|
|
|||||||
861,446 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
|
359,308,671 |
29 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. CONSUMER SERVICES SECTOR INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
30 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. ENERGY SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.88% |
|
|||||||
ELECTRIC 0.49% |
|
|||||||
OGE Energy Corp. |
97,245 | $ | 5,709,254 | |||||
|
|
|||||||
5,709,254 | ||||||||
ENGINEERING & CONSTRUCTION 0.17% |
|
|||||||
McDermott International Inc. a |
168,349 | 2,048,807 | ||||||
|
|
|||||||
2,048,807 | ||||||||
MACHINERY 0.12% |
||||||||
Chart Industries Inc. a,b |
21,411 | 1,417,194 | ||||||
|
|
|||||||
1,417,194 | ||||||||
OIL & GAS 79.16% |
||||||||
Anadarko Petroleum Corp. |
361,582 | 28,933,792 | ||||||
Apache Corp. |
289,563 | 24,253,797 | ||||||
Atwood Oceanics Inc. a,b |
40,710 | 2,148,267 | ||||||
Berry Petroleum Co. Class A |
32,315 | 1,189,838 | ||||||
Bill Barrett Corp. a,b |
34,681 | 553,856 | ||||||
Cabot Oil & Gas Corp. |
151,142 | 7,977,275 | ||||||
Carrizo Oil & Gas Inc. a,b |
26,423 | 567,566 | ||||||
Cheniere Energy Inc. a,b |
159,148 | 3,378,712 | ||||||
Chesapeake Energy Corp. |
387,998 | 7,829,800 | ||||||
Chevron Corp. |
1,388,951 | 159,937,708 | ||||||
Cimarex Energy Co. |
61,598 | 3,933,648 | ||||||
Cobalt International Energy Inc. a,b |
125,786 | 3,045,279 | ||||||
Comstock Resources Inc. a,b |
32,458 | 473,562 | ||||||
Concho Resources Inc. a,b |
76,477 | 6,976,232 | ||||||
ConocoPhillips |
875,817 | 50,797,386 | ||||||
Continental Resources Inc. a |
42,825 | 3,559,614 | ||||||
Denbury Resources Inc. a,b |
275,242 | 5,127,758 | ||||||
Devon Energy Corp. |
280,035 | 16,015,202 | ||||||
Diamond Offshore Drilling Inc. |
56,090 | 4,211,798 | ||||||
Energen Corp. |
51,457 | 2,477,140 | ||||||
Ensco PLC Class A |
165,051 | 10,492,292 | ||||||
EOG Resources Inc. |
196,624 | 24,574,068 | ||||||
EQT Corp. |
106,319 | 6,316,412 | ||||||
EXCO Resources Inc. |
104,502 | 669,858 | ||||||
Exxon Mobil Corp. |
3,035,910 | 273,140,823 | ||||||
Forest Oil Corp. a,b |
85,527 | 595,268 | ||||||
Gulfport Energy Corp. a,b |
35,187 | 1,452,167 | ||||||
Helmerich & Payne Inc. |
75,267 | 4,842,679 | ||||||
Hess Corp. |
221,269 | 14,860,426 | ||||||
HollyFrontier Corp. |
143,970 | 7,518,113 | ||||||
Kodiak Oil & Gas Corp. a,b |
196,564 | 1,808,389 | ||||||
Marathon Oil Corp. |
528,684 | 17,769,069 | ||||||
Marathon Petroleum Corp. |
247,357 | 18,356,363 | ||||||
McMoRan Exploration Co. a,b |
71,869 | 1,136,249 | ||||||
Murphy Oil Corp. |
137,977 | 8,212,391 | ||||||
Nabors Industries Ltd. a |
206,745 | 3,446,439 | ||||||
Newfield Exploration Co. a |
96,305 | 2,840,997 | ||||||
Noble Corp. |
187,110 | 7,577,955 | ||||||
Noble Energy Inc. |
132,948 | 14,330,465 | ||||||
Oasis Petroleum Inc. a,b |
50,777 | 1,821,879 | ||||||
Occidental Petroleum Corp. |
594,598 | 52,485,165 |
Security | Shares | Value | ||||||
Patterson-UTI Energy Inc. |
106,609 | $ | 2,168,427 | |||||
Phillips 66 |
452,542 | 27,410,469 | ||||||
Pioneer Natural Resources Co. |
89,688 | 10,541,928 | ||||||
Plains Exploration & Production Co. a |
95,218 | 4,546,659 | ||||||
QEP Resources Inc. |
132,571 | 3,890,959 | ||||||
Range Resources Corp. |
120,019 | 8,061,676 | ||||||
Rosetta Resources Inc. a,b |
37,619 | 1,994,559 | ||||||
Rowan Companies PLC a |
88,674 | 3,057,480 | ||||||
SandRidge Energy Inc. a,b |
248,941 | 1,762,502 | ||||||
SM Energy Co. |
47,108 | 2,739,801 | ||||||
Southwestern Energy Co. a |
254,994 | 8,746,294 | ||||||
Tesoro Corp. |
99,888 | 4,863,547 | ||||||
Transocean Ltd. |
255,323 | 14,479,367 | ||||||
Ultra Petroleum Corp. a,b |
109,037 | 1,986,654 | ||||||
Unit Corp. a |
34,631 | 1,666,790 | ||||||
Valero Energy Corp. |
403,758 | 17,656,337 | ||||||
Whiting Petroleum Corp. a |
83,772 | 3,985,872 | ||||||
WPX Energy Inc. a |
142,127 | 2,136,169 | ||||||
|
|
|||||||
929,331,187 | ||||||||
OIL & GAS SERVICES 16.55% |
||||||||
Baker Hughes Inc. |
312,251 | 13,963,865 | ||||||
Cameron International Corp. a |
180,407 | 11,421,567 | ||||||
CARBO Ceramics Inc. b |
14,002 | 1,121,700 | ||||||
Core Laboratories NV b |
36,306 | 4,634,098 | ||||||
Dresser-Rand Group Inc. a |
53,962 | 3,294,380 | ||||||
Dril-Quip Inc. a,b |
26,217 | 2,125,937 | ||||||
Exterran Holdings Inc. a,b |
46,605 | 1,083,100 | ||||||
FMC Technologies Inc. a |
175,943 | 8,330,901 | ||||||
Halliburton Co. |
664,617 | 27,036,620 | ||||||
Helix Energy Solutions Group Inc. a,b |
70,068 | 1,662,013 | ||||||
Key Energy Services Inc. a,b |
108,803 | 884,568 | ||||||
Lufkin Industries Inc. |
24,016 | 1,390,767 | ||||||
National Oilwell Varco Inc. |
306,550 | 22,727,617 | ||||||
Oceaneering International Inc. |
80,044 | 5,059,581 | ||||||
Oil States International Inc. a,b |
39,155 | 3,037,645 | ||||||
Schlumberger Ltd. |
942,077 | 73,529,110 | ||||||
SEACOR Holdings Inc. b |
32,557 | 2,961,710 | ||||||
Superior Energy Services Inc. a |
112,461 | 2,808,151 | ||||||
Weatherford International Ltd. a |
543,907 | 7,261,158 | ||||||
|
|
|||||||
194,334,488 | ||||||||
PIPELINES 3.02% |
||||||||
Kinder Morgan Inc. |
463,986 | 17,380,916 | ||||||
SemGroup Corp. Class A a |
30,090 | 1,298,684 | ||||||
Williams Companies Inc. (The) |
478,490 | 16,771,075 | ||||||
|
|
|||||||
35,450,675 | ||||||||
SEMICONDUCTORS 0.10% |
||||||||
First Solar Inc. a,b |
42,969 | 1,210,867 | ||||||
|
|
|||||||
1,210,867 | ||||||||
TRANSPORTATION 0.27% |
||||||||
Bristow Group Inc. |
25,675 | 1,462,961 |
31 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. ENERGY SECTOR INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
32 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. FINANCIAL SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.83% |
|
|||||||
BANKS 38.58% |
|
|||||||
Associated Banc-Corp |
48,367 | $ | 690,197 | |||||
BancorpSouth Inc. a |
23,206 | 336,487 | ||||||
Bank of America Corp. |
3,004,962 | 34,016,170 | ||||||
Bank of Hawaii Corp. |
12,729 | 612,138 | ||||||
Bank of New York Mellon Corp. (The) |
325,924 | 8,852,096 | ||||||
BB&T Corp. |
195,338 | 5,914,835 | ||||||
BOK Financial Corp. |
7,479 | 419,198 | ||||||
Capital One Financial Corp. |
162,228 | 9,136,681 | ||||||
CapitalSource Inc. |
59,303 | 480,947 | ||||||
Cathay General Bancorp |
20,654 | 400,894 | ||||||
CIT Group Inc. b |
56,230 | 2,381,341 | ||||||
Citigroup Inc. |
817,595 | 34,469,805 | ||||||
City National Corp. |
13,268 | 702,673 | ||||||
Comerica Inc. |
53,312 | 1,831,800 | ||||||
Commerce Bancshares Inc. |
21,997 | 825,987 | ||||||
Cullen/Frost Bankers Inc. |
17,274 | 1,017,266 | ||||||
East West Bancorp Inc. |
39,546 | 927,354 | ||||||
F.N.B. Corp. |
39,233 | 454,710 | ||||||
Fifth Third Bancorp |
250,435 | 4,079,586 | ||||||
First Financial Bankshares Inc. |
8,427 | 346,013 | ||||||
First Horizon National Corp. |
69,102 | 705,531 | ||||||
First Midwest Bancorp Inc. |
21,019 | 266,311 | ||||||
First Republic Bank |
19,041 | 679,573 | ||||||
FirstMerit Corp. |
30,865 | 470,074 | ||||||
Fulton Financial Corp. |
55,389 | 603,186 | ||||||
Glacier Bancorp Inc. a |
20,252 | 315,526 | ||||||
Goldman Sachs Group Inc. (The) |
123,174 | 18,212,508 | ||||||
Hancock Holding Co. |
23,804 | 719,357 | ||||||
Huntington Bancshares Inc. |
238,578 | 1,660,503 | ||||||
IBERIABANK Corp. |
8,270 | 425,822 | ||||||
International Bancshares Corp. |
15,365 | 300,386 | ||||||
J.P. Morgan Chase & Co. |
1,059,806 | 49,863,872 | ||||||
KeyCorp |
260,779 | 2,451,323 | ||||||
M&T Bank Corp. |
33,940 | 3,485,299 | ||||||
MB Financial Inc. |
15,612 | 349,240 | ||||||
Morgan Stanley |
385,471 | 8,808,012 | ||||||
National Penn Bancshares Inc. |
34,260 | 334,035 | ||||||
Northern Trust Corp. |
60,899 | 3,134,472 | ||||||
Old National Bancorp |
28,505 | 380,827 | ||||||
PacWest Bancorp |
8,922 | 245,177 | ||||||
Park National Corp. |
3,772 | 246,877 | ||||||
PNC Financial Services Group Inc. (The) c |
147,497 | 9,115,315 | ||||||
Popular Inc. b |
28,948 | 776,964 | ||||||
PrivateBancorp Inc. |
17,391 | 298,603 | ||||||
Prosperity Bancshares Inc. |
12,304 | 555,033 | ||||||
Regions Financial Corp. |
395,096 | 3,073,847 | ||||||
Signature Bank a,b |
12,990 | 960,351 | ||||||
State Street Corp. |
129,648 | 7,214,911 | ||||||
SunTrust Banks Inc. |
150,349 | 4,265,401 | ||||||
Susquehanna Bancshares Inc. |
52,508 | 599,641 | ||||||
SVB Financial Group a,b |
12,502 | 829,758 | ||||||
Synovus Financial Corp. |
135,774 | 350,297 | ||||||
TCF Financial Corp. |
46,430 | 634,234 | ||||||
Texas Capital Bancshares Inc. a,b |
11,478 | 475,189 | ||||||
Trustmark Corp. |
18,121 | 419,139 | ||||||
U.S. Bancorp |
524,314 | 17,354,793 |
Security | Shares | Value | ||||||
UMB Financial Corp. |
9,147 | $ | 404,938 | |||||
Umpqua Holdings Corp. |
31,529 | 398,527 | ||||||
United Bankshares Inc. |
8,606 | 219,367 | ||||||
Valley National Bancorp |
55,620 | 544,520 | ||||||
Webster Financial Corp. |
22,357 | 497,443 | ||||||
Wells Fargo & Co. |
1,364,912 | 47,539,885 | ||||||
Westamerica Bancorp |
7,746 | 344,077 | ||||||
Wintrust Financial Corp. |
10,201 | 378,151 | ||||||
Zions Bancorp |
51,364 | 1,197,809 | ||||||
|
|
|||||||
300,002,282 | ||||||||
COMMERCIAL SERVICES 3.06% |
|
|||||||
Equifax Inc. |
33,338 | 1,956,941 | ||||||
MasterCard Inc. Class A |
29,800 | 15,448,320 | ||||||
Moodys Corp. |
54,250 | 2,973,985 | ||||||
SEI Investments Co. |
37,663 | 1,015,394 | ||||||
Western Union Co. |
166,773 | 2,373,180 | ||||||
|
|
|||||||
23,767,820 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 13.16% |
|
|||||||
Affiliated Managers Group Inc. b |
14,429 | 2,076,766 | ||||||
American Express Co. |
271,475 | 15,965,445 | ||||||
Ameriprise Financial Inc. |
57,453 | 3,810,283 | ||||||
BlackRock Inc. c |
34,991 | 8,267,673 | ||||||
CBOE Holdings Inc. |
24,624 | 834,261 | ||||||
Charles Schwab Corp. (The) |
305,956 | 5,057,453 | ||||||
CME Group Inc. |
85,575 | 4,949,658 | ||||||
Discover Financial Services |
140,821 | 5,406,118 | ||||||
E*TRADE Financial Corp. b |
72,301 | 767,114 | ||||||
Eaton Vance Corp. NVS |
32,123 | 1,162,852 | ||||||
Federated Investors Inc. Class B |
26,347 | 623,370 | ||||||
Franklin Resources Inc. |
38,499 | 5,269,743 | ||||||
Greenhill & Co. Inc. |
7,513 | 442,516 | ||||||
IntercontinentalExchange Inc. b |
20,348 | 2,823,285 | ||||||
Invesco Ltd. |
123,933 | 3,377,174 | ||||||
Janus Capital Group Inc. |
52,527 | 488,501 | ||||||
Jefferies Group Inc. |
36,147 | 720,410 | ||||||
Legg Mason Inc. |
33,040 | 913,556 | ||||||
NASDAQ OMX Group Inc. (The) |
32,957 | 933,342 | ||||||
NYSE Euronext Inc. |
67,924 | 2,348,133 | ||||||
Ocwen Financial Corp. a,b |
32,345 | 1,260,485 | ||||||
Portfolio Recovery Associates Inc. a,b |
4,783 | 511,542 | ||||||
Raymond James Financial Inc. |
31,159 | 1,390,626 | ||||||
SLM Corp. |
129,237 | 2,182,813 | ||||||
Stifel Financial Corp. a,b |
14,003 | 516,010 | ||||||
T. Rowe Price Group Inc. |
71,106 | 5,080,524 | ||||||
TD Ameritrade Holding Corp. |
64,270 | 1,246,195 | ||||||
Visa Inc. Class A |
145,354 | 22,952,850 | ||||||
Waddell & Reed Financial Inc. Class A |
23,861 | 947,282 | ||||||
|
|
|||||||
102,325,980 | ||||||||
INSURANCE 24.03% |
||||||||
ACE Ltd. |
94,731 | 8,083,396 | ||||||
Aflac Inc. |
130,861 | 6,943,485 | ||||||
Alleghany Corp. a,b |
4,737 | 1,708,115 | ||||||
Allied World Assurance Co. Holdings Ltd. |
9,819 | 832,946 | ||||||
Allstate Corp. (The) |
134,483 | 5,903,804 | ||||||
American Financial Group Inc. |
21,114 | 898,612 | ||||||
American International Group Inc. b |
411,661 | 15,573,136 | ||||||
Aon PLC |
88,905 | 5,133,375 |
33 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. FINANCIAL SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Arch Capital Group Ltd. a,b |
38,094 | $ | 1,768,323 | |||||
Argo Group International Holdings Ltd. a |
7,253 | 261,761 | ||||||
Arthur J. Gallagher & Co. |
34,935 | 1,290,848 | ||||||
Aspen Insurance Holdings Ltd. |
19,745 | 673,502 | ||||||
Assurant Inc. |
21,908 | 837,762 | ||||||
Assured Guaranty Ltd. |
54,436 | 986,925 | ||||||
Axis Capital Holdings Ltd. |
31,953 | 1,222,841 | ||||||
Berkshire Hathaway Inc. Class B b |
508,535 | 49,292,298 | ||||||
Brown & Brown Inc. |
33,056 | 903,751 | ||||||
Chubb Corp. (The) |
73,023 | 5,864,477 | ||||||
Cincinnati Financial Corp. |
40,910 | 1,736,220 | ||||||
CNO Financial Group Inc. |
63,162 | 648,674 | ||||||
Endurance Specialty Holdings Ltd. a |
12,242 | 525,427 | ||||||
Erie Indemnity Co. Class A |
7,215 | 514,718 | ||||||
Everest Re Group Ltd. |
14,442 | 1,672,528 | ||||||
Fidelity National Financial Inc. Class A |
59,192 | 1,485,719 | ||||||
First American Financial Corp. |
29,899 | 714,287 | ||||||
Genworth Financial Inc. Class A b |
137,037 | 1,256,629 | ||||||
Hanover Insurance Group Inc. (The) |
12,591 | 523,282 | ||||||
Hartford Financial Services Group Inc. (The) |
121,810 | 3,020,888 | ||||||
HCC Insurance Holdings Inc. |
28,367 | 1,097,236 | ||||||
Horace Mann Educators Corp. |
11,090 | 241,097 | ||||||
Kemper Corp. |
15,239 | 507,611 | ||||||
Lincoln National Corp. |
76,906 | 2,228,736 | ||||||
Loews Corp. |
86,776 | 3,763,475 | ||||||
Markel Corp. a,b |
2,569 | 1,223,178 | ||||||
Marsh & McLennan Companies Inc. |
151,876 | 5,388,561 | ||||||
MBIA Inc. a,b |
39,817 | 342,824 | ||||||
Mercury General Corp. |
4,335 | 171,666 | ||||||
MetLife Inc. |
304,259 | 11,361,031 | ||||||
Montpelier Re Holdings Ltd. a |
15,445 | 376,549 | ||||||
Old Republic International Corp. |
67,943 | 774,550 | ||||||
PartnerRe Ltd. a |
17,195 | 1,507,830 | ||||||
Platinum Underwriters Holdings Ltd. a |
9,127 | 444,759 | ||||||
Principal Financial Group Inc. |
77,119 | 2,391,460 | ||||||
ProAssurance Corp. |
17,211 | 775,183 | ||||||
Progressive Corp. (The) |
155,353 | 3,493,889 | ||||||
Protective Life Corp. |
22,208 | 702,661 | ||||||
Prudential Financial Inc. |
129,419 | 7,490,772 | ||||||
Reinsurance Group of America Inc. |
20,762 | 1,191,531 | ||||||
RenaissanceRe Holdings Ltd. a |
13,419 | 1,149,203 | ||||||
RLI Corp. |
4,919 | 339,460 | ||||||
Selective Insurance Group Inc. |
15,432 | 316,510 | ||||||
StanCorp Financial Group Inc. |
12,460 | 484,569 | ||||||
Torchmark Corp. |
26,634 | 1,483,780 | ||||||
Travelers Companies Inc. (The) |
106,243 | 8,335,826 | ||||||
Unum Group |
77,065 | 1,796,385 | ||||||
Validus Holdings Ltd. a |
28,496 | 1,037,539 | ||||||
W.R. Berkley Corp. |
30,905 | 1,272,359 | ||||||
White Mountains Insurance Group Ltd. a |
1,555 | 856,276 | ||||||
Willis Group Holdings PLC |
48,254 | 1,723,150 | ||||||
XL Group PLC |
84,019 | 2,329,007 | ||||||
|
|
|||||||
186,876,392 | ||||||||
LODGING 0.06% |
||||||||
Ryman Hospitality Properties Inc. a |
12,634 | 504,981 | ||||||
|
|
|||||||
504,981 | ||||||||
REAL ESTATE 0.67% |
||||||||
Alexander & Baldwin Inc. b |
11,977 | 402,427 | ||||||
CBRE Group Inc. Class A b |
84,537 | 1,824,308 |
Security | Shares | Value | ||||||
Forest City Enterprises Inc. Class A b |
38,493 | $ | 650,917 | |||||
Howard Hughes Corp. (The) a,b |
7,897 | 568,584 | ||||||
Jones Lang LaSalle Inc. |
12,268 | 1,130,374 | ||||||
St. Joe Co. (The) a,b |
25,979 | 610,506 | ||||||
|
|
|||||||
5,187,116 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 19.21% |
|
|||||||
Alexandria Real Estate Equities Inc. |
17,767 | 1,288,107 | ||||||
American Campus Communities Inc. |
29,156 | 1,357,795 | ||||||
American Capital Agency Corp. |
95,498 | 3,020,602 | ||||||
American Tower Corp. |
110,335 | 8,402,010 | ||||||
Annaly Capital Management Inc. a |
271,993 | 4,044,536 | ||||||
Apartment Investment and Management Co. Class A |
41,268 | 1,125,791 | ||||||
ARMOUR Residential REIT Inc. |
87,086 | 625,277 | ||||||
AvalonBay Communities Inc. |
31,887 | 4,138,614 | ||||||
BioMed Realty Trust Inc. a |
43,384 | 882,864 | ||||||
Boston Properties Inc. |
42,095 | 4,431,762 | ||||||
Brandywine Realty Trust |
40,417 | 514,508 | ||||||
BRE Properties Inc. Class A |
21,432 | 1,090,460 | ||||||
Camden Property Trust |
23,591 | 1,636,979 | ||||||
CBL & Associates Properties Inc. |
44,904 | 964,987 | ||||||
Chimera Investment Corp. |
289,526 | 883,054 | ||||||
Colonial Properties Trust a |
23,326 | 511,073 | ||||||
CommonWealth REIT |
23,425 | 385,107 | ||||||
Corporate Office Properties Trust a |
22,165 | 586,486 | ||||||
CYS Investments Inc. |
49,077 | 638,001 | ||||||
DCT Industrial Trust Inc. |
76,313 | 538,770 | ||||||
DDR Corp. a |
67,991 | 1,127,971 | ||||||
DiamondRock Hospitality Co. a |
55,182 | 503,260 | ||||||
Digital Realty Trust Inc. |
34,479 | 2,341,469 | ||||||
Douglas Emmett Inc. |
36,581 | 853,069 | ||||||
Duke Realty Corp. |
87,302 | 1,345,324 | ||||||
DuPont Fabros Technology Inc. a |
17,827 | 421,430 | ||||||
EastGroup Properties Inc. a |
8,504 | 476,564 | ||||||
Entertainment Properties Trust |
13,210 | 619,021 | ||||||
Equity Lifestyle Properties, Inc. |
11,070 | 792,612 | ||||||
Equity Residential |
89,709 | 4,968,981 | ||||||
Essex Property Trust Inc. a |
10,265 | 1,578,552 | ||||||
Extra Space Storage Inc. a |
28,710 | 1,143,806 | ||||||
Federal Realty Investment Trust |
18,091 | 1,914,932 | ||||||
Franklin Street Properties Corp. a |
20,296 | 263,848 | ||||||
General Growth Properties Inc. a |
125,970 | 2,458,934 | ||||||
Hatteras Financial Corp. |
27,636 | 748,383 | ||||||
HCP Inc. |
126,058 | 5,847,831 | ||||||
Health Care REIT Inc. |
72,500 | 4,555,900 | ||||||
Healthcare Realty Trust Inc. |
24,526 | 624,922 | ||||||
Highwoods Properties Inc. |
13,672 | 492,192 | ||||||
Home Properties Inc. a |
14,500 | 891,315 | ||||||
Hospitality Properties Trust |
34,790 | 877,404 | ||||||
Host Hotels & Resorts Inc. |
202,466 | 3,399,404 | ||||||
Invesco Mortgage Capital Inc. |
32,509 | 705,445 | ||||||
Kilroy Realty Corp. a |
21,001 | 1,047,950 | ||||||
Kimco Realty Corp. |
113,893 | 2,365,558 | ||||||
LaSalle Hotel Properties |
26,289 | 717,690 | ||||||
Lexington Realty Trust a |
42,568 | 468,248 | ||||||
Liberty Property Trust a |
33,313 | 1,304,870 | ||||||
Macerich Co. (The) a |
38,231 | 2,283,155 | ||||||
Mack-Cali Realty Corp. a |
23,454 | 637,245 | ||||||
MFA Financial Inc. |
100,816 | 906,336 | ||||||
Mid-America Apartment Communities Inc. a |
11,990 | 783,786 | ||||||
National Retail Properties Inc. a |
30,680 | 982,374 | ||||||
Omega Healthcare Investors Inc. a |
31,666 | 809,383 |
34 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. FINANCIAL SECTOR INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
35 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. FINANCIAL SERVICES INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.74% |
|
|||||||
BANKS68.66% |
|
|||||||
Associated Banc-Corp |
50,035 | $ | 713,999 | |||||
BancorpSouth Inc. a |
24,395 | 353,728 | ||||||
Bank of America Corp. |
3,137,503 | 35,516,534 | ||||||
Bank of Hawaii Corp. |
13,158 | 632,768 | ||||||
Bank of New York Mellon Corp. (The) |
340,281 | 9,242,032 | ||||||
BB&T Corp. |
203,833 | 6,172,063 | ||||||
BOK Financial Corp. |
7,804 | 437,414 | ||||||
Capital One Financial Corp. |
169,366 | 9,538,693 | ||||||
CapitalSource Inc. a |
62,345 | 505,618 | ||||||
Cathay General Bancorp |
21,645 | 420,129 | ||||||
CIT Group Inc. b |
58,491 | 2,477,094 | ||||||
Citigroup Inc. |
853,655 | 35,990,095 | ||||||
City National Corp. |
13,824 | 732,119 | ||||||
Comerica Inc. |
55,442 | 1,904,987 | ||||||
Commerce Bancshares Inc. |
22,766 | 854,863 | ||||||
Cullen/Frost Bankers Inc. |
17,946 | 1,056,840 | ||||||
East West Bancorp Inc. |
40,945 | 960,160 | ||||||
F.N.B. Corp. |
40,979 | 474,947 | ||||||
Fifth Third Bancorp |
261,584 | 4,261,203 | ||||||
First Financial Bankshares Inc. a |
8,864 | 363,956 | ||||||
First Horizon National Corp. |
72,237 | 737,540 | ||||||
First Midwest Bancorp Inc. |
21,782 | 275,978 | ||||||
First Republic Bank |
19,848 | 708,375 | ||||||
FirstMerit Corp. |
32,133 | 489,386 | ||||||
Fulton Financial Corp. |
58,264 | 634,495 | ||||||
Glacier Bancorp Inc. a |
21,148 | 329,486 | ||||||
Goldman Sachs Group Inc. (The) |
128,606 | 19,015,683 | ||||||
Hancock Holding Co. |
24,823 | 750,151 | ||||||
Huntington Bancshares Inc. |
249,295 | 1,735,093 | ||||||
IBERIABANK Corp. |
8,702 | 448,066 | ||||||
International Bancshares Corp. |
16,198 | 316,671 | ||||||
J.P. Morgan Chase & Co. |
1,106,551 | 52,063,225 | ||||||
KeyCorp |
271,893 | 2,555,794 | ||||||
M&T Bank Corp. |
35,401 | 3,635,329 | ||||||
MB Financial Inc. |
15,989 | 357,674 | ||||||
Morgan Stanley |
402,464 | 9,196,302 | ||||||
National Penn Bancshares Inc. |
35,395 | 345,101 | ||||||
Northern Trust Corp. |
63,638 | 3,275,448 | ||||||
Old National Bancorp |
29,753 | 397,500 | ||||||
PacWest Bancorp |
9,479 | 260,483 | ||||||
Park National Corp. |
3,737 | 244,587 | ||||||
PNC Financial Services Group Inc. (The) c |
153,993 | 9,516,767 | ||||||
Popular Inc. a,b |
30,208 | 810,783 | ||||||
PrivateBancorp Inc. |
18,394 | 315,825 | ||||||
Prosperity Bancshares Inc. |
12,886 | 581,288 | ||||||
Regions Financial Corp. |
411,454 | 3,201,112 | ||||||
Signature Bank a,b |
13,475 | 996,207 | ||||||
State Street Corp. |
135,367 | 7,533,174 | ||||||
SunTrust Banks Inc. |
157,076 | 4,456,246 | ||||||
Susquehanna Bancshares Inc. |
54,751 | 625,256 | ||||||
SVB Financial Group a,b |
13,017 | 863,938 | ||||||
Synovus Financial Corp. |
110,783 | 285,820 | ||||||
TCF Financial Corp. |
47,883 | 654,082 | ||||||
Texas Capital Bancshares Inc. a,b |
11,908 | 492,991 | ||||||
Trustmark Corp. |
18,990 | 439,239 | ||||||
U.S. Bancorp |
547,420 | 18,119,602 |
Security | Shares | Value | ||||||
UMB Financial Corp. |
9,586 | $ | 424,372 | |||||
Umpqua Holdings Corp. |
32,818 | 414,820 | ||||||
United Bankshares Inc. |
6,925 | 176,518 | ||||||
Valley National Bancorp |
57,996 | 567,781 | ||||||
Webster Financial Corp. |
23,501 | 522,897 | ||||||
Wells Fargo & Co. |
1,425,116 | 49,636,790 | ||||||
Westamerica Bancorp a |
8,031 | 356,737 | ||||||
Wintrust Financial Corp. |
10,741 | 398,169 | ||||||
Zions Bancorp |
53,740 | 1,253,217 | ||||||
|
|
|||||||
313,025,240 | ||||||||
COMMERCIAL SERVICES 5.44% |
|
|||||||
Equifax Inc. |
34,923 | 2,049,980 | ||||||
MasterCard Inc. Class A |
31,119 | 16,132,090 | ||||||
Moodys Corp. |
56,456 | 3,094,918 | ||||||
SEI Investments Co. |
39,387 | 1,061,874 | ||||||
Western Union Co. |
173,724 | 2,472,092 | ||||||
|
|
|||||||
24,810,954 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 23.42% |
|
|||||||
Affiliated Managers Group Inc. a,b |
15,090 | 2,171,904 | ||||||
American Express Co. |
283,444 | 16,669,342 | ||||||
Ameriprise Financial Inc. |
60,000 | 3,979,200 | ||||||
BlackRock Inc. c |
36,535 | 8,632,490 | ||||||
CBOE Holdings Inc. |
25,399 | 860,518 | ||||||
Charles Schwab Corp. (The) |
319,620 | 5,283,319 | ||||||
CME Group Inc. |
89,412 | 5,171,590 | ||||||
Discover Financial Services |
147,024 | 5,644,251 | ||||||
E*TRADE Financial Corp. a,b |
75,271 | 798,625 | ||||||
Eaton Vance Corp. NVS |
33,682 | 1,219,288 | ||||||
Federated Investors Inc. Class B a |
27,253 | 644,806 | ||||||
Franklin Resources Inc. |
40,205 | 5,503,260 | ||||||
Greenhill & Co. Inc. |
7,721 | 454,767 | ||||||
IntercontinentalExchange Inc. b |
21,174 | 2,937,892 | ||||||
Invesco Ltd. |
129,401 | 3,526,177 | ||||||
Janus Capital Group Inc. a |
54,538 | 507,203 | ||||||
Jefferies Group Inc. |
37,255 | 742,492 | ||||||
Legg Mason Inc. |
34,211 | 945,934 | ||||||
NASDAQ OMX Group Inc. (The) |
34,193 | 968,346 | ||||||
NYSE Euronext Inc. |
70,792 | 2,447,279 | ||||||
Ocwen Financial Corp. a,b |
33,956 | 1,323,265 | ||||||
Portfolio Recovery Associates Inc. a,b |
4,981 | 532,718 | ||||||
Raymond James Financial Inc. |
32,476 | 1,449,404 | ||||||
SLM Corp. |
134,575 | 2,272,972 | ||||||
Stifel Financial Corp. a,b |
14,673 | 540,700 | ||||||
T. Rowe Price Group Inc. |
74,279 | 5,307,235 | ||||||
TD Ameritrade Holding Corp. |
66,681 | 1,292,945 | ||||||
Visa Inc. Class A |
151,771 | 23,966,159 | ||||||
Waddell & Reed Financial Inc. Class A |
24,960 | 990,912 | ||||||
|
|
|||||||
106,784,993 | ||||||||
INSURANCE 0.34% |
|
|||||||
Fidelity National Financial Inc. Class A |
61,761 | 1,550,201 | ||||||
|
|
|||||||
1,550,201 | ||||||||
RETAIL 0.15% |
|
|||||||
Cash America International Inc. a |
8,533 | 408,816 | ||||||
EZCORP Inc. Class A NVS a,b |
13,314 | 295,571 | ||||||
|
|
|||||||
704,387 |
36 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. FINANCIAL SERVICES INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
37 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. HEALTHCARE PROVIDERS INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.85% |
|
|||||||
COMMERCIAL SERVICES 2.48% |
||||||||
Healthcare Services Group Inc. |
104,274 | $ | 2,518,217 | |||||
HMS Holdings Corp. a,b |
125,449 | 3,419,740 | ||||||
|
|
|||||||
5,937,957 | ||||||||
CONSULTING SERVICES 0.57% |
|
|||||||
Accretive Health Inc. a,b |
105,450 | 1,361,359 | ||||||
|
|
|||||||
1,361,359 | ||||||||
DIALYSIS CENTERS 4.00% |
|
|||||||
DaVita HealthCare Partners Inc. a |
82,999 | 9,578,915 | ||||||
|
|
|||||||
9,578,915 | ||||||||
HUMAN RESOURCES 0.77% |
|
|||||||
Team Health Holdings Inc. a |
54,478 | 1,845,170 | ||||||
|
|
|||||||
1,845,170 | ||||||||
INTERNET CONTENT INFO/NEWS 0.43% |
|
|||||||
HealthStream Inc. a,b |
41,468 | 1,027,577 | ||||||
|
|
|||||||
1,027,577 | ||||||||
MEDICAL DRUGS 0.38% |
|
|||||||
PharMerica Corp. a,b |
62,799 | 909,329 | ||||||
|
|
|||||||
909,329 | ||||||||
MEDICAL HMO 45.47% |
|
|||||||
Aetna Inc. |
287,285 | 13,855,756 | ||||||
Centene Corp. a |
72,197 | 3,116,023 | ||||||
Cigna Corp. |
245,580 | 14,327,137 | ||||||
Coventry Health Care Inc. |
148,008 | 6,783,207 | ||||||
Health Net Inc. a |
117,022 | 3,182,998 | ||||||
Humana Inc. |
150,421 | 11,185,306 | ||||||
Magellan Health Services Inc. a |
43,697 | 2,241,656 | ||||||
Molina Healthcare Inc. a |
53,268 | 1,529,324 | ||||||
UnitedHealth Group Inc. |
590,778 | 32,616,853 | ||||||
Universal American Corp. b |
80,647 | 755,662 | ||||||
WellCare Health Plans Inc. a |
61,181 | 3,102,489 | ||||||
WellPoint Inc. |
250,916 | 16,264,375 | ||||||
|
|
|||||||
108,960,786 | ||||||||
MEDICAL HOSPITALS 12.98% |
|
|||||||
Community Health Systems Inc. |
122,872 | 4,709,684 | ||||||
HCA Holdings Inc. |
187,853 | 7,072,665 | ||||||
Health Management Associates Inc. Class A a |
368,162 | 3,843,611 | ||||||
LifePoint Hospitals Inc. a |
73,432 | 3,209,713 | ||||||
Select Medical Holdings Corp. |
86,029 | 837,922 | ||||||
Tenet Healthcare Corp. a |
137,343 | 5,333,029 | ||||||
Universal Health Services Inc. Class B |
107,530 | 6,090,499 | ||||||
|
|
|||||||
31,097,123 |
Security | Shares | Value | ||||||
MEDICAL NURSING HOMES 0.91% |
|
|||||||
Ensign Group Inc. (The) |
36,551 | $ | 1,043,897 | |||||
Kindred Healthcare Inc. a,b |
106,017 | 1,142,863 | ||||||
|
|
|||||||
2,186,760 | ||||||||
MEDICAL OUTPATIENT/HOME MEDICAL CARE 2.08% |
|
|||||||
Air Methods Corp. b |
56,232 | 2,458,463 | ||||||
Amedisys Inc. a,b |
70,054 | 779,000 | ||||||
AmSurg Corp. a |
56,052 | 1,749,383 | ||||||
|
|
|||||||
4,986,846 | ||||||||
MEDICAL LABS & TESTING SERVICES 9.84% |
|
|||||||
Bio-Reference Laboratories Inc. a,b |
45,985 | 1,277,004 | ||||||
Covance Inc. a |
70,941 | 4,732,474 | ||||||
Laboratory Corp. of America Holdings a |
95,552 | 8,551,904 | ||||||
Quest Diagnostics Inc. |
155,895 | 9,034,115 | ||||||
|
|
|||||||
23,595,497 | ||||||||
MEDICAL PRODUCTS 0.73% |
|
|||||||
Hanger Inc. a,b |
60,985 | 1,752,099 | ||||||
|
|
|||||||
1,752,099 | ||||||||
PHARMACY SERVICES 11.69% |
|
|||||||
BioScrip Inc. a,b |
111,181 | 1,248,563 | ||||||
Express Scripts Holding Co. a |
500,905 | 26,758,345 | ||||||
|
|
|||||||
28,006,908 | ||||||||
PHYSICAL THERAPY/REHAB CENTERS 1.38% |
|
|||||||
HealthSouth Corp. a,b |
138,299 | 3,299,814 | ||||||
|
|
|||||||
3,299,814 | ||||||||
PHYSICIAN PRACTICE MANAGEMENT 2.75% |
|
|||||||
IPC The Hospitalist Co. Inc. a,b |
32,197 | 1,372,880 | ||||||
MEDNAX Inc. a,b |
60,928 | 5,213,000 | ||||||
|
|
|||||||
6,585,880 | ||||||||
RESEARCH & DEVELOPMENT 1.22% |
|
|||||||
PAREXEL International Corp. a,b |
86,685 | 2,934,287 | ||||||
|
|
|||||||
2,934,287 | ||||||||
RETIREMENT/AGED CARE FACILITIES 2.17% |
|
|||||||
Brookdale Senior Living Inc. a |
135,982 | 3,672,874 | ||||||
Emeritus Corp. a,b |
56,213 | 1,522,248 | ||||||
|
|
|||||||
5,195,122 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
|
239,261,429 |
38 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. HEALTHCARE PROVIDERS INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
39 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. HEALTHCARE SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.83% |
|
|||||||
BIOTECHNOLOGY 16.23% |
|
|||||||
Acorda Therapeutics Inc. a,b |
17,498 | $ | 505,342 | |||||
Alexion Pharmaceuticals Inc. a |
84,809 | 7,971,198 | ||||||
Amgen Inc. |
334,886 | 28,619,358 | ||||||
Arena Pharmaceuticals Inc. a,b |
97,510 | 822,984 | ||||||
ARIAD Pharmaceuticals Inc. a |
72,776 | 1,446,787 | ||||||
Bio-Rad Laboratories Inc. Class A a |
8,821 | 1,003,742 | ||||||
Biogen Idec Inc. a |
103,252 | 16,115,572 | ||||||
Celgene Corp. a |
184,595 | 18,267,521 | ||||||
Charles River Laboratories International Inc. a |
21,159 | 874,290 | ||||||
Cubist Pharmaceuticals Inc. a,b |
28,061 | 1,207,745 | ||||||
Gilead Sciences Inc. a |
661,298 | 26,088,206 | ||||||
Illumina Inc. a,b |
53,774 | 2,722,578 | ||||||
Incyte Corp. a,b |
57,404 | 1,055,086 | ||||||
Life Technologies Corp. a |
75,063 | 4,855,825 | ||||||
Myriad Genetics Inc. a |
35,651 | 964,716 | ||||||
PDL BioPharma Inc. b |
60,488 | 416,157 | ||||||
Regeneron Pharmaceuticals Inc. a,b |
32,895 | 5,721,756 | ||||||
Seattle Genetics Inc. a,b |
45,139 | 1,329,344 | ||||||
United Therapeutics Corp. a |
20,681 | 1,114,499 | ||||||
Vertex Pharmaceuticals Inc. a |
94,501 | 4,231,755 | ||||||
|
|
|||||||
125,334,461 | ||||||||
COMMERCIAL SERVICES 0.34% |
||||||||
Healthcare Services Group Inc. |
30,391 | 733,943 | ||||||
HMS Holdings Corp. a |
37,878 | 1,032,554 | ||||||
PAREXEL International Corp. a,b |
25,812 | 873,736 | ||||||
|
|
|||||||
2,640,233 | ||||||||
DISTRIBUTION & WHOLESALE 0.11% |
||||||||
Owens & Minor Inc. b |
27,848 | 852,427 | ||||||
|
|
|||||||
852,427 | ||||||||
ELECTRONICS 1.92% |
||||||||
Thermo Fisher Scientific Inc. |
157,201 | 11,340,480 | ||||||
Waters Corp. a |
37,949 | 3,474,990 | ||||||
|
|
|||||||
14,815,470 | ||||||||
HEALTH CARE PRODUCTS 17.16% |
||||||||
Alere Inc. a |
32,958 | 700,687 | ||||||
Baxter International Inc. |
239,755 | 16,264,979 | ||||||
Becton, Dickinson and Co. |
86,022 | 7,229,289 | ||||||
Boston Scientific Corp. a |
598,858 | 4,473,469 | ||||||
C.R. Bard Inc. |
33,403 | 3,409,444 | ||||||
CareFusion Corp. a |
96,696 | 3,001,444 | ||||||
Cepheid Inc. a,b |
28,885 | 1,046,215 | ||||||
Cooper Companies Inc. (The) |
20,870 | 2,115,174 | ||||||
Covidien PLC |
206,591 | 12,878,883 | ||||||
Edwards Lifesciences Corp. a |
50,315 | 4,524,828 | ||||||
Haemonetics Corp. a,b |
22,523 | 944,615 | ||||||
Henry Schein Inc. a |
38,401 | 3,315,542 | ||||||
Hill-Rom Holdings Inc. |
26,622 | 883,318 | ||||||
Hologic Inc. a |
116,265 | 2,771,758 |
Security | Shares | Value | ||||||
Hospira Inc. a |
71,998 | $ | 2,456,572 | |||||
IDEXX Laboratories Inc. a,b |
23,878 | 2,273,424 | ||||||
Intuitive Surgical Inc. a |
17,354 | 9,967,791 | ||||||
Masimo Corp. |
22,565 | 458,070 | ||||||
Medtronic Inc. |
441,369 | 20,567,795 | ||||||
PSS World Medical Inc. a,b |
21,837 | 631,744 | ||||||
ResMed Inc. |
62,363 | 2,731,499 | ||||||
Sirona Dental Systems Inc. a |
24,031 | 1,597,341 | ||||||
St. Jude Medical Inc. |
134,405 | 5,470,283 | ||||||
Steris Corp. |
25,518 | 962,794 | ||||||
Stryker Corp. |
126,106 | 7,900,541 | ||||||
TECHNE Corp. |
15,185 | 1,088,461 | ||||||
Teleflex Inc. |
17,834 | 1,337,550 | ||||||
Thoratec Corp. a,b |
25,551 | 933,378 | ||||||
Varian Medical Systems Inc. a |
47,755 | 3,373,891 | ||||||
Volcano Corp. a,b |
23,688 | 593,148 | ||||||
West Pharmaceutical Services Inc. |
14,962 | 885,900 | ||||||
Zimmer Holdings Inc. |
75,713 | 5,648,190 | ||||||
|
|
|||||||
132,438,017 | ||||||||
HEALTH CARE SERVICES 11.23% |
||||||||
Aetna Inc. |
146,053 | 7,044,136 | ||||||
Brookdale Senior Living Inc. a |
42,943 | 1,159,890 | ||||||
Centene Corp. a,b |
22,433 | 968,208 | ||||||
Cigna Corp. |
124,687 | 7,274,240 | ||||||
Community Health Systems Inc. |
39,802 | 1,525,611 | ||||||
Covance Inc. a,b |
23,850 | 1,591,033 | ||||||
Coventry Health Care Inc. |
58,617 | 2,686,417 | ||||||
DaVita HealthCare Partners Inc. a |
36,533 | 4,216,274 | ||||||
HCA Holdings Inc. |
71,183 | 2,680,040 | ||||||
Health Management Associates Inc. Class A a |
112,241 | 1,171,796 | ||||||
Health Net Inc. a |
35,388 | 962,554 | ||||||
HealthSouth Corp. a,b |
41,515 | 990,548 | ||||||
Humana Inc. |
69,002 | 5,130,989 | ||||||
Laboratory Corp. of America Holdings a,b |
41,282 | 3,694,739 | ||||||
LifePoint Hospitals Inc. a |
21,578 | 943,174 | ||||||
Magellan Health Services Inc. a,b |
11,958 | 613,445 | ||||||
MEDNAX Inc. a,b |
21,710 | 1,857,508 | ||||||
Quest Diagnostics Inc. |
69,282 | 4,014,892 | ||||||
Tenet Healthcare Corp. a |
46,422 | 1,802,566 | ||||||
UnitedHealth Group Inc. |
445,794 | 24,612,287 | ||||||
Universal Health Services Inc. Class B |
38,546 | 2,183,245 | ||||||
WellCare Health Plans Inc. a |
18,960 | 961,462 | ||||||
WellPoint Inc. |
132,513 | 8,589,493 | ||||||
|
|
|||||||
86,674,547 | ||||||||
PHARMACEUTICALS 52.84% |
||||||||
Abbott Laboratories |
689,827 | 23,371,339 | ||||||
AbbVie Inc. |
689,828 | 25,309,789 | ||||||
Actavis Inc. a |
55,817 | 4,822,031 | ||||||
Align Technology Inc. a,b |
31,075 | 974,512 | ||||||
Alkermes PLC a |
53,456 | 1,232,161 | ||||||
Allergan Inc. |
134,209 | 14,093,287 | ||||||
Auxilium Pharmaceuticals Inc. a,b |
21,675 | 398,820 | ||||||
BioMarin Pharmaceutical Inc. a |
53,960 | 2,961,864 | ||||||
Bristol-Myers Squibb Co. |
720,381 | 26,034,569 | ||||||
DENTSPLY International Inc. |
61,847 | 2,582,731 | ||||||
Eli Lilly and Co. |
445,665 | 23,927,754 | ||||||
Endo Health Solutions Inc. a |
49,918 | 1,580,404 | ||||||
Express Scripts Holding Co. a |
356,284 | 19,032,691 | ||||||
Forest Laboratories Inc. a |
102,014 | 3,703,108 |
40 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. HEALTHCARE SECTOR INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
41 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. HOME CONSTRUCTION INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.85% |
|
|||||||
BUILDING MOBILE HOME/MANUFACTURED
|
|
|||||||
Cavco Industries Inc. a,b,c |
462,917 | $ | 24,006,876 | |||||
|
|
|||||||
24,006,876 | ||||||||
BUILDING RESIDENTIAL/COMMERCIAL 64.65% |
|
|||||||
D.R. Horton Inc. b |
9,318,510 | 220,475,947 | ||||||
Hovnanian Enterprises Inc. Class A a,b |
4,902,752 | 27,994,714 | ||||||
KB Home b |
3,678,193 | 70,143,140 | ||||||
Lennar Corp. Class A b |
5,305,809 | 220,403,306 | ||||||
M.D.C. Holdings Inc. |
1,934,439 | 76,062,141 | ||||||
M/I Homes Inc. a,b,c |
1,413,012 | 38,490,447 | ||||||
Meritage Homes Corp. a,b |
1,594,548 | 70,542,804 | ||||||
NVR Inc. a |
160,766 | 165,534,320 | ||||||
PulteGroup Inc. a |
11,140,574 | 231,055,505 | ||||||
Ryland Group Inc. (The) |
2,183,877 | 86,743,594 | ||||||
Standard-Pacific Corp. a,b |
6,535,518 | 54,244,799 | ||||||
Toll Brothers Inc. a |
5,140,516 | 192,512,324 | ||||||
|
|
|||||||
1,454,203,041 | ||||||||
BUILDING AND CONSTRUCTION PRODUCTS MISCELLANEOUS 6.18% |
|
|||||||
Louisiana-Pacific Corp. a,b |
2,220,541 | 43,145,111 | ||||||
Owens Corning a |
1,250,797 | 52,120,711 | ||||||
USG Corp. a,b |
1,488,638 | 43,751,071 | ||||||
|
|
|||||||
139,016,893 | ||||||||
BUILDING PRODUCTS AIR AND HEATING 1.87% |
|
|||||||
Lennox International Inc. |
732,698 | 42,137,462 | ||||||
|
|
|||||||
42,137,462 | ||||||||
BUILDING PRODUCTS CEMENT/AGGREGATES 2.01% |
|
|||||||
Eagle Materials Inc. |
697,282 | 45,162,955 | ||||||
|
|
|||||||
45,162,955 | ||||||||
BUILDING PRODUCTS WOOD 2.45% |
|
|||||||
Masco Corp. |
2,992,800 | 55,037,592 | ||||||
|
|
|||||||
55,037,592 | ||||||||
COATINGS/PAINT 2.82% |
|
|||||||
Sherwin-Williams Co. (The) |
391,473 | 63,473,432 | ||||||
|
|
|||||||
63,473,432 | ||||||||
DISTRIBUTION/WHOLESALE 3.38% |
|
|||||||
Beacon Roofing Supply Inc. a,b |
1,047,465 | 37,855,385 | ||||||
Watsco Inc. |
507,873 | 38,268,231 | ||||||
|
|
|||||||
76,123,616 |
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
42 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.81% |
|
|||||||
AEROSPACE & DEFENSE 12.39% |
|
|||||||
Alliant Techsystems Inc. |
12,867 | $ | 832,752 | |||||
B/E Aerospace Inc. a |
40,965 | 2,109,288 | ||||||
Boeing Co. (The) |
267,371 | 19,750,696 | ||||||
Curtiss-Wright Corp. |
18,388 | 655,532 | ||||||
Esterline Technologies Corp. a,b |
12,241 | 812,680 | ||||||
Exelis Inc. |
73,517 | 807,952 | ||||||
General Dynamics Corp. |
130,784 | 8,670,979 | ||||||
Kaman Corp. |
10,354 | 376,264 | ||||||
L-3 Communications Holdings Inc. |
37,148 | 2,820,276 | ||||||
Lockheed Martin Corp. |
105,887 | 9,198,404 | ||||||
Moog Inc. Class A a,b |
17,787 | 779,071 | ||||||
Northrop Grumman Corp. |
96,806 | 6,296,262 | ||||||
Orbital Sciences Corp. a,b |
23,476 | 345,097 | ||||||
Raytheon Co. |
130,082 | 6,852,720 | ||||||
Rockwell Collins Inc. |
55,355 | 3,259,302 | ||||||
Spirit AeroSystems Holdings Inc.
|
43,606 | 695,080 | ||||||
Teledyne Technologies Inc. a,b |
14,505 | 990,111 | ||||||
TransDigm Group Inc. |
17,709 | 2,398,507 | ||||||
Triumph Group Inc. |
19,622 | 1,380,800 | ||||||
United Technologies Corp. |
332,185 | 29,089,441 | ||||||
|
|
|||||||
98,121,214 | ||||||||
AUTO MANUFACTURERS 1.11% |
|
|||||||
Navistar International Corp. a,b |
31,172 | 813,278 | ||||||
Oshkosh Corp. a |
36,112 | 1,414,868 | ||||||
PACCAR Inc. |
138,965 | 6,539,693 | ||||||
|
|
|||||||
8,767,839 | ||||||||
BUILDING MATERIALS 1.73% |
|
|||||||
Eagle Materials Inc. |
18,366 | 1,189,566 | ||||||
Fortune Brands Home & Security Inc. a |
64,090 | 2,098,307 | ||||||
Lennox International Inc. |
17,928 | 1,031,039 | ||||||
Louisiana-Pacific Corp. a,b |
54,622 | 1,061,305 | ||||||
Martin Marietta Materials Inc. |
18,023 | 1,779,411 | ||||||
Masco Corp. |
140,694 | 2,587,363 | ||||||
Owens Corning a |
46,399 | 1,933,446 | ||||||
Simpson Manufacturing Co. Inc. |
15,734 | 510,096 | ||||||
Texas Industries Inc. a |
8,163 | 463,985 | ||||||
USG Corp. a,b |
35,107 | 1,031,795 | ||||||
|
|
|||||||
13,686,313 | ||||||||
CHEMICALS 1.92% |
||||||||
Ecolab Inc. |
103,854 | 7,519,030 | ||||||
Sherwin-Williams Co. (The) |
33,707 | 5,465,253 | ||||||
Valspar Corp. (The) |
33,262 | 2,204,605 | ||||||
|
|
|||||||
15,188,888 | ||||||||
COMMERCIAL SERVICES 7.13% |
|
|||||||
ABM Industries Inc. |
19,827 | 434,608 | ||||||
Acacia Research Corp. a |
19,592 | 500,184 | ||||||
ADT Corp. (The) |
91,552 | 4,348,720 | ||||||
Advisory Board Co. (The) a,b |
13,489 | 731,508 |
Security | Shares | Value | ||||||
Alliance Data Systems Corp. a,b |
19,659 | $ | 3,098,258 | |||||
Automatic Data Processing Inc. |
191,241 | 11,338,679 | ||||||
Brinks Co. (The) |
18,787 | 560,228 | ||||||
Convergys Corp. |
43,381 | 738,345 | ||||||
CoreLogic Inc. a |
38,345 | 1,006,173 | ||||||
Corporate Executive Board Co. (The) |
13,209 | 661,903 | ||||||
Corrections Corp. of America |
39,417 | 1,493,510 | ||||||
CoStar Group Inc. a,b |
10,572 | 991,442 | ||||||
Deluxe Corp. |
20,161 | 741,723 | ||||||
Euronet Worldwide Inc. a,b |
19,000 | 464,930 | ||||||
FleetCor Technologies Inc. a |
16,049 | 960,372 | ||||||
FTI Consulting Inc. a,b |
16,164 | 525,330 | ||||||
Genpact Ltd. |
52,677 | 882,340 | ||||||
GEO Group Inc. (The) |
28,082 | 916,035 | ||||||
Global Payments Inc. |
31,044 | 1,529,227 | ||||||
Iron Mountain Inc. |
65,748 | 2,249,239 | ||||||
Lender Processing Services Inc. |
33,300 | 800,532 | ||||||
Manpower Inc. |
30,780 | 1,585,170 | ||||||
MAXIMUS Inc. |
13,430 | 920,895 | ||||||
Monster Worldwide Inc. a,b |
46,551 | 269,996 | ||||||
Paychex Inc. |
127,511 | 4,160,684 | ||||||
PHH Corp. a |
22,188 | 485,473 | ||||||
Quanta Services Inc. a |
83,971 | 2,432,640 | ||||||
R.R. Donnelley & Sons Co. b |
70,826 | 651,599 | ||||||
Robert Half International Inc. |
55,271 | 1,947,750 | ||||||
Total System Services Inc. |
63,045 | 1,465,796 | ||||||
Towers Watson & Co. Class A |
22,485 | 1,373,384 | ||||||
United Rentals Inc. a,b |
36,524 | 1,848,845 | ||||||
Verisk Analytics Inc. Class A a |
57,147 | 3,152,229 | ||||||
WEX Inc. a,b |
15,298 | 1,202,576 | ||||||
|
|
|||||||
56,470,323 | ||||||||
COMPUTERS 2.46% |
||||||||
Accenture PLC Class A |
251,538 | 18,083,067 | ||||||
Jack Henry & Associates Inc. |
34,027 | 1,411,440 | ||||||
|
|
|||||||
19,494,507 | ||||||||
DISTRIBUTION & WHOLESALE 1.85% |
|
|||||||
Arrow Electronics Inc. a |
41,930 | 1,610,950 | ||||||
Fastenal Co. |
106,168 | 5,274,426 | ||||||
United Stationers Inc. |
15,927 | 531,006 | ||||||
W.W. Grainger Inc. |
23,518 | 5,122,691 | ||||||
Watsco Inc. |
11,674 | 879,636 | ||||||
WESCO International Inc. a,b |
17,175 | 1,252,573 | ||||||
|
|
|||||||
14,671,282 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 0.08% |
|
|||||||
Air Lease Corp. a |
26,326 | 628,402 | ||||||
|
|
|||||||
628,402 | ||||||||
ELECTRIC 0.22% |
||||||||
MDU Resources Group Inc. |
74,504 | 1,737,433 | ||||||
|
|
|||||||
1,737,433 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 3.61% |
|
|||||||
Acuity Brands Inc. |
16,730 | 1,151,024 | ||||||
AMETEK Inc. |
95,827 | 3,927,949 | ||||||
Belden Inc. |
17,271 | 831,599 |
43 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Emerson Electric Co. |
285,440 | $ | 16,341,440 | |||||
EnerSys Inc. a,b |
19,062 | 780,208 | ||||||
General Cable Corp. a,b |
19,587 | 658,515 | ||||||
GrafTech International Ltd. a,b |
50,019 | 480,182 | ||||||
Hubbell Inc. Class B |
21,044 | 1,916,056 | ||||||
Littelfuse Inc. |
8,595 | 550,166 | ||||||
Molex Inc. |
54,303 | 1,474,869 | ||||||
Universal Display Corp. a,b |
15,867 | 441,420 | ||||||
|
|
|||||||
28,553,428 | ||||||||
ELECTRONICS 7.76% |
||||||||
Agilent Technologies Inc. |
137,272 | 6,147,040 | ||||||
Amphenol Corp. Class A |
63,086 | 4,262,721 | ||||||
Avnet Inc. a |
54,281 | 1,919,376 | ||||||
Benchmark Electronics Inc. a,b |
22,195 | 389,744 | ||||||
Brady Corp. Class A |
18,316 | 639,045 | ||||||
ESCO Technologies Inc. |
10,611 | 436,855 | ||||||
FEI Co. |
15,056 | 917,814 | ||||||
FLIR Systems Inc. |
58,844 | 1,398,722 | ||||||
Honeywell International Inc. |
308,612 | 21,059,683 | ||||||
Itron Inc. a,b |
15,320 | 710,695 | ||||||
Jabil Circuit Inc. |
73,439 | 1,388,732 | ||||||
Mettler-Toledo International Inc. a,b |
12,104 | 2,572,463 | ||||||
National Instruments Corp. |
37,358 | 1,060,967 | ||||||
PerkinElmer Inc. |
45,220 | 1,593,553 | ||||||
Plexus Corp. a,b |
13,953 | 356,081 | ||||||
TE Connectivity Ltd. |
166,680 | 6,480,518 | ||||||
Trimble Navigation Ltd. a,b |
49,698 | 3,106,125 | ||||||
Tyco International Ltd. |
183,415 | 5,544,635 | ||||||
Vishay Intertechnology Inc. a,b |
51,855 | 569,886 | ||||||
Woodward Inc. |
23,844 | 915,848 | ||||||
|
|
|||||||
61,470,503 | ||||||||
ENGINEERING & CONSTRUCTION 1.90% |
|
|||||||
AECOM Technology Corp. a |
42,891 | 1,096,723 | ||||||
Aegion Corp. a,b |
15,307 | 360,021 | ||||||
EMCOR Group Inc. |
26,113 | 948,685 | ||||||
Fluor Corp. |
65,506 | 4,246,754 | ||||||
Foster Wheeler AGa |
42,030 | 1,097,403 | ||||||
Granite Construction Inc. |
14,070 | 511,585 | ||||||
Jacobs Engineering Group Inc. a |
51,352 | 2,470,545 | ||||||
KBR Inc. |
58,050 | 1,812,321 | ||||||
Shaw Group Inc. (The) a |
26,230 | 1,241,204 | ||||||
URS Corp. |
30,238 | 1,254,272 | ||||||
|
|
|||||||
15,039,513 | ||||||||
ENVIRONMENTAL CONTROL 2.33% |
|
|||||||
Clean Harbors Inc. a |
20,836 | 1,158,273 | ||||||
Covanta Holding Corp. |
52,350 | 1,032,342 | ||||||
Mine Safety Appliances Co. |
12,236 | 565,548 | ||||||
Republic Services Inc. |
117,999 | 3,762,988 | ||||||
Stericycle Inc. a |
33,856 | 3,194,314 | ||||||
Tetra Tech Inc. a,b |
25,088 | 719,022 | ||||||
Waste Connections Inc. |
48,543 | 1,748,519 | ||||||
Waste Management Inc. |
171,675 | 6,245,536 | ||||||
|
|
|||||||
18,426,542 |
Security | Shares | Value | ||||||
FOREST PRODUCTS & PAPER 0.27% |
|
|||||||
MeadWestvaco Corp. |
68,823 | $ | 2,157,601 | |||||
|
|
|||||||
2,157,601 | ||||||||
HAND & MACHINE TOOLS 0.55% |
|
|||||||
Kennametal Inc. |
31,232 | 1,280,824 | ||||||
Lincoln Electric Holdings Inc. |
32,614 | 1,758,873 | ||||||
Regal Beloit Corp. |
17,501 | 1,297,874 | ||||||
|
|
|||||||
4,337,571 | ||||||||
HOUSEWARES 0.13% |
||||||||
Toro Co. (The) |
23,094 | 1,016,829 | ||||||
|
|
|||||||
1,016,829 | ||||||||
INTERNET 0.42% |
||||||||
LinkedIn Corp. Class A a |
26,657 | 3,299,870 | ||||||
|
|
|||||||
3,299,870 | ||||||||
MACHINERY 10.29% |
||||||||
AGCO Corp. a |
38,307 | 2,030,271 | ||||||
Applied Industrial Technologies Inc. |
16,538 | 727,010 | ||||||
Babcock & Wilcox Co. (The) |
46,872 | 1,248,670 | ||||||
Caterpillar Inc. |
257,634 | 25,348,609 | ||||||
Cognex Corp. |
15,715 | 623,257 | ||||||
Cummins Inc. |
69,590 | 7,991,020 | ||||||
Deere & Co. |
154,292 | 14,512,706 | ||||||
Flowserve Corp. |
19,743 | 3,095,110 | ||||||
Gardner Denver Inc. |
19,369 | 1,362,997 | ||||||
Graco Inc. |
23,852 | 1,364,334 | ||||||
IDEX Corp. |
32,444 | 1,618,631 | ||||||
Joy Global Inc. |
41,667 | 2,632,104 | ||||||
Manitowoc Co. Inc. (The) |
51,968 | 914,637 | ||||||
Nordson Corp. |
22,277 | 1,506,371 | ||||||
Robbins & Myers Inc. |
16,768 | 977,239 | ||||||
Rockwell Automation Inc. |
54,968 | 4,902,596 | ||||||
Roper Industries Inc. |
38,752 | 4,551,422 | ||||||
Terex Corp. a |
43,474 | 1,407,688 | ||||||
Wabtec Corp. |
18,825 | 1,762,396 | ||||||
Xylem Inc. |
73,118 | 2,042,186 | ||||||
Zebra Technologies Corp. Class A a,b |
19,899 | 861,229 | ||||||
|
|
|||||||
81,480,483 | ||||||||
MANUFACTURING 24.48% |
|
|||||||
3M Co. |
250,791 | 25,217,035 | ||||||
A.O. Smith Corp. |
15,292 | 1,059,430 | ||||||
Actuant Corp. Class A |
28,724 | 846,784 | ||||||
AptarGroup Inc. |
26,050 | 1,342,357 | ||||||
Carlisle Companies Inc. |
24,721 | 1,585,852 | ||||||
CLARCOR Inc. |
19,759 | 997,039 | ||||||
Colfax Corp. a |
25,861 | 1,153,659 | ||||||
Crane Co. |
18,713 | 940,890 | ||||||
Danaher Corp. |
229,367 | 13,745,964 | ||||||
Donaldson Co. Inc. |
53,355 | 2,006,682 | ||||||
Dover Corp. |
70,642 | 4,887,014 | ||||||
Eaton Corp. PLC |
181,983 | 10,363,932 | ||||||
General Electric Co. |
4,132,307 | 92,067,800 | ||||||
Harsco Corp. |
31,665 | 807,141 |
44 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Hexcel Corp. a,b |
39,217 | $ | 1,050,623 | |||||
Illinois Tool Works Inc. |
168,115 | 10,562,665 | ||||||
Ingersoll-Rand PLC |
110,452 | 5,676,128 | ||||||
ITT Corp. |
36,351 | 933,494 | ||||||
Pall Corp. |
43,895 | 2,998,028 | ||||||
Parker Hannifin Corp. |
58,713 | 5,458,548 | ||||||
Pentair Ltd. Registered |
82,827 | 4,197,672 | ||||||
SPX Corp. |
20,023 | 1,494,316 | ||||||
Textron Inc. |
111,107 | 3,195,437 | ||||||
Trinity Industries Inc. |
31,063 | 1,233,201 | ||||||
|
|
|||||||
193,821,691 | ||||||||
METAL FABRICATE & HARDWARE 1.79% |
|
|||||||
Mueller Industries Inc. |
11,049 | 589,575 | ||||||
Precision Castparts Corp. |
57,335 | 10,515,239 | ||||||
Timken Co. (The) |
31,474 | 1,687,321 | ||||||
Valmont Industries Inc. |
9,211 | 1,342,227 | ||||||
|
|
|||||||
14,134,362 | ||||||||
MINING 0.36% |
||||||||
Vulcan Materials Co. |
50,979 | 2,883,372 | ||||||
|
|
|||||||
2,883,372 | ||||||||
PACKAGING & CONTAINERS 1.97% |
|
|||||||
Ball Corp. |
60,497 | 2,693,327 | ||||||
Bemis Co. Inc. |
40,784 | 1,455,173 | ||||||
Crown Holdings Inc. a |
56,964 | 2,156,657 | ||||||
Greif Inc. Class A |
11,879 | 558,075 | ||||||
Owens-Illinois Inc. a |
64,920 | 1,545,096 | ||||||
Packaging Corp. of America |
38,741 | 1,488,817 | ||||||
Rock-Tenn Co. Class A |
28,029 | 2,212,890 | ||||||
Sealed Air Corp. |
76,524 | 1,432,529 | ||||||
Silgan Holdings Inc. |
19,419 | 833,075 | ||||||
Sonoco Products Co. |
39,607 | 1,227,421 | ||||||
|
|
|||||||
15,603,060 | ||||||||
RETAIL 0.41% |
||||||||
Coinstar Inc. a,b |
12,010 | 611,069 | ||||||
MSC Industrial Direct Co. Inc. Class A |
18,295 | 1,447,500 | ||||||
World Fuel Services Corp. |
28,406 | 1,224,583 | ||||||
|
|
|||||||
3,283,152 | ||||||||
SEMICONDUCTORS 0.06% |
|
|||||||
Veeco Instruments Inc. a,b |
15,291 | 480,902 | ||||||
|
|
|||||||
480,902 | ||||||||
SHIPBUILDING 0.11% |
||||||||
Huntington Ingalls Industries Inc. |
19,429 | 860,705 | ||||||
|
|
|||||||
860,705 | ||||||||
SOFTWARE 1.14% |
||||||||
Broadridge Financial Solutions Inc. |
48,422 | 1,141,306 | ||||||
Fidelity National Information Services Inc. |
98,037 | 3,638,153 | ||||||
Fiserv Inc. a |
52,673 | 4,230,169 | ||||||
|
|
|||||||
9,009,628 |
45 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
46 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. INSURANCE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.94% |
||||||||
FINANCIAL GUARANTEE INSURANCE 1.31% |
|
|||||||
Assured Guaranty Ltd. |
48,664 | $ | 882,278 | |||||
MBIA Inc. a |
38,327 | 329,996 | ||||||
|
|
|||||||
1,212,274 | ||||||||
INSURANCE BROKERS 2.74% |
|
|||||||
Arthur J. Gallagher & Co. |
30,177 | 1,115,040 | ||||||
Brown & Brown Inc. |
29,364 | 802,811 | ||||||
eHealth Inc. a,b |
5,986 | 145,879 | ||||||
Erie Indemnity Co. Class A |
6,782 | 483,828 | ||||||
|
|
|||||||
2,547,558 | ||||||||
LIFE/HEALTH INSURANCE 21.57% |
|
|||||||
Aflac Inc. |
96,503 | 5,120,449 | ||||||
American Equity Investment Life Holding Co. |
17,910 | 241,427 | ||||||
CNO Financial Group Inc. |
58,649 | 602,325 | ||||||
Lincoln National Corp. |
63,834 | 1,849,909 | ||||||
National Western Life Insurance Co. Class A |
696 | 113,726 | ||||||
Primerica Inc. |
12,447 | 409,257 | ||||||
Principal Financial Group Inc. |
63,570 | 1,971,306 | ||||||
Protective Life Corp. |
20,342 | 643,621 | ||||||
Prudential Financial Inc. |
95,828 | 5,546,525 | ||||||
StanCorp Financial Group Inc. |
11,755 | 457,152 | ||||||
Symetra Financial Corp. |
21,480 | 299,646 | ||||||
Torchmark Corp. |
22,760 | 1,267,960 | ||||||
Unum Group |
64,841 | 1,511,444 | ||||||
|
|
|||||||
20,034,747 | ||||||||
MULTI - LINE INSURANCE 46.00% |
|
|||||||
ACE Ltd. |
69,467 | 5,927,619 | ||||||
Allstate Corp. (The) |
101,290 | 4,446,631 | ||||||
American Financial Group Inc. |
19,066 | 811,449 | ||||||
American International Group Inc. a |
284,420 | 10,759,609 | ||||||
American National Insurance Co. |
2,216 | 171,097 | ||||||
Assurant Inc. |
19,848 | 758,988 | ||||||
Cincinnati Financial Corp. |
34,489 | 1,463,713 | ||||||
CNA Financial Corp. |
7,673 | 239,014 | ||||||
Genworth Financial Inc. Class A a |
121,539 | 1,114,513 | ||||||
Hartford Financial Services Group Inc. (The) |
98,594 | 2,445,131 | ||||||
Horace Mann Educators Corp. |
11,221 | 243,945 | ||||||
Kemper Corp. |
14,508 | 483,261 | ||||||
Loews Corp. |
68,334 | 2,963,646 | ||||||
MetLife Inc. |
217,354 | 8,115,998 | ||||||
Old Republic International Corp. |
61,603 | 702,274 | ||||||
United Fire Group Inc. |
6,548 | 151,848 | ||||||
XL Group PLC |
69,525 | 1,927,233 | ||||||
|
|
|||||||
42,725,969 | ||||||||
PROPERTY/CASUALTY INSURANCE 26.09% |
|
|||||||
Alleghany Corp. a |
4,017 | 1,448,490 | ||||||
AmTrust Financial Services Inc. |
7,647 | 254,186 | ||||||
Arch Capital Group Ltd. a,b |
32,088 | 1,489,525 | ||||||
Chubb Corp. (The) |
54,924 | 4,410,947 |
Security | Shares | Value | ||||||
Employers Holdings Inc. |
5,058 | $ | 107,786 | |||||
First American Financial Corp. |
27,058 | 646,416 | ||||||
Hanover Insurance Group Inc. (The) |
11,863 | 493,026 | ||||||
HCC Insurance Holdings Inc. |
24,900 | 963,132 | ||||||
Hilltop Holdings Inc. a,b |
11,434 | 150,243 | ||||||
Infinity Property and Casualty Corp. |
3,443 | 204,755 | ||||||
Markel Corp. a,b |
2,197 | 1,046,058 | ||||||
Meadowbrook Insurance Group Inc. |
14,467 | 90,708 | ||||||
Mercury General Corp. |
4,942 | 195,703 | ||||||
Navigators Group Inc. (The) a,b |
3,166 | 171,692 | ||||||
OneBeacon Insurance Group Ltd. Class A b |
7,600 | 103,816 | ||||||
ProAssurance Corp. |
15,668 | 705,687 | ||||||
Progressive Corp. (The) |
123,231 | 2,771,465 | ||||||
RLI Corp. |
4,736 | 326,831 | ||||||
Safety Insurance Group Inc. |
3,828 | 183,782 | ||||||
Selective Insurance Group Inc. |
14,976 | 307,158 | ||||||
Tower Group Inc. |
10,291 | 198,616 | ||||||
Travelers Companies Inc. (The) |
77,732 | 6,098,853 | ||||||
W.R. Berkley Corp. |
26,776 | 1,102,368 | ||||||
White Mountains Insurance Group Ltd. b |
1,391 | 765,968 | ||||||
|
|
|||||||
24,237,211 | ||||||||
REINSURANCE 2.23% |
|
|||||||
Allied World Assurance Co. Holdings Ltd. |
8,852 | 750,915 | ||||||
Argo Group International Holdings Ltd. b |
7,186 | 259,343 | ||||||
Axis Capital Holdings Ltd. |
27,779 | 1,063,102 | ||||||
|
|
|||||||
2,073,360 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
|
92,831,119 |
47 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. INSURANCE INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
48 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. MEDICAL DEVICES INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.93% |
||||||||
DIAGNOSTIC EQUIPMENT 1.95% |
||||||||
Cepheid Inc. a,b |
175,089 | $ | 6,341,724 | |||||
|
|
|||||||
6,341,724 | ||||||||
DIAGNOSTIC KITS 0.62% |
|
|||||||
OraSure Technologies Inc. a |
283,874 | 2,001,312 | ||||||
|
|
|||||||
2,001,312 | ||||||||
ELECTRONIC MEASURING INSTRUMENTS 1.09% |
|
|||||||
Analogic Corp. |
46,409 | 3,535,902 | ||||||
|
|
|||||||
3,535,902 | ||||||||
ENTERPRISE SOFTWARE/SERVICES 0.74% |
|
|||||||
Omnicell Inc. a,b |
152,875 | 2,415,425 | ||||||
|
|
|||||||
2,415,425 | ||||||||
INSTRUMENTS SCIENTIFIC 11.45% |
|
|||||||
Thermo Fisher Scientific Inc. |
348,233 | 25,121,529 | ||||||
Waters Corp. a |
133,506 | 12,225,144 | ||||||
|
|
|||||||
37,346,673 | ||||||||
MEDICAL BIOMEDICAL/GENE 1.87% |
|
|||||||
Bio-Rad Laboratories Inc. Class A a |
53,555 | 6,094,023 | ||||||
|
|
|||||||
6,094,023 | ||||||||
MEDICAL INSTRUMENTS 39.22% |
|
|||||||
ArthroCare Corp. a |
102,864 | 3,747,336 | ||||||
Boston Scientific Corp. a |
2,094,747 | 15,647,760 | ||||||
Bruker Corp. a |
291,183 | 4,912,257 | ||||||
Conceptus Inc. a,b |
131,421 | 2,715,158 | ||||||
Endologix Inc. a,b |
221,832 | 3,400,685 | ||||||
Integra LifeSciences Holdings Corp. a |
77,157 | 3,252,168 | ||||||
Intuitive Surgical Inc. a |
39,796 | 22,858,026 | ||||||
MAKO Surgical Corp. a,b |
191,075 | 2,214,559 | ||||||
Medtronic Inc. |
757,860 | 35,316,276 | ||||||
Natus Medical Inc. a |
165,475 | 2,038,652 | ||||||
NuVasive Inc. a,b |
184,337 | 3,176,126 | ||||||
St. Jude Medical Inc. |
407,273 | 16,576,011 | ||||||
Symmetry Medical Inc. a,b |
196,583 | 2,105,404 | ||||||
Thoratec Corp. a |
151,793 | 5,544,998 | ||||||
Volcano Corp. a,b |
175,850 | 4,403,284 | ||||||
|
|
|||||||
127,908,700 | ||||||||
MEDICAL PRODUCTS 35.49% |
|
|||||||
ABIOMED Inc. a,b |
172,604 | 2,407,826 | ||||||
Accuray Inc. a,b |
310,238 | 1,585,316 | ||||||
Cantel Medical Corp. |
91,752 | 2,881,930 | ||||||
CareFusion Corp. a |
368,626 | 11,442,151 | ||||||
Covidien PLC |
430,067 | 26,810,377 | ||||||
Hill-Rom Holdings Inc. |
173,387 | 5,752,981 |
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
49 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. OIL & GAS EXPLORATION & PRODUCTION INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.93% |
||||||||
OIL - FIELD SERVICES 0.35% |
||||||||
Targa Resources Corp. |
18,357 | $ | 1,108,029 | |||||
|
|
|||||||
1,108,029 | ||||||||
OIL COMPANIES EXPLORATION & PRODUCTION 76.97% |
|
|||||||
Anadarko Petroleum Corp. |
317,882 | 25,436,918 | ||||||
Apache Corp. |
248,888 | 20,846,859 | ||||||
Approach Resources Inc. a,b |
21,084 | 560,624 | ||||||
Berry Petroleum Co. Class A |
28,649 | 1,054,856 | ||||||
Bill Barrett Corp. a,b |
30,631 | 489,177 | ||||||
Bonanza Creek Energy Inc. a,b |
14,924 | 460,853 | ||||||
Cabot Oil & Gas Corp. |
133,471 | 7,044,599 | ||||||
Carrizo Oil & Gas Inc. a,b |
23,200 | 498,336 | ||||||
Chesapeake Energy Corp. |
329,754 | 6,654,436 | ||||||
Cimarex Energy Co. |
55,047 | 3,515,301 | ||||||
Cobalt International Energy Inc. b |
112,293 | 2,718,614 | ||||||
Comstock Resources Inc. b |
28,485 | 415,596 | ||||||
Concho Resources Inc. b |
66,532 | 6,069,049 | ||||||
Contango Oil & Gas Co. |
8,120 | 348,592 | ||||||
Continental Resources Inc. b |
36,494 | 3,033,381 | ||||||
Denbury Resources Inc. a,b |
246,128 | 4,585,365 | ||||||
Devon Energy Corp. |
239,579 | 13,701,523 | ||||||
Energen Corp. |
45,890 | 2,209,145 | ||||||
EOG Resources Inc. |
172,305 | 21,534,679 | ||||||
EPL Oil & Gas Inc. a,b |
22,127 | 541,226 | ||||||
EQT Corp. |
95,168 | 5,653,931 | ||||||
EXCO Resources Inc. |
92,332 | 591,848 | ||||||
Forest Oil Corp. b |
75,285 | 523,984 | ||||||
Gulfport Energy Corp. b |
37,802 | 1,560,089 | ||||||
Halcon Resources Corp. a,b |
64,024 | 489,143 | ||||||
Kodiak Oil & Gas Corp. b |
167,958 | 1,545,214 | ||||||
Magnum Hunter Resources Corp. a,b |
101,096 | 408,428 | ||||||
McMoRan Exploration Co. a,b |
63,841 | 1,009,326 | ||||||
Newfield Exploration Co. b |
86,011 | 2,537,324 | ||||||
Noble Energy Inc. |
113,154 | 12,196,870 | ||||||
Northern Oil and Gas Inc. a,b |
37,549 | 621,060 | ||||||
Oasis Petroleum Inc. a,b |
45,135 | 1,619,444 | ||||||
Occidental Petroleum Corp. |
515,334 | 45,488,532 | ||||||
PDC Energy Inc. b |
19,250 | 712,828 | ||||||
Pioneer Natural Resources Co. |
78,385 | 9,213,373 | ||||||
Plains Exploration & Production Co. b |
82,050 | 3,917,887 | ||||||
QEP Resources Inc. |
113,296 | 3,325,238 | ||||||
Quicksilver Resources Inc. a,b |
75,907 | 207,985 | ||||||
Range Resources Corp. |
103,448 | 6,948,602 | ||||||
Resolute Energy Corp. b |
25,224 | 214,656 | ||||||
Rex Energy Corp. a,b |
26,226 | 344,347 | ||||||
Rosetta Resources Inc. b |
33,419 | 1,771,875 | ||||||
SandRidge Energy Inc. a,b |
221,502 | 1,568,234 | ||||||
SM Energy Co. |
42,036 | 2,444,814 | ||||||
Southwestern Energy Co. a,b |
222,268 | 7,623,792 | ||||||
Stone Energy Corp. a,b |
31,485 | 708,413 | ||||||
Swift Energy Co. a,b |
27,305 | 411,486 | ||||||
Ultra Petroleum Corp. a,b |
97,273 | 1,772,314 | ||||||
W&T Offshore Inc. |
22,235 | 391,336 | ||||||
Whiting Petroleum Corp. a,b |
74,825 | 3,560,173 |
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
50 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. OIL EQUIPMENT & SERVICES INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
51 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. PHARMACEUTICALS INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.73% |
||||||||
CONSUMER PRODUCTS MISCELLANEOUS 1.44% |
|
|||||||
Prestige Brands Holdings Inc. a,b |
234,865 | $ | 5,037,854 | |||||
|
|
|||||||
5,037,854 | ||||||||
DISTRIBUTION/WHOLESALE 1.50% |
||||||||
MWI Veterinary Supply Inc. a |
46,794 | 5,255,434 | ||||||
|
|
|||||||
5,255,434 | ||||||||
MEDICAL BIOMEDICAL/GENE 6.99% |
||||||||
Affymax Inc. a |
190,237 | 3,578,358 | ||||||
AMAG Pharmaceuticals Inc. a,b |
204,707 | 3,265,076 | ||||||
ARIAD Pharmaceuticals Inc. a,b |
335,160 | 6,662,981 | ||||||
Medicines Co. (The) a,b |
225,226 | 6,729,753 | ||||||
Spectrum Pharmaceuticals Inc. b |
340,993 | 4,299,922 | ||||||
|
|
|||||||
24,536,090 | ||||||||
MEDICAL DRUGS 70.62% |
||||||||
Abbott Laboratories |
378,166 | 12,812,264 | ||||||
Akorn Inc. a,b |
338,436 | 4,430,127 | ||||||
Alkermes PLC a |
345,190 | 7,956,629 | ||||||
Allergan Inc. |
170,415 | 17,895,279 | ||||||
Auxilium Pharmaceuticals Inc. a,b |
248,535 | 4,573,044 | ||||||
Bristol-Myers Squibb Co. |
605,227 | 21,872,904 | ||||||
Eli Lilly and Co. |
396,164 | 21,270,045 | ||||||
Endo Health Solutions Inc. a |
271,235 | 8,587,300 | ||||||
Forest Laboratories Inc. a |
293,166 | 10,641,926 | ||||||
Infinity Pharmaceuticals Inc. a,b |
180,166 | 6,206,719 | ||||||
Ironwood Pharmaceuticals Inc. Class A a,b |
402,317 | 5,157,704 | ||||||
Jazz Pharmaceuticals PLC a |
130,190 | 7,341,414 | ||||||
Johnson & Johnson |
445,454 | 32,927,960 | ||||||
Merck & Co. Inc. |
620,286 | 26,827,369 | ||||||
Optimer Pharmaceuticals Inc. a,b |
364,145 | 3,379,266 | ||||||
Pfizer Inc. |
1,219,106 | 33,257,212 | ||||||
Rigel Pharmaceuticals Inc. a,b |
639,315 | 4,193,906 | ||||||
Salix Pharmaceuticals Ltd. a |
149,234 | 7,148,309 | ||||||
ViroPharma Inc. a,b |
233,304 | 6,219,885 | ||||||
VIVUS Inc. a,b |
427,471 | 5,176,674 | ||||||
|
|
|||||||
247,875,936 | ||||||||
MEDICAL GENERIC DRUGS 11.18% |
||||||||
Actavis Inc. a |
133,943 | 11,571,336 | ||||||
Impax Laboratories Inc. a |
256,012 | 5,161,202 | ||||||
Mylan Inc. a |
424,259 | 11,993,802 | ||||||
Perrigo Co. |
104,763 | 10,529,729 | ||||||
|
|
|||||||
39,256,069 | ||||||||
MEDICAL PRODUCTS 2.72% |
||||||||
Hospira Inc. a |
280,008 | 9,553,873 | ||||||
|
|
|||||||
9,553,873 |
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
52 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. REAL ESTATE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.87% |
|
|||||||
HOTELS & MOTELS 0.33% |
||||||||
Ryman Hospitality Properties Inc. a |
365,844 | $ | 14,622,785 | |||||
|
|
|||||||
14,622,785 | ||||||||
REAL ESTATE MANAGEMENT/SERVICES 1.89% |
|
|||||||
CBRE Group Inc. Class A b |
2,428,088 | 52,398,139 | ||||||
Jones Lang LaSalle Inc. |
354,668 | 32,679,110 | ||||||
|
|
|||||||
85,077,249 | ||||||||
REAL ESTATE OPERATING/DEVELOPMENT 1.43% |
|
|||||||
Alexander & Baldwin Inc. b |
345,901 | 11,622,274 | ||||||
Forest City Enterprises Inc. Class A b |
1,107,522 | 18,728,197 | ||||||
Howard Hughes Corp. (The) b |
226,874 | 16,334,928 | ||||||
St. Joe Co. (The) a,b |
742,535 | 17,449,572 | ||||||
|
|
|||||||
64,134,971 | ||||||||
REITS APARTMENTS 13.12% |
|
|||||||
American Campus Communities Inc. |
842,218 | 39,222,092 | ||||||
Apartment Investment and Management Co. Class A |
1,171,882 | 31,968,941 | ||||||
AvalonBay Communities Inc. |
920,620 | 119,487,270 | ||||||
BRE Properties Inc. Class A |
618,747 | 31,481,847 | ||||||
Camden Property Trust |
676,934 | 46,972,450 | ||||||
Colonial Properties Trust a |
666,989 | 14,613,729 | ||||||
Equity Residential |
2,589,436 | 143,428,860 | ||||||
Essex Property Trust Inc. |
293,980 | 45,208,245 | ||||||
Home Properties Inc. a |
412,779 | 25,373,525 | ||||||
Mid-America Apartment Communities Inc. a |
340,982 | 22,289,993 | ||||||
Post Properties Inc. |
438,395 | 21,266,542 | ||||||
UDR Inc. |
2,013,600 | 48,104,904 | ||||||
|
|
|||||||
589,418,398 | ||||||||
REITS DIVERSIFIED 18.27% |
|
|||||||
American Tower Corp. |
3,181,572 | 242,276,708 | ||||||
Digital Realty Trust Inc. a |
993,439 | 67,464,442 | ||||||
Duke Realty Corp. |
2,503,615 | 38,580,707 | ||||||
DuPont Fabros Technology Inc. a |
510,401 | 12,065,880 | ||||||
Entertainment Properties Trust a |
378,100 | 17,717,766 | ||||||
Lexington Realty Trust a |
1,223,649 | 13,460,139 | ||||||
Liberty Property Trust |
953,087 | 37,332,418 | ||||||
Plum Creek Timber Co. Inc. a |
1,301,571 | 62,709,691 | ||||||
Potlatch Corp. |
325,295 | 14,114,550 | ||||||
Rayonier Inc. a |
991,319 | 53,372,615 | ||||||
Vornado Realty Trust |
1,363,346 | 115,148,203 | ||||||
Washington Real Estate Investment Trust a |
534,339 | 15,217,975 | ||||||
Weyerhaeuser Co. |
4,358,544 | 131,279,345 | ||||||
|
|
|||||||
820,740,439 | ||||||||
REITS HEALTH CARE 11.91% |
|
|||||||
HCP Inc. |
3,638,222 | 168,777,119 | ||||||
Health Care REIT Inc. |
2,090,066 | 131,339,747 | ||||||
Healthcare Realty Trust Inc. |
703,212 | 17,917,842 | ||||||
Omega Healthcare Investors Inc. a |
902,688 | 23,072,705 |
Security | Shares | Value | ||||||
Senior Housing Properties Trust |
1,500,619 | $ | 36,149,912 | |||||
Ventas Inc. |
2,379,169 | 157,715,113 | ||||||
|
|
|||||||
534,972,438 | ||||||||
REITS HOTELS 4.21% |
||||||||
DiamondRock Hospitality Co. a |
1,571,234 | 14,329,654 | ||||||
Hospitality Properties Trust |
995,802 | 25,114,126 | ||||||
Host Hotels & Resorts Inc. a |
5,832,959 | 97,935,382 | ||||||
LaSalle Hotel Properties a |
759,652 | 20,738,500 | ||||||
RLJ Lodging Trust |
860,418 | 17,991,340 | ||||||
Sunstone Hotel Investors Inc. b |
1,103,937 | 12,772,551 | ||||||
|
|
|||||||
188,881,553 | ||||||||
REITS MANUFACTURED HOMES 0.50% |
|
|||||||
Equity Lifestyle Properties, Inc. |
313,767 | 22,465,717 | ||||||
|
|
|||||||
22,465,717 | ||||||||
REITS MORTGAGE 8.97% |
|
|||||||
American Capital Agency Corp. |
2,750,138 | 86,986,865 | ||||||
Annaly Capital Management Inc. a |
7,847,029 | 116,685,321 | ||||||
ARMOUR Residential REIT Inc. |
2,494,297 | 17,909,052 | ||||||
Chimera Investment Corp. |
8,275,190 | 25,239,330 | ||||||
CYS Investments Inc. |
1,412,013 | 18,356,169 | ||||||
Hatteras Financial Corp. |
797,200 | 21,588,176 | ||||||
Invesco Mortgage Capital Inc. |
937,561 | 20,345,074 | ||||||
MFA Financial Inc. |
2,879,707 | 25,888,566 | ||||||
Redwood Trust Inc. a |
657,704 | 12,562,146 | ||||||
Starwood Property Trust Inc. |
1,089,830 | 27,943,241 | ||||||
Two Harbors Investment Corp. |
2,378,413 | 29,539,890 | ||||||
|
|
|||||||
403,043,830 | ||||||||
REITS OFFICE PROPERTY 9.36% |
|
|||||||
Alexandria Real Estate Equities Inc. |
512,675 | 37,168,938 | ||||||
BioMed Realty Trust Inc. |
1,243,021 | 25,295,477 | ||||||
Boston Properties Inc. |
1,214,235 | 127,834,661 | ||||||
Brandywine Realty Trust a |
1,155,714 | 14,712,239 | ||||||
CommonWealth REIT |
676,657 | 11,124,241 | ||||||
Corporate Office Properties Trust |
650,159 | 17,203,207 | ||||||
Douglas Emmett Inc. a |
1,054,343 | 24,587,279 | ||||||
Franklin Street Properties Corp. |
581,110 | 7,554,430 | ||||||
Highwoods Properties Inc. a |
610,843 | 21,990,348 | ||||||
Kilroy Realty Corp. |
600,576 | 29,968,742 | ||||||
Mack-Cali Realty Corp. a |
670,427 | 18,215,502 | ||||||
Piedmont Office Realty Trust Inc. Class A |
1,351,936 | 26,132,923 | ||||||
SL Green Realty Corp. |
729,625 | 58,647,257 | ||||||
|
|
|||||||
420,435,244 | ||||||||
REITS OUTLET CENTERS 2.03% |
||||||||
National Retail Properties Inc. a |
886,072 | 28,372,025 | ||||||
Realty Income Corp. a |
1,440,379 | 62,915,755 | ||||||
|
|
|||||||
91,287,780 | ||||||||
REITS REGIONAL MALLS 13.99% |
|
|||||||
CBL & Associates Properties Inc. a |
1,296,947 | 27,871,391 | ||||||
General Growth Properties Inc. |
3,629,399 | 70,845,869 | ||||||
Macerich Co. (The) |
1,100,406 | 65,716,246 | ||||||
Simon Property Group Inc. |
2,489,304 | 398,736,715 |
53 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. REAL ESTATE INDEX FUND
January 31, 2013
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
54 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. REGIONAL BANKS INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.92% |
|
|||||||
COMMERCIAL BANKS 0.84% |
|
|||||||
First Republic Bank |
66,820 | $ | 2,384,806 | |||||
|
|
|||||||
2,384,806 | ||||||||
COMMERCIAL BANKS CENTRAL U.S. 9.42% |
|
|||||||
Associated Banc-Corp |
168,896 | 2,410,146 | ||||||
BOK Financial Corp. |
26,295 | 1,473,835 | ||||||
Commerce Bancshares Inc. |
76,380 | 2,868,069 | ||||||
Cullen/Frost Bankers Inc. |
59,830 | 3,523,389 | ||||||
First Financial Bankshares Inc. a |
29,963 | 1,230,281 | ||||||
First Midwest Bancorp Inc. |
75,558 | 957,320 | ||||||
FirstMerit Corp. |
108,825 | 1,657,405 | ||||||
International Bancshares Corp. |
54,793 | 1,071,203 | ||||||
MB Financial Inc. |
55,006 | 1,230,484 | ||||||
Old National Bancorp |
101,343 | 1,353,942 | ||||||
Park National Corp. a |
12,979 | 849,475 | ||||||
PrivateBancorp Inc. |
63,022 | 1,082,088 | ||||||
Prosperity Bancshares Inc. |
43,524 | 1,963,368 | ||||||
TCF Financial Corp. |
161,158 | 2,201,418 | ||||||
UMB Financial Corp. |
32,362 | 1,432,666 | ||||||
Wintrust Financial Corp. |
36,362 | 1,347,939 | ||||||
|
|
|||||||
26,653,028 | ||||||||
COMMERCIAL BANKS EASTERN U.S. 9.81% |
|
|||||||
CapitalSource Inc. a |
213,953 | 1,735,159 | ||||||
F.N.B. Corp. |
138,999 | 1,610,999 | ||||||
Fulton Financial Corp. |
196,642 | 2,141,431 | ||||||
M&T Bank Corp. |
116,377 | 11,950,754 | ||||||
National Penn Bancshares Inc. |
121,570 | 1,185,308 | ||||||
Signature Bank a,b |
45,114 | 3,335,278 | ||||||
Susquehanna Bancshares Inc. |
184,029 | 2,101,611 | ||||||
Valley National Bancorp a |
195,296 | 1,911,948 | ||||||
Webster Financial Corp. |
79,553 | 1,770,054 | ||||||
|
|
|||||||
27,742,542 | ||||||||
COMMERCIAL BANKS SOUTHERN U.S. 15.57% |
|
|||||||
BancorpSouth Inc. a |
83,190 | 1,206,255 | ||||||
BB&T Corp. |
665,244 | 20,143,588 | ||||||
First Horizon National Corp. |
250,529 | 2,557,901 | ||||||
Hancock Holding Co. |
82,760 | 2,501,007 | ||||||
IBERIABANK Corp. |
29,328 | 1,510,099 | ||||||
Popular Inc. b |
101,569 | 2,726,112 | ||||||
Regions Financial Corp. |
1,374,018 | 10,689,860 | ||||||
Synovus Financial Corp. |
286,698 | 739,681 | ||||||
Trustmark Corp. |
64,447 | 1,490,659 | ||||||
United Bankshares Inc. |
19,713 | 502,485 | ||||||
|
|
|||||||
44,067,647 | ||||||||
COMMERCIAL BANKS WESTERN U.S. 7.43% |
|
|||||||
Bank of Hawaii Corp. |
44,391 | 2,134,763 | ||||||
Cathay General Bancorp |
72,950 | 1,415,959 | ||||||
City National Corp. |
46,575 | 2,466,612 | ||||||
East West Bancorp Inc. |
137,292 | 3,219,497 |
Security | Shares | Value | ||||||
Glacier Bancorp Inc. |
72,315 | $ | 1,126,668 | |||||
PacWest Bancorp |
32,689 | 898,294 | ||||||
SVB Financial Group a,b |
43,734 | 2,902,626 | ||||||
Umpqua Holdings Corp. |
112,098 | 1,416,919 | ||||||
Westamerica Bancorp |
27,215 | 1,208,890 | ||||||
Zions Bancorp |
181,612 | 4,235,192 | ||||||
|
|
|||||||
21,025,420 | ||||||||
SAVINGS & LOANS/THRIFTS CENTRAL U.S. 0.87% |
|
|||||||
Capitol Federal Financial Inc. |
138,651 | 1,629,149 | ||||||
TFS Financial Corp. a,b |
81,861 | 837,438 | ||||||
|
|
|||||||
2,466,587 | ||||||||
SAVINGS & LOANS/THRIFTS EASTERN U.S. 6.39% |
|
|||||||
Astoria Financial Corp. |
83,160 | 809,978 | ||||||
First Niagara Financial Group Inc. |
345,547 | 2,709,089 | ||||||
Hudson City Bancorp Inc. |
462,720 | 3,956,256 | ||||||
New York Community Bancorp Inc. |
423,808 | 5,657,837 | ||||||
Peoples United Financial Inc. |
336,652 | 4,144,186 | ||||||
Provident Financial Services Inc. |
54,540 | 808,828 | ||||||
|
|
|||||||
18,086,174 | ||||||||
SAVINGS & LOANS/THRIFTS WESTERN U.S. 0.65% |
|
|||||||
Washington Federal Inc. |
104,641 | 1,840,635 | ||||||
|
|
|||||||
1,840,635 | ||||||||
SUPER REGIONAL BANKS U.S. 48.94% |
|
|||||||
Comerica Inc. |
184,221 | 6,329,834 | ||||||
Fifth Third Bancorp |
858,311 | 13,981,886 | ||||||
Huntington Bancshares Inc. |
841,374 | 5,855,963 | ||||||
KeyCorp |
904,192 | 8,499,405 | ||||||
PNC Financial Services Group
|
500,173 | 30,910,691 | ||||||
SunTrust Banks Inc. |
515,123 | 14,614,039 | ||||||
U.S. Bancorp |
1,760,360 | 58,267,916 | ||||||
|
|
|||||||
138,459,734 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS |
|
|||||||
(Cost: $296,029,533) |
|
282,726,573 | ||||||
SHORT-TERM INVESTMENTS 2.05% |
|
|||||||
MONEY MARKET FUNDS 2.05% |
|
|||||||
BlackRock Cash Funds: Institutional,
|
|
|||||||
0.22% c,d,e |
5,107,579 | 5,107,579 | ||||||
BlackRock Cash Funds: Prime,
|
|
|||||||
0.20% c,d,e |
357,468 | 357,468 |
55 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. REGIONAL BANKS INDEX FUND
January 31, 2013
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
56 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. TECHNOLOGY SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.90% |
|
|||||||
COMMERCIAL SERVICES 0.39% |
|
|||||||
Gartner Inc. a,b |
80,881 | $ | 4,166,180 | |||||
SAIC Inc. |
248,167 | 3,002,821 | ||||||
|
|
|||||||
7,169,001 | ||||||||
COMPUTERS 37.05% |
||||||||
3D Systems Corp. a,b |
38,087 | 2,203,333 | ||||||
Apple Inc. |
724,423 | 329,837,036 | ||||||
Brocade Communications Systems Inc. a |
381,442 | 2,181,848 | ||||||
CACI International Inc. Class A a,b |
17,341 | 929,998 | ||||||
Cadence Design Systems Inc. a,b |
221,005 | 3,078,600 | ||||||
Cognizant Technology Solutions Corp.
|
242,698 | 18,974,130 | ||||||
Computer Sciences Corp. |
122,461 | 5,118,870 | ||||||
Dell Inc. |
1,185,300 | 15,693,372 | ||||||
Diebold Inc. |
58,927 | 1,734,811 | ||||||
DST Systems Inc. |
28,441 | 1,903,840 | ||||||
Electronics For Imaging Inc. a,b |
34,005 | 769,193 | ||||||
EMC Corp. a |
1,669,878 | 41,095,697 | ||||||
Fortinet Inc. a |
105,246 | 2,482,753 | ||||||
Fusion-io Inc. a,b |
54,102 | 945,703 | ||||||
Hewlett-Packard Co. |
1,551,088 | 25,608,463 | ||||||
International Business Machines Corp. |
814,408 | 165,381,832 | ||||||
j2 Global Inc. b |
42,268 | 1,344,968 | ||||||
Lexmark International Inc. Class A |
50,563 | 1,216,546 | ||||||
Mentor Graphics Corp. a,b |
72,418 | 1,240,520 | ||||||
MICROS Systems Inc. a,b |
67,454 | 3,104,908 | ||||||
NCR Corp. a,b |
137,162 | 3,808,989 | ||||||
NetApp Inc. a |
294,705 | 10,609,380 | ||||||
Riverbed Technology Inc. a |
118,376 | 2,296,494 | ||||||
SanDisk Corp. a |
191,524 | 9,574,285 | ||||||
Seagate Technology PLC |
298,415 | 10,140,142 | ||||||
Synaptics Inc. a,b |
30,838 | 1,081,797 | ||||||
Synopsys Inc. a |
129,995 | 4,347,033 | ||||||
Teradata Corp. a |
139,726 | 9,314,135 | ||||||
Unisys Corp. a,b |
28,395 | 630,653 | ||||||
Western Digital Corp. |
184,193 | 8,657,071 | ||||||
|
|
|||||||
685,306,400 | ||||||||
DISTRIBUTION & WHOLESALE 0.12% |
|
|||||||
Ingram Micro Inc. Class A a |
119,230 | 2,167,601 | ||||||
|
|
|||||||
2,167,601 | ||||||||
ELECTRONICS 0.45% |
||||||||
Cymer Inc. a,b |
25,873 | 2,664,143 | ||||||
Garmin Ltd. b |
101,010 | 3,827,269 | ||||||
Tech Data Corp. a |
35,121 | 1,788,010 | ||||||
|
|
|||||||
8,279,422 | ||||||||
INTERNET 12.52% |
||||||||
AOL Inc. a,b |
68,787 | 2,108,322 | ||||||
Equinix Inc. a,b |
40,908 | 8,812,810 | ||||||
F5 Networks Inc. a |
67,267 | 7,054,963 | ||||||
Facebook Inc. Class A a |
394,834 | 12,228,009 |
Security | Shares | Value | ||||||
Google Inc. Class A a |
202,462 | $ | 152,998,509 | |||||
IAC/InterActiveCorp |
76,196 | 3,143,085 | ||||||
Rackspace Hosting Inc. a,b |
93,241 | 7,025,709 | ||||||
Symantec Corp. a |
572,906 | 12,472,164 | ||||||
TIBCO Software Inc. a |
130,044 | 3,048,231 | ||||||
VeriSign Inc. a |
140,254 | 6,088,426 | ||||||
Yahoo! Inc. a |
849,451 | 16,674,723 | ||||||
|
|
|||||||
231,654,951 | ||||||||
OFFICE & BUSINESS EQUIPMENT 0.57% |
|
|||||||
Pitney Bowes Inc. b |
148,798 | 2,144,179 | ||||||
Xerox Corp. |
1,048,049 | 8,394,873 | ||||||
|
|
|||||||
10,539,052 | ||||||||
SEMICONDUCTORS 18.33% |
|
|||||||
Advanced Micro Devices Inc. a,b |
373,600 | 971,360 | ||||||
Altera Corp. |
266,563 | 8,908,535 | ||||||
Analog Devices Inc. |
249,166 | 10,873,604 | ||||||
Applied Materials Inc. |
1,005,284 | 12,978,216 | ||||||
Atmel Corp. a |
276,465 | 1,852,315 | ||||||
Broadcom Corp. Class A |
394,427 | 12,799,156 | ||||||
Cavium Inc. a,b |
34,916 | 1,167,591 | ||||||
Cirrus Logic Inc. a,b |
54,147 | 1,528,570 | ||||||
Cree Inc. a,b |
80,042 | 3,453,812 | ||||||
Cypress Semiconductor Corp. a |
91,999 | 944,830 | ||||||
Fairchild Semiconductor International Inc. a |
78,644 | 1,161,572 | ||||||
Hittite Microwave Corp. a,b |
23,103 | 1,418,062 | ||||||
Integrated Device Technology Inc. a,b |
51,296 | 370,870 | ||||||
Intel Corp. |
3,951,420 | 83,137,877 | ||||||
International Rectifier Corp. a,b |
27,872 | 543,225 | ||||||
Intersil Corp. Class A |
71,090 | 614,929 | ||||||
KLA-Tencor Corp. |
143,625 | 7,886,449 | ||||||
Lam Research Corp. a |
134,160 | 5,519,342 | ||||||
Linear Technology Corp. |
187,696 | 6,873,428 | ||||||
LSI Corp. a |
418,935 | 2,949,302 | ||||||
Marvell Technology Group Ltd. |
358,828 | 3,319,159 | ||||||
Maxim Integrated Products Inc. |
250,657 | 7,883,163 | ||||||
Microchip Technology Inc. |
168,736 | 5,644,219 | ||||||
Micron Technology Inc. a |
764,367 | 5,778,615 | ||||||
Microsemi Corp. a |
65,559 | 1,371,494 | ||||||
NVIDIA Corp. |
475,442 | 5,828,919 | ||||||
OmniVision Technologies Inc. a,b |
27,044 | 415,666 | ||||||
ON Semiconductor Corp. a |
311,131 | 2,442,378 | ||||||
PMC-Sierra Inc. a |
131,228 | 758,498 | ||||||
QLogic Corp. a,b |
74,868 | 864,725 | ||||||
QUALCOMM Inc. |
1,348,395 | 89,034,522 | ||||||
Rovi Corp. a |
81,035 | 1,401,095 | ||||||
Semtech Corp. a,b |
55,698 | 1,679,852 | ||||||
Silicon Laboratories Inc. a,b |
30,265 | 1,320,765 | ||||||
Skyworks Solutions Inc. a |
157,003 | 3,758,652 | ||||||
Teradyne Inc. a,b |
146,411 | 2,366,002 | ||||||
Tessera Technologies Inc. |
28,591 | 501,772 | ||||||
Texas Instruments Inc. |
909,658 | 30,091,487 | ||||||
TriQuint Semiconductor Inc. a,b |
88,786 | 466,127 | ||||||
Xilinx Inc. |
223,229 | 8,145,626 | ||||||
|
|
|||||||
339,025,781 | ||||||||
SOFTWARE 22.46% |
|
|||||||
ACI Worldwide Inc. a,b |
33,741 | 1,604,047 | ||||||
Adobe Systems Inc. a |
402,474 | 15,225,591 |
57 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® DOW JONES U.S. TECHNOLOGY SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Akamai Technologies Inc. a |
149,008 | $ | 6,066,116 | |||||
Allscripts Healthcare Solutions Inc. a |
125,306 | 1,388,390 | ||||||
ANSYS Inc. a |
78,128 | 5,750,221 | ||||||
Aspen Technology Inc. a |
81,224 | 2,485,454 | ||||||
athenahealth Inc. a,b |
30,139 | 2,606,119 | ||||||
Autodesk Inc. a |
184,181 | 7,160,957 | ||||||
BMC Software Inc. a |
127,659 | 5,304,231 | ||||||
CA Inc. |
294,639 | 7,312,940 | ||||||
Cerner Corp. a |
122,230 | 10,090,087 | ||||||
Citrix Systems Inc. a |
151,288 | 11,068,230 | ||||||
CommVault Systems Inc. a,b |
35,300 | 2,708,569 | ||||||
Compuware Corp. a |
165,661 | 1,924,981 | ||||||
Concur Technologies Inc. a,b |
40,826 | 2,731,259 | ||||||
Fair Isaac Corp. |
28,452 | 1,282,332 | ||||||
Informatica Corp. a |
83,789 | 3,101,031 | ||||||
Intuit Inc. |
227,455 | 14,188,643 | ||||||
Microsoft Corp. |
5,716,382 | 157,029,014 | ||||||
NetSuite Inc. a |
21,878 | 1,536,492 | ||||||
Nuance Communications Inc. a,b |
198,145 | 4,765,387 | ||||||
Oracle Corp. |
2,880,524 | 102,287,407 | ||||||
Progress Software Corp. a,b |
50,007 | 1,173,664 | ||||||
PTC Inc. a,b |
90,260 | 2,092,227 | ||||||
QLIK Technologies Inc. a,b |
55,355 | 1,229,435 | ||||||
Red Hat Inc. a |
158,765 | 8,820,983 | ||||||
Salesforce.com Inc. a |
104,038 | 17,908,061 | ||||||
SolarWinds Inc. a |
51,911 | 2,824,997 | ||||||
Solera Holdings Inc. |
57,369 | 3,144,395 | ||||||
Ultimate Software Group Inc. (The) a,b |
24,270 | 2,464,376 | ||||||
VeriFone Systems Inc. a |
83,480 | 2,898,426 | ||||||
VMware Inc. Class A a,b |
69,476 | 5,313,525 | ||||||
|
|
|||||||
415,487,587 | ||||||||
TELECOMMUNICATIONS 8.01% |
|
|||||||
Acme Packet Inc. a |
35,564 | 859,582 | ||||||
ADTRAN Inc. |
43,702 | 882,780 | ||||||
Amdocs Ltd. |
148,304 | 5,292,970 | ||||||
ARRIS Group Inc. a,b |
90,895 | 1,501,585 | ||||||
Aruba Networks Inc. a,b |
81,597 | 1,879,995 | ||||||
Ciena Corp. a,b |
62,604 | 980,379 | ||||||
Cisco Systems Inc. |
4,177,077 | 85,922,474 | ||||||
Corning Inc. |
1,182,332 | 14,187,984 | ||||||
Finisar Corp. a,b |
56,551 | 876,541 | ||||||
Harris Corp. |
90,825 | 4,196,115 | ||||||
InterDigital Inc. |
29,869 | 1,296,016 | ||||||
JDS Uniphase Corp. a |
165,438 | 2,400,505 | ||||||
Juniper Networks Inc. a |
412,374 | 9,228,930 | ||||||
Motorola Solutions Inc. |
233,228 | 13,618,183 | ||||||
Plantronics Inc. |
33,468 | 1,376,204 | ||||||
Polycom Inc. a |
110,055 | 1,213,907 | ||||||
RF Micro Devices Inc. a,b |
133,285 | 666,425 | ||||||
Tellabs Inc. |
210,218 | 479,297 | ||||||
ViaSat Inc. a,b |
31,908 | 1,225,586 | ||||||
|
|
|||||||
148,085,458 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS |
|
|||||||
(Cost: $1,896,824,691) |
|
1,847,715,253 |
Security | Shares | Value | ||||||
SHORT-TERM INVESTMENTS 3.03% |
|
|||||||
MONEY MARKET FUNDS 3.03% |
|
|||||||
BlackRock Cash Funds: Institutional,
|
|
|||||||
0.22% c,d,e |
50,448,800 | $ | 50,448,800 | |||||
BlackRock Cash Funds: Prime,
|
|
|||||||
0.20% c,d,e |
3,530,796 | 3,530,796 | ||||||
BlackRock Cash Funds: Treasury,
|
|
|||||||
0.03% c,d |
2,160,843 | 2,160,843 | ||||||
|
|
|||||||
56,140,439 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS |
|
|||||||
(Cost: $56,140,439) |
|
56,140,439 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
|||||||
(Cost: $1,952,965,130) |
|
1,903,855,692 | ||||||
Other Assets, Less Liabilities (2.93)% |
|
(54,233,561 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 1,849,622,131 | |||||
|
|
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
58 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. TELECOMMUNICATIONS SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
BlackRock Cash Funds: Prime,
|
|
|||||||
0.20% c,d,e |
4,045,998 | $ | 4,045,998 | |||||
|
|
|||||||
61,856,121 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS |
|
|||||||
(Cost: $61,856,121) |
|
61,856,121 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
|||||||
(Cost: $558,574,103) |
|
516,943,301 | ||||||
Other Assets, Less Liabilities (13.56)% |
|
(61,725,622 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 455,217,679 | |||||
|
|
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
59 |
Schedule of Investments (Unaudited)
iSHARES ® DOW JONES U.S. UTILITIES SECTOR INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.74% |
|
|||||||
ELECTRIC 81.47% |
|
|||||||
AES Corp. (The) |
1,000,559 | $ | 10,846,059 | |||||
ALLETE Inc. |
56,720 | 2,617,061 | ||||||
Alliant Energy Corp. |
179,729 | 8,238,777 | ||||||
Ameren Corp. |
392,925 | 12,746,487 | ||||||
American Electric Power Co. Inc. |
785,837 | 35,590,558 | ||||||
Avista Corp. |
96,956 | 2,507,282 | ||||||
Black Hills Corp. |
71,525 | 2,886,034 | ||||||
Calpine Corp. a,b |
633,611 | 12,501,145 | ||||||
Cleco Corp. |
98,293 | 4,202,026 | ||||||
CMS Energy Corp. |
427,091 | 10,976,239 | ||||||
Consolidated Edison Inc. |
474,291 | 26,977,672 | ||||||
Dominion Resources Inc. |
930,564 | 50,352,818 | ||||||
DTE Energy Co. |
278,659 | 17,641,901 | ||||||
Duke Energy Corp. |
1,140,501 | 78,398,039 | ||||||
Edison International |
527,625 | 25,426,249 | ||||||
El Paso Electric Co. |
64,917 | 2,187,054 | ||||||
Entergy Corp. |
287,828 | 18,593,689 | ||||||
Exelon Corp. |
1,383,478 | 43,496,548 | ||||||
FirstEnergy Corp. |
677,277 | 27,422,946 | ||||||
Great Plains Energy Inc. |
247,878 | 5,304,589 | ||||||
Hawaiian Electric Industries Inc. |
158,144 | 4,265,144 | ||||||
IDACORP Inc. |
81,182 | 3,767,657 | ||||||
Integrys Energy Group Inc. |
126,155 | 6,899,417 | ||||||
ITC Holdings Corp. |
83,384 | 6,754,104 | ||||||
National Fuel Gas Co. |
135,137 | 7,351,453 | ||||||
NextEra Energy Inc. |
685,368 | 49,380,764 | ||||||
Northeast Utilities |
508,408 | 20,707,458 | ||||||
NorthWestern Corp. |
60,206 | 2,227,020 | ||||||
NRG Energy Inc. |
521,904 | 12,525,696 | ||||||
NV Energy Inc. |
381,097 | 7,214,166 | ||||||
Pepco Holdings Inc. b |
371,824 | 7,258,004 | ||||||
PG&E Corp. |
696,333 | 29,691,639 | ||||||
Pinnacle West Capital Corp. |
177,648 | 9,482,850 | ||||||
PNM Resources Inc. |
128,924 | 2,753,817 | ||||||
Portland General Electric Co. |
122,243 | 3,510,819 | ||||||
PPL Corp. |
942,042 | 28,534,452 | ||||||
Public Service Enterprise Group Inc. |
819,298 | 25,545,712 | ||||||
SCANA Corp. |
213,423 | 9,990,331 | ||||||
Southern Co. (The) |
1,415,580 | 62,611,103 | ||||||
TECO Energy Inc. |
329,575 | 5,856,548 | ||||||
UIL Holdings Corp. |
81,927 | 3,048,504 | ||||||
UNS Energy Corp. |
67,107 | 3,039,276 | ||||||
Westar Energy Inc. |
204,961 | 6,163,177 | ||||||
Wisconsin Energy Corp. |
372,630 | 14,692,801 | ||||||
Xcel Energy Inc. |
789,666 | 21,936,921 | ||||||
|
|
|||||||
754,122,006 | ||||||||
GAS 11.36% |
||||||||
AGL Resources Inc. |
190,878 | 7,978,700 | ||||||
Atmos Energy Corp. |
145,986 | 5,454,037 | ||||||
CenterPoint Energy Inc. |
692,204 | 14,148,650 | ||||||
Laclede Group Inc. (The) b |
33,877 | 1,352,370 | ||||||
New Jersey Resources Corp. b |
67,658 | 2,843,666 | ||||||
NiSource Inc. |
501,621 | 13,558,815 | ||||||
Northwest Natural Gas Co. |
43,380 | 1,970,319 |
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
60 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE EPRA/NAREIT DEVELOPED ASIA INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.43% |
|
|||||||
AUSTRALIA 22.66% |
|
|||||||
BGP Holdings PLC a,b |
539,595 | $ | 7 | |||||
BWP Trust |
53,438 | 130,428 | ||||||
CFS Retail Property Trust Group |
211,332 | 440,860 | ||||||
Charter Hall Retail REIT |
31,493 | 125,482 | ||||||
Commonwealth Property Office Fund |
238,469 | 276,096 | ||||||
Dexus Property Group |
483,120 | 526,595 | ||||||
Federation Centres |
142,747 | 346,919 | ||||||
Goodman Group |
160,116 | 751,540 | ||||||
GPT Group |
176,286 | 696,887 | ||||||
Investa Office Fund |
61,611 | 194,718 | ||||||
Mirvac Group |
341,011 | 565,549 | ||||||
Stockland Corp. Ltd. |
219,670 | 790,487 | ||||||
Westfield Group |
229,845 | 2,680,291 | ||||||
Westfield Retail Trust |
304,502 | 1,019,530 | ||||||
|
|
|||||||
8,545,389 | ||||||||
HONG KONG 33.70% |
|
|||||||
Agile Property Holdings Ltd. |
132,000 | 187,222 | ||||||
Champion REIT |
286,000 | 147,508 | ||||||
Country Garden Holdings Co. Ltd. a |
363,027 | 193,321 | ||||||
Hang Lung Properties Ltd. |
220,000 | 829,734 | ||||||
Henderson Land Development Co. Ltd. |
121,000 | 870,582 | ||||||
Hongkong Land Holdings Ltd. c |
176,000 | 1,378,080 | ||||||
Hysan Development Co. Ltd. |
77,000 | 387,706 | ||||||
Kerry Properties Ltd. |
71,500 | 386,287 | ||||||
Link REIT (The) |
231,000 | 1,200,348 | ||||||
New World China Land Ltd. |
264,400 | 132,277 | ||||||
New World Development Co. Ltd. c |
451,000 | 829,252 | ||||||
Shimao Property Holdings Ltd. |
137,500 | 303,881 | ||||||
Shui On Land Ltd. |
302,750 | 146,778 | ||||||
Sino Land Co. Ltd. |
286,800 | 536,213 | ||||||
SOHO China Ltd. c |
203,500 | 183,151 | ||||||
Sun Hung Kai Properties Ltd. |
198,000 | 3,250,003 | ||||||
Swire Properties Ltd. c |
116,600 | 426,980 | ||||||
Wharf (Holdings) Ltd. (The) |
149,200 | 1,317,800 | ||||||
|
|
|||||||
12,707,123 | ||||||||
JAPAN 28.96% |
|
|||||||
Activia Properties Inc. |
22 | 157,900 | ||||||
Advance Residence Investment Corp. |
77 | 160,396 | ||||||
AEON Mall Co. Ltd. |
8,800 | 212,623 | ||||||
Daiwahouse Residential Investment Corp. |
11 | 92,209 | ||||||
Frontier Real Estate Investment Corp. |
22 | 204,186 | ||||||
Industrial & Infrastructure Fund Investment Corp. |
11 | 99,441 | ||||||
Japan Excellent Inc. |
22 | 130,901 | ||||||
Japan Prime Realty Investment Corp. |
77 | 219,373 | ||||||
Japan Real Estate Investment Corp. |
56 | 566,995 | ||||||
Japan Retail Fund Investment Corp. |
209 | 396,656 | ||||||
Kenedix Realty Investment Corp. |
33 | 129,273 | ||||||
Mitsubishi Estate Co. Ltd. |
105,000 | 2,547,337 | ||||||
Mitsui Fudosan Co. Ltd. |
88,000 | 2,014,376 | ||||||
Mori Hills REIT Investment Corp. |
22 | 116,919 | ||||||
MORI TRUST Sogo REIT Inc. |
22 | 186,588 | ||||||
Nippon Accommodations Fund Inc. |
13 | 99,573 |
61 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® FTSE EPRA/NAREIT DEVELOPED ASIA INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
Security valued using Level 3 inputs in accordance with managements fair valuation policy. See Note 1. |
c |
All or a portion of this security represents a security on loan. See Note 3. |
d |
Affiliated issuer. See Note 2. |
e |
The rate quoted is the annualized seven-day yield of the fund at period end. |
f |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
62 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE EPRA/NAREIT DEVELOPED EUROPE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 98.54% |
|
|||||||
AUSTRIA 1.70% |
|
|||||||
CA Immobilien Anlagen AG |
8,658 | $ | 129,158 | |||||
conwert Immobilien Invest SE |
8,001 | 108,562 | ||||||
|
|
|||||||
237,720 | ||||||||
BELGIUM 3.16% |
|
|||||||
Befimmo SCA |
1,836 | 128,323 | ||||||
Cofinimmo SA |
1,521 | 183,770 | ||||||
Intervest Offices & Warehouses |
720 | 19,742 | ||||||
Leasinvest Real Estate SCA |
153 | 14,635 | ||||||
Warehouses De Pauw SCA |
1,062 | 65,850 | ||||||
Wereldhave Belgium NV |
252 | 27,978 | ||||||
|
|
|||||||
440,298 | ||||||||
FINLAND 1.82% |
|
|||||||
Citycon OYJ |
24,111 | 80,512 | ||||||
Sponda OYJ |
27,720 | 134,329 | ||||||
Technopolis OYJ |
7,407 | 38,608 | ||||||
|
|
|||||||
253,449 | ||||||||
FRANCE 24.75% |
|
|||||||
Affine SA |
432 | 7,764 | ||||||
ANF Immobilier |
693 | 21,400 | ||||||
Fonciere des Regions |
2,844 | 240,158 | ||||||
Gecina SA |
1,782 | 201,977 | ||||||
Icade |
2,043 | 180,256 | ||||||
Klepierre |
9,594 | 378,315 | ||||||
Mercialys |
4,518 | 100,546 | ||||||
Societe de la Tour Eiffel |
594 | 36,687 | ||||||
Societe Immobiliere de Location pour lIndustrie et le Commerce |
1,278 | 139,821 | ||||||
Unibail-Rodamco SE |
9,063 | 2,141,182 | ||||||
|
|
|||||||
3,448,106 | ||||||||
GERMANY 8.89% |
|
|||||||
Alstria Office REIT AG |
7,749 | 94,666 | ||||||
Colonia Real Estate AG a |
1,332 | 8,353 | ||||||
Deutsche EuroShop AG |
5,283 | 224,959 | ||||||
Deutsche Wohnen AG Bearer |
14,355 | 276,304 | ||||||
DIC Asset AG |
3,420 | 39,604 | ||||||
GAGFAH SA a |
7,677 | 93,891 | ||||||
GSW Immobilien AG |
4,941 | 210,798 | ||||||
Hamborner REIT AG |
4,509 | 44,863 | ||||||
IVG Immobilien AG a,b |
15,138 | 48,741 | ||||||
PATRIZIA Immobilien AG a |
2,772 | 24,627 | ||||||
Prime Office REIT AG |
3,780 | 17,671 | ||||||
TAG Immobilien AG |
12,753 | 154,673 | ||||||
|
|
|||||||
1,239,150 | ||||||||
GREECE 0.10% |
|
|||||||
Eurobank Properties Real Estate Investment Co. |
1,827 | 13,417 | ||||||
|
|
|||||||
13,417 |
Security | Shares | Value | ||||||
ITALY 0.57% |
|
|||||||
Beni Stabili SpA |
93,609 | $ | 64,676 | |||||
Immobiliare Grande Distribuzione SpA |
12,744 | 14,540 | ||||||
|
|
|||||||
79,216 | ||||||||
NETHERLANDS 5.68% |
|
|||||||
Corio NV |
7,074 | 343,424 | ||||||
Eurocommercial Properties NV |
3,987 | 158,841 | ||||||
Nieuwe Steen Investments NV |
6,597 | 57,310 | ||||||
VastNed Retail NV |
1,881 | 84,896 | ||||||
Wereldhave NV |
2,124 | 146,405 | ||||||
|
|
|||||||
790,876 | ||||||||
NORWAY 0.60% |
|
|||||||
Norwegian Property ASA |
54,171 | 83,318 | ||||||
|
|
|||||||
83,318 | ||||||||
SWEDEN 7.70% |
|
|||||||
Castellum AB |
16,110 | 237,481 | ||||||
Fabege AB |
15,948 | 174,190 | ||||||
Fastighets AB Balder Class B a |
11,124 | 75,697 | ||||||
Hufvudstaden AB Class A |
14,607 | 188,811 | ||||||
Klovern AB |
12,411 | 53,443 | ||||||
Kungsleden AB |
13,401 | 82,768 | ||||||
Wallenstam AB Class B |
11,349 | 141,347 | ||||||
Wihlborgs Fastigheter AB |
7,488 | 119,738 | ||||||
|
|
|||||||
1,073,475 | ||||||||
SWITZERLAND 8.54% |
|
|||||||
Allreal Holding AG Registered |
783 | 118,675 | ||||||
Mobimo Holding AG Registered |
603 | 141,064 | ||||||
PSP Swiss Property AG Registered |
4,536 | 434,669 | ||||||
Swiss Prime Site AG Registered |
5,859 | 495,168 | ||||||
|
|
|||||||
1,189,576 | ||||||||
UNITED KINGDOM 35.03% |
|
|||||||
A&J Mucklow Group PLC |
5,868 | 34,399 | ||||||
Big Yellow Group PLC |
12,816 | 75,181 | ||||||
British Land Co. PLC |
86,958 | 774,816 | ||||||
Capital & Counties Properties PLC |
74,079 | 284,225 | ||||||
Capital Shopping Centres Group PLC |
63,990 | 361,375 | ||||||
Daejan Holdings PLC |
486 | 23,655 | ||||||
Derwent London PLC |
9,999 | 342,106 | ||||||
Development Securities PLC |
12,195 | 32,289 | ||||||
Grainger PLC |
40,752 | 80,698 | ||||||
Great Portland Estates PLC |
33,759 | 260,390 | ||||||
Hammerson PLC |
69,552 | 535,587 | ||||||
Hansteen Holdings PLC |
62,766 | 83,789 | ||||||
Helical Bar PLC |
11,754 | 42,861 | ||||||
Land Securities Group PLC |
76,392 | 972,559 | ||||||
London & Stamford Property PLC |
71,118 | 124,593 | ||||||
Primary Health Properties PLC |
7,398 | 41,521 | ||||||
Quintain Estates and Development PLC a |
51,471 | 49,983 | ||||||
Safestore Holdings PLC |
18,648 | 36,957 | ||||||
Schroder REIT Ltd. |
35,478 | 21,234 | ||||||
SEGRO PLC |
72,891 | 286,832 | ||||||
Shaftesbury PLC |
24,570 | 215,224 |
63 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® FTSE EPRA/NAREIT DEVELOPED EUROPE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
BlackRock Cash Funds: Treasury,
|
|
|||||||
0.03% d,e |
3,440 | $ | 3,440 | |||||
|
|
|||||||
50,724 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS
|
|
50,724 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
13,962,104 | ||||||
Other Assets, Less Liabilities (0.22)% |
|
(30,491 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 13,931,613 | |||||
|
|
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Security valued using Level 3 inputs in accordance with managements fair valuation policy. See Note 1. |
d |
Affiliated issuer. See Note 2. |
e |
The rate quoted is the annualized seven-day yield of the fund at period end. |
f |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
64 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.25% |
|
|||||||
AUSTRALIA 14.86% |
|
|||||||
BGP Holdings PLC a,b |
6,603,392 | $ | 90 | |||||
BWP Trust |
1,467,610 | 3,582,049 | ||||||
CFS Retail Property Trust Group |
5,989,750 | 12,495,215 | ||||||
Charter Hall Retail REIT |
923,440 | 3,679,401 | ||||||
Commonwealth Property Office Fund |
6,758,960 | 7,825,424 | ||||||
Dexus Property Group |
13,414,615 | 14,621,756 | ||||||
Federation Centres |
4,074,000 | 9,901,067 | ||||||
Goodman Group |
4,430,475 | 20,795,427 | ||||||
GPT Group |
5,043,030 | 19,935,898 | ||||||
Investa Office Fund |
1,739,210 | 5,496,670 | ||||||
Mirvac Group |
9,459,440 | 15,688,000 | ||||||
Stockland Corp. Ltd. |
6,181,325 | 22,243,633 | ||||||
Westfield Group |
6,526,645 | 76,109,144 | ||||||
Westfield Retail Trust |
8,603,415 | 28,805,867 | ||||||
|
|
|||||||
241,179,641 | ||||||||
AUSTRIA 0.44% |
|
|||||||
CA Immobilien Anlagen AG |
259,475 | 3,870,801 | ||||||
conwert Immobilien Invest SE |
236,680 | 3,211,407 | ||||||
|
|
|||||||
7,082,208 | ||||||||
BELGIUM 0.81% |
|
|||||||
Befimmo SCA |
53,835 | 3,762,662 | ||||||
Cofinimmo SA |
46,075 | 5,566,878 | ||||||
Intervest Offices & Warehouses |
20,855 | 571,833 | ||||||
Leasinvest Real Estate SCA |
4,850 | 463,931 | ||||||
Warehouses De Pauw SCA |
30,555 | 1,894,593 | ||||||
Wereldhave Belgium NV |
7,760 | 861,528 | ||||||
|
|
|||||||
13,121,425 | ||||||||
CANADA 9.48% |
|
|||||||
Allied Properties Real Estate Investment Trust |
171,205 | 5,911,659 | ||||||
Artis Real Estate Investment Trust |
298,275 | 4,780,881 | ||||||
Boardwalk Real Estate Investment Trust |
135,315 | 8,893,657 | ||||||
Brookfield Office Properties Inc. |
1,071,365 | 17,622,793 | ||||||
Calloway Real Estate Investment Trust |
301,185 | 8,922,325 | ||||||
Canadian Apartment Properties Real Estate Investment Trust |
265,780 | 6,851,714 | ||||||
Canadian Real Estate Investment Trust |
193,030 | 8,675,093 | ||||||
Chartwell Retirement Residences |
485,000 | 5,268,309 | ||||||
Cominar Real Estate Investment Trust |
351,625 | 7,906,590 | ||||||
Crombie Real Estate Investment Trust |
151,320 | 2,242,114 | ||||||
Dundee International Real Estate Investment Trust |
203,215 | 2,317,284 | ||||||
Dundee Real Estate Investment Trust |
274,995 | 10,293,901 | ||||||
Extendicare Inc. |
238,135 | 1,895,353 | ||||||
First Capital Realty Inc. |
215,340 | 4,074,612 | ||||||
Granite Real Estate Investment Trust |
132,890 | 5,215,286 | ||||||
H&R Real Estate Investment Trust c |
545,625 | 12,918,888 | ||||||
InnVest Real Estate Investment Trust |
235,225 | 1,050,311 | ||||||
Killam Properties Inc. |
146,955 | 1,912,615 | ||||||
Morguard Real Estate Investment Trust |
130,950 | 2,517,135 | ||||||
Northern Property Real Estate Investment Trust |
87,300 | 2,788,950 | ||||||
NorthWest Healthcare Properties Real Estate Investment Trust |
102,335 | 1,377,990 | ||||||
Primaris Retail Real Estate Investment Trust |
274,510 | 7,365,338 |
Security | Shares | Value | ||||||
RioCan Real Estate Investment Trust |
860,390 | $ | 23,153,910 | |||||
|
|
|||||||
153,956,708 | ||||||||
FINLAND 0.47% |
|
|||||||
Citycon OYJ |
727,985 | 2,430,889 | ||||||
Sponda OYJ |
842,930 | 4,084,767 | ||||||
Technopolis OYJ |
217,280 | 1,132,553 | ||||||
|
|
|||||||
7,648,209 | ||||||||
FRANCE 6.06% |
|
|||||||
Affine SA |
14,550 | 261,492 | ||||||
ANF Immobilier |
31,525 | 973,518 | ||||||
Fonciere des Regions |
77,600 | 6,552,839 | ||||||
Gecina SA |
50,925 | 5,771,983 | ||||||
Icade |
55,290 | 4,878,289 | ||||||
Klepierre |
264,325 | 10,422,981 | ||||||
Mercialys |
134,830 | 3,000,582 | ||||||
Societe de la Tour Eiffel |
17,945 | 1,108,313 | ||||||
Societe Immobiliere de Location pour lIndustrie et le Commerce |
37,830 | 4,138,843 | ||||||
Unibail-Rodamco SE |
259,475 | 61,302,348 | ||||||
|
|
|||||||
98,411,188 | ||||||||
GERMANY 2.17% |
|
|||||||
Alstria Office REIT AG |
228,435 | 2,790,697 | ||||||
Colonia Real Estate AG a,c |
65,475 | 410,606 | ||||||
Deutsche EuroShop AG |
142,105 | 6,051,060 | ||||||
Deutsche Wohnen AG Bearer |
414,675 | 7,981,631 | ||||||
DIC Asset AG |
98,940 | 1,145,722 | ||||||
GAGFAH SA a |
207,095 | 2,532,806 | ||||||
GSW Immobilien AG |
145,015 | 6,186,783 | ||||||
Hamborner REIT AG |
134,830 | 1,341,523 | ||||||
IVG Immobilien AG a,c |
379,755 | 1,222,716 | ||||||
PATRIZIA Immobilien AG a |
85,360 | 758,353 | ||||||
Prime Office REIT AG |
109,125 | 510,147 | ||||||
TAG Immobilien AG |
351,625 | 4,264,635 | ||||||
|
|
|||||||
35,196,679 | ||||||||
HONG KONG 22.20% |
|
|||||||
Agile Property Holdings Ltd. c |
3,880,000 | 5,503,191 | ||||||
Champion REIT |
7,760,000 | 4,002,321 | ||||||
Country Garden Holdings Co. Ltd. a,c |
10,185,459 | 5,424,015 | ||||||
Hang Lung Properties Ltd. |
6,305,000 | 23,779,415 | ||||||
Henderson Land Development Co. Ltd. |
3,395,000 | 24,426,665 | ||||||
Hongkong Land Holdings Ltd. c |
4,850,000 | 37,975,500 | ||||||
Hysan Development Co. Ltd. |
2,425,000 | 12,210,206 | ||||||
Kerry Properties Ltd. c |
1,940,000 | 10,481,078 | ||||||
Link REIT (The) |
6,547,500 | 34,022,855 | ||||||
New World China Land Ltd. |
7,760,200 | 3,882,351 | ||||||
New World Development Co. Ltd. |
12,610,000 | 23,185,945 | ||||||
Shimao Property Holdings Ltd. |
3,880,000 | 8,574,973 | ||||||
Shui On Land Ltd. |
7,760,300 | 3,762,327 | ||||||
Sino Land Co. Ltd. |
8,730,800 | 16,323,461 | ||||||
SOHO China Ltd. c |
5,820,297 | 5,238,305 | ||||||
Sun Hung Kai Properties Ltd. |
5,516,000 | 90,540,494 | ||||||
Swire Properties Ltd. |
3,395,000 | 12,432,209 | ||||||
Wharf (Holdings) Ltd. (The) c |
4,365,900 | 38,561,556 | ||||||
|
|
|||||||
360,326,867 |
65 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
ISRAEL 0.16% |
|
|||||||
Azrieli Group Ltd. |
102,335 | $ | 2,676,134 | |||||
|
|
|||||||
2,676,134 | ||||||||
ITALY 0.14% |
|
|||||||
Beni Stabili SpA |
2,645,675 | 1,827,940 | ||||||
Immobiliare Grande Distribuzione SpA |
365,205 | 416,660 | ||||||
|
|
|||||||
2,244,600 | ||||||||
JAPAN 19.08% |
|
|||||||
Activia Properties Inc. |
485 | 3,480,988 | ||||||
Advance Residence Investment Corp. |
2,425 | 5,051,419 | ||||||
AEON Mall Co. Ltd. |
242,500 | 5,859,221 | ||||||
Daiwahouse Residential Investment Corp. |
485 | 4,065,582 | ||||||
Frontier Real Estate Investment Corp. |
485 | 4,501,370 | ||||||
Industrial & Infrastructure Fund Investment Corp. c |
485 | 4,384,451 | ||||||
Japan Excellent Inc. |
485 | 2,885,766 | ||||||
Japan Prime Realty Investment Corp. |
2,425 | 6,908,832 | ||||||
Japan Real Estate Investment Corp. |
1,455 | 14,731,755 | ||||||
Japan Retail Fund Investment Corp. |
5,820 | 11,045,628 | ||||||
Kenedix Realty Investment Corp. |
970 | 3,799,858 | ||||||
Mitsubishi Estate Co. Ltd. |
2,910,000 | 70,597,633 | ||||||
Mitsui Fudosan Co. Ltd. |
2,479,000 | 56,745,902 | ||||||
Mori Hills REIT Investment Corp. |
485 | 2,577,526 | ||||||
MORI TRUST Sogo REIT Inc. |
485 | 4,113,412 | ||||||
Nippon Accommodations Fund Inc. |
485 | 3,714,826 | ||||||
Nippon Building Fund Inc. |
1,706 | 17,628,293 | ||||||
Nomura Real Estate Holdings Inc. |
242,500 | 4,429,624 | ||||||
Nomura Real Estate Office Fund Inc. |
970 | 5,729,016 | ||||||
NTT Urban Development Corp. |
3,880 | 3,885,952 | ||||||
ORIX JREIT Inc. |
485 | 2,752,904 | ||||||
Premier Investment Corp. |
485 | 2,080,621 | ||||||
Sumitomo Realty & Development Co. Ltd. |
1,455,000 | 44,402,531 | ||||||
Tokyo Tatemono Co. Ltd. |
970,000 | 4,549,200 | ||||||
Tokyu Land Corp. |
976,000 | 6,972,956 | ||||||
TOKYU REIT Inc. |
485 | 2,752,904 | ||||||
Top REIT Inc. |
485 | 2,285,229 | ||||||
United Urban Investment Corp. |
6,305 | 7,717,165 | ||||||
|
|
|||||||
309,650,564 | ||||||||
NETHERLANDS 1.35% |
|
|||||||
Corio NV |
195,455 | 9,488,828 | ||||||
Eurocommercial Properties NV |
114,945 | 4,579,370 | ||||||
Nieuwe Steen Investments NV |
185,755 | 1,613,720 | ||||||
VastNed Retail NV |
50,440 | 2,276,535 | ||||||
Wereldhave NV |
57,715 | 3,978,221 | ||||||
|
|
|||||||
21,936,674 | ||||||||
NEW ZEALAND 0.17% |
|
|||||||
Kiwi Income Property Trust |
2,830,945 | 2,723,938 | ||||||
|
|
|||||||
2,723,938 | ||||||||
NORWAY 0.14% |
|
|||||||
Norwegian Property ASA |
1,438,995 | 2,213,252 | ||||||
|
|
|||||||
2,213,252 |
Security | Shares | Value | ||||||
SINGAPORE 9.05% |
|
|||||||
Ascendas REIT |
6,305,402 | $ | 12,887,920 | |||||
CapitaCommercial Trust |
5,820,000 | 7,828,648 | ||||||
CapitaLand Ltd. |
8,730,000 | 28,211,343 | ||||||
CapitaMall Trust Management Ltd. |
7,275,400 | 12,460,695 | ||||||
CapitaMalls Asia Ltd. |
4,365,000 | 7,617,062 | ||||||
CDL Hospitality Trusts c |
1,940,000 | 3,165,940 | ||||||
City Developments Ltd. c |
1,940,000 | 18,321,700 | ||||||
Global Logistic Properties Ltd. |
6,305,000 | 14,058,652 | ||||||
Keppel Land Ltd. c |
2,425,000 | 8,345,855 | ||||||
Mapletree Commercial Trust c |
4,365,000 | 4,707,768 | ||||||
Mapletree Industrial Trust c |
3,395,800 | 3,758,479 | ||||||
Mapletree Logistics Trust |
5,335,210 | 5,042,976 | ||||||
Suntec REIT c |
6,305,000 | 8,633,846 | ||||||
UOL Group Ltd. |
1,455,000 | 7,346,704 | ||||||
Wing Tai Holdings Ltd. c |
1,669,000 | 2,568,626 | ||||||
Yanlord Land Group Ltd. a,c |
1,455,000 | 1,892,511 | ||||||
|
|
|||||||
146,848,725 | ||||||||
SWEDEN 1.96% |
|
|||||||
Castellum AB |
480,150 | 7,078,008 | ||||||
Fabege AB |
462,205 | 5,048,364 | ||||||
Fastighets AB Balder Class B a,c |
320,100 | 2,178,235 | ||||||
Hufvudstaden AB Class A |
423,405 | 5,472,971 | ||||||
Klovern AB |
377,330 | 1,624,812 | ||||||
Kungsleden AB |
399,155 | 2,465,275 | ||||||
Wallenstam AB Class B |
335,620 | 4,180,020 | ||||||
Wihlborgs Fastigheter AB |
237,165 | 3,792,419 | ||||||
|
|
|||||||
31,840,104 | ||||||||
SWITZERLAND 2.11% |
|
|||||||
Allreal Holding AG Registered |
21,825 | 3,307,908 | ||||||
Mobimo Holding AG Registered |
17,945 | 4,198,006 | ||||||
PSP Swiss Property AG Registered |
129,495 | 12,409,049 | ||||||
Swiss Prime Site AG Registered |
169,750 | 14,346,252 | ||||||
|
|
|||||||
34,261,215 | ||||||||
UNITED KINGDOM 8.60% |
|
|||||||
A&J Mucklow Group PLC |
177,025 | 1,037,756 | ||||||
Big Yellow Group PLC |
374,420 | 2,196,409 | ||||||
British Land Co. PLC |
2,488,050 | 22,169,087 | ||||||
Capital & Counties Properties PLC |
2,118,480 | 8,128,158 | ||||||
Capital Shopping Centres Group PLC |
1,797,895 | 10,153,380 | ||||||
Daejan Holdings PLC |
15,035 | 731,803 | ||||||
Derwent London PLC |
289,545 | 9,906,492 | ||||||
Development Securities PLC |
361,810 | 957,964 | ||||||
Grainger PLC |
1,147,510 | 2,272,329 | ||||||
Great Portland Estates PLC |
890,945 | 6,872,047 | ||||||
Hammerson PLC |
2,016,145 | 15,525,380 | ||||||
Hansteen Holdings PLC |
1,864,340 | 2,488,798 | ||||||
Helical Bar PLC |
352,595 | 1,285,749 | ||||||
Land Securities Group PLC |
2,208,690 | 28,119,182 | ||||||
London & Stamford Property PLC |
2,041,365 | 3,576,311 | ||||||
Primary Health Properties PLC |
218,250 | 1,224,926 | ||||||
Quintain Estates and Development PLC a |
1,496,710 | 1,453,437 | ||||||
Safestore Holdings PLC |
552,415 | 1,094,782 | ||||||
Schroder REIT Ltd. |
1,034,505 | 619,159 | ||||||
SEGRO PLC |
1,961,825 | 7,719,949 | ||||||
Shaftesbury PLC |
704,220 | 6,168,691 |
66 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-U.S. INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
BlackRock Cash Funds: Treasury,
|
|
|||||||
0.03% d,e |
373,113 | $ | 373,113 | |||||
|
|
|||||||
21,055,514 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS
|
|
21,055,514 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
1,637,446,017 | ||||||
Other Assets, Less Liabilities (0.88)% |
|
(14,204,273 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 1,623,241,744 | |||||
|
|
a |
Non-income earning security. |
b |
Security valued using Level 3 inputs in accordance with managements fair valuation policy. See Note 1. |
c |
All or a portion of this security represents a security on loan. See Note 3. |
d |
Affiliated issuer. See Note 2. |
e |
The rate quoted is the annualized seven-day yield of the fund at period end. |
f |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
67 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE EPRA/NAREIT NORTH AMERICA INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.74% |
|
|||||||
CANADA 10.38% |
|
|||||||
Allied Properties Real Estate Investment Trust |
2,564 | $ | 88,534 | |||||
Artis Real Estate Investment Trust |
4,642 | 74,404 | ||||||
Boardwalk Real Estate Investment Trust |
2,026 | 133,160 | ||||||
Brookfield Office Properties Inc. |
15,945 | 262,278 | ||||||
Calloway Real Estate Investment Trust |
4,519 | 133,871 | ||||||
Canadian Apartment Properties Real Estate Investment Trust |
4,299 | 110,827 | ||||||
Canadian Real Estate Investment Trust |
2,867 | 128,848 | ||||||
Chartwell Retirement Residences |
7,254 | 78,797 | ||||||
Cominar Real Estate Investment Trust |
5,218 | 117,331 | ||||||
Crombie Real Estate Investment Trust |
2,160 | 32,005 | ||||||
Dundee International Real Estate Investment Trust |
2,925 | 33,354 | ||||||
Dundee Real Estate Investment Trust |
4,078 | 152,652 | ||||||
Extendicare Inc. |
3,605 | 28,693 | ||||||
First Capital Realty Inc. |
3,449 | 65,261 | ||||||
Granite Real Estate Investment Trust |
1,980 | 77,705 | ||||||
H&R Real Estate Investment Trust |
8,208 | 194,343 | ||||||
InnVest Real Estate Investment Trust |
3,879 | 17,320 | ||||||
Killam Properties Inc. |
2,289 | 29,791 | ||||||
Morguard Real Estate Investment Trust |
1,947 | 37,425 | ||||||
Northern Property Real Estate Investment Trust |
1,344 | 42,936 | ||||||
NorthWest Healthcare Properties Real Estate Investment Trust |
1,471 | 19,808 | ||||||
Primaris Retail Real Estate Investment Trust |
4,138 | 111,026 | ||||||
RioCan Real Estate Investment Trust |
12,583 | 338,621 | ||||||
|
|
|||||||
2,308,990 | ||||||||
UNITED STATES 89.36% |
|
|||||||
Acadia Realty Trust a |
2,148 | 56,149 | ||||||
Agree Realty Corp. |
544 | 15,428 | ||||||
Alexanders Inc. |
89 | 29,625 | ||||||
Alexandria Real Estate Equities Inc. |
2,692 | 195,170 | ||||||
American Assets Trust Inc. |
1,670 | 48,263 | ||||||
American Campus Communities Inc. |
4,446 | 207,050 | ||||||
Apartment Investment and Management Co. Class A |
6,192 | 168,918 | ||||||
Ashford Hospitality Trust Inc. a |
2,900 | 33,611 | ||||||
Associated Estates Realty Corp. a |
2,121 | 34,254 | ||||||
AvalonBay Communities Inc. |
4,856 | 630,260 | ||||||
BioMed Realty Trust Inc. a |
6,507 | 132,417 | ||||||
Boston Properties Inc. |
6,352 | 668,739 | ||||||
Brandywine Realty Trust |
6,082 | 77,424 | ||||||
BRE Properties Inc. Class A |
3,243 | 165,004 | ||||||
Camden Property Trust |
3,549 | 246,265 | ||||||
Campus Crest Communities Inc. |
1,619 | 19,558 | ||||||
CapLease Inc. |
2,799 | 16,206 | ||||||
CBL & Associates Properties Inc. |
6,849 | 147,185 | ||||||
Cedar Realty Trust Inc. a |
3,096 | 17,059 | ||||||
Chesapeake Lodging Trust |
1,662 | 35,484 | ||||||
Colonial Properties Trust a |
3,758 | 82,338 | ||||||
CommonWealth REIT |
3,526 | 57,967 | ||||||
Corporate Office Properties Trust |
3,415 | 90,361 | ||||||
Cousins Properties Inc. a |
4,374 | 38,929 | ||||||
CubeSmart |
5,478 | 83,540 | ||||||
DCT Industrial Trust Inc. |
11,395 | 80,449 | ||||||
DDR Corp. a |
13,124 | 217,727 | ||||||
DiamondRock Hospitality Co. |
8,229 | 75,048 | ||||||
Digital Realty Trust Inc. |
5,229 | 355,101 |
Security | Shares | Value | ||||||
Douglas Emmett Inc. a |
4,429 | $ | 103,284 | |||||
Duke Realty Corp. |
13,383 | 206,232 | ||||||
DuPont Fabros Technology Inc. a |
2,703 | 63,899 | ||||||
EastGroup Properties Inc. |
1,262 | 70,722 | ||||||
Education Realty Trust Inc. a |
4,822 | 51,837 | ||||||
Entertainment Properties Trust |
1,984 | 92,970 | ||||||
Equity Lifestyle Properties, Inc. |
1,744 | 124,870 | ||||||
Equity One Inc. |
2,507 | 56,683 | ||||||
Equity Residential |
13,765 | 762,443 | ||||||
Essex Property Trust Inc. a |
1,542 | 237,129 | ||||||
Excel Trust Inc. |
1,899 | 23,889 | ||||||
Extra Space Storage Inc. |
4,635 | 184,658 | ||||||
Federal Realty Investment Trust |
2,740 | 290,029 | ||||||
FelCor Lodging Trust Inc. b |
5,329 | 28,670 | ||||||
First Industrial Realty Trust Inc. a,b |
4,197 | 65,767 | ||||||
First Potomac Realty Trust |
2,199 | 30,126 | ||||||
Forest City Enterprises Inc. Class A b |
6,354 | 107,446 | ||||||
Franklin Street Properties Corp. a |
3,523 | 45,799 | ||||||
General Growth Properties Inc. |
19,899 | 388,428 | ||||||
Getty Realty Corp. |
1,044 | 19,711 | ||||||
Glimcher Realty Trust |
6,030 | 67,054 | ||||||
Government Properties Income Trust a |
1,733 | 43,065 | ||||||
HCP Inc. |
19,208 | 891,059 | ||||||
Health Care REIT Inc. |
10,986 | 690,360 | ||||||
Healthcare Realty Trust Inc. |
3,681 | 93,792 | ||||||
Hersha Hospitality Trust a |
8,457 | 44,653 | ||||||
Highwoods Properties Inc. a |
3,330 | 119,880 | ||||||
Home Properties Inc. |
2,169 | 133,328 | ||||||
Hospitality Properties Trust |
5,220 | 131,648 | ||||||
Host Hotels & Resorts Inc. |
30,488 | 511,894 | ||||||
Hudson Pacific Properties Inc. |
1,511 | 32,381 | ||||||
Inland Real Estate Corp. a |
3,722 | 33,796 | ||||||
Investors Real Estate Trust a |
3,885 | 36,364 | ||||||
Kilroy Realty Corp. |
3,159 | 157,634 | ||||||
Kimco Realty Corp. |
17,218 | 357,618 | ||||||
Kite Realty Group Trust a |
3,303 | 19,983 | ||||||
LaSalle Hotel Properties |
4,041 | 110,319 | ||||||
Lexington Realty Trust a |
7,480 | 82,280 | ||||||
Liberty Property Trust |
4,986 | 195,302 | ||||||
LTC Properties Inc. a |
1,287 | 47,928 | ||||||
Macerich Co. (The) a |
5,800 | 346,376 | ||||||
Mack-Cali Realty Corp. a |
3,708 | 100,746 | ||||||
Medical Properties Trust Inc. a |
5,743 | 77,243 | ||||||
Mid-America Apartment Communities Inc. |
1,792 | 117,143 | ||||||
National Health Investors Inc. |
1,174 | 74,725 | ||||||
National Retail Properties Inc. a |
4,680 | 149,854 | ||||||
Omega Healthcare Investors Inc. a |
4,745 | 121,282 | ||||||
Parkway Properties Inc. a |
1,749 | 27,704 | ||||||
Pebblebrook Hotel Trust |
2,592 | 64,567 | ||||||
Pennsylvania Real Estate Investment Trust |
2,382 | 43,924 | ||||||
Piedmont Office Realty Trust Inc. Class A |
7,146 | 138,132 | ||||||
Post Properties Inc. |
2,294 | 111,282 | ||||||
Prologis Inc. |
19,462 | 776,534 | ||||||
PS Business Parks Inc. |
774 | 55,233 | ||||||
Public Storage |
5,413 | 833,223 | ||||||
Ramco-Gershenson Properties Trust a |
2,011 | 30,406 | ||||||
Realty Income Corp. a |
7,587 | 331,400 | ||||||
Regency Centers Corp. |
3,825 | 190,600 | ||||||
Retail Opportunity Investments Corp. |
2,281 | 29,767 | ||||||
RLJ Lodging Trust |
4,537 | 94,869 | ||||||
Rouse Properties Inc. a |
1,012 | 18,479 | ||||||
Sabra Healthcare REIT Inc. |
1,560 | 39,140 | ||||||
Saul Centers Inc. a |
621 | 26,548 |
68 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® FTSE EPRA/NAREIT NORTH AMERICA INDEX FUND
January 31, 2013
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
69 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE NAREIT INDUSTRIAL/OFFICE CAPPED INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
BlackRock Cash Funds: Prime,
|
|
|||||||
0.20% c,d,e |
82,386 | $ | 82,386 | |||||
BlackRock Cash Funds: Treasury,
|
|
|||||||
0.03% c,d |
18,765 | 18,765 | ||||||
|
|
|||||||
1,278,305 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS
|
|
1,278,305 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
11,897,494 | ||||||
Other Assets, Less Liabilities (11.81)% |
|
(1,256,982 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 10,640,512 | |||||
|
|
a |
Security valued using Level 3 inputs in accordance with managements fair valuation policy. See Note 1. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
70 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE NAREIT MORTGAGE PLUS CAPPED INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
BlackRock Cash Funds: Treasury,
|
|
|||||||
0.03% c,d |
506,186 | $ | 506,186 | |||||
|
|
|||||||
75,642,138 | ||||||||
|
|
|||||||
TOTAL SHORT-TERM INVESTMENTS
|
|
75,642,138 | ||||||
|
|
|||||||
TOTAL INVESTMENTS
|
|
1,079,879,925 | ||||||
Other Assets, Less Liabilities (7.52)% |
|
(75,509,383 | ) | |||||
|
|
|||||||
NET ASSETS 100.00% |
|
$ | 1,004,370,542 | |||||
|
|
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Non-income earning security. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
71 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE NAREIT REAL ESTATE 50 INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.87% |
|
|||||||
REITs APARTMENTS 14.82% |
|
|||||||
American Campus Communities Inc. |
18,093 | $ | 842,591 | |||||
Apartment Investment and Management Co. Class A |
25,156 | 686,256 | ||||||
AvalonBay Communities Inc. |
19,747 | 2,562,963 | ||||||
BRE Properties Inc. Class A |
13,257 | 674,516 | ||||||
Camden Property Trust |
14,475 | 1,004,420 | ||||||
Equity Residentiala |
56,007 | 3,102,228 | ||||||
Essex Property Trust Inc. |
6,308 | 970,044 | ||||||
Home Properties Inc. |
8,882 | 545,977 | ||||||
Mid-America Apartment Communities Inc. a |
7,330 | 479,162 | ||||||
UDR Inc. a |
43,245 | 1,033,123 | ||||||
|
|
|||||||
11,901,280 | ||||||||
REITs DIVERSIFIED 20.32% |
|
|||||||
American Tower Corp. |
68,422 | 5,210,335 | ||||||
Digital Realty Trust Inc. a |
21,329 | 1,448,452 | ||||||
Duke Realty Corp. |
54,512 | 840,030 | ||||||
Liberty Property Trust a |
20,347 | 796,992 | ||||||
Plum Creek Timber Co. Inc. |
28,158 | 1,356,653 | ||||||
Rayonier Inc. |
21,195 | 1,141,139 | ||||||
Vornado Realty Trust |
32,137 | 2,714,291 | ||||||
Weyerhaeuser Co. |
93,475 | 2,815,467 | ||||||
|
|
|||||||
16,323,359 | ||||||||
REITs HEALTH CARE 13.12% |
|
|||||||
HCP Inc. a |
78,145 | 3,625,147 | ||||||
Health Care REIT Inc. a |
44,715 | 2,809,891 | ||||||
Senior Housing Properties Trust a |
30,616 | 737,539 | ||||||
Ventas Inc. |
50,776 | 3,365,941 | ||||||
|
|
|||||||
10,538,518 | ||||||||
REITs HOTELS 3.27% |
|
|||||||
Hospitality Properties Trust |
21,348 | 538,397 | ||||||
Host Hotels & Resorts Inc. |
124,226 | 2,085,754 | ||||||
|
|
|||||||
2,624,151 | ||||||||
REITs MORTGAGE 6.79% |
|
|||||||
American Capital Agency Corp. |
59,026 | 1,866,992 | ||||||
Annaly Capital Management Inc. |
167,335 | 2,488,272 | ||||||
Chimera Investment Corp. |
177,758 | 542,162 | ||||||
MFA Financial Inc. |
61,603 | 553,811 | ||||||
|
|
|||||||
5,451,237 | ||||||||
REITs OFFICE PROPERTY 8.85% |
|
|||||||
Alexandria Real Estate Equities Inc. |
11,014 | 798,515 | ||||||
BioMed Realty Trust Inc. a |
26,611 | 541,534 | ||||||
Boston Properties Inc. |
25,862 | 2,722,751 | ||||||
Douglas Emmett Inc. a |
18,131 | 422,815 | ||||||
Highwoods Properties Inc. a |
11,012 | 396,432 | ||||||
Mack-Cali Realty Corp. a |
15,210 | 413,256 | ||||||
Piedmont Office Realty Trust Inc. Class A |
29,217 | 564,764 |
Security | Shares | Value | ||||||
SL Green Realty Corp. |
15,492 | $ | 1,245,247 | |||||
|
|
|||||||
7,105,314 | ||||||||
REITs OUTLET CENTERS 2.43% |
|
|||||||
National Retail Properties Inc. a |
19,057 | 610,205 | ||||||
Realty Income Corp. a |
30,794 | 1,345,082 | ||||||
|
|
|||||||
1,955,287 | ||||||||
REITs REGIONAL MALLS 16.00% |
|
|||||||
CBL & Associates Properties Inc. |
27,885 | 599,249 | ||||||
General Growth Properties Inc. |
81,102 | 1,583,111 | ||||||
Macerich Co. (The) a |
23,627 | 1,411,004 | ||||||
Simon Property Group Inc. |
52,949 | 8,481,371 | ||||||
Taubman Centers Inc. |
9,571 | 780,036 | ||||||
|
|
|||||||
12,854,771 | ||||||||
REITs SHOPPING CENTERS 6.11% |
|
|||||||
DDR Corp. a |
53,559 | 888,544 | ||||||
Federal Realty Investment Trust |
11,184 | 1,183,826 | ||||||
Kimco Realty Corp. |
70,178 | 1,457,597 | ||||||
Regency Centers Corp. a |
15,590 | 776,850 | ||||||
Weingarten Realty Investors a |
20,898 | 602,698 | ||||||
|
|
|||||||
4,909,515 | ||||||||
REITs STORAGE 4.22% |
|
|||||||
Public Storage |
22,026 | 3,390,462 | ||||||
|
|
|||||||
3,390,462 | ||||||||
REITs WAREHOUSE/INDUSTRIAL 3.94% |
|
|||||||
Prologis Inc. |
79,222 | 3,160,958 | ||||||
|
|
|||||||
3,160,958 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
|
80,214,852 | ||||||
SHORT-TERM INVESTMENTS 11.14% |
|
|||||||
MONEY MARKET FUNDS 11.14% |
|
|||||||
BlackRock Cash Funds: Institutional,
|
|
|||||||
0.22% b,c,d |
8,298,306 | 8,298,306 | ||||||
BlackRock Cash Funds: Prime,
|
|
|||||||
0.20% b,c,d |
580,779 | 580,779 |
72 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® FTSE NAREIT REAL ESTATE 50 INDEX FUND
January 31, 2013
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Affiliated issuer. See Note 2. |
c |
The rate quoted is the annualized seven-day yield of the fund at period end. |
d |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
73 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE NAREIT RESIDENTIAL PLUS CAPPED INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.61% |
|
|||||||
REITs APARTMENTS 46.28% |
||||||||
American Campus Communities Inc. |
209,943 | $ | 9,777,046 | |||||
Apartment Investment and Management Co. Class A |
292,026 | 7,966,469 | ||||||
Associated Estates Realty Corp. a |
99,243 | 1,602,774 | ||||||
AvalonBay Communities Inc. |
152,582 | 19,803,618 | ||||||
BRE Properties Inc. Class A |
153,891 | 7,829,974 | ||||||
Camden Property Trust |
167,712 | 11,637,536 | ||||||
Campus Crest Communities Inc. |
77,491 | 936,091 | ||||||
Colonial Properties Trust a |
176,792 | 3,873,513 | ||||||
Education Realty Trust Inc. |
226,844 | 2,438,573 | ||||||
Equity Residential |
432,909 | 23,978,829 | ||||||
Essex Property Trust Inc. a |
73,067 | 11,236,243 | ||||||
Home Properties Inc. a |
102,831 | 6,321,022 | ||||||
Mid-America Apartment Communities Inc. a |
84,803 | 5,543,572 | ||||||
Post Properties Inc. |
108,738 | 5,274,880 | ||||||
UDR Inc. a |
502,048 | 11,993,927 | ||||||
|
|
|||||||
130,214,067 | ||||||||
REITs DIVERSIFIED 1.38% |
|
|||||||
National Health Investors Inc. a |
55,700 | 3,545,305 | ||||||
UMH Properties Inc. |
33,698 | 348,774 | ||||||
|
|
|||||||
3,894,079 | ||||||||
REITs HEALTH CARE 33.68% |
|
|||||||
HCP Inc. |
604,133 | 28,025,730 | ||||||
Health Care REIT Inc. |
204,999 | 12,882,137 | ||||||
Healthcare Realty Trust Inc. |
174,969 | 4,458,210 | ||||||
LTC Properties Inc. a |
60,915 | 2,268,475 | ||||||
Medical Properties Trust Inc. a |
269,577 | 3,625,811 | ||||||
Omega Healthcare Investors Inc. a |
224,821 | 5,746,425 | ||||||
Sabra Healthcare REIT Inc. |
73,979 | 1,856,133 | ||||||
Senior Housing Properties Trust |
354,093 | 8,530,100 | ||||||
Universal Health Realty Income Trust |
24,944 | 1,375,163 | ||||||
Ventas Inc. |
392,498 | 26,018,692 | ||||||
|
|
|||||||
94,786,876 | ||||||||
REITs MANUFACTURED HOMES 3.02% |
|
|||||||
Equity Lifestyle Properties, Inc. |
82,882 | 5,934,351 | ||||||
Sun Communities Inc. a |
59,678 | 2,563,170 | ||||||
|
|
|||||||
8,497,521 | ||||||||
REITs STORAGE 15.25% |
|
|||||||
CubeSmart a |
259,436 | 3,956,399 | ||||||
Extra Space Storage Inc. |
219,754 | 8,754,999 | ||||||
Public Storage |
170,258 | 26,207,814 | ||||||
Sovran Self Storage Inc. |
61,060 | 3,983,555 | ||||||
|
|
|||||||
42,902,767 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
|
280,295,310 |
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Affiliated issuer. See Note 2. |
c |
The rate quoted is the annualized seven-day yield of the fund at period end. |
d |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
74 |
Schedule of Investments (Unaudited)
iSHARES ® FTSE NAREIT RETAIL CAPPED INDEX FUND
January 31, 2013
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Affiliated issuer. See Note 2. |
c |
The rate quoted is the annualized seven-day yield of the fund at period end. |
d |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
75 |
Schedule of Investments (Unaudited)
iSHARES ® HIGH DIVIDEND EQUITY FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.85% |
|
|||||||
AEROSPACE & DEFENSE 1.58% |
|
|||||||
Lockheed Martin Corp. |
277,773 | $ | 24,130,141 | |||||
Raytheon Co. |
232,450 | 12,245,466 | ||||||
|
|
|||||||
36,375,607 | ||||||||
AGRICULTURE 8.84% |
||||||||
Altria Group Inc. |
2,170,341 | 73,097,085 | ||||||
Philip Morris International Inc. |
1,304,358 | 114,992,201 | ||||||
Reynolds American Inc. |
360,049 | 15,834,955 | ||||||
|
|
|||||||
203,924,241 | ||||||||
BANKS 0.14% |
||||||||
National Penn Bancshares Inc. |
110,272 | 1,075,152 | ||||||
Trustmark Corp. |
54,492 | 1,260,400 | ||||||
Westamerica Bancorp |
20,376 | 905,102 | ||||||
|
|
|||||||
3,240,654 | ||||||||
CHEMICALS 1.52% |
||||||||
E.I. du Pont de Nemours and Co. |
738,691 | 35,050,888 | ||||||
|
|
|||||||
35,050,888 | ||||||||
COMMERCIAL SERVICES 0.36% |
||||||||
Paychex Inc. |
257,230 | 8,393,415 | ||||||
|
|
|||||||
8,393,415 | ||||||||
COSMETICS & PERSONAL CARE 5.79% |
|
|||||||
Procter & Gamble Co. (The) |
1,775,139 | 133,419,447 | ||||||
|
|
|||||||
133,419,447 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 0.53% |
|
|||||||
Federated Investors Inc. Class B a |
92,348 | 2,184,954 | ||||||
Greenhill & Co. Inc. a |
19,331 | 1,138,596 | ||||||
NYSE Euronext Inc. |
255,597 | 8,835,988 | ||||||
|
|
|||||||
12,159,538 | ||||||||
ELECTRIC 11.25% |
|
|||||||
Alliant Energy Corp. |
91,510 | 4,194,818 | ||||||
American Electric Power Co. Inc. |
430,156 | 19,481,765 | ||||||
CH Energy Group Inc. |
11,021 | 716,365 | ||||||
CMS Energy Corp. |
210,071 | 5,398,825 | ||||||
Dominion Resources Inc. |
478,539 | 25,893,745 | ||||||
DTE Energy Co. |
141,868 | 8,981,663 | ||||||
Duke Energy Corp. |
682,778 | 46,934,160 | ||||||
Empire District Electric Co. (The) |
44,286 | 939,306 | ||||||
IDACORP Inc. |
36,459 | 1,692,062 | ||||||
NextEra Energy Inc. |
293,842 | 21,171,316 | ||||||
NV Energy Inc. |
177,344 | 3,357,122 | ||||||
Pepco Holdings Inc. |
257,630 | 5,028,938 | ||||||
PG&E Corp. |
391,103 | 16,676,632 | ||||||
Pinnacle West Capital Corp. |
96,037 | 5,126,455 |
Security | Shares | Value | ||||||
Portland General Electric Co. |
61,471 | $ | 1,765,447 | |||||
PPL Corp. |
582,860 | 17,654,829 | ||||||
Public Service Enterprise Group Inc. |
483,136 | 15,064,181 | ||||||
SCANA Corp. |
115,534 | 5,408,147 | ||||||
Southern Co. (The) |
804,006 | 35,561,185 | ||||||
TECO Energy Inc. |
218,535 | 3,883,367 | ||||||
Westar Energy Inc. |
119,876 | 3,604,671 | ||||||
Xcel Energy Inc. |
393,255 | 10,924,624 | ||||||
|
|
|||||||
259,459,623 | ||||||||
ENVIRONMENTAL CONTROL 0.59% |
|
|||||||
Waste Management Inc. |
373,379 | 13,583,528 | ||||||
|
|
|||||||
13,583,528 | ||||||||
FOOD 4.23% |
|
|||||||
ConAgra Foods Inc. |
274,661 | 8,978,668 | ||||||
General Mills Inc. |
416,013 | 17,447,585 | ||||||
H.J. Heinz Co. |
227,400 | 13,787,262 | ||||||
Mondelez International Inc. Class A |
1,599,551 | 44,451,522 | ||||||
Sysco Corp. |
403,897 | 12,831,808 | ||||||
|
|
|||||||
97,496,845 | ||||||||
GAS 0.70% |
|
|||||||
Piedmont Natural Gas Co. |
55,801 | 1,772,240 | ||||||
Questar Corp. |
123,516 | 2,869,277 | ||||||
Sempra Energy |
153,051 | 11,486,477 | ||||||
|
|
|||||||
16,127,994 | ||||||||
HEALTH CARE PRODUCTS 0.03% |
|
|||||||
Meridian Bioscience Inc. |
33,536 | 702,579 | ||||||
|
|
|||||||
702,579 | ||||||||
HOUSEHOLD PRODUCTS & WARES 1.37% |
|
|||||||
Clorox Co. (The) |
90,036 | 7,059,723 | ||||||
Kimberly-Clark Corp. |
273,681 | 24,497,186 | ||||||
|
|
|||||||
31,556,909 | ||||||||
INSURANCE 0.18% |
|
|||||||
American National Insurance Co. |
7,170 | 553,596 | ||||||
Arthur J. Gallagher & Co. |
96,606 | 3,569,591 | ||||||
|
|
|||||||
4,123,187 | ||||||||
IRON & STEEL 0.46% |
|
|||||||
Nucor Corp. |
227,983 | 10,489,498 | ||||||
|
|
|||||||
10,489,498 | ||||||||
OIL & GAS 9.41% |
|
|||||||
Chevron Corp. |
1,319,497 | 151,940,080 | ||||||
ConocoPhillips |
1,121,524 | 65,048,392 | ||||||
|
|
|||||||
216,988,472 | ||||||||
PHARMACEUTICALS 20.88% |
|
|||||||
Bristol-Myers Squibb Co. |
1,386,562 | 50,110,351 | ||||||
Eli Lilly and Co. |
840,441 | 45,123,277 |
76 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® HIGH DIVIDEND EQUITY FUND
January 31, 2013
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Affiliated issuer. See Note 2. |
c |
The rate quoted is the annualized seven-day yield of the fund at period end. |
d |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
77 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR LARGE CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.73% |
|
|||||||
ADVERTISING 0.40% |
|
|||||||
Omnicom Group Inc. |
22,589 | $ | 1,226,131 | |||||
|
|
|||||||
1,226,131 | ||||||||
AEROSPACE & DEFENSE 3.48% |
|
|||||||
Boeing Co. (The) |
58,029 | 4,286,602 | ||||||
United Technologies Corp. |
72,099 | 6,313,710 | ||||||
|
|
|||||||
10,600,312 | ||||||||
AGRICULTURE 0.83% |
|
|||||||
Lorillard Inc. |
33,204 | 1,297,280 | ||||||
Reynolds American Inc. |
27,720 | 1,219,126 | ||||||
|
|
|||||||
2,516,406 | ||||||||
AUTO MANUFACTURERS 0.47% |
|
|||||||
PACCAR Inc. |
30,186 | 1,420,553 | ||||||
|
|
|||||||
1,420,553 | ||||||||
BANKS 7.47% |
|
|||||||
BB&T Corp. |
59,822 | 1,811,410 | ||||||
M&T Bank Corp. |
10,398 | 1,067,771 | ||||||
U.S. Bancorp |
160,780 | 5,321,818 | ||||||
Wells Fargo & Co. |
418,610 | 14,580,186 | ||||||
|
|
|||||||
22,781,185 | ||||||||
BEVERAGES 3.16% |
|
|||||||
PepsiCo Inc. |
132,263 | 9,635,360 | ||||||
|
|
|||||||
9,635,360 | ||||||||
BIOTECHNOLOGY 1.84% |
|
|||||||
Amgen Inc. |
65,612 | 5,607,202 | ||||||
|
|
|||||||
5,607,202 | ||||||||
CHEMICALS 2.79% |
|
|||||||
Air Products and Chemicals Inc. |
18,200 | 1,591,226 | ||||||
E.I. du Pont de Nemours and Co. |
79,730 | 3,783,189 | ||||||
Mosaic Co. (The) |
23,657 | 1,448,991 | ||||||
PPG Industries Inc. a |
12,214 | 1,683,944 | ||||||
|
|
|||||||
8,507,350 | ||||||||
COSMETICS & PERSONAL CARE 5.76% |
|
|||||||
Procter & Gamble Co. (The) |
233,789 | 17,571,581 | ||||||
|
|
|||||||
17,571,581 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 1.87% |
|
|||||||
BlackRock Inc. b |
10,727 | 2,534,575 | ||||||
CME Group Inc. |
26,226 | 1,516,912 |
Security | Shares | Value | ||||||
Discover Financial Services |
43,161 | $ | 1,656,951 | |||||
|
|
|||||||
5,708,438 | ||||||||
ELECTRIC 1.96% |
|
|||||||
Dominion Resources Inc. |
49,132 | 2,658,533 | ||||||
Southern Co. (The) |
74,740 | 3,305,750 | ||||||
|
|
|||||||
5,964,283 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 1.16% |
|
|||||||
Emerson Electric Co. |
61,917 | 3,544,748 | ||||||
|
|
|||||||
3,544,748 | ||||||||
ELECTRONICS 2.62% |
|
|||||||
Honeywell International Inc. |
66,982 | 4,570,851 | ||||||
Thermo Fisher Scientific Inc. |
30,800 | 2,221,912 | ||||||
Tyco International Ltd. |
39,821 | 1,203,789 | ||||||
|
|
|||||||
7,996,552 | ||||||||
FOOD 3.62% |
|
|||||||
General Mills Inc. |
55,169 | 2,313,788 | ||||||
H.J. Heinz Co. |
27,418 | 1,662,353 | ||||||
Kellogg Co. |
21,146 | 1,237,041 | ||||||
Mondelez International Inc. Class A |
151,949 | 4,222,663 | ||||||
Sysco Corp. |
50,260 | 1,596,760 | ||||||
|
|
|||||||
11,032,605 | ||||||||
HEALTH CARE PRODUCTS 3.70% |
|
|||||||
Baxter International Inc. |
46,974 | 3,186,716 | ||||||
Covidien PLC |
40,477 | 2,523,336 | ||||||
Medtronic Inc. |
86,476 | 4,029,782 | ||||||
Stryker Corp. |
24,707 | 1,547,893 | ||||||
|
|
|||||||
11,287,727 | ||||||||
HEALTH CARE SERVICES 1.58% |
|
|||||||
UnitedHealth Group Inc. |
87,342 | 4,822,152 | ||||||
|
|
|||||||
4,822,152 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.98% |
|
|||||||
Kimberly-Clark Corp. |
33,457 | 2,994,736 | ||||||
|
|
|||||||
2,994,736 | ||||||||
INSURANCE 7.33% |
|
|||||||
Aon PLC |
27,247 | 1,573,242 | ||||||
Berkshire Hathaway Inc. Class B c |
155,965 | 15,117,687 | ||||||
Chubb Corp. (The) |
22,397 | 1,798,703 | ||||||
Loews Corp. |
26,587 | 1,153,078 | ||||||
Marsh & McLennan Companies Inc. |
46,547 | 1,651,488 | ||||||
Progressive Corp. (The) |
47,572 | 1,069,894 | ||||||
|
|
|||||||
22,364,092 | ||||||||
INTERNET 0.57% |
|
|||||||
Yahoo! Inc. c |
88,990 | 1,746,874 | ||||||
|
|
|||||||
1,746,874 |
78 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR LARGE CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
LEISURE TIME 0.48% |
|
|||||||
Carnival Corp. |
38,123 | $ | 1,476,123 | |||||
|
|
|||||||
1,476,123 | ||||||||
MACHINERY 3.41% |
|
|||||||
Caterpillar Inc. |
55,914 | 5,501,378 | ||||||
Cummins Inc. |
15,114 | 1,735,541 | ||||||
Deere & Co. |
33,489 | 3,149,975 | ||||||
|
|
|||||||
10,386,894 | ||||||||
MANUFACTURING 2.95% |
|
|||||||
3M Co. |
54,430 | 5,472,936 | ||||||
Illinois Tool Works Inc. |
36,457 | 2,290,593 | ||||||
Ingersoll-Rand PLC |
23,935 | 1,230,020 | ||||||
|
|
|||||||
8,993,549 | ||||||||
MEDIA 5.83% |
|
|||||||
CBS Corp. Class B NVS |
50,525 | 2,107,903 | ||||||
DISH Network Corp. Class A |
19,499 | 726,728 | ||||||
McGraw-Hill Companies Inc. (The) |
23,745 | 1,365,812 | ||||||
News Corp. Class A NVS |
172,402 | 4,782,432 | ||||||
Time Warner Cable Inc. |
25,803 | 2,305,240 | ||||||
Time Warner Inc. |
80,960 | 4,090,099 | ||||||
Viacom Inc. Class B NVS |
39,503 | 2,384,006 | ||||||
|
|
|||||||
17,762,220 | ||||||||
OIL & GAS 3.42% |
|
|||||||
Anadarko Petroleum Corp. |
42,732 | 3,419,415 | ||||||
Chesapeake Energy Corp. a |
44,328 | 894,539 | ||||||
Occidental Petroleum Corp. |
69,274 | 6,114,816 | ||||||
|
|
|||||||
10,428,770 | ||||||||
OIL & GAS SERVICES 0.89% |
|
|||||||
National Oilwell Varco Inc. |
36,502 | 2,706,258 | ||||||
|
|
|||||||
2,706,258 | ||||||||
PHARMACEUTICALS 9.61% |
|
|||||||
Abbott Laboratories |
135,121 | 4,577,899 | ||||||
Bristol-Myers Squibb Co. |
141,141 | 5,100,836 | ||||||
Johnson & Johnson |
236,955 | 17,515,714 | ||||||
McKesson Corp. |
20,182 | 2,123,752 | ||||||
|
|
|||||||
29,318,201 | ||||||||
PIPELINES 0.52% |
|
|||||||
Spectra Energy Corp. |
56,930 | 1,581,515 | ||||||
|
|
|||||||
1,581,515 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 1.96% |
|
|||||||
HCP Inc. |
38,654 | 1,793,159 | ||||||
Prologis Inc. |
39,410 | 1,572,459 | ||||||
Vornado Realty Trust |
14,484 | 1,223,319 | ||||||
Weyerhaeuser Co. |
46,303 | 1,394,646 | ||||||
|
|
|||||||
5,983,583 |
Security | Shares | Value | ||||||
RETAIL 8.09% |
|
|||||||
CVS Caremark Corp. |
106,598 | $ | 5,457,818 | |||||
Gap Inc. (The) |
25,415 | 830,562 | ||||||
Lowes Companies Inc. |
96,165 | 3,672,541 | ||||||
Macys Inc. |
33,798 | 1,335,359 | ||||||
Target Corp. |
55,646 | 3,361,575 | ||||||
Wal-Mart Stores Inc. |
143,016 | 10,003,969 | ||||||
|
|
|||||||
24,661,824 | ||||||||
SEMICONDUCTORS 1.47% |
|
|||||||
Applied Materials Inc. |
102,405 | 1,322,048 | ||||||
Texas Instruments Inc. |
95,834 | 3,170,189 | ||||||
|
|
|||||||
4,492,237 | ||||||||
SOFTWARE 5.84% |
|
|||||||
Microsoft Corp. |
647,680 | 17,791,770 | ||||||
|
|
|||||||
17,791,770 | ||||||||
TRANSPORTATION 3.67% |
|
|||||||
CSX Corp. |
88,187 | 1,942,760 | ||||||
FedEx Corp. |
24,976 | 2,533,815 | ||||||
Norfolk Southern Corp. |
27,023 | 1,861,074 | ||||||
United Parcel Service Inc. Class B |
61,179 | 4,850,883 | ||||||
|
|
|||||||
11,188,532 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
304,099,763 |
79 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR LARGE CORE INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
All or a portion of this security represents a security on loan. See Note 3. |
b |
Affiliated issuer. See Note 2. |
c |
Non-income earning security. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
80 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR LARGE GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.91% |
|
|||||||
AGRICULTURE 3.65% |
|
|||||||
Philip Morris International Inc. |
187,580 | $ | 16,537,053 | |||||
|
|
|||||||
16,537,053 | ||||||||
APPAREL 1.91% |
|
|||||||
Coach Inc. |
31,806 | 1,622,106 | ||||||
Nike Inc. Class B |
81,956 | 4,429,722 | ||||||
Ralph Lauren Corp. |
6,884 | 1,146,048 | ||||||
VF Corp. |
9,895 | 1,460,304 | ||||||
|
|
|||||||
8,658,180 | ||||||||
BEVERAGES 3.80% |
|
|||||||
Brown-Forman Corp. Class B NVS |
17,031 | 1,101,906 | ||||||
Coca-Cola Co. (The) |
433,115 | 16,129,202 | ||||||
|
|
|||||||
17,231,108 | ||||||||
BIOTECHNOLOGY 4.21% |
|
|||||||
Alexion Pharmaceuticals Inc. a |
21,829 | 2,051,708 | ||||||
Biogen Idec Inc. a |
26,567 | 4,146,577 | ||||||
Celgene Corp. a |
47,496 | 4,700,204 | ||||||
Gilead Sciences Inc. a,b |
170,146 | 6,712,260 | ||||||
Regeneron Pharmaceuticals Inc. a,b |
8,457 | 1,471,011 | ||||||
|
|
|||||||
19,081,760 | ||||||||
CHEMICALS 2.97% |
|
|||||||
Ecolab Inc. |
29,620 | 2,144,488 | ||||||
Monsanto Co. |
60,028 | 6,083,838 | ||||||
Praxair Inc. |
33,363 | 3,682,274 | ||||||
Sherwin-Williams Co. (The) |
9,609 | 1,558,003 | ||||||
|
|
|||||||
13,468,603 | ||||||||
COMMERCIAL SERVICES 2.09% |
|
|||||||
Automatic Data Processing Inc. |
54,512 | 3,232,016 | ||||||
MasterCard Inc. Class A |
12,000 | 6,220,800 | ||||||
|
|
|||||||
9,452,816 | ||||||||
COMPUTERS 18.96% |
|
|||||||
Accenture PLC Class A |
71,698 | 5,154,369 | ||||||
Apple Inc. |
105,627 | 48,093,029 | ||||||
Cognizant Technology Solutions Corp. Class A a |
33,707 | 2,635,213 | ||||||
EMC Corp. a |
236,547 | 5,821,422 | ||||||
International Business Machines Corp. |
119,264 | 24,218,941 | ||||||
|
|
|||||||
85,922,974 | ||||||||
COSMETICS & PERSONAL CARE 1.54% |
|
|||||||
Colgate-Palmolive Co. |
49,870 | 5,354,542 | ||||||
Estee Lauder Companies Inc. (The) Class A |
26,956 | 1,642,429 | ||||||
|
|
|||||||
6,996,971 |
Security | Shares | Value | ||||||
DISTRIBUTION & WHOLESALE 0.66% |
|
|||||||
Fastenal Co. |
30,278 | $ | 1,504,211 | |||||
W.W. Grainger Inc. |
6,711 | 1,461,790 | ||||||
|
|
|||||||
2,966,001 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 4.83% |
|
|||||||
American Express Co. |
109,319 | 6,429,050 | ||||||
Charles Schwab Corp. (The) |
122,922 | 2,031,901 | ||||||
Franklin Resources Inc. |
15,509 | 2,122,872 | ||||||
T. Rowe Price Group Inc. |
28,653 | 2,047,257 | ||||||
Visa Inc. Class A |
58,537 | 9,243,578 | ||||||
|
|
|||||||
21,874,658 | ||||||||
ELECTRONICS 0.39% |
|
|||||||
Agilent Technologies Inc. |
39,125 | 1,752,018 | ||||||
|
|
|||||||
1,752,018 | ||||||||
FOOD 0.71% |
|
|||||||
Hershey Co. (The) |
16,792 | 1,334,124 | ||||||
Whole Foods Market Inc. |
19,347 | 1,862,149 | ||||||
|
|
|||||||
3,196,273 | ||||||||
HEALTH CARE PRODUCTS 0.57% |
|
|||||||
Intuitive Surgical Inc. a |
4,466 | 2,565,181 | ||||||
|
|
|||||||
2,565,181 | ||||||||
INTERNET 9.83% |
|
|||||||
Amazon.com Inc. a |
40,689 | 10,802,929 | ||||||
eBay Inc. a |
130,767 | 7,313,798 | ||||||
Google Inc. Class A a |
29,887 | 22,585,307 | ||||||
Priceline.com Inc. a |
5,599 | 3,837,947 | ||||||
|
|
|||||||
44,539,981 | ||||||||
LODGING 0.73% |
|
|||||||
Las Vegas Sands Corp. |
39,797 | 2,198,784 | ||||||
Wynn Resorts Ltd. |
8,927 | 1,117,839 | ||||||
|
|
|||||||
3,316,623 | ||||||||
MANUFACTURING 0.86% |
|
|||||||
Danaher Corp. |
65,334 | 3,915,467 | ||||||
|
|
|||||||
3,915,467 | ||||||||
MEDIA 6.51% |
|
|||||||
Comcast Corp. Class A |
298,373 | 11,362,044 | ||||||
DIRECTV a |
67,835 | 3,469,082 | ||||||
Discovery Communications Inc. Series A a,b |
26,781 | 1,858,066 | ||||||
Liberty Global Inc. Series A a |
27,688 | 1,890,813 | ||||||
Starz Liberty Capital Series A a |
12,493 | 199,138 | ||||||
Walt Disney Co. (The) |
198,985 | 10,721,312 | ||||||
|
|
|||||||
29,500,455 |
81 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR LARGE GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
METAL FABRICATE & HARDWARE 0.66% |
|
|||||||
Precision Castparts Corp. |
16,342 | $ | 2,997,123 | |||||
|
|
|||||||
2,997,123 | ||||||||
OIL & GAS 1.79% |
|
|||||||
Continental Resources Inc. a |
6,408 | 532,633 | ||||||
EOG Resources Inc. |
30,417 | 3,801,517 | ||||||
Noble Energy Inc. |
19,992 | 2,154,938 | ||||||
Pioneer Natural Resources Co. |
13,838 | 1,626,518 | ||||||
|
|
|||||||
8,115,606 | ||||||||
OIL & GAS SERVICES 3.99% |
|
|||||||
Baker Hughes Inc. |
49,404 | 2,209,347 | ||||||
Halliburton Co. |
104,199 | 4,238,815 | ||||||
Schlumberger Ltd. |
149,068 | 11,634,758 | ||||||
|
|
|||||||
18,082,920 | ||||||||
PHARMACEUTICALS 2.26% |
|
|||||||
Allergan Inc. |
34,532 | 3,626,205 | ||||||
Express Scripts Holding Co. a |
91,670 | 4,897,012 | ||||||
Mead Johnson Nutrition Co. Class A |
22,797 | 1,732,572 | ||||||
|
|
|||||||
10,255,789 | ||||||||
PIPELINES 1.17% |
|
|||||||
Kinder Morgan Inc. |
71,009 | 2,659,997 | ||||||
Williams Companies Inc. (The) |
75,660 | 2,651,883 | ||||||
|
|
|||||||
5,311,880 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 4.83% |
|
|||||||
American Tower Corp. |
44,393 | 3,380,527 | ||||||
AvalonBay Communities Inc. |
12,824 | 1,664,427 | ||||||
Boston Properties Inc. |
16,913 | 1,780,601 | ||||||
Equity Residential |
36,157 | 2,002,736 | ||||||
General Growth Properties Inc. |
50,668 | 989,039 | ||||||
Health Care REIT Inc. b |
29,115 | 1,829,587 | ||||||
Public Storage |
16,195 | 2,492,896 | ||||||
Simon Property Group Inc. |
34,736 | 5,564,013 | ||||||
Ventas Inc. b |
33,186 | 2,199,900 | ||||||
|
|
|||||||
21,903,726 | ||||||||
RETAIL 10.11% |
|
|||||||
AutoZone Inc. a,b |
4,147 | 1,533,146 | ||||||
Bed Bath & Beyond Inc. a |
25,735 | 1,510,644 | ||||||
Costco Wholesale Corp. |
48,555 | 4,969,119 | ||||||
Dollar General Corp. a |
29,485 | 1,362,797 | ||||||
Home Depot Inc. (The) |
167,888 | 11,235,065 | ||||||
Limited Brands Inc. |
26,879 | 1,290,730 | ||||||
McDonalds Corp. |
112,733 | 10,742,328 | ||||||
Ross Stores Inc. |
24,970 | 1,490,709 | ||||||
Starbucks Corp. |
83,496 | 4,685,795 | ||||||
TJX Companies Inc. (The) |
81,884 | 3,699,519 | ||||||
Yum! Brands Inc. |
50,732 | 3,294,536 | ||||||
|
|
|||||||
45,814,388 |
Security | Shares | Value | ||||||
SEMICONDUCTORS 3.21% |
|
|||||||
Broadcom Corp. Class A |
58,325 | $ | 1,892,646 | |||||
QUALCOMM Inc. |
191,339 | 12,634,114 | ||||||
|
|
|||||||
14,526,760 | ||||||||
SOFTWARE 5.22% |
|
|||||||
Adobe Systems Inc. a |
55,630 | 2,104,483 | ||||||
Cerner Corp. a,b |
16,375 | 1,351,756 | ||||||
Intuit Inc. |
31,289 | 1,951,808 | ||||||
Oracle Corp. |
422,068 | 14,987,635 | ||||||
Salesforce.com Inc. a,b |
14,669 | 2,524,975 | ||||||
VMware Inc. Class A a,b |
9,593 | 733,672 | ||||||
|
|
|||||||
23,654,329 | ||||||||
TELECOMMUNICATIONS 0.92% |
|
|||||||
Crown Castle International Corp. a |
32,921 | 2,321,589 | ||||||
Motorola Solutions Inc. |
31,449 | 1,836,307 | ||||||
|
|
|||||||
4,157,896 | ||||||||
TRANSPORTATION 1.53% |
|
|||||||
Union Pacific Corp. |
52,820 | 6,943,717 | ||||||
|
|
|||||||
6,943,717 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
452,740,256 |
82 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR LARGE GROWTH INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
83 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR LARGE VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.90% |
|
|||||||
AEROSPACE & DEFENSE 2.01% |
|
|||||||
General Dynamics Corp. |
21,343 | $ | 1,415,041 | |||||
Lockheed Martin Corp. |
17,271 | 1,500,332 | ||||||
Northrop Grumman Corp. |
15,766 | 1,025,421 | ||||||
Raytheon Co. |
21,236 | 1,118,712 | ||||||
|
|
|||||||
5,059,506 | ||||||||
AGRICULTURE 2.23% |
|
|||||||
Altria Group Inc. |
130,226 | 4,386,012 | ||||||
Archer-Daniels-Midland Co. |
42,395 | 1,209,529 | ||||||
|
|
|||||||
5,595,541 | ||||||||
AUTO MANUFACTURERS 1.81% |
|
|||||||
Ford Motor Co. |
245,174 | 3,175,003 | ||||||
General Motors Co. a,b |
49,204 | 1,382,141 | ||||||
|
|
|||||||
4,557,144 | ||||||||
AUTO PARTS & EQUIPMENT 0.54% |
|
|||||||
Johnson Controls Inc. |
43,993 | 1,367,742 | ||||||
|
|
|||||||
1,367,742 | ||||||||
BANKS 17.25% |
|
|||||||
Bank of America Corp. |
693,091 | 7,845,790 | ||||||
Bank of New York Mellon Corp. (The) |
75,147 | 2,040,993 | ||||||
Capital One Financial Corp. |
37,405 | 2,106,650 | ||||||
Citigroup Inc. |
188,578 | 7,950,448 | ||||||
Fifth Third Bancorp |
57,710 | 940,096 | ||||||
Goldman Sachs Group Inc. (The) |
28,407 | 4,200,259 | ||||||
J.P. Morgan Chase & Co. |
244,452 | 11,501,467 | ||||||
Morgan Stanley |
88,871 | 2,030,702 | ||||||
PNC Financial Services Group Inc. (The) c |
34,009 | 2,101,756 | ||||||
State Street Corp. |
29,890 | 1,663,378 | ||||||
SunTrust Banks Inc. |
34,649 | 982,992 | ||||||
|
|
|||||||
43,364,531 | ||||||||
CHEMICALS 1.36% |
|
|||||||
CF Industries Holdings Inc. |
4,043 | 926,534 | ||||||
Dow Chemical Co. (The) |
77,117 | 2,483,168 | ||||||
|
|
|||||||
3,409,702 | ||||||||
COMPUTERS 1.32% |
|
|||||||
Dell Inc. |
93,839 | 1,242,429 | ||||||
Hewlett-Packard Co. |
126,434 | 2,087,425 | ||||||
|
|
|||||||
3,329,854 | ||||||||
ELECTRIC 6.49% |
|
|||||||
American Electric Power Co. Inc. |
31,219 | 1,413,909 | ||||||
Consolidated Edison Inc. |
18,814 | 1,070,140 | ||||||
Duke Energy Corp. |
45,287 | 3,113,028 | ||||||
Edison International |
20,951 | 1,009,629 |
Security | Shares | Value | ||||||
Entergy Corp. |
11,432 | $ | 738,507 | |||||
Exelon Corp. |
54,935 | 1,727,157 | ||||||
FirstEnergy Corp. |
26,860 | 1,087,561 | ||||||
NextEra Energy Inc. |
27,215 | 1,960,841 | ||||||
PG&E Corp. |
27,616 | 1,177,546 | ||||||
PPL Corp. |
37,363 | 1,131,725 | ||||||
Public Service Enterprise Group Inc. |
32,533 | 1,014,379 | ||||||
Xcel Energy Inc. |
31,356 | 871,070 | ||||||
|
|
|||||||
16,315,492 | ||||||||
ENVIRONMENTAL CONTROL 0.41% |
|
|||||||
Waste Management Inc. |
28,041 | 1,020,131 | ||||||
|
|
|||||||
1,020,131 | ||||||||
FOOD 0.36% |
|
|||||||
Kroger Co. (The) |
33,039 | 915,180 | ||||||
|
|
|||||||
915,180 | ||||||||
FOREST PRODUCTS & PAPER 0.47% |
|
|||||||
International Paper Co. |
28,204 | 1,168,210 | ||||||
|
|
|||||||
1,168,210 | ||||||||
GAS 0.43% |
|
|||||||
Sempra Energy |
14,449 | 1,084,397 | ||||||
|
|
|||||||
1,084,397 | ||||||||
HEALTH CARE PRODUCTS 0.42% |
|
|||||||
Becton, Dickinson and Co. |
12,666 | 1,064,451 | ||||||
|
|
|||||||
1,064,451 | ||||||||
HEALTH CARE SERVICES 1.34% |
|
|||||||
Aetna Inc. |
21,516 | 1,037,717 | ||||||
Cigna Corp. |
18,384 | 1,072,522 | ||||||
WellPoint Inc. |
19,546 | 1,266,972 | ||||||
|
|
|||||||
3,377,211 | ||||||||
INSURANCE 5.84% |
|
|||||||
ACE Ltd. |
21,852 | 1,864,631 | ||||||
Aflac Inc. |
30,153 | 1,599,918 | ||||||
Allstate Corp. (The) |
31,001 | 1,360,944 | ||||||
American International Group Inc. a |
94,934 | 3,591,353 | ||||||
MetLife Inc. |
70,160 | 2,619,775 | ||||||
Prudential Financial Inc. |
29,838 | 1,727,024 | ||||||
Travelers Companies Inc. (The) |
24,529 | 1,924,545 | ||||||
|
|
|||||||
14,688,190 | ||||||||
MANUFACTURING 6.65% |
|
|||||||
Eaton Corp. PLC |
29,694 | 1,691,073 | ||||||
General Electric Co. |
674,330 | 15,024,073 | ||||||
|
|
|||||||
16,715,146 | ||||||||
MINING 1.40% |
|
|||||||
Freeport-McMoRan Copper & Gold Inc. |
61,046 | 2,151,871 |
84 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR LARGE VALUE INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
85 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR MID CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.91% |
|
|||||||
ADVERTISING 0.71% |
|
|||||||
Interpublic Group of Companies Inc. (The) |
70,210 | $ | 850,243 | |||||
Lamar Advertising Co. Class A a |
9,029 | 384,997 | ||||||
|
|
|||||||
1,235,240 | ||||||||
AEROSPACE & DEFENSE 0.33% |
|
|||||||
Triumph Group Inc. |
8,151 | 573,586 | ||||||
|
|
|||||||
573,586 | ||||||||
AIRLINES 0.77% |
|
|||||||
Southwest Airlines Co. |
119,957 | 1,344,718 | ||||||
|
|
|||||||
1,344,718 | ||||||||
APPAREL 0.91% |
|
|||||||
Carters Inc. a |
8,284 | 498,945 | ||||||
Hanesbrands Inc. a,b |
15,948 | 597,731 | ||||||
Warnaco Group Inc. (The) a |
6,675 | 488,677 | ||||||
|
|
|||||||
1,585,353 | ||||||||
AUTO PARTS & EQUIPMENT 0.37% |
|
|||||||
WABCO Holdings Inc. a |
10,292 | 644,897 | ||||||
|
|
|||||||
644,897 | ||||||||
BANKS 2.07% |
|
|||||||
CIT Group Inc. a |
32,650 | 1,382,728 | ||||||
First Republic Bank |
11,017 | 393,197 | ||||||
Northern Trust Corp. |
35,452 | 1,824,714 | ||||||
|
|
|||||||
3,600,639 | ||||||||
BEVERAGES 3.13% |
|
|||||||
Beam Inc. |
25,855 | 1,585,946 | ||||||
Coca-Cola Enterprises Inc. |
43,851 | 1,529,084 | ||||||
Constellation Brands Inc. Class A a |
24,639 | 797,318 | ||||||
Dr Pepper Snapple Group Inc. |
33,822 | 1,524,358 | ||||||
|
|
|||||||
5,436,706 | ||||||||
BIOTECHNOLOGY 1.25% |
|
|||||||
Bio-Rad Laboratories Inc. Class A a |
3,271 | 372,207 | ||||||
Life Technologies Corp. a |
27,955 | 1,808,409 | ||||||
|
|
|||||||
2,180,616 | ||||||||
BUILDING MATERIALS 0.61% |
|
|||||||
Masco Corp. |
58,082 | 1,068,128 | ||||||
|
|
|||||||
1,068,128 | ||||||||
CHEMICALS 3.50% |
|
|||||||
Airgas Inc. |
11,433 | 1,088,879 | ||||||
Albemarle Corp. |
14,524 | 890,467 | ||||||
International Flavors & Fragrances Inc. |
13,271 | 934,677 | ||||||
NewMarket Corp. |
1,751 | 446,785 | ||||||
Rockwood Holdings Inc. |
12,648 | 692,225 |
Security | Shares | Value | ||||||
Valspar Corp. (The) |
13,737 | $ | 910,488 | |||||
W.R. Grace & Co. a |
11,523 | 827,351 | ||||||
Westlake Chemical Corp. |
3,254 | 298,912 | ||||||
|
|
|||||||
6,089,784 | ||||||||
COAL 1.30% |
|
|||||||
CONSOL Energy Inc. |
37,040 | 1,160,834 | ||||||
Peabody Energy Corp. |
43,648 | 1,097,747 | ||||||
|
|
|||||||
2,258,581 | ||||||||
COMMERCIAL SERVICES 5.33% |
|
|||||||
ADT Corp. (The) |
37,769 | 1,794,027 | ||||||
Corrections Corp. of America |
16,305 | 617,796 | ||||||
Equifax Inc. |
19,448 | 1,141,598 | ||||||
Global Payments Inc. |
12,852 | 633,090 | ||||||
Hertz Global Holdings Inc. a |
48,635 | 889,048 | ||||||
Quanta Services Inc. a |
34,672 | 1,004,448 | ||||||
SEI Investments Co. |
21,987 | 592,770 | ||||||
Service Corp. International |
34,646 | 517,265 | ||||||
Total System Services Inc. |
26,186 | 608,824 | ||||||
Towers Watson & Co. Class A |
9,303 | 568,227 | ||||||
United Rentals Inc. a,b |
15,074 | 763,046 | ||||||
Vantiv Inc. Class A a |
7,089 | 147,593 | ||||||
|
|
|||||||
9,277,732 | ||||||||
COMPUTERS 0.47% |
|
|||||||
Synopsys Inc. a |
24,274 | 811,723 | ||||||
|
|
|||||||
811,723 | ||||||||
DISTRIBUTION & WHOLESALE 1.28% |
|
|||||||
Genuine Parts Co. |
25,207 | 1,714,832 | ||||||
WESCO International Inc. a,b |
7,127 | 519,772 | ||||||
|
|
|||||||
2,234,604 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 2.84% |
|
|||||||
Eaton Vance Corp. NVS |
18,764 | 679,257 | ||||||
Invesco Ltd. |
72,130 | 1,965,542 | ||||||
LPL Financial Holdings Inc. |
6,102 | 203,197 | ||||||
Raymond James Financial Inc. |
18,161 | 810,525 | ||||||
TD Ameritrade Holding Corp. |
37,302 | 723,286 | ||||||
Waddell & Reed Financial Inc. Class A |
13,940 | 553,418 | ||||||
|
|
|||||||
4,935,225 | ||||||||
ELECTRIC 1.99% |
|
|||||||
Calpine Corp. a |
63,583 | 1,254,493 | ||||||
National Fuel Gas Co. |
13,577 | 738,589 | ||||||
Wisconsin Energy Corp. |
37,394 | 1,474,445 | ||||||
|
|
|||||||
3,467,527 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.46% |
|
|||||||
Hubbell Inc. Class B |
8,689 | 791,133 | ||||||
|
|
|||||||
791,133 |
86 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
ELECTRONICS 0.71% |
|
|||||||
FLIR Systems Inc. |
24,453 | $ | 581,248 | |||||
PerkinElmer Inc. |
18,699 | 658,953 | ||||||
|
|
|||||||
1,240,201 | ||||||||
ENGINEERING & CONSTRUCTION 1.59% |
|
|||||||
Fluor Corp. |
27,053 | 1,753,846 | ||||||
Jacobs Engineering Group Inc. a |
21,158 | 1,017,911 | ||||||
|
|
|||||||
2,771,757 | ||||||||
ENTERTAINMENT 1.14% |
|
|||||||
Dolby Laboratories Inc. Class A |
7,909 | 255,540 | ||||||
International Game Technology |
43,350 | 666,289 | ||||||
Penn National Gaming Inc. a |
10,738 | 522,511 | ||||||
Six Flags Entertainment Corp. |
8,681 | 546,382 | ||||||
|
|
|||||||
1,990,722 | ||||||||
FOOD 2.87% |
|
|||||||
Flowers Foods Inc. |
18,606 | 500,129 | ||||||
Hormel Foods Corp. |
21,828 | 755,467 | ||||||
Ingredion Inc. |
12,461 | 823,298 | ||||||
J.M. Smucker Co. (The) |
17,626 | 1,562,193 | ||||||
McCormick & Co. Inc. NVS |
21,542 | 1,343,144 | ||||||
|
|
|||||||
4,984,231 | ||||||||
FOREST PRODUCTS & PAPER 0.51% |
|
|||||||
MeadWestvaco Corp. |
28,441 | 891,625 | ||||||
|
|
|||||||
891,625 | ||||||||
HAND & MACHINE TOOLS 2.38% |
|
|||||||
Lincoln Electric Holdings Inc. |
13,528 | 729,565 | ||||||
Regal Beloit Corp. |
7,245 | 537,289 | ||||||
Snap-on Inc. |
9,481 | 768,151 | ||||||
Stanley Black & Decker Inc. |
27,416 | 2,106,371 | ||||||
|
|
|||||||
4,141,376 | ||||||||
HEALTH CARE PRODUCTS 5.06% |
|
|||||||
C.R. Bard Inc. |
12,445 | 1,270,261 | ||||||
CareFusion Corp. a |
36,089 | 1,120,203 | ||||||
Henry Schein Inc. a,b |
14,306 | 1,235,180 | ||||||
Hologic Inc. a |
43,393 | 1,034,489 | ||||||
St. Jude Medical Inc. |
50,059 | 2,037,401 | ||||||
Zimmer Holdings Inc. |
28,182 | 2,102,377 | ||||||
|
|
|||||||
8,799,911 | ||||||||
HEALTH CARE SERVICES 1.53% |
|
|||||||
Covance Inc. a |
8,920 | 595,053 | ||||||
Laboratory Corp. of America Holdings a |
15,377 | 1,376,242 | ||||||
MEDNAX Inc. a |
8,115 | 694,319 | ||||||
|
|
|||||||
2,665,614 | ||||||||
HOME BUILDERS 2.44% |
|
|||||||
D.R. Horton Inc. |
45,429 | 1,074,850 |
Security | Shares | Value | ||||||
Lennar Corp. Class A |
26,696 | $ | 1,108,952 | |||||
PulteGroup Inc. a |
55,281 | 1,146,528 | ||||||
Toll Brothers Inc. a |
24,359 | 912,244 | ||||||
|
|
|||||||
4,242,574 | ||||||||
HOME FURNISHINGS 0.28% |
|
|||||||
Harman International Industries Inc. |
11,060 | 495,267 | ||||||
|
|
|||||||
495,267 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.96% |
|
|||||||
Clorox Co. (The) |
21,200 | 1,662,292 | ||||||
|
|
|||||||
1,662,292 | ||||||||
INSURANCE 2.46% |
|
|||||||
Arch Capital Group Ltd. a |
22,213 | 1,031,128 | ||||||
Arthur J. Gallagher & Co. |
20,211 | 746,797 | ||||||
Brown & Brown Inc. |
19,209 | 525,174 | ||||||
Erie Indemnity Co. Class A |
4,183 | 298,415 | ||||||
ProAssurance Corp. |
10,024 | 451,481 | ||||||
W.R. Berkley Corp. |
17,914 | 737,519 | ||||||
White Mountains Insurance Group Ltd. |
902 | 496,695 | ||||||
|
|
|||||||
4,287,209 | ||||||||
INTERNET 1.98% |
|
|||||||
Expedia Inc. |
15,138 | 987,754 | ||||||
Symantec Corp. a |
112,688 | 2,453,218 | ||||||
|
|
|||||||
3,440,972 | ||||||||
IRON & STEEL 1.68% |
|
|||||||
Allegheny Technologies Inc. |
17,471 | 552,957 | ||||||
Nucor Corp. |
51,585 | 2,373,426 | ||||||
|
|
|||||||
2,926,383 | ||||||||
LODGING 1.18% |
|
|||||||
MGM Resorts International a |
60,528 | 772,943 | ||||||
Wyndham Worldwide Corp. |
22,803 | 1,272,179 | ||||||
|
|
|||||||
2,045,122 | ||||||||
MACHINERY 4.17% |
|
|||||||
AGCO Corp. a |
15,787 | 836,711 | ||||||
Babcock & Wilcox Co. (The) |
19,382 | 516,336 | ||||||
Flowserve Corp. |
8,127 | 1,274,070 | ||||||
IDEX Corp. |
13,466 | 671,819 | ||||||
Joy Global Inc. |
17,220 | 1,087,787 | ||||||
Rockwell Automation Inc. |
22,629 | 2,018,281 | ||||||
Xylem Inc. |
30,240 | 844,603 | ||||||
|
|
|||||||
7,249,607 | ||||||||
MANUFACTURING 3.71% |
|
|||||||
AptarGroup Inc. |
10,829 | 558,018 | ||||||
Carlisle Companies Inc. |
10,250 | 657,537 | ||||||
Dover Corp. |
29,080 | 2,011,754 | ||||||
Leggett & Platt Inc. |
23,013 | 677,503 | ||||||
Pall Corp. |
18,062 | 1,233,635 |
87 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Textron Inc. |
45,814 | $ | 1,317,611 | |||||
|
|
|||||||
6,456,058 | ||||||||
MEDIA 0.33% |
|
|||||||
Charter Communications Inc. Class A a |
7,411 | 577,836 | ||||||
|
|
|||||||
577,836 | ||||||||
MINING 0.69% |
|
|||||||
Vulcan Materials Co. |
21,072 | 1,191,832 | ||||||
|
|
|||||||
1,191,832 | ||||||||
OIL & GAS 4.14% |
|
|||||||
Denbury Resources Inc. a |
62,930 | 1,172,386 | ||||||
Diamond Offshore Drilling Inc. |
11,315 | 849,643 | ||||||
Energy XXI (Bermuda) Ltd. |
12,941 | 405,312 | ||||||
HollyFrontier Corp. |
32,920 | 1,719,083 | ||||||
Plains Exploration & Production Co. a |
20,985 | 1,002,034 | ||||||
Rowan Companies PLC a |
20,227 | 697,427 | ||||||
Ultra Petroleum Corp. a,b |
24,915 | 453,951 | ||||||
Whiting Petroleum Corp. a |
19,141 | 910,729 | ||||||
|
|
|||||||
7,210,565 | ||||||||
OIL & GAS SERVICES 0.77% |
|
|||||||
Oil States International Inc. a |
8,941 | 693,643 | ||||||
Superior Energy Services Inc. a |
25,694 | 641,579 | ||||||
|
|
|||||||
1,335,222 | ||||||||
PACKAGING & CONTAINERS 0.84% |
|
|||||||
Ball Corp. |
25,018 | 1,113,801 | ||||||
Silgan Holdings Inc. |
8,033 | 344,616 | ||||||
|
|
|||||||
1,458,417 | ||||||||
PHARMACEUTICALS 1.31% |
|
|||||||
Actavis Inc. a |
20,757 | 1,793,197 | ||||||
Patterson Companies Inc. |
13,647 | 493,066 | ||||||
|
|
|||||||
2,286,263 | ||||||||
PIPELINES 0.90% |
|
|||||||
ONEOK Inc. |
33,251 | 1,563,129 | ||||||
|
|
|||||||
1,563,129 | ||||||||
REAL ESTATE 0.60% |
|
|||||||
Forest City Enterprises Inc. Class A a |
22,421 | 379,139 | ||||||
Jones Lang LaSalle Inc. |
7,175 | 661,105 | ||||||
|
|
|||||||
1,040,244 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 8.50% |
|
|||||||
Apartment Investment and Management Co. Class A |
23,711 | 646,836 | ||||||
BRE Properties Inc. Class A |
12,521 | 637,068 | ||||||
DDR Corp. |
39,295 | 651,904 | ||||||
Douglas Emmett Inc. |
21,321 | 497,206 | ||||||
Duke Realty Corp. |
50,638 | 780,331 | ||||||
Federal Realty Investment Trust |
10,510 | 1,112,483 | ||||||
Home Properties Inc. |
8,346 | 513,029 |
Security | Shares | Value | ||||||
Kimco Realty Corp. |
66,258 | $ | 1,376,179 | |||||
Liberty Property Trust b |
19,253 | 754,140 | ||||||
National Retail Properties Inc. b |
17,907 | 573,382 | ||||||
Plum Creek Timber Co. Inc. |
26,270 | 1,265,689 | ||||||
Rayonier Inc. b |
20,038 | 1,078,846 | ||||||
Realty Income Corp. |
29,100 | 1,271,088 | ||||||
Regency Centers Corp. |
14,718 | 733,398 | ||||||
SL Green Realty Corp. |
14,599 | 1,173,468 | ||||||
Taubman Centers Inc. |
9,330 | 760,395 | ||||||
UDR Inc. |
40,575 | 969,337 | ||||||
|
|
|||||||
14,794,779 | ||||||||
RETAIL 4.63% |
|
|||||||
Advance Auto Parts Inc. |
11,938 | 877,682 | ||||||
American Eagle Outfitters Inc. |
29,309 | 592,335 | ||||||
Ascena Retail Group Inc. a |
20,567 | 348,611 | ||||||
AutoNation Inc. a |
6,340 | 307,490 | ||||||
Cabelas Inc. a,b |
7,512 | 387,769 | ||||||
CarMax Inc. a |
37,187 | 1,465,912 | ||||||
Family Dollar Stores Inc. |
15,586 | 883,726 | ||||||
Foot Locker Inc. |
24,532 | 842,674 | ||||||
Nordstrom Inc. |
24,719 | 1,365,230 | ||||||
Nu Skin Enterprises Inc. Class A |
8,594 | 364,042 | ||||||
Williams-Sonoma Inc. |
14,059 | 618,596 | ||||||
|
|
|||||||
8,054,067 | ||||||||
SAVINGS & LOANS 0.40% |
|
|||||||
Peoples United Financial Inc. |
56,616 | 696,943 | ||||||
|
|
|||||||
696,943 | ||||||||
SEMICONDUCTORS 7.95% |
|
|||||||
Analog Devices Inc. |
48,948 | 2,136,091 | ||||||
Avago Technologies Ltd. |
35,036 | 1,253,238 | ||||||
Lam Research Corp. a |
27,862 | 1,146,243 | ||||||
Linear Technology Corp. |
37,612 | 1,377,351 | ||||||
LSI Corp. a |
90,154 | 634,684 | ||||||
Marvell Technology Group Ltd. |
74,935 | 693,149 | ||||||
Maxim Integrated Products Inc. |
47,387 | 1,490,321 | ||||||
Microchip Technology Inc. |
31,651 | 1,058,726 | ||||||
NVIDIA Corp. |
101,583 | 1,245,407 | ||||||
Skyworks Solutions Inc. a |
31,654 | 757,797 | ||||||
Teradyne Inc. a,b |
30,589 | 494,318 | ||||||
Xilinx Inc. |
42,402 | 1,547,249 | ||||||
|
|
|||||||
13,834,574 | ||||||||
SOFTWARE 2.73% |
|
|||||||
Activision Blizzard Inc. |
68,837 | 784,054 | ||||||
BMC Software Inc. a,b |
23,186 | 963,378 | ||||||
Broadridge Financial Solutions Inc. |
19,948 | 470,174 | ||||||
Electronic Arts Inc. a |
49,685 | 781,545 | ||||||
Fiserv Inc. a |
21,686 | 1,741,603 | ||||||
|
|
|||||||
4,740,754 | ||||||||
TELECOMMUNICATIONS 0.98% |
|
|||||||
Amdocs Ltd. |
26,847 | 958,169 | ||||||
Clearwire Corp. Class A a |
72,369 | 230,857 |
88 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID CORE INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
89 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.95% |
||||||||
AEROSPACE & DEFENSE 1.02% |
||||||||
B/E Aerospace Inc. a |
14,750 | $ | 759,478 | |||||
TransDigm Group Inc. |
6,378 | 863,836 | ||||||
|
|
|||||||
1,623,314 | ||||||||
APPAREL 0.94% |
||||||||
Michael Kors Holdings Ltd. a |
16,712 | 938,045 | ||||||
Under Armour Inc. Class A a,b |
10,976 | 558,349 | ||||||
|
|
|||||||
1,496,394 | ||||||||
AUTO MANUFACTURERS 0.24% |
||||||||
Tesla Motors Inc. a,b |
10,132 | 380,051 | ||||||
|
|
|||||||
380,051 | ||||||||
AUTO PARTS & EQUIPMENT 0.77% |
|
|||||||
BorgWarner Inc. a |
16,583 | 1,230,127 | ||||||
|
|
|||||||
1,230,127 | ||||||||
BANKS 0.30% |
|
|||||||
Signature Bank a |
6,524 | 482,319 | ||||||
|
|
|||||||
482,319 | ||||||||
BEVERAGES 1.13% |
|
|||||||
Green Mountain Coffee Roasters Inc. a,b |
17,486 | 796,138 | ||||||
Monster Beverage Corp. a |
21,126 | 1,011,935 | ||||||
|
|
|||||||
1,808,073 | ||||||||
BIOTECHNOLOGY 1.98% |
|
|||||||
ARIAD Pharmaceuticals Inc. a |
23,546 | 468,095 | ||||||
Illumina Inc. a |
17,488 | 885,417 | ||||||
Seattle Genetics Inc. a,b |
14,638 | 431,089 | ||||||
Vertex Pharmaceuticals Inc. a |
30,721 | 1,375,686 | ||||||
|
|
|||||||
3,160,287 | ||||||||
BUILDING MATERIALS 1.42% |
|
|||||||
Armstrong World Industries Inc. |
2,992 | 164,530 | ||||||
Fortune Brands Home & Security Inc. a |
23,109 | 756,589 | ||||||
Martin Marietta Materials Inc. |
6,491 | 640,856 | ||||||
Owens Corning a |
16,783 | 699,348 | ||||||
|
|
|||||||
2,261,323 | ||||||||
CHEMICALS 1.57% |
|
|||||||
FMC Corp. |
19,492 | 1,198,173 | ||||||
Sigma-Aldrich Corp. |
17,048 | 1,318,322 | ||||||
|
|
|||||||
2,516,495 | ||||||||
COMMERCIAL SERVICES 5.75% |
|
|||||||
Alliance Data Systems Corp. a,b |
7,068 | 1,113,917 |
Security | Shares | Value | ||||||
FleetCor Technologies Inc. a |
5,852 | $ | 350,184 | |||||
Gartner Inc. a |
13,301 | 685,134 | ||||||
Genpact Ltd. |
18,967 | 317,697 | ||||||
Iron Mountain Inc. |
23,670 | 809,751 | ||||||
Moodys Corp. |
27,477 | 1,506,289 | ||||||
Morningstar Inc. |
3,198 | 216,473 | ||||||
Paychex Inc. |
45,831 | 1,495,465 | ||||||
Robert Half International Inc. |
19,971 | 703,778 | ||||||
Rollins Inc. |
9,285 | 229,525 | ||||||
Verisk Analytics Inc. Class A a |
20,566 | 1,134,421 | ||||||
Weight Watchers International Inc. b |
3,777 | 201,956 | ||||||
WEX Inc. a |
5,469 | 429,918 | ||||||
|
|
|||||||
9,194,508 | ||||||||
COMPUTERS 5.21% |
|
|||||||
Cadence Design Systems Inc. a |
39,560 | 551,071 | ||||||
Fortinet Inc. a |
18,755 | 442,431 | ||||||
IHS Inc. Class A a |
7,114 | 732,031 | ||||||
Jack Henry & Associates Inc. |
12,161 | 504,438 | ||||||
MICROS Systems Inc. a |
11,398 | 524,650 | ||||||
NetApp Inc. a |
50,764 | 1,827,504 | ||||||
Riverbed Technology Inc. a |
22,728 | 440,923 | ||||||
SanDisk Corp. a |
34,258 | 1,712,557 | ||||||
Teradata Corp. a |
23,958 | 1,597,040 | ||||||
|
|
|||||||
8,332,645 | ||||||||
DISTRIBUTION & WHOLESALE 1.10% |
|
|||||||
Fossil Inc. a |
7,667 | 809,482 | ||||||
LKQ Corp. a |
42,140 | 943,515 | ||||||
|
|
|||||||
1,752,997 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 2.01% |
|
|||||||
Affiliated Managers Group Inc. a |
7,344 | 1,057,022 | ||||||
IntercontinentalExchange Inc. a |
10,303 | 1,429,541 | ||||||
Nationstar Mortgage Holdings Inc. a,b |
2,427 | 87,591 | ||||||
Ocwen Financial Corp. a |
16,403 | 639,225 | ||||||
|
|
|||||||
3,213,379 | ||||||||
ELECTRIC 0.37% |
|
|||||||
ITC Holdings Corp. |
7,281 | 589,761 | ||||||
|
|
|||||||
589,761 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.88% |
|
|||||||
AMETEK Inc. |
34,426 | 1,411,122 | ||||||
|
|
|||||||
1,411,122 | ||||||||
ELECTRONICS 3.44% |
|
|||||||
Amphenol Corp. Class A |
22,719 | 1,535,123 | ||||||
Mettler-Toledo International Inc. a,b |
4,347 | 923,868 | ||||||
National Instruments Corp. |
13,361 | 379,452 | ||||||
Sensata Technologies Holding NV a |
12,322 | 415,744 | ||||||
Trimble Navigation Ltd. a |
17,881 | 1,117,563 | ||||||
Waters Corp. a |
12,322 | 1,128,326 | ||||||
|
|
|||||||
5,500,076 |
90 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND
January 31, 2013
Security |
Shares |
Value | ||||||
ENTERTAINMENT 0.28% |
|
|||||||
Madison Square Garden Inc. Class A a |
8,552 | $ | 444,875 | |||||
|
|
|||||||
444,875 | ||||||||
ENVIRONMENTAL CONTROL 1.37% |
|
|||||||
Clean Harbors Inc. a |
7,492 | 416,480 | ||||||
Stericycle Inc. a |
12,169 | 1,148,145 | ||||||
Waste Connections Inc. |
17,442 | 628,261 | ||||||
|
|
|||||||
2,192,886 | ||||||||
HEALTH CARE PRODUCTS 3.38% |
|
|||||||
Cooper Companies Inc. (The) |
6,801 | 689,281 | ||||||
Edwards Lifesciences Corp. a |
16,352 | 1,470,535 | ||||||
IDEXX Laboratories Inc. a,b |
7,757 | 738,544 | ||||||
ResMed Inc. |
20,290 | 888,702 | ||||||
Sirona Dental Systems Inc. a |
7,769 | 516,406 | ||||||
Varian Medical Systems Inc. a |
15,501 | 1,095,146 | ||||||
|
|
|||||||
5,398,614 | ||||||||
HEALTH CARE SERVICES 1.09% |
|
|||||||
Brookdale Senior Living Inc. a |
13,854 | 374,196 | ||||||
DaVita HealthCare Partners Inc. a |
11,877 | 1,370,725 | ||||||
|
|
|||||||
1,744,921 | ||||||||
HOME BUILDERS 0.42% |
|
|||||||
NVR Inc. a |
652 | 671,338 | ||||||
|
|
|||||||
671,338 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.72% |
|
|||||||
Church & Dwight Co. Inc. |
19,800 | 1,144,242 | ||||||
|
|
|||||||
1,144,242 | ||||||||
INSURANCE 0.38% |
|
|||||||
Markel Corp. a |
1,280 | 609,446 | ||||||
|
|
|||||||
609,446 | ||||||||
INTERNET 5.83% |
|
|||||||
Equinix Inc. a |
6,890 | 1,484,313 | ||||||
F5 Networks Inc. a |
11,200 | 1,174,656 | ||||||
Groupon Inc. a,b |
37,984 | 208,912 | ||||||
IAC/InterActiveCorp |
11,497 | 474,251 | ||||||
LinkedIn Corp. Class A a |
9,591 | 1,187,270 | ||||||
Netflix Inc. a |
7,875 | 1,301,265 | ||||||
Rackspace Hosting Inc. a |
15,523 | 1,169,658 | ||||||
Splunk Inc. a |
3,696 | 121,820 | ||||||
TIBCO Software Inc. a |
21,950 | 514,508 | ||||||
TripAdvisor Inc. a |
15,519 | 718,219 | ||||||
VeriSign Inc. a |
22,021 | 955,932 | ||||||
|
|
|||||||
9,310,804 | ||||||||
IRON & STEEL 0.20% |
|
|||||||
Carpenter Technology Corp. |
6,241 | 326,592 | ||||||
|
|
|||||||
326,592 |
Security |
Shares |
Value | ||||||
LEISURE TIME 1.55% |
|
|||||||
Harley-Davidson Inc. |
32,057 | $ | 1,680,428 | |||||
Polaris Industries Inc. |
9,106 | 793,042 | ||||||
|
|
|||||||
2,473,470 | ||||||||
LODGING 2.14% |
|
|||||||
Hyatt Hotels Corp. Class A a |
7,880 | 315,752 | ||||||
Marriott International Inc. Class A |
34,872 | 1,394,182 | ||||||
Starwood Hotels & Resorts Worldwide Inc. |
27,766 | 1,705,110 | ||||||
|
|
|||||||
3,415,044 | ||||||||
MACHINERY 2.07% |
|
|||||||
Graco Inc. |
8,611 | 492,549 | ||||||
Nordson Corp. |
8,014 | 541,907 | ||||||
Roper Industries Inc. |
13,940 | 1,637,253 | ||||||
Wabtec Corp. |
6,795 | 636,148 | ||||||
|
|
|||||||
3,307,857 | ||||||||
MANUFACTURING 0.71% |
|
|||||||
Colfax Corp. a |
9,426 | 420,494 | ||||||
Donaldson Co. Inc. |
19,159 | 720,570 | ||||||
|
|
|||||||
1,141,064 | ||||||||
MEDIA 2.37% |
|
|||||||
AMC Networks Inc. Class A a |
8,109 | 461,970 | ||||||
FactSet Research Systems Inc. |
5,777 | 534,488 | ||||||
Nielsen Holdings NV a |
17,398 | 565,609 | ||||||
Scripps Networks Interactive Inc. Class A |
12,335 | 761,933 | ||||||
Sirius XM Radio Inc. |
464,798 | 1,459,465 | ||||||
|
|
|||||||
3,783,465 | ||||||||
METAL FABRICATE & HARDWARE 0.30% |
|
|||||||
Valmont Industries Inc. |
3,312 | 482,625 | ||||||
|
|
|||||||
482,625 | ||||||||
MINING 0.60% |
|
|||||||
Allied Nevada Gold Corp. a |
11,556 | 273,762 | ||||||
Royal Gold Inc. |
9,229 | 689,129 | ||||||
|
|
|||||||
962,891 | ||||||||
OIL & GAS 6.73% |
|
|||||||
Cabot Oil & Gas Corp. |
29,731 | 1,569,202 | ||||||
Cheniere Energy Inc. a |
31,733 | 673,692 | ||||||
Cobalt International Energy Inc. a |
25,047 | 606,388 | ||||||
Concho Resources Inc. a |
14,820 | 1,351,880 | ||||||
EQT Corp. |
21,198 | 1,259,373 | ||||||
Laredo Petroleum Holdings Inc. a |
3,262 | 60,184 | ||||||
Oasis Petroleum Inc. a |
10,015 | 359,338 | ||||||
QEP Resources Inc. |
25,270 | 741,674 | ||||||
Range Resources Corp. |
23,042 | 1,547,731 | ||||||
SandRidge Energy Inc. a,b |
49,257 | 348,740 | ||||||
SM Energy Co. |
9,337 | 543,040 | ||||||
Southwestern Energy Co. a |
49,510 | 1,698,193 | ||||||
|
|
|||||||
10,759,435 |
91 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
OIL & GAS SERVICES 4.19% |
|
|||||||
Cameron International Corp. a |
34,957 | $ | 2,213,128 | |||||
Core Laboratories NV |
6,622 | 845,232 | ||||||
Dresser-Rand Group Inc. a |
10,710 | 653,846 | ||||||
Dril-Quip Inc. a |
5,138 | 416,640 | ||||||
FMC Technologies Inc. a |
33,683 | 1,594,890 | ||||||
Oceaneering International Inc. |
15,290 | 966,481 | ||||||
|
|
|||||||
6,690,217 | ||||||||
PHARMACEUTICALS 4.41% |
|
|||||||
BioMarin Pharmaceutical Inc. a |
17,570 | 964,417 | ||||||
DENTSPLY International Inc. |
20,109 | 839,752 | ||||||
Forest Laboratories Inc. a |
33,181 | 1,204,470 | ||||||
Herbalife Ltd. b |
15,259 | 554,207 | ||||||
Jazz Pharmaceuticals PLC a |
6,650 | 374,993 | ||||||
Medivation Inc. a |
10,496 | 570,563 | ||||||
Onyx Pharmaceuticals Inc. a |
10,176 | 788,843 | ||||||
Perrigo Co. |
12,503 | 1,256,677 | ||||||
Pharmacyclics Inc. a ,b |
7,100 | 492,243 | ||||||
|
|
|||||||
7,046,165 | ||||||||
REAL ESTATE 0.58% |
|
|||||||
CBRE Group Inc. Class A a |
42,787 | 923,343 | ||||||
|
|
|||||||
923,343 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 5.23% |
|
|||||||
American Campus Communities Inc. |
14,853 | 691,704 | ||||||
Camden Property Trust |
11,931 | 827,892 | ||||||
Digital Realty Trust Inc. b |
17,478 | 1,186,931 | ||||||
Equity Lifestyle Properties, Inc. |
5,535 | 396,306 | ||||||
Essex Property Trust Inc. b |
5,184 | 797,196 | ||||||
Extra Space Storage Inc. |
14,488 | 577,202 | ||||||
Host Hotels & Resorts Inc. b |
102,687 | 1,724,115 | ||||||
Kilroy Realty Corp. |
10,538 | 525,846 | ||||||
Macerich Co. (The) b |
19,357 | 1,156,000 | ||||||
Tanger Factory Outlet Centers Inc. |
13,267 | 469,917 | ||||||
|
|
|||||||
8,353,109 | ||||||||
RETAIL 9.63% |
|
|||||||
Chicos FAS Inc. |
23,513 | 421,588 | ||||||
Chipotle Mexican Grill Inc. a |
4,464 | 1,370,493 | ||||||
Copart Inc. a |
14,986 | 538,147 | ||||||
Dicks Sporting Goods Inc. |
13,933 | 663,072 | ||||||
Dollar Tree Inc. a |
32,191 | 1,287,318 | ||||||
Dunkin Brands Group Inc. |
10,285 | 375,505 | ||||||
GNC Holdings Inc. Class A |
10,378 | 372,985 | ||||||
HSN Inc. |
5,137 | 306,165 | ||||||
Lululemon Athletica Inc. a,b |
14,285 | 985,665 | ||||||
MSC Industrial Direct Co. Inc. Class A |
6,595 | 521,797 | ||||||
OReilly Automotive Inc. a |
16,240 | 1,504,636 | ||||||
Panera Bread Co. Class A a |
4,014 | 641,477 | ||||||
PetSmart Inc. |
15,230 | 996,194 | ||||||
PVH Corp. |
10,010 | 1,189,889 | ||||||
Sally Beauty Holdings Inc. a |
22,117 | 586,985 | ||||||
Tiffany & Co. |
16,911 | 1,111,898 | ||||||
Tractor Supply Co. |
9,988 | 1,035,456 | ||||||
Ulta Salon, Cosmetics & Fragrance Inc. |
8,414 | 823,058 |
Security | Shares | Value | ||||||
Urban Outfitters Inc. a |
15,485 | $ | 662,603 | |||||
|
|
|||||||
15,394,931 | ||||||||
SAVINGS & LOANS 0.07% |
|
|||||||
TFS Financial Corp. a |
11,349 | 116,100 | ||||||
|
|
|||||||
116,100 | ||||||||
SEMICONDUCTORS 2.21% |
|
|||||||
Altera Corp. |
45,421 | 1,517,970 | ||||||
Cree Inc. a |
16,458 | 710,162 | ||||||
KLA-Tencor Corp. |
23,592 | 1,295,437 | ||||||
|
|
|||||||
3,523,569 | ||||||||
SOFTWARE 7.54% |
|
|||||||
Akamai Technologies Inc. a |
25,181 | 1,025,118 | ||||||
ANSYS Inc. a |
13,135 | 966,736 | ||||||
Autodesk Inc. a |
31,837 | 1,237,823 | ||||||
Check Point Software Technologies Ltd. a , b |
22,343 | 1,117,150 | ||||||
Citrix Systems Inc. a |
26,455 | 1,935,448 | ||||||
Concur Technologies Inc. a |
6,417 | 429,297 | ||||||
Informatica Corp. a |
15,320 | 566,993 | ||||||
MSCI Inc. Class A a |
17,346 | 585,254 | ||||||
NetSuite Inc. a |
3,954 | 277,689 | ||||||
Nuance Communications Inc. a |
35,456 | 852,717 | ||||||
Red Hat Inc. a |
27,392 | 1,521,900 | ||||||
SolarWinds Inc. a |
8,662 | 471,386 | ||||||
Solera Holdings Inc. |
9,724 | 532,972 | ||||||
VeriFone Systems Inc. a |
15,240 | 529,133 | ||||||
|
|
|||||||
12,049,616 | ||||||||
TELECOMMUNICATIONS 3.72% |
|
|||||||
IPG Photonics Corp. |
4,091 | 267,879 | ||||||
Juniper Networks Inc. a |
73,049 | 1,634,837 | ||||||
Level 3 Communications Inc. a |
22,781 | 542,643 | ||||||
Palo Alto Networks Inc. a |
4,606 | 254,988 | ||||||
SBA Communications Corp. Class A a |
17,911 | 1,247,680 | ||||||
tw telecom inc. a |
21,445 | 592,525 | ||||||
Virgin Media Inc. |
35,750 | 1,408,193 | ||||||
|
|
|||||||
5,948,745 | ||||||||
TRANSPORTATION 4.10% |
|
|||||||
C.H. Robinson Worldwide Inc. |
22,841 | 1,510,932 | ||||||
Expeditors International of Washington Inc. |
29,610 | 1,270,269 | ||||||
Genesee & Wyoming Inc. Class A a |
6,157 | 520,759 | ||||||
J.B. Hunt Transport Services Inc. |
12,920 | 869,129 | ||||||
Kansas City Southern Industries Inc. |
15,605 | 1,452,982 | ||||||
Kirby Corp. a |
7,899 | 558,064 | ||||||
Old Dominion Freight Line Inc. a |
9,982 | 372,129 | ||||||
|
|
|||||||
6,554,264 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS |
|
|||||||
(Cost: $132,388,951) |
159,722,499 | |||||||
|
|
92 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
93 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR MID VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.92% |
|
|||||||
AEROSPACE & DEFENSE 1.41% |
|
|||||||
L-3 Communications Holdings Inc. |
9,146 | $ | 694,364 | |||||
Rockwell Collins Inc. |
13,647 | 803,536 | ||||||
|
|
|||||||
1,497,900 | ||||||||
AGRICULTURE 1.06% |
|
|||||||
Bunge Ltd. |
14,218 | 1,132,606 | ||||||
|
|
|||||||
1,132,606 | ||||||||
AIRLINES 1.81% |
|
|||||||
Delta Air Lines Inc. a |
82,763 | 1,149,578 | ||||||
United Continental Holdings Inc. a |
32,354 | 781,349 | ||||||
|
|
|||||||
1,930,927 | ||||||||
AUTO PARTS & EQUIPMENT 2.90% |
|
|||||||
Autoliv Inc. b |
9,299 | 611,874 | ||||||
Delphi Automotive PLC a |
28,740 | 1,111,089 | ||||||
Goodyear Tire & Rubber Co. (The) a |
23,868 | 328,424 | ||||||
Lear Corp. |
9,442 | 462,658 | ||||||
TRW Automotive Holdings Corp. a |
9,880 | 569,384 | ||||||
|
|
|||||||
3,083,429 | ||||||||
BANKS 4.84% |
|
|||||||
BOK Financial Corp. |
2,599 | 145,674 | ||||||
City National Corp. |
4,598 | 243,510 | ||||||
Comerica Inc. |
18,534 | 636,828 | ||||||
Commerce Bancshares Inc. |
7,589 | 284,967 | ||||||
Cullen/Frost Bankers Inc. |
5,986 | 352,516 | ||||||
East West Bancorp Inc. |
13,668 | 320,515 | ||||||
Hancock Holding Co. |
8,231 | 248,741 | ||||||
Huntington Bancshares Inc. |
83,341 | 580,053 | ||||||
KeyCorp |
90,861 | 854,093 | ||||||
Regions Financial Corp. |
137,507 | 1,069,805 | ||||||
Zions Bancorp |
17,898 | 417,381 | ||||||
|
|
|||||||
5,154,083 | ||||||||
BEVERAGES 0.64% |
|
|||||||
Molson Coors Brewing Co. Class B NVS |
15,177 | 685,697 | ||||||
|
|
|||||||
685,697 | ||||||||
BUILDING MATERIALS 0.24% |
|
|||||||
USG Corp. a,b |
8,694 | 255,517 | ||||||
|
|
|||||||
255,517 | ||||||||
CHEMICALS 3.20% |
|
|||||||
Ashland Inc. |
7,133 | 560,012 | ||||||
Celanese Corp. Series A |
15,533 | 728,187 | ||||||
Cytec Industries Inc. |
4,442 | 325,599 | ||||||
Eastman Chemical Co. |
14,924 | 1,061,842 | ||||||
Huntsman Corp. |
18,652 | 328,835 |
Security | Shares | Value | ||||||
RPM International Inc. |
12,856 | $ | 401,236 | |||||
|
|
|||||||
3,405,711 | ||||||||
COMMERCIAL SERVICES 2.02% |
|
|||||||
H&R Block Inc. |
26,407 | 601,287 | ||||||
Manpower Inc. |
7,636 | 393,254 | ||||||
SAIC Inc. |
27,571 | 333,609 | ||||||
Western Union Co. |
58,060 | 826,194 | ||||||
|
|
|||||||
2,154,344 | ||||||||
COMPUTERS 2.99% |
|
|||||||
Computer Sciences Corp. |
15,113 | 631,724 | ||||||
NCR Corp. a |
15,581 | 432,684 | ||||||
Seagate Technology PLC |
32,695 | 1,110,976 | ||||||
Western Digital Corp. |
21,336 | 1,002,792 | ||||||
|
|
|||||||
3,178,176 | ||||||||
COSMETICS & PERSONAL CARE 0.67% |
|
|||||||
Avon Products Inc. |
42,090 | 714,688 | ||||||
|
|
|||||||
714,688 | ||||||||
DISTRIBUTION & WHOLESALE 0.37% |
|
|||||||
Arrow Electronics Inc. a |
10,299 | 395,688 | ||||||
|
|
|||||||
395,688 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 3.56% |
|
|||||||
Ameriprise Financial Inc. |
20,029 | 1,328,323 | ||||||
Jefferies Group Inc. |
12,427 | 247,670 | ||||||
Legg Mason Inc. |
11,405 | 315,348 | ||||||
NASDAQ OMX Group Inc. (The) |
11,402 | 322,905 | ||||||
NYSE Euronext Inc. |
23,650 | 817,580 | ||||||
SLM Corp. |
44,984 | 759,780 | ||||||
|
|
|||||||
3,791,606 | ||||||||
ELECTRIC 9.51% |
|
|||||||
AES Corp. (The) |
60,119 | 651,690 | ||||||
Alliant Energy Corp. |
10,800 | 495,072 | ||||||
Ameren Corp. |
23,617 | 766,136 | ||||||
CMS Energy Corp. |
25,695 | 660,362 | ||||||
DTE Energy Co. |
16,745 | 1,060,126 | ||||||
Great Plains Energy Inc. |
14,935 | 319,609 | ||||||
Integrys Energy Group Inc. |
7,585 | 414,824 | ||||||
MDU Resources Group Inc. |
18,376 | 428,528 | ||||||
Northeast Utilities |
30,552 | 1,244,383 | ||||||
NRG Energy Inc. |
31,375 | 753,000 | ||||||
NV Energy Inc. |
22,897 | 433,440 | ||||||
OGE Energy Corp. |
9,602 | 563,733 | ||||||
Pepco Holdings Inc. |
22,312 | 435,530 | ||||||
Pinnacle West Capital Corp. |
10,674 | 569,778 | ||||||
SCANA Corp. |
12,835 | 600,806 | ||||||
TECO Energy Inc. |
19,783 | 351,544 | ||||||
Westar Energy Inc. |
12,320 | 370,462 | ||||||
|
|
|||||||
10,119,023 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.84% |
|
|||||||
Energizer Holdings Inc. |
6,026 | 524,322 |
94 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Molex Inc. |
13,425 | $ | 364,623 | |||||
|
|
|||||||
888,945 | ||||||||
ELECTRONICS 1.52% |
||||||||
Avnet Inc. a |
13,371 | 472,799 | ||||||
Flextronics International Ltd. a,b |
64,514 | 400,632 | ||||||
Garmin Ltd. |
10,624 | 402,543 | ||||||
Jabil Circuit Inc. |
18,174 | 343,670 | ||||||
|
|
|||||||
1,619,644 | ||||||||
ENGINEERING & CONSTRUCTION 1.00% |
|
|||||||
KBR Inc. |
14,359 | 448,288 | ||||||
Shaw Group Inc. (The) a |
6,493 | 307,249 | ||||||
URS Corp. |
7,464 | 309,606 | ||||||
|
|
|||||||
1,065,143 | ||||||||
ENTERTAINMENT 0.26% |
|
|||||||
Cinemark Holdings Inc. |
9,968 | 280,499 | ||||||
|
|
|||||||
280,499 | ||||||||
ENVIRONMENTAL CONTROL 0.87% |
|
|||||||
Republic Services Inc. |
29,102 | 928,063 | ||||||
|
|
|||||||
928,063 | ||||||||
FOOD 3.75% |
||||||||
Campbell Soup Co. |
17,457 | 640,847 | ||||||
ConAgra Foods Inc. |
39,660 | 1,296,485 | ||||||
Dean Foods Co. a |
18,043 | 330,367 | ||||||
Hillshire Brands Co. |
11,903 | 368,755 | ||||||
Safeway Inc. b |
23,345 | 449,391 | ||||||
Smithfield Foods Inc. a |
12,125 | 282,634 | ||||||
Tyson Foods Inc. Class A |
27,948 | 618,210 | ||||||
|
|
|||||||
3,986,689 | ||||||||
FOREST PRODUCTS & PAPER 0.27% |
|
|||||||
Domtar Corp. |
3,434 | 285,812 | ||||||
|
|
|||||||
285,812 | ||||||||
GAS 3.06% |
||||||||
AGL Resources Inc. |
11,454 | 478,777 | ||||||
Atmos Energy Corp. |
8,795 | 328,581 | ||||||
CenterPoint Energy Inc. |
41,598 | 850,263 | ||||||
NiSource Inc. |
30,147 | 814,874 | ||||||
Questar Corp. |
17,043 | 395,909 | ||||||
UGI Corp. |
10,970 | 386,583 | ||||||
|
|
|||||||
3,254,987 | ||||||||
HAND & MACHINE TOOLS 0.30% |
|
|||||||
Kennametal Inc. |
7,754 | 317,992 | ||||||
|
|
|||||||
317,992 | ||||||||
HEALTH CARE PRODUCTS 1.45% |
|
|||||||
Boston Scientific Corp. a |
133,611 | 998,074 |
Security | Shares | Value | ||||||
Hospira Inc. a |
16,068 | $ | 548,240 | |||||
|
|
|||||||
1,546,314 | ||||||||
HEALTH CARE SERVICES 3.50% |
|
|||||||
Coventry Health Care Inc. |
13,084 | 599,640 | ||||||
HCA Holdings Inc. |
15,888 | 598,183 | ||||||
Humana Inc. |
15,397 | 1,144,921 | ||||||
Quest Diagnostics Inc. |
15,474 | 896,718 | ||||||
Universal Health Services Inc. Class B |
8,598 | 486,991 | ||||||
|
|
|||||||
3,726,453 | ||||||||
HOLDING COMPANIES DIVERSIFIED 0.46% |
|
|||||||
Leucadia National Corp. |
19,279 | 490,651 | ||||||
|
|
|||||||
490,651 | ||||||||
HOME FURNISHINGS 0.82% |
|
|||||||
Whirlpool Corp. |
7,583 | 874,926 | ||||||
|
|
|||||||
874,926 | ||||||||
HOUSEHOLD PRODUCTS & WARES 1.29% |
|
|||||||
Avery Dennison Corp. |
9,688 | 373,085 | ||||||
Jarden Corp. |
7,141 | 420,176 | ||||||
Scotts Miracle-Gro Co. (The) Class A |
3,751 | 163,994 | ||||||
Tupperware Brands Corp. |
5,383 | 410,185 | ||||||
|
|
|||||||
1,367,440 | ||||||||
HOUSEWARES 0.62% |
||||||||
Newell Rubbermaid Inc. |
28,002 | 657,487 | ||||||
|
|
|||||||
657,487 | ||||||||
INSURANCE 10.74% |
||||||||
Alleghany Corp. a |
1,651 | 595,334 | ||||||
Allied World Assurance Co. Holdings Ltd. |
3,431 | 291,052 | ||||||
American Financial Group Inc. |
7,371 | 313,710 | ||||||
Assurant Inc. |
7,661 | 292,957 | ||||||
Axis Capital Holdings Ltd. |
11,077 | 423,917 | ||||||
Cincinnati Financial Corp. |
14,236 | 604,176 | ||||||
CNA Financial Corp. |
2,629 | 81,893 | ||||||
Everest Re Group Ltd. |
5,038 | 583,451 | ||||||
Fidelity National Financial Inc. Class A |
20,624 | 517,662 | ||||||
Genworth Financial Inc. Class A a |
47,925 | 439,472 | ||||||
Hartford Financial Services Group Inc. (The) |
42,459 | 1,052,983 | ||||||
HCC Insurance Holdings Inc. |
9,840 | 380,611 | ||||||
Lincoln National Corp. |
26,767 | 775,708 | ||||||
PartnerRe Ltd. |
5,967 | 523,246 | ||||||
Principal Financial Group Inc. |
26,858 | 832,867 | ||||||
Reinsurance Group of America Inc. |
7,187 | 412,462 | ||||||
RenaissanceRe Holdings Ltd. |
4,693 | 401,908 | ||||||
Torchmark Corp. |
9,229 | 514,148 | ||||||
Unum Group |
26,790 | 624,475 | ||||||
Validus Holdings Ltd. |
9,872 | 359,439 | ||||||
Willis Group Holdings PLC |
16,815 | 600,464 | ||||||
XL Group PLC |
29,257 | 811,004 | ||||||
|
|
|||||||
11,432,939 |
95 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
INTERNET 1.00% |
|
|||||||
Liberty Interactive Corp. Series A a |
50,273 | $ | 1,068,804 | |||||
|
|
|||||||
1,068,804 | ||||||||
IRON & STEEL 1.53% |
|
|||||||
Cliffs Natural Resources Inc. |
13,867 | 517,378 | ||||||
Reliance Steel & Aluminum Co. |
7,363 | 476,534 | ||||||
Steel Dynamics Inc. |
21,372 | 325,068 | ||||||
United States Steel Corp. b |
14,018 | 313,302 | ||||||
|
|
|||||||
1,632,282 | ||||||||
LEISURE TIME 0.48% |
|
|||||||
Royal Caribbean Cruises Ltd. |
14,013 | 507,271 | ||||||
|
|
|||||||
507,271 | ||||||||
MACHINERY 0.43% |
|
|||||||
CNH Global NV |
2,584 | 123,360 | ||||||
Gardner Denver Inc. |
4,781 | 336,439 | ||||||
|
|
|||||||
459,799 | ||||||||
MANUFACTURING 1.62% |
|
|||||||
Parker Hannifin Corp. |
14,517 | 1,349,645 | ||||||
SPX Corp. |
4,946 | 369,120 | ||||||
|
|
|||||||
1,718,765 | ||||||||
MEDIA 0.86% |
|
|||||||
Cablevision NY Group Class A |
20,967 | 306,957 | ||||||
Gannett Co. Inc. |
22,347 | 438,671 | ||||||
John Wiley & Sons Inc. Class A |
4,553 | 174,380 | ||||||
|
|
|||||||
920,008 | ||||||||
METAL FABRICATE & HARDWARE 0.39% |
|
|||||||
Timken Co. (The) |
7,738 | 414,834 | ||||||
|
|
|||||||
414,834 | ||||||||
MINING 0.86% |
|
|||||||
Alcoa Inc. |
103,854 | 918,069 | ||||||
|
|
|||||||
918,069 | ||||||||
OFFICE & BUSINESS EQUIPMENT 1.19% |
|
|||||||
Pitney Bowes Inc. |
19,565 | 281,931 | ||||||
Xerox Corp. |
122,972 | 985,006 | ||||||
|
|
|||||||
1,266,937 | ||||||||
OIL & GAS 5.45% |
|
|||||||
Atwood Oceanics Inc. a |
5,548 | 292,768 | ||||||
Cimarex Energy Co. |
8,419 | 537,637 | ||||||
CVR Energy Inc. a |
1,434 | 84,247 | ||||||
Energen Corp. |
7,027 | 338,280 | ||||||
Helmerich & Payne Inc. |
10,285 | 661,737 | ||||||
Murphy Oil Corp. |
17,966 | 1,069,336 | ||||||
Nabors Industries Ltd. a |
28,218 | 470,394 |
Security | Shares | Value | ||||||
Newfield Exploration Co. a |
13,164 | $ | 388,338 | |||||
Noble Corp. |
24,593 | 996,016 | ||||||
Tesoro Corp. |
13,666 | 665,398 | ||||||
WPX Energy Inc. a |
19,417 | 291,838 | ||||||
|
|
|||||||
5,795,989 | ||||||||
PACKAGING & CONTAINERS 2.67% |
|
|||||||
Bemis Co. Inc. |
10,034 | 358,013 | ||||||
Crown Holdings Inc. a |
14,025 | 530,986 | ||||||
Owens-Illinois Inc. a |
16,001 | 380,824 | ||||||
Packaging Corp. of America |
9,540 | 366,622 | ||||||
Rock-Tenn Co. Class A |
6,926 | 546,808 | ||||||
Sealed Air Corp. |
18,911 | 354,014 | ||||||
Sonoco Products Co. |
9,816 | 304,198 | ||||||
|
|
|||||||
2,841,465 | ||||||||
PHARMACEUTICALS 2.98% |
|
|||||||
AmerisourceBergen Corp. |
22,915 | 1,039,654 | ||||||
Endo Health Solutions Inc. a |
11,104 | 351,553 | ||||||
Mylan Inc. a |
39,659 | 1,121,160 | ||||||
Omnicare Inc. |
10,751 | 418,751 | ||||||
Warner Chilcott PLC Class A |
17,047 | 241,556 | ||||||
|
|
|||||||
3,172,674 | ||||||||
REAL ESTATE 0.18% |
|
|||||||
Realogy Holdings Corp. a |
4,356 | 195,018 | ||||||
|
|
|||||||
195,018 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 4.26% |
|
|||||||
Alexandria Real Estate Equities Inc. |
6,197 | 449,282 | ||||||
American Capital Agency Corp. |
33,243 | 1,051,476 | ||||||
BioMed Realty Trust Inc. |
15,036 | 305,983 | ||||||
CBL & Associates Properties Inc. |
15,682 | 337,006 | ||||||
Chimera Investment Corp. |
100,143 | 305,436 | ||||||
Hospitality Properties Trust |
12,046 | 303,800 | ||||||
MFA Financial Inc. |
34,835 | 313,167 | ||||||
Piedmont Office Realty Trust Inc. Class A |
16,351 | 316,065 | ||||||
Retail Properties of America Inc. Class A |
3,175 | 41,084 | ||||||
Senior Housing Properties Trust |
18,152 | 437,282 | ||||||
Two Harbors Investment Corp. |
28,759 | 357,187 | ||||||
Weingarten Realty Investors b |
10,878 | 313,722 | ||||||
|
|
|||||||
4,531,490 | ||||||||
RETAIL 4.05% |
|
|||||||
Best Buy Co. Inc. |
25,952 | 421,980 | ||||||
Darden Restaurants Inc. |
12,525 | 582,412 | ||||||
Dillards Inc. Class A |
2,987 | 252,133 | ||||||
GameStop Corp. Class A |
11,793 | 273,598 | ||||||
J.C. Penney Co. Inc. b |
13,894 | 282,465 | ||||||
Kohls Corp. |
20,593 | 953,250 | ||||||
Sears Holdings Corp. a,b |
3,519 | 165,217 | ||||||
Signet Jewelers Ltd. |
7,883 | 493,318 | ||||||
Staples Inc. |
65,578 | 883,991 | ||||||
|
|
|||||||
4,308,364 | ||||||||
SAVINGS & LOANS 1.16% |
|
|||||||
First Niagara Financial Group Inc. |
34,231 | 268,371 |
96 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR MID VALUE INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
97 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.87% |
|
|||||||
AEROSPACE & DEFENSE 1.10% |
|
|||||||
Cubic Corp. |
6,401 | $ | 300,847 | |||||
Kaman Corp. |
10,540 | 383,024 | ||||||
Teledyne Technologies Inc. a |
14,492 | 989,224 | ||||||
|
|
|||||||
1,673,095 | ||||||||
AIRLINES 1.36% |
|
|||||||
Alaska Air Group Inc. a |
27,629 | 1,274,526 | ||||||
Allegiant Travel Co. |
6,034 | 449,352 | ||||||
Spirit Airlines Inc. a |
18,095 | 350,862 | ||||||
|
|
|||||||
2,074,740 | ||||||||
APPAREL 1.61% |
|
|||||||
Columbia Sportswear Co. b |
4,895 | 250,086 | ||||||
Crocs Inc. a |
35,987 | 534,767 | ||||||
Deckers Outdoor Corp. a,b |
13,950 | 557,302 | ||||||
SKECHERS U.S.A. Inc. Class A a |
14,960 | 284,240 | ||||||
Wolverine World Wide Inc. |
19,285 | 829,255 | ||||||
|
|
|||||||
2,455,650 | ||||||||
AUTO PARTS & EQUIPMENT 1.61% |
|
|||||||
Tenneco Inc. a |
23,760 | 830,650 | ||||||
Titan International Inc. b |
18,935 | 459,931 | ||||||
Visteon Corp. a |
20,772 | 1,169,256 | ||||||
|
|
|||||||
2,459,837 | ||||||||
BANKS 6.22% |
|
|||||||
BancorpSouth Inc. |
32,880 | 476,760 | ||||||
Bank of the Ozarks Inc. |
11,705 | 425,126 | ||||||
BBCN Bancorp Inc. |
30,424 | 367,826 | ||||||
Capital Bank Financial Corp. a,b |
3,657 | 56,574 | ||||||
Cathay General Bancorp |
28,923 | 561,395 | ||||||
Community Bank System Inc. |
15,432 | 438,269 | ||||||
First Citizens BancShares Inc. Class A |
2,197 | 383,069 | ||||||
First Financial Bankshares Inc. |
11,833 | 485,863 | ||||||
First Horizon National Corp. |
97,042 | 990,799 | ||||||
First Midwest Bancorp Inc. |
29,178 | 369,685 | ||||||
Glacier Bancorp Inc. |
28,518 | 444,310 | ||||||
Home Bancshares Inc. |
8,948 | 310,675 | ||||||
National Penn Bancshares Inc. |
47,973 | 467,737 | ||||||
PrivateBancorp Inc. |
24,838 | 426,468 | ||||||
Prosperity Bancshares Inc. |
17,323 | 781,440 | ||||||
UMB Financial Corp. |
12,821 | 567,586 | ||||||
Umpqua Holdings Corp. |
44,215 | 558,878 | ||||||
Westamerica Bancorp |
10,841 | 481,557 | ||||||
Western Alliance Bancorp a |
28,638 | 352,247 | ||||||
Wintrust Financial Corp. |
14,394 | 533,586 | ||||||
|
|
|||||||
9,479,850 | ||||||||
BIOTECHNOLOGY 1.72% |
|
|||||||
Arena Pharmaceuticals Inc. a,b |
85,828 | 724,389 | ||||||
Charles River Laboratories International Inc. a |
19,115 | 789,832 |
Security | Shares | Value | ||||||
ImmunoGen Inc. a,b |
33,460 | $ | 479,147 | |||||
Medicines Co. (The) a |
21,298 | 636,384 | ||||||
|
|
|||||||
2,629,752 | ||||||||
BUILDING MATERIALS 1.96% |
|
|||||||
Lennox International Inc. |
17,976 | 1,033,800 | ||||||
Louisiana-Pacific Corp. a |
54,322 | 1,055,476 | ||||||
Nortek Inc. a |
5,912 | 426,551 | ||||||
Texas Industries Inc. a |
8,224 | 467,452 | ||||||
|
|
|||||||
2,983,279 | ||||||||
CHEMICALS 2.76% |
|
|||||||
Chemtura Corp. a |
38,443 | 911,868 | ||||||
H.B. Fuller Co. |
19,654 | 768,078 | ||||||
Innophos Holdings Inc. |
8,467 | 428,176 | ||||||
Minerals Technologies Inc. |
13,975 | 578,146 | ||||||
PolyOne Corp. |
35,208 | 768,943 | ||||||
Sensient Technologies Corp. |
19,597 | 746,646 | ||||||
|
|
|||||||
4,201,857 | ||||||||
COMMERCIAL SERVICES 3.68% |
|
|||||||
Aarons Inc. |
27,661 | 820,149 | ||||||
Chemed Corp. |
7,654 | 578,260 | ||||||
Convergys Corp. |
43,140 | 734,243 | ||||||
CoreLogic Inc. a |
38,256 | 1,003,837 | ||||||
Euronet Worldwide Inc. a |
18,934 | 463,315 | ||||||
Heartland Payment Systems Inc. |
14,869 | 472,239 | ||||||
KAR Auction Services Inc. |
31,791 | 678,102 | ||||||
Live Nation Entertainment Inc. a,b |
55,998 | 574,539 | ||||||
MoneyGram International Inc. a,b |
8,923 | 122,870 | ||||||
TeleTech Holdings Inc. a |
8,795 | 164,467 | ||||||
|
|
|||||||
5,612,021 | ||||||||
COMPUTERS 1.25% |
|
|||||||
DST Systems Inc. |
12,114 | 810,911 | ||||||
Mentor Graphics Corp. a |
37,248 | 638,058 | ||||||
Synaptics Inc. a |
13,084 | 458,987 | ||||||
|
|
|||||||
1,907,956 | ||||||||
COSMETICS & PERSONAL CARE 0.25% |
|
|||||||
Elizabeth Arden Inc. a,b |
10,099 | 387,903 | ||||||
|
|
|||||||
387,903 | ||||||||
DISTRIBUTION & WHOLESALE 1.02% |
|
|||||||
Beacon Roofing Supply Inc. a,b |
18,807 | 679,685 | ||||||
Watsco Inc. |
11,658 | 878,430 | ||||||
|
|
|||||||
1,558,115 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 1.48% |
|
|||||||
Credit Acceptance Corp. a,b |
3,806 | 378,963 | ||||||
Federated Investors Inc. Class B b |
36,821 | 871,185 | ||||||
Walter Investment Management Corp. a |
13,637 | 611,074 | ||||||
World Acceptance Corp. a,b |
5,039 | 390,775 | ||||||
|
|
|||||||
2,251,997 |
98 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
ELECTRIC 0.75% |
|
|||||||
Dynegy Inc. a |
33,616 | $ | 672,320 | |||||
MGE Energy Inc. |
9,147 | 479,211 | ||||||
|
|
|||||||
1,151,531 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 2.49% |
|
|||||||
Acuity Brands Inc. |
16,706 | 1,149,373 | ||||||
Belden Inc. |
17,375 | 836,606 | ||||||
EnerSys Inc. a |
19,160 | 784,219 | ||||||
GrafTech International Ltd. a,b |
50,181 | 481,738 | ||||||
Littelfuse Inc. |
8,628 | 552,278 | ||||||
|
|
|||||||
3,804,214 | ||||||||
ELECTRONICS 0.97% |
|
|||||||
Coherent Inc. |
9,483 | 525,453 | ||||||
ESCO Technologies Inc. |
10,583 | 435,702 | ||||||
Watts Water Technologies Inc. Class A |
11,080 | 510,788 | ||||||
|
|
|||||||
1,471,943 | ||||||||
ENGINEERING & CONSTRUCTION 1.38% |
|
|||||||
EMCOR Group Inc. |
26,221 | 952,609 | ||||||
Granite Construction Inc. |
14,092 | 512,385 | ||||||
MasTec Inc. a |
22,589 | 639,269 | ||||||
|
|
|||||||
2,104,263 | ||||||||
ENTERTAINMENT 1.51% |
|
|||||||
Churchill Downs Inc. |
5,010 | 323,947 | ||||||
DreamWorks Animation SKG Inc.
|
28,381 | 494,113 | ||||||
International Speedway Corp. Class A |
10,207 | 279,774 | ||||||
Lions Gate Entertainment Corp. a |
30,736 | 563,083 | ||||||
Regal Entertainment Group Class A |
31,172 | 465,398 | ||||||
Scientific Games Corp. Class A a |
20,563 | 182,805 | ||||||
|
|
|||||||
2,309,120 | ||||||||
ENVIRONMENTAL CONTROL 1.52% |
|
|||||||
Covanta Holding Corp. |
51,997 | 1,025,381 | ||||||
Mine Safety Appliances Co. |
12,272 | 567,212 | ||||||
Tetra Tech Inc. a |
25,157 | 720,999 | ||||||
|
|
|||||||
2,313,592 | ||||||||
FOOD 2.26% |
|
|||||||
B&G Foods Inc. Class A |
20,730 | 657,141 | ||||||
J&J Snack Foods Corp. |
5,886 | 401,131 | ||||||
Lancaster Colony Corp. |
7,658 | 547,241 | ||||||
Sanderson Farms Inc. |
7,792 | 393,340 | ||||||
Snyders-Lance Inc. |
19,042 | 484,238 | ||||||
Tootsie Roll Industries Inc. |
8,000 | 216,800 | ||||||
TreeHouse Foods Inc. a |
14,244 | 753,935 | ||||||
|
|
|||||||
3,453,826 | ||||||||
FOREST PRODUCTS & PAPER 0.71% |
|
|||||||
Clearwater Paper Corp. a |
9,047 | 409,919 | ||||||
Deltic Timber Corp. |
4,246 | 308,090 |
Security | Shares | Value | ||||||
KapStone Paper and Packaging Corp. |
14,965 | $ | 359,160 | |||||
|
|
|||||||
1,077,169 | ||||||||
GAS 0.44% |
|
|||||||
South Jersey Industries Inc. |
12,326 | 669,055 | ||||||
|
|
|||||||
669,055 | ||||||||
HAND & MACHINE TOOLS 0.33% |
|
|||||||
Franklin Electric Co. Inc. |
7,629 | 507,481 | ||||||
|
|
|||||||
507,481 | ||||||||
HEALTH CARE PRODUCTS 3.30% |
|
|||||||
Alere Inc. a |
30,098 | 639,884 | ||||||
Bruker Corp. a |
36,890 | 622,334 | ||||||
Integra LifeSciences Holdings Corp. a |
7,776 | 327,758 | ||||||
PSS World Medical Inc. a |
19,865 | 574,694 | ||||||
Steris Corp. |
23,002 | 867,866 | ||||||
Teleflex Inc. |
16,092 | 1,206,900 | ||||||
West Pharmaceutical Services Inc. |
13,432 | 795,309 | ||||||
|
|
|||||||
5,034,745 | ||||||||
HEALTH CARE SERVICES 1.62% |
|
|||||||
AmSurg Corp. a |
12,586 | 392,809 | ||||||
Emeritus Corp. a |
11,737 | 317,838 | ||||||
HealthSouth Corp. a |
37,617 | 897,541 | ||||||
WellCare Health Plans Inc. a |
17,039 | 864,048 | ||||||
|
|
|||||||
2,472,236 | ||||||||
HOLDING COMPANIES DIVERSIFIED 0.05% |
|
|||||||
Harbinger Group Inc. a |
3,827 | 31,381 | ||||||
National Bank Holdings Corp. Class A |
2,856 | 51,551 | ||||||
|
|
|||||||
82,932 | ||||||||
HOME BUILDERS 0.95% |
|
|||||||
Ryland Group Inc. (The) |
17,869 | 709,757 | ||||||
Thor Industries Inc. |
17,388 | 731,687 | ||||||
|
|
|||||||
1,441,444 | ||||||||
HOME FURNISHINGS 0.60% |
|
|||||||
Tempur-Pedic International Inc. a |
23,545 | 917,313 | ||||||
|
|
|||||||
917,313 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.57% |
|
|||||||
Prestige Brands Holdings Inc. a |
19,689 | 422,329 | ||||||
Spectrum Brands Holdings Inc. |
8,838 | 447,556 | ||||||
|
|
|||||||
869,885 | ||||||||
HOUSEWARES 0.67% |
|
|||||||
Toro Co. (The) |
23,064 | 1,015,508 | ||||||
|
|
|||||||
1,015,508 | ||||||||
INSURANCE 0.70% |
|
|||||||
Primerica Inc. |
18,418 | 605,584 |
99 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
RLI Corp. |
6,728 | $ | 464,299 | |||||
|
|
|||||||
1,069,883 | ||||||||
LEISURE TIME 0.88% |
|
|||||||
Life Time Fitness Inc. a,b |
15,777 | 800,367 | ||||||
WMS Industries Inc. a |
21,689 | 536,803 | ||||||
|
|
|||||||
1,337,170 | ||||||||
LODGING 0.52% |
|
|||||||
Choice Hotels International Inc. |
10,849 | 390,998 | ||||||
Orient-Express Hotels Ltd. Class A a |
34,498 | 400,867 | ||||||
|
|
|||||||
791,865 | ||||||||
MACHINERY 2.44% |
|
|||||||
Applied Industrial Technologies Inc. |
16,563 | 728,109 | ||||||
Manitowoc Co. Inc. (The) |
52,091 | 916,802 | ||||||
Robbins & Myers Inc. |
16,717 | 974,267 | ||||||
Sauer-Danfoss Inc. |
4,534 | 243,340 | ||||||
Zebra Technologies Corp. Class A a |
20,004 | 865,773 | ||||||
|
|
|||||||
3,728,291 | ||||||||
MANUFACTURING 2.84% |
||||||||
Actuant Corp. Class A |
28,667 | 845,103 | ||||||
AZZ Inc. |
9,868 | 422,252 | ||||||
Barnes Group Inc. |
18,669 | 446,189 | ||||||
CLARCOR Inc. |
19,668 | 992,447 | ||||||
ITT Corp. |
36,447 | 935,959 | ||||||
LSB Industries Inc. a |
7,333 | 303,586 | ||||||
TriMas Corp. a |
12,564 | 388,102 | ||||||
|
|
|||||||
4,333,638 | ||||||||
METAL FABRICATE & HARDWARE 0.53% |
|
|||||||
Mueller Industries Inc. |
11,093 | 591,922 | ||||||
Rexnord Corp. a,b |
10,458 | 208,951 | ||||||
|
|
|||||||
800,873 | ||||||||
MINING 1.72% |
|
|||||||
AMCOL International Corp. |
10,069 | 297,338 | ||||||
Compass Minerals International Inc. |
13,000 | 936,650 | ||||||
Globe Specialty Metals Inc. |
25,362 | 384,488 | ||||||
Hecla Mining Co. |
113,001 | 593,255 | ||||||
Kaiser Aluminum Corp. |
6,666 | 414,358 | ||||||
|
|
|||||||
2,626,089 | ||||||||
OFFICE FURNISHINGS 0.99% |
|
|||||||
Herman Miller Inc. |
23,122 | 571,114 | ||||||
HNI Corp. |
17,839 | 563,177 | ||||||
Interface Inc. |
22,808 | 382,718 | ||||||
|
|
|||||||
1,517,009 | ||||||||
OIL & GAS 3.57% |
|
|||||||
Berry Petroleum Co. Class A |
17,837 | $ | 656,758 | |||||
Bill Barrett Corp. a |
18,772 | 299,789 | ||||||
Comstock Resources Inc. a |
17,461 | 254,756 | ||||||
Contango Oil & Gas Co. |
5,139 | 220,617 |
Security | Shares | Value | ||||||
EXCO Resources Inc. |
57,523 | 368,723 | ||||||
Gran Tierra Energy Inc. a,b |
106,316 | 566,664 | ||||||
McMoRan Exploration Co. a |
39,579 | 625,744 | ||||||
Patterson-UTI Energy Inc. |
58,745 | 1,194,873 | ||||||
PDC Energy Inc. a |
11,798 | 436,880 | ||||||
Unit Corp. a |
17,060 | 821,098 | ||||||
|
|
|||||||
5,445,902 | ||||||||
OIL & GAS SERVICES 1.02% |
|
|||||||
C&J Energy Services Inc. a |
17,101 | 391,784 | ||||||
Key Energy Services Inc. a |
60,181 | 489,271 | ||||||
MRC Global Inc. a |
9,360 | 287,633 | ||||||
RPC Inc. b |
25,698 | 384,699 | ||||||
|
|
|||||||
1,553,387 | ||||||||
PACKAGING & CONTAINERS 0.57% |
|
|||||||
Graphic Packaging Holding Co. a |
44,433 | 311,475 | ||||||
Greif Inc. Class A |
11,977 | 562,680 | ||||||
|
|
|||||||
874,155 | ||||||||
PHARMACEUTICALS 0.94% |
|
|||||||
Impax Laboratories Inc. a |
25,648 | 517,064 | ||||||
Synageva BioPharma Corp. a,b |
3,749 | 173,429 | ||||||
VCA Antech Inc. a |
34,581 | 746,949 | ||||||
|
|
|||||||
1,437,442 | ||||||||
PIPELINES 0.47% |
|
|||||||
SemGroup Corp. Class A a |
16,569 | 715,118 | ||||||
|
|
|||||||
715,118 | ||||||||
REAL ESTATE 0.72% |
|
|||||||
Kennedy-Wilson Holdings Inc. |
16,161 | 242,253 | ||||||
St. Joe Co. (The) a,b |
36,409 | 855,612 | ||||||
|
|
|||||||
1,097,865 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 11.05% |
|
|||||||
American Assets Trust Inc. |
13,389 | 386,942 | ||||||
Colonial Properties Trust |
32,630 | 714,923 | ||||||
Corporate Office Properties Trust |
31,497 | 833,411 | ||||||
Cousins Properties Inc. |
35,314 | 314,295 | ||||||
CubeSmart |
47,039 | 717,345 | ||||||
DCT Industrial Trust Inc. |
106,045 | 748,678 | ||||||
EastGroup Properties Inc. |
11,731 | 657,405 | ||||||
Equity One Inc. |
24,533 | 554,691 | ||||||
Highwoods Properties Inc. |
20,555 | 739,980 | ||||||
LaSalle Hotel Properties |
37,120 | 1,013,376 | ||||||
Lexington Realty Trust b |
59,901 | 658,911 | ||||||
LTC Properties Inc. b |
12,093 | 450,343 | ||||||
Medical Properties Trust Inc. b |
53,447 | 718,862 | ||||||
Mid-America Apartment Communities Inc. |
16,627 | 1,086,907 | ||||||
National Health Investors Inc. b |
9,564 | 608,749 | ||||||
Omega Healthcare Investors Inc. b |
44,092 | 1,126,991 | ||||||
Pebblebrook Hotel Trust |
23,999 | 597,815 | ||||||
Potlatch Corp. |
15,979 | 693,329 | ||||||
PS Business Parks Inc. |
7,148 | 510,081 | ||||||
RLJ Lodging Trust |
41,932 | 876,798 | ||||||
Sovran Self Storage Inc. |
12,020 | 784,185 |
100 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Spirit Realty Capital Inc. |
11,909 | $ | 231,749 | |||||
Sun Communities Inc. b |
10,663 | 457,976 | ||||||
Sunstone Hotel Investors Inc. a |
53,988 | 624,641 | ||||||
Washington Real Estate Investment Trust |
26,224 | 746,860 | ||||||
|
|
|||||||
16,855,243 | ||||||||
RETAIL 10.96% |
|
|||||||
Abercrombie & Fitch Co. Class A |
31,221 | 1,561,050 | ||||||
Aeropostale Inc. a |
30,512 | 412,827 | ||||||
ANN INC. a |
19,067 | 588,026 | ||||||
Asbury Automotive Group Inc. a,b |
12,283 | 436,783 | ||||||
Brinker International Inc. |
28,738 | 940,882 | ||||||
Buckle Inc. (The) b |
10,838 | 507,002 | ||||||
Caseys General Stores Inc. |
15,068 | 824,672 | ||||||
Cheesecake Factory Inc. (The) |
19,673 | 652,357 | ||||||
Childrens Place Retail Stores Inc. (The) a,b |
9,351 | 466,054 | ||||||
Coinstar Inc. a,b |
11,902 | 605,574 | ||||||
Cracker Barrel Old Country Store Inc. |
9,383 | 608,206 | ||||||
DineEquity Inc. a,b |
6,144 | 450,109 | ||||||
DSW Inc. Class A |
12,642 | 846,129 | ||||||
Express Inc. a |
34,302 | 630,471 | ||||||
Fifth & Pacific Companies Inc. a |
44,858 | 677,356 | ||||||
Finish Line Inc. (The) Class A |
19,818 | 369,408 | ||||||
Genesco Inc. a |
9,547 | 595,065 | ||||||
Group 1 Automotive Inc. |
8,476 | 574,164 | ||||||
Jack in the Box Inc. a |
16,974 | 492,755 | ||||||
Jos. A. Bank Clothiers Inc. a,b |
11,060 | 448,372 | ||||||
Mattress Firm Holding Corp. a,b |
2,764 | 77,503 | ||||||
Papa Johns International Inc. a |
6,895 | 386,809 | ||||||
Pier 1 Imports Inc. |
42,463 | 921,022 | ||||||
Saks Inc. a,b |
40,191 | 434,465 | ||||||
Texas Roadhouse Inc. |
23,276 | 409,425 | ||||||
Wendys Co. (The) |
111,247 | 571,810 | ||||||
World Fuel Services Corp. |
28,337 | 1,221,608 | ||||||
|
|
|||||||
16,709,904 | ||||||||
SAVINGS & LOANS 0.83% |
|
|||||||
Capitol Federal Financial Inc. |
55,662 | 654,028 | ||||||
EverBank Financial Corp. |
9,407 | 137,248 | ||||||
Northwest Bancshares Inc. |
38,649 | 471,518 | ||||||
|
|
|||||||
1,262,794 | ||||||||
SEMICONDUCTORS 4.24% |
|
|||||||
Advanced Micro Devices Inc. a,b |
239,584 | 622,918 | ||||||
Entegris Inc. a |
54,379 | 536,177 | ||||||
Fairchild Semiconductor International Inc. a |
49,980 | 738,205 | ||||||
Freescale Semiconductor Ltd. a |
19,355 | 279,680 | ||||||
Integrated Device Technology Inc. a |
56,209 | 406,391 | ||||||
Intersil Corp. Class A |
50,289 | 435,000 | ||||||
Microsemi Corp. a |
35,551 | 743,727 | ||||||
OmniVision Technologies Inc. a,b |
20,873 | 320,818 | ||||||
PMC-Sierra Inc. a |
79,639 | 460,313 | ||||||
QLogic Corp. a |
36,873 | 425,883 | ||||||
Rovi Corp. a |
40,898 | 707,126 | ||||||
Semtech Corp. a |
26,059 | 785,940 | ||||||
|
|
|||||||
6,462,178 |
Security | Shares | Value | ||||||
SHIPBUILDING 0.57% |
|
|||||||
Huntington Ingalls Industries Inc. |
19,558 | $ | 866,419 | |||||
|
|
|||||||
866,419 | ||||||||
SOFTWARE 1.19% |
|
|||||||
Acxiom Corp. a |
29,460 | 522,326 | ||||||
Compuware Corp. a |
83,786 | 973,593 | ||||||
Verint Systems Inc. a,b |
9,239 | 312,278 | ||||||
|
|
|||||||
1,808,197 | ||||||||
STORAGE & WAREHOUSING 0.08% |
|
|||||||
Wesco Aircraft Holdings Inc. a |
8,536 | 118,053 | ||||||
|
|
|||||||
118,053 | ||||||||
TELECOMMUNICATIONS 3.54% |
|
|||||||
ADTRAN Inc. |
24,789 | 500,738 | ||||||
ARRIS Group Inc. a |
44,669 | 737,932 | ||||||
JDS Uniphase Corp. a |
91,936 | 1,333,991 | ||||||
Loral Space & Communications Inc. |
4,916 | 288,520 | ||||||
NETGEAR Inc. a,b |
15,101 | 530,196 | ||||||
Plantronics Inc. |
16,827 | 691,926 | ||||||
Polycom Inc. a |
69,060 | 761,732 | ||||||
RF Micro Devices Inc. a |
110,529 | 552,645 | ||||||
|
|
|||||||
5,397,680 | ||||||||
TEXTILES 0.32% |
|
|||||||
UniFirst Corp. |
5,932 | 484,882 | ||||||
|
|
|||||||
484,882 | ||||||||
TRANSPORTATION 2.22% |
|
|||||||
Con-way Inc. |
22,067 | 692,462 | ||||||
GulfMark Offshore Inc. Class A |
9,558 | 332,236 | ||||||
Knight Transportation Inc. |
23,489 | 374,650 | ||||||
Swift Transportation Co. a |
32,638 | 445,835 | ||||||
Teekay Corp. |
14,799 | 520,629 | ||||||
UTi Worldwide Inc. |
40,988 | 604,983 | ||||||
Werner Enterprises Inc. |
17,663 | 417,200 | ||||||
|
|
|||||||
3,387,995 | ||||||||
TRUCKING & LEASING 0.82% |
|
|||||||
AMERCO |
2,828 | 380,253 | ||||||
GATX Corp. |
18,447 | 873,465 | ||||||
|
|
|||||||
1,253,718 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS
|
152,308,059 | |||||||
|
|
|||||||
SHORT-TERM INVESTMENTS 8.78% |
|
|||||||
MONEY MARKET FUNDS 8.78% |
||||||||
BlackRock Cash Funds: Institutional,
|
12,388,838 | 12,388,838 |
101 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND
January 31, 2013
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
102 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.90% |
|
|||||||
ADVERTISING 0.04% |
||||||||
Millennial Media Inc. a,b |
3,482 | $ | 40,182 | |||||
|
|
|||||||
40,182 | ||||||||
AEROSPACE & DEFENSE 0.45% |
||||||||
HEICO Corp. Class A |
11,822 | 402,066 | ||||||
|
|
|||||||
402,066 | ||||||||
AGRICULTURE 0.27% |
||||||||
Vector Group Ltd. |
15,459 | 240,233 | ||||||
|
|
|||||||
240,233 | ||||||||
APPAREL 0.76% |
||||||||
Oxford Industries Inc. |
3,788 | 187,052 | ||||||
Steven Madden Ltd. a |
10,792 | 497,295 | ||||||
|
|
|||||||
684,347 | ||||||||
AUTO PARTS & EQUIPMENT 0.28% |
||||||||
Dorman Products Inc. |
7,147 | 247,501 | ||||||
|
|
|||||||
247,501 | ||||||||
BANKS 1.37% |
||||||||
SVB Financial Group a |
11,775 | 781,507 | ||||||
Texas Capital Bancshares Inc. a |
10,715 | 443,601 | ||||||
|
|
|||||||
1,225,108 | ||||||||
BEVERAGES 0.35% |
||||||||
Boston Beer Co. Inc. (The) Class A a,b |
2,225 | 312,256 | ||||||
|
|
|||||||
312,256 | ||||||||
BIOTECHNOLOGY 3.60% |
||||||||
Acorda Therapeutics Inc. a |
10,650 | 307,572 | ||||||
Cubist Pharmaceuticals Inc. a |
17,031 | 733,014 | ||||||
Incyte Corp. a,b |
34,683 | 637,474 | ||||||
Lexicon Pharmaceuticals Inc. a,b |
135,878 | 289,420 | ||||||
Myriad Genetics Inc. a |
21,514 | 582,169 | ||||||
United Therapeutics Corp. a |
12,491 | 673,140 | ||||||
|
|
|||||||
3,222,789 | ||||||||
BUILDING MATERIALS 1.27% |
||||||||
Eagle Materials Inc. |
12,296 | 796,412 | ||||||
Simpson Manufacturing Co. Inc. |
10,637 | 344,851 | ||||||
|
|
|||||||
1,141,263 | ||||||||
CHEMICALS 0.93% |
||||||||
American Vanguard Corp. |
6,332 | 214,655 | ||||||
Balchem Corp. |
7,789 | 291,309 |
Security | Shares | Value | ||||||
Intrepid Potash Inc. |
14,178 | $ | 330,347 | |||||
|
|
|||||||
836,311 | ||||||||
COAL 0.69% |
||||||||
Walter Energy Inc. |
16,522 | 620,401 | ||||||
|
|
|||||||
620,401 | ||||||||
COMMERCIAL SERVICES 8.04% |
||||||||
Acacia Research Corp. a |
13,204 | 337,098 | ||||||
Accretive Health Inc. a,b |
14,068 | 181,618 | ||||||
Advisory Board Co. (The) a |
9,200 | 498,916 | ||||||
Arbitron Inc. |
6,938 | 325,392 | ||||||
Cardtronics Inc. a |
11,792 | 305,295 | ||||||
Corporate Executive Board Co. (The) |
8,860 | 443,975 | ||||||
CoStar Group Inc. a |
7,098 | 665,650 | ||||||
ExlService Holdings Inc. a |
6,912 | 205,010 | ||||||
Grand Canyon Education Inc. a,b |
11,143 | 265,872 | ||||||
Healthcare Services Group Inc. |
17,880 | 431,802 | ||||||
HMS Holdings Corp. a |
22,977 | 626,353 | ||||||
MAXIMUS Inc. |
9,011 | 617,884 | ||||||
Monro Muffler Brake Inc. |
7,800 | 282,516 | ||||||
On Assignment Inc. a |
11,560 | 282,642 | ||||||
PAREXEL International Corp. a |
15,539 | 525,995 | ||||||
Sothebys |
17,918 | 643,615 | ||||||
Team Health Holdings Inc. a |
8,041 | 272,349 | ||||||
VistaPrint NV a,b |
7,906 | 283,430 | ||||||
|
|
|||||||
7,195,412 | ||||||||
COMPUTERS 2.52% |
||||||||
3D Systems Corp. a,b |
12,975 | 750,604 | ||||||
Fusion-io Inc. a,b |
18,285 | 319,622 | ||||||
iGATE Corp. a |
8,062 | 140,924 | ||||||
LivePerson Inc. a |
13,361 | 178,636 | ||||||
Manhattan Associates Inc. a |
5,270 | 361,048 | ||||||
NetScout Systems Inc. a |
9,533 | 248,144 | ||||||
Syntel Inc. |
4,447 | 259,215 | ||||||
|
|
|||||||
2,258,193 | ||||||||
DISTRIBUTION & WHOLESALE 1.03% |
|
|||||||
MWI Veterinary Supply Inc. a |
3,172 | 356,247 | ||||||
Pool Corp. |
12,342 | 565,511 | ||||||
|
|
|||||||
921,758 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 4.76% |
|
|||||||
Air Lease Corp. a |
17,636 | 420,971 | ||||||
CBOE Holdings Inc. |
23,084 | 782,086 | ||||||
Cohen & Steers Inc. |
4,738 | 155,833 | ||||||
E*TRADE Financial Corp. a |
68,083 | 722,361 | ||||||
Financial Engines Inc. a,b |
10,920 | 363,199 | ||||||
GAMCO Investors Inc. Class A |
1,210 | 68,183 | ||||||
Greenhill & Co. Inc. |
6,956 | 409,708 | ||||||
MarketAxess Holdings Inc. |
9,890 | 373,941 | ||||||
Portfolio Recovery Associates Inc. a |
4,459 | 476,890 | ||||||
Stifel Financial Corp. a |
13,169 | 485,278 | ||||||
|
|
|||||||
4,258,450 |
103 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
ELECTRIC 0.11% |
|
|||||||
Ormat Technologies Inc. b |
4,709 | $ | 100,113 | |||||
|
|
|||||||
100,113 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.62% |
|
|||||||
Generac Holdings Inc. |
6,864 | 255,203 | ||||||
Universal Display Corp. a |
10,730 | 298,509 | ||||||
|
|
|||||||
553,712 | ||||||||
ELECTRONICS 4.13% |
|
|||||||
Analogic Corp. |
3,244 | 247,160 | ||||||
Cymer Inc. a |
8,235 | 847,958 | ||||||
FEI Co. b |
10,073 | 614,050 | ||||||
Gentex Corp. |
37,754 | 722,234 | ||||||
II-VI Inc. a |
14,466 | 246,211 | ||||||
InvenSense Inc. a |
9,473 | 138,306 | ||||||
OSI Systems Inc. a |
4,984 | 271,429 | ||||||
Woodward Inc. |
15,915 | 611,295 | ||||||
|
|
|||||||
3,698,643 | ||||||||
ENERGY ALTERNATE SOURCES 0.25% |
|
|||||||
Clean Energy Fuels Corp. a,b |
17,413 | 223,061 | ||||||
|
|
|||||||
223,061 | ||||||||
ENTERTAINMENT 1.39% |
|
|||||||
Bally Technologies Inc. a |
10,836 | 521,862 | ||||||
SHFL Entertainment Inc. a |
14,840 | 219,632 | ||||||
Vail Resorts Inc. |
9,436 | 498,692 | ||||||
|
|
|||||||
1,240,186 | ||||||||
ENVIRONMENTAL CONTROL 0.59% |
|
|||||||
Darling International Inc. a |
31,112 | 524,859 | ||||||
|
|
|||||||
524,859 | ||||||||
FOOD 2.13% |
|
|||||||
Fresh Market Inc. (The) a |
10,799 | 527,963 | ||||||
Hain Celestial Group Inc. a |
11,854 | 675,560 | ||||||
United Natural Foods Inc. a |
13,031 | 703,413 | ||||||
|
|
|||||||
1,906,936 | ||||||||
HEALTH CARE PRODUCTS 5.53% |
|
|||||||
ABIOMED Inc. a,b |
9,542 | 133,111 | ||||||
Cepheid Inc. a |
17,527 | 634,828 | ||||||
Cyberonics Inc. a |
6,322 | 274,122 | ||||||
DexCom Inc. a |
18,374 | 279,836 | ||||||
Endologix Inc. a |
14,787 | 226,685 | ||||||
Genomic Health Inc. a |
4,957 | 139,044 | ||||||
Haemonetics Corp. a |
13,630 | 571,642 | ||||||
HeartWare International Inc. a |
3,099 | 280,088 | ||||||
Insulet Corp. a |
13,843 | 319,358 | ||||||
Masimo Corp. |
13,812 | 280,384 | ||||||
Meridian Bioscience Inc. |
10,949 | 229,381 | ||||||
TECHNE Corp. |
9,152 | 656,015 | ||||||
Thoratec Corp. a |
15,527 | 567,201 |
Security | Shares | Value | ||||||
Volcano Corp. a |
14,294 | $ | 357,922 | |||||
|
|
|||||||
4,949,617 | ||||||||
HEALTH CARE SERVICES 1.11% |
|
|||||||
Air Methods Corp. |
9,195 | 402,005 | ||||||
Centene Corp. a |
13,647 | 589,005 | ||||||
|
|
|||||||
991,010 | ||||||||
HOME BUILDERS 0.68% |
|
|||||||
Meritage Homes Corp. a |
8,211 | 363,255 | ||||||
Standard-Pacific Corp. a |
29,223 | 242,551 | ||||||
|
|
|||||||
605,806 | ||||||||
HOME FURNISHINGS 0.85% |
|
|||||||
Select Comfort Corp. a |
14,861 | 327,239 | ||||||
TiVo Inc. a |
32,676 | 435,898 | ||||||
|
|
|||||||
763,137 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.14% |
|
|||||||
Tumi Holdings Inc. a |
5,394 | 121,311 | ||||||
|
|
|||||||
121,311 | ||||||||
INTERNET 5.68% |
|
|||||||
Bankrate Inc. a,b |
10,578 | 130,850 | ||||||
Bazaarvoice Inc. a |
9,416 | 72,786 | ||||||
BroadSoft Inc. a,b |
7,382 | 250,766 | ||||||
Cogent Communications Group Inc. |
11,511 | 285,127 | ||||||
Dealertrack Technologies Inc. a,b |
11,327 | 357,707 | ||||||
ExactTarget Inc. a |
6,302 | 138,581 | ||||||
HomeAway Inc. a |
8,604 | 206,238 | ||||||
Kayak Software Corp. a |
908 | 36,656 | ||||||
Liquidity Services Inc. a |
6,506 | 207,346 | ||||||
NIC Inc. |
15,596 | 254,215 | ||||||
OpenTable Inc. a |
6,026 | 317,510 | ||||||
Pandora Media Inc. a,b |
25,528 | 294,083 | ||||||
Sapient Corp. a |
29,265 | 354,399 | ||||||
Shutterfly Inc. a,b |
8,156 | 269,800 | ||||||
Sourcefire Inc. a |
7,979 | 339,905 | ||||||
ValueClick Inc. a |
18,756 | 383,935 | ||||||
VirnetX Holding Corp. a,b |
11,113 | 388,066 | ||||||
WebMD Health Corp. a |
13,286 | 219,618 | ||||||
Yelp Inc. a |
4,378 | 92,989 | ||||||
Zillow Inc. Class A a,b |
3,635 | 137,548 | ||||||
Zynga Inc. Class A a |
126,822 | 343,688 | ||||||
|
|
|||||||
5,081,813 | ||||||||
LEISURE TIME 1.18% |
|
|||||||
Brunswick Corp. |
23,686 | 856,486 | ||||||
Interval Leisure Group Inc. |
10,254 | 203,029 | ||||||
|
|
|||||||
1,059,515 | ||||||||
LODGING 0.53% |
|
|||||||
Ryman Hospitality Properties Inc. b |
11,963 | 478,161 | ||||||
|
|
|||||||
478,161 |
104 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
MACHINERY 2.19% |
|
|||||||
Chart Industries Inc. a |
7,929 | $ | 524,820 | |||||
Cognex Corp. |
10,544 | 418,175 | ||||||
Lindsay Corp. |
3,375 | 314,010 | ||||||
Middleby Corp. (The) a,b |
4,955 | 700,439 | ||||||
|
|
|||||||
1,957,444 | ||||||||
MANUFACTURING 2.80% |
|
|||||||
A.O. Smith Corp. |
10,256 | 710,536 | ||||||
Hexcel Corp. a |
26,375 | 706,586 | ||||||
Polypore International Inc. a,b |
12,300 | 474,657 | ||||||
Proto Labs Inc. a |
2,395 | 98,506 | ||||||
Raven Industries Inc. |
9,626 | 259,228 | ||||||
Sturm, Ruger & Co. Inc. b |
5,081 | 257,963 | ||||||
|
|
|||||||
2,507,476 | ||||||||
METAL FABRICATE & HARDWARE 0.35% |
|
|||||||
RBC Bearings Inc. a |
6,031 | 318,015 | ||||||
|
|
|||||||
318,015 | ||||||||
MINING 1.61% |
|
|||||||
Coeur dAlene Mines Corp. a |
23,637 | 512,923 | ||||||
Gold Resource Corp. b |
7,942 | 108,805 | ||||||
McEwen Mining Inc. a |
69,558 | 217,717 | ||||||
Molycorp Inc. a,b |
25,611 | 189,009 | ||||||
Stillwater Mining Co. a |
30,829 | 414,958 | ||||||
|
|
|||||||
1,443,412 | ||||||||
OIL & GAS 3.48% |
|
|||||||
Approach Resources Inc. a |
8,789 | 233,699 | ||||||
Carrizo Oil & Gas Inc. a |
9,674 | 207,798 | ||||||
Gulfport Energy Corp. a |
15,698 | 647,856 | ||||||
Halcon Resources Corp. a |
26,500 | 202,460 | ||||||
Kodiak Oil & Gas Corp. a |
69,804 | 642,197 | ||||||
Northern Oil and Gas Inc. a |
15,655 | 258,934 | ||||||
Pacific Drilling SA a |
17,687 | 184,122 | ||||||
Rosetta Resources Inc. a |
13,895 | 736,713 | ||||||
|
|
|||||||
3,113,779 | ||||||||
OIL & GAS SERVICES 2.27% |
|
|||||||
CARBO Ceramics Inc. |
5,179 | 414,890 | ||||||
Forum Energy Technologies Inc. a |
4,587 | 117,014 | ||||||
Hornbeck Offshore Services Inc. a |
8,451 | 311,081 | ||||||
ION Geophysical Corp. a |
31,857 | 216,628 | ||||||
Lufkin Industries Inc. |
8,880 | 514,241 | ||||||
Targa Resources Corp. |
7,620 | 459,943 | ||||||
|
|
|||||||
2,033,797 | ||||||||
PHARMACEUTICALS 5.49% |
|
|||||||
Akorn Inc. a,b |
17,969 | 235,214 | ||||||
Align Technology Inc. a |
18,924 | 593,457 | ||||||
Auxilium Pharmaceuticals Inc. a |
13,050 | 240,120 | ||||||
Ironwood Pharmaceuticals Inc. Class A a |
21,927 | 281,104 | ||||||
Isis Pharmaceuticals Inc. a,b |
26,704 | 388,009 | ||||||
Nektar Therapeutics a , b |
30,542 | 261,745 | ||||||
Neogen Corp. a |
5,920 | 275,221 |
Security | Shares | Value | ||||||
Opko Health Inc. a,b |
36,416 | $ | 233,791 | |||||
Questcor Pharmaceuticals Inc. b |
15,422 | 392,953 | ||||||
Salix Pharmaceuticals Ltd. a |
13,221 | 633,286 | ||||||
Taro Pharmaceutical Industries Ltd. a |
4,016 | 187,065 | ||||||
Theravance Inc. a |
18,075 | 402,169 | ||||||
ViroPharma Inc. a |
17,402 | 463,937 | ||||||
VIVUS Inc. a,b |
26,675 | 323,034 | ||||||
|
|
|||||||
4,911,105 | ||||||||
REAL ESTATE 0.60% |
|
|||||||
Howard Hughes Corp. (The) a |
7,425 | 534,600 | ||||||
|
|
|||||||
534,600 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 3.44% |
|
|||||||
Acadia Realty Trust |
13,437 | 351,243 | ||||||
Alexanders Inc. |
556 | 185,070 | ||||||
DiamondRock Hospitality Co. |
51,533 | 469,981 | ||||||
DuPont Fabros Technology Inc. b |
16,702 | 394,835 | ||||||
Education Realty Trust Inc. |
29,973 | 322,210 | ||||||
Healthcare Trust of America Inc., Class A |
14,157 | 151,622 | ||||||
Hudson Pacific Properties Inc. |
7,353 | 157,575 | ||||||
Post Properties Inc. |
14,389 | 698,010 | ||||||
Strategic Hotels & Resorts Inc. a |
47,138 | 344,579 | ||||||
|
|
|||||||
3,075,125 | ||||||||
RETAIL 4.27% |
|
|||||||
BJs Restaurants Inc. a |
6,540 | 209,084 | ||||||
Buffalo Wild Wings Inc. a |
4,933 | 362,822 | ||||||
Dominos Pizza Inc. |
15,010 | 699,016 | ||||||
First Cash Financial Services Inc. a |
6,988 | 372,530 | ||||||
Francescas Holdings Corp. a,b |
9,297 | 264,035 | ||||||
Hibbett Sports Inc. a |
6,845 | 360,458 | ||||||
Lumber Liquidators Holdings Inc. a |
7,164 | 423,965 | ||||||
PriceSmart Inc. |
4,861 | 374,346 | ||||||
Vera Bradley Inc. a,b |
5,674 | 143,495 | ||||||
Vitamin Shoppe Inc. a,b |
7,966 | 486,563 | ||||||
Zumiez Inc. a |
5,896 | 124,406 | ||||||
|
|
|||||||
3,820,720 | ||||||||
SAVINGS & LOANS 0.25% |
|
|||||||
Investors Bancorp Inc. |
12,464 | 219,990 | ||||||
|
|
|||||||
219,990 | ||||||||
SEMICONDUCTORS 4.31% |
|
|||||||
Atmel Corp. a |
116,295 | 779,177 | ||||||
Cavium Inc. a |
13,280 | 444,083 | ||||||
Cirrus Logic Inc. a |
17,297 | 488,294 | ||||||
Cypress Semiconductor Corp. |
34,880 | 358,218 | ||||||
Hittite Microwave Corp. a |
7,155 | 439,174 | ||||||
Power Integrations Inc. |
7,683 | 287,344 | ||||||
Silicon Laboratories Inc. a |
10,130 | 442,073 | ||||||
Ultratech Inc. a |
7,166 | 291,871 | ||||||
Veeco Instruments Inc. a,b |
10,384 | 326,577 | ||||||
|
|
|||||||
3,856,811 | ||||||||
SOFTWARE 10.77% |
|
|||||||
ACI Worldwide Inc. a |
10,401 | 494,463 |
105 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Advent Software Inc. a,b |
8,397 | $ | 206,986 | |||||
Allscripts Healthcare Solutions Inc. a |
45,292 | 501,835 | ||||||
Aspen Technology Inc. a |
24,686 | 755,392 | ||||||
athenahealth Inc. a |
9,597 | 829,853 | ||||||
Blackbaud Inc. |
11,977 | 298,467 | ||||||
Bottomline Technologies Inc. a |
9,913 | 288,270 | ||||||
CommVault Systems Inc. a |
11,190 | 858,609 | ||||||
Cornerstone OnDemand Inc. a |
8,300 | 271,244 | ||||||
EPAM Systems Inc. a ,b |
3,717 | 77,016 | ||||||
Fair Isaac Corp. |
9,214 | 415,275 | ||||||
Guidewire Software Inc. a |
7,629 | 252,672 | ||||||
MedAssets Inc. a |
13,625 | 266,369 | ||||||
Medidata Solutions Inc. a |
5,909 | 276,482 | ||||||
MicroStrategy Inc. Class A a |
2,352 | 235,835 | ||||||
Pegasystems Inc. |
4,622 | 111,159 | ||||||
Progress Software Corp. a |
16,861 | 395,728 | ||||||
PTC Inc. a |
31,599 | 732,465 | ||||||
QLIK Technologies Inc. a |
19,500 | 433,095 | ||||||
Quality Systems Inc. |
10,562 | 192,651 | ||||||
RealPage Inc. a ,b |
9,602 | 224,111 | ||||||
SS&C Technologies Holdings Inc. a |
10,878 | 246,169 | ||||||
Synchronoss Technologies Inc. a ,b |
7,160 | 170,480 | ||||||
Tyler Technologies Inc. a |
6,969 | 376,674 | ||||||
Ultimate Software Group Inc. (The) a |
7,221 | 733,220 | ||||||
|
|
|||||||
9,644,520 | ||||||||
STORAGE & WAREHOUSING 0.27% |
|
|||||||
Mobile Mini Inc. a,b |
10,060 | 241,440 | ||||||
|
|
|||||||
241,440 | ||||||||
TELECOMMUNICATIONS 4.84% |
|
|||||||
Acme Packet Inc. a |
15,203 | 367,456 | ||||||
Aruba Networks Inc. a ,b |
28,504 | 656,732 | ||||||
Ciena Corp. a |
26,573 | 416,133 | ||||||
DigitalGlobe Inc. a |
19,343 | 541,024 | ||||||
Finisar Corp. a |
24,622 | 381,641 | ||||||
InterDigital Inc. |
10,813 | 469,176 | ||||||
Ixia a |
14,009 | 266,031 | ||||||
NeuStar Inc. Class A a |
17,536 | 791,575 | ||||||
Ubiquiti Networks Inc. b |
2,778 | 35,781 | ||||||
ViaSat Inc. a ,b |
10,569 | 405,955 | ||||||
|
|
|||||||
4,331,504 | ||||||||
TRANSPORTATION 1.68% |
|
|||||||
Forward Air Corp. |
7,791 | 289,124 | ||||||
Heartland Express Inc. |
12,080 | 167,066 | ||||||
Hub Group Inc. Class A a |
9,415 | 346,566 | ||||||
Landstar System Inc. |
12,288 | 700,908 | ||||||
|
|
|||||||
1,503,664 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS |
||||||||
(Cost: $78,081,663) |
89,417,552 |
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
106 |
Schedule of Investments (Unaudited)
iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.92% |
|
|||||||
ADVERTISING 0.08% |
||||||||
Clear Channel Outdoor Holdings Inc. Class A |
25,004 | $ | 187,530 | |||||
|
|
|||||||
187,530 | ||||||||
AEROSPACE & DEFENSE 3.20% |
||||||||
Alliant Techsystems Inc. |
20,490 | 1,326,113 | ||||||
Curtiss-Wright Corp. |
29,331 | 1,045,650 | ||||||
Esterline Technologies Corp. a |
19,354 | 1,284,912 | ||||||
Exelis Inc. |
118,523 | 1,302,568 | ||||||
Moog Inc. Class A a |
28,451 | 1,246,154 | ||||||
Spirit AeroSystems Holdings Inc.
|
69,939 | 1,114,827 | ||||||
|
|
|||||||
7,320,224 | ||||||||
AGRICULTURE 0.35% |
|
|||||||
Universal Corp. |
14,783 | 803,900 | ||||||
|
|
|||||||
803,900 | ||||||||
AIRLINES 1.00% |
||||||||
JetBlue Airways Corp. a,b |
143,834 | 835,675 | ||||||
US Airways Group Inc. a |
101,963 | 1,456,032 | ||||||
|
|
|||||||
2,291,707 | ||||||||
APPAREL 0.70% |
||||||||
Iconix Brand Group Inc. a,b |
43,180 | 1,038,479 | ||||||
Jones Group Inc. (The) |
47,995 | 575,940 | ||||||
|
|
|||||||
1,614,419 | ||||||||
AUTO MANUFACTURERS 1.55% |
|
|||||||
Navistar International Corp. a,b |
49,735 | 1,297,586 | ||||||
Oshkosh Corp. a |
57,459 | 2,251,244 | ||||||
|
|
|||||||
3,548,830 | ||||||||
AUTO PARTS & EQUIPMENT 1.09% |
|
|||||||
Cooper Tire & Rubber Co. |
39,811 | 1,013,588 | ||||||
Dana Holding Corp. |
92,963 | 1,494,845 | ||||||
|
|
|||||||
2,508,433 | ||||||||
BANKS 8.72% |
||||||||
Associated Banc-Corp |
107,734 | 1,537,364 | ||||||
Bank of Hawaii Corp. |
28,308 | 1,361,332 | ||||||
CapitalSource Inc. |
133,831 | 1,085,369 | ||||||
CVB Financial Corp. |
55,571 | 611,281 | ||||||
F.N.B. Corp. |
88,481 | 1,025,495 | ||||||
First Financial Bancorp |
36,789 | 562,504 | ||||||
FirstMerit Corp. |
69,385 | 1,056,734 | ||||||
Fulton Financial Corp. |
124,913 | 1,360,303 | ||||||
IBERIABANK Corp. |
18,619 | 958,692 | ||||||
International Bancshares Corp. |
34,351 | 671,562 | ||||||
MB Financial Inc. |
34,556 | 773,018 | ||||||
Old National Bancorp |
63,935 | 854,172 |
Security | Shares | Value | ||||||
PacWest Bancorp |
20,318 | $ | 558,339 | |||||
Park National Corp. |
8,069 | 528,116 | ||||||
Sterling Financial Corp. |
18,468 | 398,724 | ||||||
Susquehanna Bancshares Inc. |
116,972 | 1,335,820 | ||||||
TCF Financial Corp. |
102,450 | 1,399,467 | ||||||
Trustmark Corp. |
40,996 | 948,237 | ||||||
United Bankshares Inc. |
23,488 | 598,709 | ||||||
Valley National Bancorp |
124,796 | 1,221,753 | ||||||
Webster Financial Corp. |
50,345 | 1,120,176 | ||||||
|
|
|||||||
19,967,167 | ||||||||
BIOTECHNOLOGY 0.27% |
|
|||||||
PDL BioPharma Inc. |
88,826 | 611,123 | ||||||
|
|
|||||||
611,123 | ||||||||
CHEMICALS 2.70% |
|
|||||||
Axiall Corp. a,b |
43,840 | 2,462,931 | ||||||
Cabot Corp. |
37,514 | 1,404,149 | ||||||
Kronos Worldwide Inc. b |
13,244 | 256,801 | ||||||
Olin Corp. |
50,256 | 1,168,955 | ||||||
Stepan Co. |
10,494 | 615,578 | ||||||
Tronox Ltd. Class A |
14,352 | 271,970 | ||||||
|
|
|||||||
6,180,384 | ||||||||
COAL 1.57% |
||||||||
Alpha Natural Resources Inc. a |
139,312 | 1,234,304 | ||||||
Arch Coal Inc. |
134,317 | 956,337 | ||||||
Cloud Peak Energy Inc. a,b |
38,529 | 674,643 | ||||||
SunCoke Energy Inc. a |
44,128 | 731,642 | ||||||
|
|
|||||||
3,596,926 | ||||||||
COMMERCIAL SERVICES 6.44% |
|
|||||||
ABM Industries Inc. |
31,816 | 697,407 | ||||||
Apollo Group Inc. Class A a |
63,140 | 1,276,691 | ||||||
Avis Budget Group Inc. a |
66,790 | 1,437,989 | ||||||
Booz Allen Hamilton Holding Corp. |
24,669 | 341,912 | ||||||
Brinks Co. (The) |
30,255 | 902,204 | ||||||
Deluxe Corp. |
31,924 | 1,174,484 | ||||||
DeVry Inc. |
36,165 | 910,273 | ||||||
FTI Consulting Inc. a,b |
26,265 | 853,613 | ||||||
GEO Group Inc. (The) |
44,261 | 1,443,794 | ||||||
Lender Processing Services Inc. |
53,611 | 1,288,808 | ||||||
Matthews International Corp. Class A |
17,355 | 568,550 | ||||||
PHH Corp. a |
35,747 | 782,144 | ||||||
R.R. Donnelley & Sons Co. b |
114,052 | 1,049,278 | ||||||
Rent-A-Center Inc. |
37,178 | 1,326,511 | ||||||
Valassis Communications Inc. |
24,740 | 694,204 | ||||||
|
|
|||||||
14,747,862 | ||||||||
COMPUTERS 2.37% |
|
|||||||
Brocade Communications Systems Inc. a |
287,237 | 1,642,996 | ||||||
CACI International Inc. Class A a,b |
14,391 | 771,789 | ||||||
Diebold Inc. |
39,954 | 1,176,246 | ||||||
j2 Global Inc. |
27,312 | 869,068 | ||||||
Lexmark International Inc. Class A |
40,517 | 974,839 | ||||||
|
|
|||||||
5,434,938 |
107 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COSMETICS & PERSONAL CARE 0.05% |
|
|||||||
Revlon Inc. Class A a,b |
7,034 | $ | 110,786 | |||||
|
|
|||||||
110,786 | ||||||||
DISTRIBUTION & WHOLESALE 1.87% |
|
|||||||
Ingram Micro Inc. Class A a |
94,234 | 1,713,174 | ||||||
Owens & Minor Inc. b |
39,757 | 1,216,962 | ||||||
ScanSource Inc. a,b |
17,454 | 507,213 | ||||||
United Stationers Inc. |
25,362 | 845,569 | ||||||
|
|
|||||||
4,282,918 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 0.91% |
|
|||||||
Aircastle Ltd. b |
35,727 | 493,033 | ||||||
Janus Capital Group Inc. |
117,406 | 1,091,876 | ||||||
Nelnet Inc. Class A |
16,442 | 500,330 | ||||||
|
|
|||||||
2,085,239 | ||||||||
ELECTRIC 6.80% |
|
|||||||
ALLETE Inc. |
21,912 | 1,011,020 | ||||||
Avista Corp. |
37,836 | 978,439 | ||||||
Black Hills Corp. |
27,698 | 1,117,614 | ||||||
CH Energy Group Inc. |
9,433 | 613,145 | ||||||
Cleco Corp. |
38,127 | 1,629,929 | ||||||
El Paso Electric Co. |
25,291 | 852,054 | ||||||
Empire District Electric Co. (The) |
26,777 | 567,940 | ||||||
Hawaiian Electric Industries Inc. |
61,378 | 1,655,365 | ||||||
IDACORP Inc. |
31,467 | 1,460,383 | ||||||
NorthWestern Corp. |
23,580 | 872,224 | ||||||
PNM Resources Inc. |
50,388 | 1,076,288 | ||||||
Portland General Electric Co. |
47,373 | 1,360,553 | ||||||
UIL Holdings Corp. |
31,954 | 1,189,008 | ||||||
UNS Energy Corp. |
26,170 | 1,185,239 | ||||||
|
|
|||||||
15,569,201 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.46% |
|
|||||||
General Cable Corp. a |
31,198 | 1,048,877 | ||||||
|
|
|||||||
1,048,877 | ||||||||
ELECTRONICS 2.54% |
||||||||
AVX Corp. |
29,965 | 341,301 | ||||||
Benchmark Electronics Inc. a,b |
34,994 | 614,495 | ||||||
Brady Corp. Class A |
29,117 | 1,015,892 | ||||||
Itron Inc. a |
24,793 | 1,150,147 | ||||||
Plexus Corp. a |
22,144 | 565,115 | ||||||
Tech Data Corp. a |
23,679 | 1,205,498 | ||||||
Vishay Intertechnology Inc. a |
83,474 | 917,379 | ||||||
|
|
|||||||
5,809,827 | ||||||||
ENGINEERING & CONSTRUCTION 1.55% |
|
|||||||
AECOM Technology Corp. a |
67,949 | 1,737,456 | ||||||
McDermott International Inc. a |
148,208 | 1,803,691 | ||||||
|
|
|||||||
3,541,147 |
Security | Shares | Value | ||||||
ENTERTAINMENT 0.35% |
||||||||
Marriott Vacations Worldwide Corp. a |
18,065 | $ | 801,725 | |||||
|
|
|||||||
801,725 | ||||||||
FOOD 1.61% |
||||||||
Cal-Maine Foods Inc. |
8,832 | 368,118 | ||||||
Dole Food Co. Inc. a |
23,082 | 257,133 | ||||||
Fresh Del Monte Produce Inc. b |
24,194 | 637,512 | ||||||
Harris Teeter Supermarkets Inc. |
30,924 | 1,283,037 | ||||||
Pilgrims Pride Corp. a,b |
37,744 | 318,937 | ||||||
Seaboard Corp. |
198 | 535,255 | ||||||
Weis Markets Inc. |
6,941 | 279,445 | ||||||
|
|
|||||||
3,679,437 | ||||||||
FOREST PRODUCTS & PAPER 1.03% |
|
|||||||
Buckeye Technologies Inc. |
24,400 | 701,500 | ||||||
Resolute Forest Products Inc. a |
63,599 | 867,490 | ||||||
Schweitzer-Mauduit International Inc. |
19,569 | 797,241 | ||||||
|
|
|||||||
2,366,231 | ||||||||
GAS 3.55% |
||||||||
Laclede Group Inc. (The) |
13,245 | 528,740 | ||||||
New Jersey Resources Corp. |
26,370 | 1,108,331 | ||||||
Northwest Natural Gas Co. |
16,948 | 769,778 | ||||||
Piedmont Natural Gas Co. |
45,231 | 1,436,537 | ||||||
Southwest Gas Corp. |
29,159 | 1,298,742 | ||||||
Vectren Corp. |
51,704 | 1,631,778 | ||||||
WGL Holdings Inc. |
32,373 | 1,357,400 | ||||||
|
|
|||||||
8,131,306 | ||||||||
HEALTH CARE PRODUCTS 0.55% |
|
|||||||
Hill-Rom Holdings Inc. |
38,149 | 1,265,784 | ||||||
|
|
|||||||
1,265,784 | ||||||||
HEALTH CARE SERVICES 4.85% |
||||||||
Community Health Systems Inc. |
57,352 | 2,198,302 | ||||||
Health Management Associates Inc.
|
160,993 | 1,680,767 | ||||||
Health Net Inc. a |
50,988 | 1,386,873 | ||||||
LifePoint Hospitals Inc. a |
30,960 | 1,353,262 | ||||||
Magellan Health Services Inc. a |
17,509 | 898,212 | ||||||
Molina Healthcare Inc. a |
18,821 | 540,351 | ||||||
Select Medical Holdings Corp. |
24,962 | 243,130 | ||||||
Tenet Healthcare Corp. a |
66,979 | 2,600,794 | ||||||
Universal American Corp. |
21,619 | 202,570 | ||||||
|
|
|||||||
11,104,261 | ||||||||
HOME BUILDERS 0.81% |
||||||||
KB Home |
47,216 | 900,409 | ||||||
M.D.C. Holdings Inc. |
24,399 | 959,369 | ||||||
|
|
|||||||
1,859,778 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.58% |
|
|||||||
ACCO Brands Corp. a,b |
71,410 | 594,845 |
108 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Helen of Troy Ltd. a,b |
20,064 | $ | 726,317 | |||||
|
|
|||||||
1,321,162 | ||||||||
INSURANCE 9.70% |
|
|||||||
American National Insurance Co. |
4,589 | 354,317 | ||||||
AmTrust Financial Services Inc. b |
16,807 | 558,665 | ||||||
Argo Group International Holdings Ltd. b |
15,867 | 572,640 | ||||||
Aspen Insurance Holdings Ltd. |
44,695 | 1,524,546 | ||||||
Assured Guaranty Ltd. |
122,005 | 2,211,951 | ||||||
CNO Financial Group Inc. |
142,447 | 1,462,931 | ||||||
Endurance Specialty Holdings Ltd. |
27,270 | 1,170,428 | ||||||
Enstar Group Ltd. a,b |
5,250 | 646,065 | ||||||
FBL Financial Group Inc. Class A |
7,198 | 251,426 | ||||||
First American Financial Corp. |
67,322 | 1,608,323 | ||||||
Greenlight Capital Re Ltd. Class A a |
18,494 | 444,781 | ||||||
Hanover Insurance Group Inc. (The) |
28,081 | 1,167,046 | ||||||
Kemper Corp. |
34,300 | 1,142,533 | ||||||
MBIA Inc. a,b |
89,188 | 767,909 | ||||||
Mercury General Corp. |
12,341 | 488,704 | ||||||
Montpelier Re Holdings Ltd. b |
35,013 | 853,617 | ||||||
Old Republic International Corp. |
151,887 | 1,731,512 | ||||||
OneBeacon Insurance Group Ltd.
|
14,425 | 197,045 | ||||||
Platinum Underwriters Holdings Ltd. b |
20,661 | 1,006,810 | ||||||
Protective Life Corp. |
49,683 | 1,571,970 | ||||||
Selective Insurance Group Inc. |
34,693 | 711,553 | ||||||
StanCorp Financial Group Inc. |
27,737 | 1,078,692 | ||||||
Symetra Financial Corp. |
48,848 | 681,430 | ||||||
|
|
|||||||
22,204,894 | ||||||||
IRON & STEEL 0.72% |
|
|||||||
Commercial Metals Co. |
72,978 | 1,215,084 | ||||||
Schnitzer Steel Industries Inc. Class A |
14,854 | 431,954 | ||||||
|
|
|||||||
1,647,038 | ||||||||
MACHINERY 1.29% |
|
|||||||
Briggs & Stratton Corp. |
29,985 | 711,544 | ||||||
Terex Corp. a |
69,490 | 2,250,086 | ||||||
|
|
|||||||
2,961,630 | ||||||||
MANUFACTURING 2.51% |
|
|||||||
Crane Co. |
30,044 | 1,510,612 | ||||||
Harsco Corp. |
50,544 | 1,288,366 | ||||||
Hillenbrand Inc. |
39,649 | 981,313 | ||||||
Trinity Industries Inc. |
49,611 | 1,969,557 | ||||||
|
|
|||||||
5,749,848 | ||||||||
MEDIA 1.55% |
|
|||||||
Meredith Corp. b |
22,731 | 824,226 | ||||||
New York Times Co. (The) Class A a |
76,805 | 680,492 | ||||||
Scholastic Corp. |
16,596 | 492,237 | ||||||
Sinclair Broadcast Group Inc. Class A |
32,872 | 452,976 | ||||||
Washington Post Co. (The) Class B |
2,833 | 1,092,632 | ||||||
|
|
|||||||
3,542,563 |
Security | Shares | Value | ||||||
METAL FABRICATE & HARDWARE 0.40% |
|
|||||||
Worthington Industries Inc. |
33,197 | $ | 912,254 | |||||
|
|
|||||||
912,254 | ||||||||
OFFICE FURNISHINGS 0.29% |
|
|||||||
Steelcase Inc. Class A |
49,729 | 677,806 | ||||||
|
|
|||||||
677,806 | ||||||||
OIL & GAS 1.40% |
|
|||||||
Delek US Holdings Inc. |
10,931 | 371,326 | ||||||
Forest Oil Corp. a |
74,716 | 520,023 | ||||||
Stone Energy Corp. a |
31,233 | 702,743 | ||||||
W&T Offshore Inc. |
22,098 | 388,925 | ||||||
Western Refining Inc. |
36,353 | 1,222,551 | ||||||
|
|
|||||||
3,205,568 | ||||||||
OIL & GAS SERVICES 1.55% |
|
|||||||
Exterran Holdings Inc. a |
41,093 | 955,001 | ||||||
Helix Energy Solutions Group Inc. a |
61,465 | 1,457,950 | ||||||
SEACOR Holdings Inc. |
12,419 | 1,129,757 | ||||||
|
|
|||||||
3,542,708 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 9.40% |
|
|||||||
Anworth Mortgage Asset Corp. b |
90,107 | 564,070 | ||||||
ARMOUR Residential REIT Inc. |
193,818 | 1,391,613 | ||||||
Brandywine Realty Trust |
89,959 | 1,145,178 | ||||||
Capstead Mortgage Corp. b |
62,399 | 772,500 | ||||||
CommonWealth REIT |
53,085 | 872,718 | ||||||
CYS Investments Inc. |
109,753 | 1,426,789 | ||||||
First Industrial Realty Trust Inc. a,b |
56,442 | 884,446 | ||||||
Franklin Street Properties Corp. b |
45,543 | 592,059 | ||||||
Glimcher Realty Trust b |
89,861 | 999,254 | ||||||
Government Properties Income Trust b |
27,234 | 676,765 | ||||||
Hatteras Financial Corp. |
62,053 | 1,680,395 | ||||||
Healthcare Realty Trust Inc. |
54,721 | 1,394,291 | ||||||
Hersha Hospitality Trust |
109,047 | 575,768 | ||||||
Invesco Mortgage Capital Inc. |
72,943 | 1,582,863 | ||||||
Mack-Cali Realty Corp. |
52,303 | 1,421,073 | ||||||
NorthStar Realty Finance Corp. b |
100,884 | 786,895 | ||||||
Pennsylvania Real Estate Investment Trust |
33,321 | 614,439 | ||||||
PennyMac Mortgage Investment Trust |
37,285 | 991,781 | ||||||
Redwood Trust Inc. |
51,100 | 976,010 | ||||||
Starwood Property Trust Inc. |
85,069 | 2,181,169 | ||||||
|
|
|||||||
21,530,076 | ||||||||
RETAIL 3.94% |
|
|||||||
Barnes & Noble Inc. a,b |
23,867 | 318,386 | ||||||
Big Lots Inc. a |
36,306 | 1,167,238 | ||||||
Bob Evans Farms Inc. |
17,721 | 784,509 | ||||||
Cash America International Inc. |
18,323 | 877,855 | ||||||
Cato Corp. (The) Class A |
17,017 | 469,159 | ||||||
EZCORP Inc. Class A NVS a |
28,530 | 633,366 | ||||||
Guess? Inc. |
38,761 | 1,050,035 | ||||||
Mens Wearhouse Inc. (The) |
30,280 | 918,998 | ||||||
Penske Automotive Group Inc. |
26,747 | 880,511 | ||||||
Regis Corp. |
36,294 | 644,218 | ||||||
Rite Aid Corp. a,b |
450,983 | 721,573 |
109 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Sonic Automotive Inc. Class A |
23,127 | $ | 561,292 | |||||
|
|
|||||||
9,027,140 | ||||||||
SAVINGS & LOANS 1.30% |
|
|||||||
Astoria Financial Corp. |
51,579 | 502,380 | ||||||
BankUnited Inc. |
29,200 | 785,480 | ||||||
Provident Financial Services Inc. |
34,187 | 506,993 | ||||||
Washington Federal Inc. |
67,166 | 1,181,450 | ||||||
|
|
|||||||
2,976,303 | ||||||||
SEMICONDUCTORS 1.47% |
|
|||||||
First Solar Inc. a |
37,956 | 1,069,600 | ||||||
International Rectifier Corp. a |
43,589 | 849,550 | ||||||
Kulicke and Soffa Industries Inc. a,b |
47,370 | 536,228 | ||||||
MKS Instruments Inc. |
32,987 | 917,039 | ||||||
|
|
|||||||
3,372,417 | ||||||||
SOFTWARE 0.73% |
|
|||||||
ManTech International Corp. Class A |
14,973 | 369,384 | ||||||
SYNNEX Corp. a,b |
16,733 | 601,551 | ||||||
Take-Two Interactive Software Inc. a |
57,241 | 696,623 | ||||||
|
|
|||||||
1,667,558 | ||||||||
TELECOMMUNICATIONS 2.67% |
|
|||||||
Anixter International Inc. |
16,928 | 1,138,916 | ||||||
Cincinnati Bell Inc. a,b |
125,402 | 595,659 | ||||||
Comverse Technology Inc. a,b |
138,307 | 603,019 | ||||||
EchoStar Corp. Class A a |
24,905 | 906,044 | ||||||
NII Holdings Inc. a,b |
108,223 | 757,561 | ||||||
Telephone & Data Systems Inc. |
63,642 | 1,609,506 | ||||||
Tellabs Inc. |
217,864 | 496,730 | ||||||
|
|
|||||||
6,107,435 | ||||||||
TRANSPORTATION 2.91% |
|
|||||||
Atlas Air Worldwide Holdings Inc. a,b |
16,676 | 751,921 | ||||||
Bristow Group Inc. |
22,740 | 1,295,725 | ||||||
Matson Inc. |
26,844 | 735,794 | ||||||
Ryder System Inc. |
32,112 | 1,823,319 | ||||||
Ship Finance International Ltd. b |
30,678 | 517,231 | ||||||
Tidewater Inc. |
31,269 | 1,537,497 | ||||||
|
|
|||||||
6,661,487 | ||||||||
TRUCKING & LEASING 0.54% |
|
|||||||
TAL International Group Inc. |
18,860 | 790,234 | ||||||
Textainer Group Holdings Ltd. b |
10,582 | 438,624 | ||||||
|
|
|||||||
1,228,858 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS |
||||||||
(Cost: $200,139,363) |
228,806,705 |
NVS Non-Voting Shares
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
f |
In order to track the performance of its benchmark index, the Fund sold non-index securities that it subsequently received in corporate actions occurring on the opening of market trading on the following business day. |
See accompanying notes to schedules of investments.
110 |
Schedule of Investments (Unaudited)
iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.85% |
|
|||||||
AEROSPACE & DEFENSE 0.03% |
|
|||||||
Spirit AeroSystems Holdings Inc. Class A a |
3,741 | $ | 59,632 | |||||
|
|
|||||||
59,632 | ||||||||
APPAREL 0.99% |
|
|||||||
Columbia Sportswear Co. b |
422 | 21,560 | ||||||
Deckers Outdoor Corp. a,b |
1,153 | 46,062 | ||||||
Nike Inc. Class B |
22,621 | 1,222,665 | ||||||
Under Armour Inc. Class A a,b |
2,450 | 124,632 | ||||||
VF Corp. |
2,724 | 402,008 | ||||||
|
|
|||||||
1,816,927 | ||||||||
AUTO PARTS & EQUIPMENT 0.57% |
|
|||||||
BorgWarner Inc. a |
3,555 | 263,710 | ||||||
Fuel Systems Solutions Inc. a,b |
401 | 5,887 | ||||||
Johnson Controls Inc. |
21,213 | 659,512 | ||||||
WABCO Holdings Inc. a |
1,990 | 124,693 | ||||||
|
|
|||||||
1,053,802 | ||||||||
BANKS 4.59% |
|
|||||||
Bank of Hawaii Corp. |
1,410 | 67,807 | ||||||
Bank of New York Mellon Corp. (The) |
36,720 | 997,315 | ||||||
BB&T Corp. |
21,685 | 656,622 | ||||||
Capital One Financial Corp. |
18,058 | 1,017,027 | ||||||
Cathay General Bancorp |
2,295 | 44,546 | ||||||
Comerica Inc. |
6,023 | 206,950 | ||||||
First Horizon National Corp. |
7,745 | 79,077 | ||||||
Heartland Financial USA Inc. |
342 | 8,102 | ||||||
International Bancshares Corp. |
1,653 | 32,316 | ||||||
KeyCorp |
29,369 | 276,069 | ||||||
M&T Bank Corp. |
3,541 | 363,625 | ||||||
Northern Trust Corp. |
6,739 | 346,856 | ||||||
Old National Bancorp |
3,162 | 42,244 | ||||||
PNC Financial Services Group Inc. (The) c |
16,458 | 1,017,104 | ||||||
Popular Inc. a |
3,155 | 84,680 | ||||||
Regions Financial Corp. |
43,934 | 341,807 | ||||||
State Street Corp. |
14,861 | 827,015 | ||||||
Synovus Financial Corp. |
21,673 | 55,916 | ||||||
U.S. Bancorp |
58,852 | 1,948,001 | ||||||
Umpqua Holdings Corp. |
3,396 | 42,926 | ||||||
|
|
|||||||
8,456,005 | ||||||||
BEVERAGES 2.19% |
|
|||||||
Coca-Cola Enterprises Inc. |
9,169 | 319,723 | ||||||
Green Mountain Coffee Roasters Inc. a,b |
4,124 | 187,766 | ||||||
PepsiCo Inc. |
48,327 | 3,520,622 | ||||||
|
|
|||||||
4,028,111 | ||||||||
BIOTECHNOLOGY 2.10% |
|
|||||||
Biogen Idec Inc. a |
6,978 | 1,089,126 | ||||||
Cubist Pharmaceuticals Inc. a |
1,971 | 84,832 | ||||||
Gilead Sciences Inc. a |
46,990 | 1,853,755 |
Security | Shares | Value | ||||||
Illumina Inc. a,b |
3,828 | $ | 193,812 | |||||
Life Technologies Corp. a |
5,458 | 353,078 | ||||||
Vertex Pharmaceuticals Inc. a |
6,677 | 298,996 | ||||||
|
|
|||||||
3,873,599 | ||||||||
BUILDING MATERIALS 0.22% |
|
|||||||
Apogee Enterprises Inc. |
876 | 21,418 | ||||||
Masco Corp. |
11,160 | 205,232 | ||||||
Owens Corning a |
3,504 | 146,012 | ||||||
Simpson Manufacturing Co. Inc. |
1,194 | 38,710 | ||||||
|
|
|||||||
411,372 | ||||||||
CHEMICALS 2.25% |
|
|||||||
Air Products and Chemicals Inc. |
6,566 | 574,065 | ||||||
Celanese Corp. Series A |
4,963 | 232,665 | ||||||
Eastman Chemical Co. |
4,734 | 336,824 | ||||||
Ecolab Inc. |
9,072 | 656,813 | ||||||
H.B. Fuller Co. |
1,572 | 61,434 | ||||||
International Flavors & Fragrances Inc. |
2,535 | 178,540 | ||||||
Minerals Technologies Inc. |
1,123 | 46,459 | ||||||
Praxair Inc. |
9,267 | 1,022,799 | ||||||
Rockwood Holdings Inc. |
2,331 | 127,576 | ||||||
Sherwin-Williams Co. (The) |
2,717 | 440,534 | ||||||
Sigma-Aldrich Corp. |
3,753 | 290,219 | ||||||
Valspar Corp. (The) |
2,697 | 178,757 | ||||||
Zoltek Companies Inc. a |
878 | 7,156 | ||||||
|
|
|||||||
4,153,841 | ||||||||
COMMERCIAL SERVICES 1.04% |
|
|||||||
Automatic Data Processing Inc. |
15,027 | 890,951 | ||||||
Capella Education Co. a,b |
390 | 10,655 | ||||||
Convergys Corp. |
3,499 | 59,553 | ||||||
Corporate Executive Board Co. (The) |
1,050 | 52,615 | ||||||
Deluxe Corp. |
1,581 | 58,165 | ||||||
DeVry Inc. |
1,796 | 45,205 | ||||||
ICF International Inc. a,b |
624 | 14,283 | ||||||
Iron Mountain Inc. |
4,379 | 149,806 | ||||||
Kelly Services Inc. Class A |
924 | 14,729 | ||||||
Manpower Inc. |
2,462 | 126,793 | ||||||
Monster Worldwide Inc. a,b |
3,751 | 21,756 | ||||||
PHH Corp. a |
1,734 | 37,940 | ||||||
Quanta Services Inc. a |
6,499 | 188,276 | ||||||
R.R. Donnelley & Sons Co. b |
5,591 | 51,437 | ||||||
Robert Half International Inc. |
4,159 | 146,563 | ||||||
Team Inc. a,b |
573 | 25,103 | ||||||
TrueBlue Inc. a |
1,267 | 21,780 | ||||||
|
|
|||||||
1,915,610 | ||||||||
COMPUTERS 6.00% |
|
|||||||
Dell Inc. |
45,700 | 605,068 | ||||||
EMC Corp. a |
65,174 | 1,603,932 | ||||||
Hewlett-Packard Co. |
61,157 | 1,009,702 | ||||||
IHS Inc. Class A a |
1,745 | 179,561 | ||||||
Imation Corp. a |
923 | 3,424 | ||||||
International Business Machines Corp. |
33,713 | 6,846,099 | ||||||
Lexmark International Inc. Class A b |
2,219 | 53,389 | ||||||
Seagate Technology PLC |
11,127 | 378,096 | ||||||
Silicon Graphics International Corp. a |
908 | 13,202 | ||||||
Super Micro Computer Inc. a |
899 | 11,130 |
111 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Teradata Corp. a |
5,235 | $ | 348,965 | |||||
|
|
|||||||
11,052,568 | ||||||||
COSMETICS & PERSONAL CARE 4.72% |
|
|||||||
Avon Products Inc. |
13,357 | 226,802 | ||||||
Colgate-Palmolive Co. |
14,728 | 1,581,345 | ||||||
Estee Lauder Companies Inc. (The) Class A |
7,295 | 444,484 | ||||||
Procter & Gamble Co. (The) |
85,628 | 6,435,801 | ||||||
|
|
|||||||
8,688,432 | ||||||||
DISTRIBUTION & WHOLESALE 0.74% |
|
|||||||
Fastenal Co. |
8,739 | 434,153 | ||||||
Genuine Parts Co. |
4,828 | 328,449 | ||||||
LKQ Corp. a,b |
9,235 | 206,772 | ||||||
W.W. Grainger Inc. |
1,846 | 402,096 | ||||||
|
|
|||||||
1,371,470 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 3.71% |
|
|||||||
American Express Co. |
31,683 | 1,863,277 | ||||||
BlackRock Inc. c |
4,149 | 980,326 | ||||||
Charles Schwab Corp. (The) |
33,695 | 556,978 | ||||||
CME Group Inc. |
9,792 | 566,369 | ||||||
Discover Financial Services |
15,970 | 613,088 | ||||||
Franklin Resources Inc. |
4,617 | 631,975 | ||||||
IntercontinentalExchange Inc. a |
2,259 | 313,436 | ||||||
Invesco Ltd. |
13,860 | 377,685 | ||||||
Legg Mason Inc. |
3,782 | 104,572 | ||||||
NYSE Euronext Inc. |
7,657 | 264,703 | ||||||
T. Rowe Price Group Inc. |
7,868 | 562,169 | ||||||
|
|
|||||||
6,834,578 | ||||||||
ELECTRIC 1.23% |
|
|||||||
Avista Corp. |
1,801 | 46,574 | ||||||
Calpine Corp. a |
9,441 | 186,271 | ||||||
CH Energy Group Inc. |
454 | 29,510 | ||||||
Cleco Corp. |
1,892 | 80,883 | ||||||
Consolidated Edison Inc. |
9,083 | 516,641 | ||||||
IDACORP Inc. |
1,545 | 71,703 | ||||||
Integrys Energy Group Inc. |
2,448 | 133,881 | ||||||
ITC Holdings Corp. |
1,609 | 130,329 | ||||||
MDU Resources Group Inc. |
5,521 | 128,750 | ||||||
MGE Energy Inc. |
708 | 37,092 | ||||||
National Fuel Gas Co. |
2,212 | 120,333 | ||||||
Northeast Utilities |
9,753 | 397,240 | ||||||
OGE Energy Corp. |
3,075 | 180,533 | ||||||
Ormat Technologies Inc. |
462 | 9,822 | ||||||
Pepco Holdings Inc. |
7,129 | 139,158 | ||||||
Portland General Electric Co. |
2,313 | 66,429 | ||||||
|
|
|||||||
2,275,149 | ||||||||
ELECTRICAL COMPONENTS & EQUIPMENT 0.31% |
|
|||||||
AMETEK Inc. |
7,543 | 309,188 | ||||||
General Cable Corp. a,b |
1,558 | 52,380 | ||||||
Hubbell Inc. Class B |
1,624 | 147,865 | ||||||
Molex Inc. |
2,095 | 56,900 | ||||||
SunPower Corp. a |
1,216 | 9,473 | ||||||
|
|
|||||||
575,806 |
Security | Shares | Value | ||||||
ELECTRONICS 0.90% |
|
|||||||
Agilent Technologies Inc. |
10,768 | $ | 482,191 | |||||
Brady Corp. Class A |
1,513 | 52,789 | ||||||
Itron Inc. a,b |
1,219 | 56,549 | ||||||
Thermo Fisher Scientific Inc. |
11,338 | 817,923 | ||||||
Waters Corp. a |
2,730 | 249,986 | ||||||
|
|
|||||||
1,659,438 | ||||||||
ENERGY ALTERNATE SOURCES 0.01% |
|
|||||||
Clean Energy Fuels Corp. a,b |
2,142 | 27,439 | ||||||
|
|
|||||||
27,439 | ||||||||
ENGINEERING & CONSTRUCTION 0.06% |
|
|||||||
EMCOR Group Inc. |
2,078 | 75,494 | ||||||
Granite Construction Inc. |
1,151 | 41,850 | ||||||
|
|
|||||||
117,344 | ||||||||
ENTERTAINMENT 0.03% |
|
|||||||
Vail Resorts Inc. |
1,123 | 59,351 | ||||||
|
|
|||||||
59,351 | ||||||||
ENVIRONMENTAL CONTROL 0.08% |
|
|||||||
Calgon Carbon Corp. a |
1,728 | 27,717 | ||||||
Darling International Inc. a,b |
3,630 | 61,238 | ||||||
Tetra Tech Inc. a,b |
1,979 | 56,718 | ||||||
|
|
|||||||
145,673 | ||||||||
FOOD 3.11% |
|
|||||||
Campbell Soup Co. |
5,870 | 215,488 | ||||||
Flowers Foods Inc. |
3,834 | 103,058 | ||||||
General Mills Inc. |
20,107 | 843,287 | ||||||
H.J. Heinz Co. |
9,932 | 602,177 | ||||||
Hain Celestial Group Inc. a,b |
1,182 | 67,362 | ||||||
Hillshire Brands Co. |
3,701 | 114,657 | ||||||
J.M. Smucker Co. (The) |
3,438 | 304,710 | ||||||
Kellogg Co. |
7,758 | 453,843 | ||||||
McCormick & Co. Inc. NVS |
3,742 | 233,314 | ||||||
Mondelez International Inc. Class A |
52,373 | 1,455,446 | ||||||
Safeway Inc. b |
7,491 | 144,202 | ||||||
Sysco Corp. |
18,196 | 578,087 | ||||||
Tootsie Roll Industries Inc. |
590 | 15,989 | ||||||
United Natural Foods Inc. a,b |
1,528 | 82,481 | ||||||
Whole Foods Market Inc. |
5,441 | 523,696 | ||||||
|
|
|||||||
5,737,797 | ||||||||
FOREST PRODUCTS & PAPER 0.15% |
|
|||||||
Domtar Corp. |
1,091 | 90,804 | ||||||
MeadWestvaco Corp. |
5,422 | 169,980 | ||||||
Wausau Paper Corp. |
1,453 | 14,050 | ||||||
|
|
|||||||
274,834 | ||||||||
GAS 0.67% |
|
|||||||
AGL Resources Inc. |
3,669 | 153,364 | ||||||
Atmos Energy Corp. |
2,793 | 104,346 |
112 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
CenterPoint Energy Inc. |
12,575 | $ | 257,033 | |||||
New Jersey Resources Corp. |
1,291 | 54,261 | ||||||
NiSource Inc. |
8,837 | 238,864 | ||||||
Northwest Natural Gas Co. |
809 | 36,745 | ||||||
Piedmont Natural Gas Co. |
2,222 | 70,571 | ||||||
Questar Corp. |
5,468 | 127,022 | ||||||
UGI Corp. |
3,511 | 123,728 | ||||||
WGL Holdings Inc. |
1,591 | 66,710 | ||||||
|
|
|||||||
1,232,644 | ||||||||
HAND & MACHINE TOOLS 0.36% |
|
|||||||
Lincoln Electric Holdings Inc. |
2,449 | 132,074 | ||||||
Snap-on Inc. |
1,800 | 145,836 | ||||||
Stanley Black & Decker Inc. |
4,973 | 382,076 | ||||||
|
|
|||||||
659,986 | ||||||||
HEALTH CARE PRODUCTS 2.61% |
|
|||||||
Affymetrix Inc. a,b |
2,077 | 7,872 | ||||||
Baxter International Inc. |
17,006 | 1,153,687 | ||||||
Becton, Dickinson and Co. |
6,184 | 519,704 | ||||||
Edwards Lifesciences Corp. a |
3,581 | 322,039 | ||||||
Henry Schein Inc. a,b |
2,756 | 237,953 | ||||||
Hospira Inc. a |
5,094 | 173,807 | ||||||
IDEXX Laboratories Inc. a,b |
1,772 | 168,712 | ||||||
Invacare Corp. |
901 | 14,173 | ||||||
Medtronic Inc. |
31,842 | 1,483,837 | ||||||
St. Jude Medical Inc. |
9,774 | 397,802 | ||||||
TECHNE Corp. |
1,081 | 77,486 | ||||||
Varian Medical Systems Inc. a |
3,446 | 243,460 | ||||||
|
|
|||||||
4,800,532 | ||||||||
HEALTH CARE SERVICES 1.20% |
|
|||||||
Cigna Corp. |
8,937 | 521,385 | ||||||
Health Management Associates Inc. Class A a,b |
7,913 | 82,612 | ||||||
Humana Inc. |
5,034 | 374,328 | ||||||
Laboratory Corp. of America Holdings a |
2,990 | 267,605 | ||||||
Molina Healthcare Inc. a |
930 | 26,700 | ||||||
Quest Diagnostics Inc. |
4,926 | 285,462 | ||||||
WellPoint Inc. |
10,088 | 653,904 | ||||||
|
|
|||||||
2,211,996 | ||||||||
HOME BUILDERS 0.15% |
|
|||||||
Meritage Homes Corp. a |
1,051 | 46,496 | ||||||
PulteGroup Inc. a,b |
10,729 | 222,520 | ||||||
|
|
|||||||
269,016 | ||||||||
HOME FURNISHINGS 0.05% |
|
|||||||
Harman International Industries Inc. |
2,090 | 93,590 | ||||||
|
|
|||||||
93,590 | ||||||||
HOUSEHOLD PRODUCTS & WARES 0.91% |
|
|||||||
Avery Dennison Corp. |
3,158 | 121,615 | ||||||
Clorox Co. (The) |
3,834 | 300,624 | ||||||
Kimberly-Clark Corp. |
12,273 | 1,098,556 | ||||||
Tupperware Brands Corp. |
1,734 | 132,131 |
Security | Shares | Value | ||||||
WD-40 Co. |
448 | $ | 23,932 | |||||
|
|
|||||||
1,676,858 | ||||||||
INSURANCE 2.77% |
|
|||||||
ACE Ltd. |
10,518 | 897,501 | ||||||
Aflac Inc. |
14,525 | 770,697 | ||||||
Chubb Corp. (The) |
8,246 | 662,236 | ||||||
Hartford Financial Services Group Inc. (The) |
12,889 | 319,647 | ||||||
Marsh & McLennan Companies Inc. |
16,879 | 598,867 | ||||||
PartnerRe Ltd. |
1,936 | 169,768 | ||||||
Phoenix Companies Inc. (The) a,b |
182 | 4,947 | ||||||
Principal Financial Group Inc. |
9,187 | 284,889 | ||||||
Progressive Corp. (The) |
18,016 | 405,180 | ||||||
StanCorp Financial Group Inc. |
1,380 | 53,668 | ||||||
Travelers Companies Inc. (The) |
11,951 | 937,675 | ||||||
|
|
|||||||
5,105,075 | ||||||||
INTERNET 5.21% |
|
|||||||
eBay Inc. a |
36,016 | 2,014,375 | ||||||
Google Inc. Class A a |
8,134 | 6,146,783 | ||||||
Netflix Inc. a,b |
1,626 | 268,680 | ||||||
Symantec Corp. a |
21,738 | 473,236 | ||||||
Yahoo! Inc. a |
34,905 | 685,185 | ||||||
|
|
|||||||
9,588,259 | ||||||||
IRON & STEEL 0.26% |
|
|||||||
Nucor Corp. |
9,877 | 454,441 | ||||||
Schnitzer Steel Industries Inc. Class A |
746 | 21,693 | ||||||
|
|
|||||||
476,134 | ||||||||
LEISURE TIME 0.29% |
|
|||||||
Harley-Davidson Inc. |
7,096 | 371,972 | ||||||
Royal Caribbean Cruises Ltd. |
4,416 | 159,859 | ||||||
|
|
|||||||
531,831 | ||||||||
LODGING 0.19% |
|
|||||||
Choice Hotels International Inc. |
919 | 33,121 | ||||||
Marriott International Inc. Class A |
8,039 | 321,399 | ||||||
|
|
|||||||
354,520 | ||||||||
MACHINERY 1.58% |
|
|||||||
Cummins Inc. |
5,612 | 644,426 | ||||||
Deere & Co. |
11,567 | 1,087,992 | ||||||
Gardner Denver Inc. |
1,525 | 107,314 | ||||||
Graco Inc. |
1,875 | 107,250 | ||||||
Kadant Inc. a,b |
385 | 10,345 | ||||||
Lindsay Corp. |
383 | 35,635 | ||||||
Middleby Corp. (The) a,b |
589 | 83,261 | ||||||
Nordson Corp. |
1,800 | 121,716 | ||||||
Rockwell Automation Inc. |
4,396 | 392,079 | ||||||
Tennant Co. |
527 | 24,263 | ||||||
Wabtec Corp. |
1,490 | 139,494 | ||||||
Xylem Inc. |
5,786 | 161,603 | ||||||
|
|
|||||||
2,915,378 |
113 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
MANUFACTURING 2.60% |
|
|||||||
3M Co. |
20,392 | $ | 2,050,416 | |||||
A.O. Smith Corp. |
1,215 | 84,175 | ||||||
CLARCOR Inc. |
1,576 | 79,525 | ||||||
Donaldson Co. Inc. |
4,359 | 163,942 | ||||||
Dover Corp. |
5,691 | 393,703 | ||||||
Illinois Tool Works Inc. |
13,086 | 822,193 | ||||||
Ingersoll-Rand PLC |
9,559 | 491,237 | ||||||
Leggett & Platt Inc. |
4,364 | 128,476 | ||||||
Pall Corp. |
3,615 | 246,905 | ||||||
Pentair Ltd. Registered |
6,525 | 330,687 | ||||||
|
|
|||||||
4,791,259 | ||||||||
MEDIA 3.64% |
|
|||||||
Cablevision NY Group Class A |
5,964 | 87,313 | ||||||
Discovery Communications Inc. Series A a |
4,529 | 314,222 | ||||||
Discovery Communications Inc. Series C NVS a |
2,949 | 187,881 | ||||||
FactSet Research Systems Inc. b |
1,316 | 121,756 | ||||||
John Wiley & Sons Inc. Class A |
1,513 | 57,948 | ||||||
Liberty Global Inc. Series A a |
4,264 | 291,189 | ||||||
Liberty Global Inc. Series C NVS a |
3,473 | 221,438 | ||||||
New York Times Co. (The) Class A a,b |
4,146 | 36,734 | ||||||
Scholastic Corp. |
855 | 25,359 | ||||||
Scripps Networks Interactive Inc. Class A |
2,677 | 165,358 | ||||||
Time Warner Cable Inc. |
9,524 | 850,874 | ||||||
Time Warner Inc. |
29,476 | 1,489,128 | ||||||
Walt Disney Co. (The) |
52,932 | 2,851,976 | ||||||
|
|
|||||||
6,701,176 | ||||||||
METAL FABRICATE & HARDWARE 0.10% |
|
|||||||
Timken Co. (The) |
2,573 | 137,939 | ||||||
Worthington Industries Inc. |
1,619 | 44,490 | ||||||
|
|
|||||||
182,429 | ||||||||
MINING 0.21% |
|
|||||||
Alcoa Inc. |
33,155 | 293,090 | ||||||
Compass Minerals International Inc. |
1,034 | 74,500 | ||||||
Horsehead Holding Corp. a,b |
1,352 | 13,466 | ||||||
|
|
|||||||
381,056 | ||||||||
OFFICE & BUSINESS EQUIPMENT 0.23% |
|
|||||||
Pitney Bowes Inc. b |
6,238 | 89,890 | ||||||
Xerox Corp. |
40,706 | 326,055 | ||||||
|
|
|||||||
415,945 | ||||||||
OFFICE FURNISHINGS 0.10% |
|
|||||||
Herman Miller Inc. |
1,825 | 45,077 | ||||||
HNI Corp. |
1,382 | 43,630 | ||||||
Interface Inc. |
1,962 | 32,922 | ||||||
Knoll Inc. |
1,454 | 24,107 | ||||||
Steelcase Inc. Class A |
2,447 | 33,353 | ||||||
|
|
|||||||
179,089 | ||||||||
OIL & GAS 4.26% |
|
|||||||
Apache Corp. |
12,163 | 1,018,773 | ||||||
Continental Resources Inc. a |
1,413 | 117,449 |
Security | Shares | Value | ||||||
Denbury Resources Inc. a |
12,104 | $ | 225,498 | |||||
Devon Energy Corp. |
11,919 | 681,648 | ||||||
Energen Corp. |
2,259 | 108,748 | ||||||
EOG Resources Inc. |
8,392 | 1,048,832 | ||||||
EQT Corp. |
4,650 | 276,256 | ||||||
Hess Corp. |
9,528 | 639,900 | ||||||
Newfield Exploration Co. a |
4,223 | 124,578 | ||||||
Noble Corp. |
7,842 | 317,601 | ||||||
Noble Energy Inc. |
5,514 | 594,354 | ||||||
Phillips 66 |
18,512 | 1,121,272 | ||||||
Pioneer Natural Resources Co. |
3,638 | 427,611 | ||||||
QEP Resources Inc. |
5,489 | 161,102 | ||||||
Quicksilver Resources Inc. a,b |
2,895 | 7,932 | ||||||
Range Resources Corp. |
5,033 | 338,067 | ||||||
Southwestern Energy Co. a |
10,869 | 372,807 | ||||||
Ultra Petroleum Corp. a,b |
4,714 | 85,889 | ||||||
Whiting Petroleum Corp. a |
3,631 | 172,763 | ||||||
|
|
|||||||
7,841,080 | ||||||||
OIL & GAS SERVICES 1.00% |
|
|||||||
Cameron International Corp. a |
7,630 | 483,055 | ||||||
FMC Technologies Inc. a |
7,422 | 351,432 | ||||||
Geospace Technologies Corp. a |
371 | 33,449 | ||||||
National Oilwell Varco Inc. |
13,225 | 980,502 | ||||||
|
|
|||||||
1,848,438 | ||||||||
PACKAGING & CONTAINERS 0.38% |
|
|||||||
Ball Corp. |
4,575 | 203,679 | ||||||
Bemis Co. Inc. |
3,229 | 115,211 | ||||||
Rock-Tenn Co. Class A |
2,192 | 173,058 | ||||||
Sealed Air Corp. |
5,717 | 107,022 | ||||||
Sonoco Products Co. |
3,150 | 97,619 | ||||||
|
|
|||||||
696,589 | ||||||||
PHARMACEUTICALS 6.80% |
|
|||||||
Bristol-Myers Squibb Co. |
52,138 | 1,884,267 | ||||||
Endo Health Solutions Inc. a |
3,657 | 115,781 | ||||||
Johnson & Johnson |
85,618 | 6,328,882 | ||||||
Merck & Co. Inc. |
94,580 | 4,090,585 | ||||||
Patterson Companies Inc. |
2,708 | 97,840 | ||||||
|
|
|||||||
12,517,355 | ||||||||
PIPELINES 0.46% |
|
|||||||
ONEOK Inc. |
6,073 | 285,492 | ||||||
Spectra Energy Corp. |
20,248 | 562,489 | ||||||
|
|
|||||||
847,981 | ||||||||
REAL ESTATE 0.22% |
|
|||||||
CBRE Group Inc. Class A a |
9,652 | 208,290 | ||||||
Forest City Enterprises Inc. Class A a |
3,761 | 63,599 | ||||||
Jones Lang LaSalle Inc. |
1,366 | 125,863 | ||||||
|
|
|||||||
397,752 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 3.27% |
|
|||||||
American Tower Corp. |
12,284 | 935,427 | ||||||
AvalonBay Communities Inc. |
3,478 | 451,410 | ||||||
Boston Properties Inc. |
4,677 | 492,394 |
114 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Corporate Office Properties Trust b |
2,493 | $ | 65,965 | |||||
Digital Realty Trust Inc. b |
3,801 | 258,126 | ||||||
Duke Realty Corp. |
9,767 | 150,509 | ||||||
Equity Residential |
9,977 | 552,626 | ||||||
HCP Inc. |
14,048 | 651,687 | ||||||
Host Hotels & Resorts Inc. |
22,449 | 376,919 | ||||||
Liberty Property Trust |
3,653 | 143,088 | ||||||
Plum Creek Timber Co. Inc. |
5,000 | 240,900 | ||||||
Potlatch Corp. |
1,237 | 53,673 | ||||||
Prologis Inc. |
14,282 | 569,852 | ||||||
Regency Centers Corp. |
2,771 | 138,079 | ||||||
Vornado Realty Trust b |
5,207 | 439,783 | ||||||
Weyerhaeuser Co. |
16,663 | 501,889 | ||||||
|
|
|||||||
6,022,327 | ||||||||
RETAIL 7.97% |
|
|||||||
Bed Bath & Beyond Inc. a |
7,200 | 422,640 | ||||||
Best Buy Co. Inc. |
8,916 | 144,974 | ||||||
Buckle Inc. (The) b |
880 | 41,166 | ||||||
CarMax Inc. a |
7,106 | 280,119 | ||||||
Costco Wholesale Corp. |
13,430 | 1,374,426 | ||||||
Darden Restaurants Inc. |
3,983 | 185,210 | ||||||
Fifth & Pacific Companies Inc. a,b |
3,589 | 54,194 | ||||||
Foot Locker Inc. |
4,678 | 160,689 | ||||||
GameStop Corp. Class A b |
3,885 | 90,132 | ||||||
Gap Inc. (The) |
9,734 | 318,107 | ||||||
Home Depot Inc. (The) |
46,812 | 3,132,659 | ||||||
J.C. Penney Co. Inc. b |
5,045 | 102,565 | ||||||
Jack in the Box Inc. a |
1,313 | 38,116 | ||||||
Kohls Corp. |
6,937 | 321,114 | ||||||
McDonalds Corp. |
31,314 | 2,983,911 | ||||||
Mens Wearhouse Inc. (The) |
1,525 | 46,284 | ||||||
Nordstrom Inc. |
5,006 | 276,481 | ||||||
Nu Skin Enterprises Inc. Class A |
1,677 | 71,038 | ||||||
Office Depot Inc. a |
8,731 | 37,805 | ||||||
OfficeMax Inc. |
2,654 | 28,610 | ||||||
Pep Boys Manny, Moe & Jack (The) |
1,552 | 17,274 | ||||||
PetSmart Inc. |
3,357 | 219,581 | ||||||
PVH Corp. |
2,195 | 260,920 | ||||||
Staples Inc. |
21,242 | 286,342 | ||||||
Starbucks Corp. |
23,610 | 1,324,993 | ||||||
Target Corp. |
19,333 | 1,167,907 | ||||||
Tiffany & Co. |
3,942 | 259,186 | ||||||
TJX Companies Inc. (The) |
22,883 | 1,033,854 | ||||||
|
|
|||||||
14,680,297 | ||||||||
SAVINGS & LOANS 0.17% |
|
|||||||
New York Community Bancorp Inc. |
13,706 | 182,975 | ||||||
Peoples United Financial Inc. |
10,933 | 134,585 | ||||||
|
|
|||||||
317,560 | ||||||||
SEMICONDUCTORS 5.14% |
|
|||||||
Advanced Micro Devices Inc. a,b |
18,599 | 48,357 | ||||||
Analog Devices Inc. |
9,281 | 405,023 | ||||||
Applied Materials Inc. |
38,336 | 494,918 | ||||||
Cree Inc. a,b |
3,412 | 147,228 | ||||||
Entegris Inc. a |
4,204 | 41,451 | ||||||
First Solar Inc. a,b |
1,895 | 53,401 | ||||||
Intel Corp. |
155,362 | 3,268,816 | ||||||
Lam Research Corp. a |
5,676 | 233,511 |
Security | Shares | Value | ||||||
LSI Corp. a |
17,355 | $ | 122,179 | |||||
QUALCOMM Inc. |
52,894 | 3,492,591 | ||||||
Texas Instruments Inc. |
35,357 | 1,169,610 | ||||||
|
|
|||||||
9,477,085 | ||||||||
SOFTWARE 5.18% |
|
|||||||
Adobe Systems Inc. a |
15,254 | 577,059 | ||||||
Advent Software Inc. a,b |
1,049 | 25,858 | ||||||
Autodesk Inc. a |
7,056 | 274,337 | ||||||
BMC Software Inc. a,b |
4,967 | 206,379 | ||||||
CA Inc. |
10,221 | 253,685 | ||||||
Cerner Corp. a |
4,520 | 373,126 | ||||||
Compuware Corp. a |
6,776 | 78,737 | ||||||
Dun & Bradstreet Corp. (The) |
1,397 | 113,911 | ||||||
Electronic Arts Inc. a |
9,915 | 155,963 | ||||||
Microsoft Corp. |
234,307 | 6,436,413 | ||||||
Red Hat Inc. a |
6,008 | 333,805 | ||||||
Salesforce.com Inc. a,b |
4,096 | 705,045 | ||||||
|
|
|||||||
9,534,318 | ||||||||
STORAGE & WAREHOUSING 0.01% |
|
|||||||
Wesco Aircraft Holdings Inc. a |
695 | 9,612 | ||||||
|
|
|||||||
9,612 | ||||||||
TELECOMMUNICATIONS 4.05% |
|
|||||||
CenturyLink Inc. |
19,311 | 781,130 | ||||||
Cincinnati Bell Inc. a,b |
5,670 | 26,932 | ||||||
Cisco Systems Inc. |
166,352 | 3,421,861 | ||||||
Corning Inc. |
46,182 | 554,184 | ||||||
Crown Castle International Corp. a |
9,090 | 641,027 | ||||||
Frontier Communications Corp. b |
30,961 | 141,492 | ||||||
Leap Wireless International Inc. a |
1,637 | 9,462 | ||||||
Motorola Solutions Inc. |
7,982 | 466,069 | ||||||
Plantronics Inc. |
1,286 | 52,880 | ||||||
Polycom Inc. a |
5,503 | 60,698 | ||||||
SBA Communications Corp. Class A a |
3,762 | 262,061 | ||||||
Sprint Nextel Corp. a |
93,024 | 523,725 | ||||||
Tellabs Inc. |
10,684 | 24,360 | ||||||
Virgin Media Inc. b |
7,949 | 313,111 | ||||||
Windstream Corp. b |
18,138 | 176,664 | ||||||
|
|
|||||||
7,455,656 | ||||||||
TEXTILES 0.10% |
|
|||||||
Mohawk Industries Inc. a |
1,831 | 186,139 | ||||||
|
|
|||||||
186,139 | ||||||||
TOYS, GAMES & HOBBIES 0.22% |
|
|||||||
Mattel Inc. |
10,558 | 397,298 | ||||||
|
|
|||||||
397,298 | ||||||||
TRANSPORTATION 2.46% |
|
|||||||
Arkansas Best Corp. |
746 | 7,848 | ||||||
C.H. Robinson Worldwide Inc. |
5,027 | 332,536 | ||||||
CSX Corp. |
32,255 | 710,578 | ||||||
Expeditors International of Washington Inc. |
6,554 | 281,167 | ||||||
Genesee & Wyoming Inc. Class A a,b |
1,382 | 116,889 | ||||||
J.B. Hunt Transport Services Inc. |
2,937 | 197,572 |
115 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND
January 31, 2013
NVS Non-Voting Shares
a |
Non-income earning security. |
b |
All or a portion of this security represents a security on loan. See Note 3. |
c |
Affiliated issuer. See Note 2. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
116 |
Schedule of Investments (Unaudited)
iSHARES ® MSCI USA ESG SELECT SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
COMMON STOCKS 99.84% |
|
|||||||
AEROSPACE & DEFENSE 1.87% |
|
|||||||
Rockwell Collins Inc. |
60,059 | $ | 3,536,274 | |||||
|
|
|||||||
3,536,274 | ||||||||
APPAREL 2.22% |
|
|||||||
Nike Inc. Class B |
77,655 | 4,197,253 | ||||||
|
|
|||||||
4,197,253 | ||||||||
AUTO MANUFACTURERS 0.26% |
|
|||||||
Ford Motor Co. |
37,491 | 485,508 | ||||||
|
|
|||||||
485,508 | ||||||||
AUTO PARTS & EQUIPMENT 0.33% |
|
|||||||
Johnson Controls Inc. |
20,164 | 626,899 | ||||||
|
|
|||||||
626,899 | ||||||||
BANKS 4.25% |
|
|||||||
Bank of New York Mellon Corp. (The) |
20,187 | 548,279 | ||||||
BB&T Corp. |
12,456 | 377,168 | ||||||
M&T Bank Corp. |
13,009 | 1,335,894 | ||||||
Northern Trust Corp. |
65,575 | 3,375,145 | ||||||
PNC Financial Services Group Inc. (The) a |
4,980 | 307,764 | ||||||
State Street Corp. |
10,042 | 558,837 | ||||||
U.S. Bancorp |
45,529 | 1,507,010 | ||||||
|
|
|||||||
8,010,097 | ||||||||
BEVERAGES 0.39% |
|
|||||||
Coca-Cola Enterprises Inc. |
11,335 | 395,251 | ||||||
Green Mountain Coffee Roasters Inc. b,c |
7,333 | 333,872 | ||||||
|
|
|||||||
729,123 | ||||||||
BIOTECHNOLOGY 1.09% |
|
|||||||
Alexion Pharmaceuticals Inc. b |
1,725 | 162,133 | ||||||
Biogen Idec Inc. b |
1,857 | 289,841 | ||||||
Gilead Sciences Inc. b |
29,664 | 1,170,245 | ||||||
Life Technologies Corp. b |
4,112 | 266,005 | ||||||
Vertex Pharmaceuticals Inc. b |
3,585 | 160,536 | ||||||
|
|
|||||||
2,048,760 | ||||||||
BUILDING MATERIALS 0.90% |
|
|||||||
Masco Corp. |
92,134 | 1,694,344 | ||||||
|
|
|||||||
1,694,344 | ||||||||
CHEMICALS 3.05% |
|
|||||||
Air Products and Chemicals Inc. |
8,188 | 715,877 | ||||||
Ecolab Inc. |
14,298 | 1,035,175 | ||||||
Praxair Inc. |
5,841 | 644,671 |
Security | Shares | Value | ||||||
Sigma-Aldrich Corp. |
43,490 | $ | 3,363,082 | |||||
|
|
|||||||
5,758,805 | ||||||||
COMPUTERS 9.18% |
|
|||||||
Accenture PLC Class A |
46,142 | 3,317,149 | ||||||
Apple Inc. |
11,001 | 5,008,865 | ||||||
Dell Inc. |
114,821 | 1,520,230 | ||||||
Hewlett-Packard Co. |
62,532 | 1,032,403 | ||||||
International Business Machines Corp. |
31,743 | 6,446,051 | ||||||
|
|
|||||||
17,324,698 | ||||||||
COSMETICS & PERSONAL CARE 3.13% |
|
|||||||
Estee Lauder Companies Inc. (The) Class A |
24,514 | 1,493,638 | ||||||
Procter & Gamble Co. (The) |
58,687 | 4,410,915 | ||||||
|
|
|||||||
5,904,553 | ||||||||
DISTRIBUTION & WHOLESALE 0.20% |
|
|||||||
W.W. Grainger Inc. |
1,724 | 375,522 | ||||||
|
|
|||||||
375,522 | ||||||||
DIVERSIFIED FINANCIAL SERVICES 3.69% |
|
|||||||
American Express Co. |
79,558 | 4,678,806 | ||||||
Charles Schwab Corp. (The) |
14,211 | 234,908 | ||||||
Franklin Resources Inc. |
2,818 | 385,728 | ||||||
IntercontinentalExchange Inc. b |
3,696 | 512,820 | ||||||
Legg Mason Inc. |
7,205 | 199,218 | ||||||
T. Rowe Price Group Inc. |
13,296 | 949,999 | ||||||
|
|
|||||||
6,961,479 | ||||||||
ELECTRIC 4.93% |
|
|||||||
Consolidated Edison Inc. |
3,238 | 184,177 | ||||||
NextEra Energy Inc. |
82,735 | 5,961,057 | ||||||
PG&E Corp. |
73,868 | 3,149,732 | ||||||
|
|
|||||||
9,294,966 | ||||||||
ELECTRONICS 1.99% |
|
|||||||
Agilent Technologies Inc. |
49,207 | 2,203,489 | ||||||
Tyco International Ltd. |
8,308 | 251,151 | ||||||
Waters Corp. b,c |
14,142 | 1,294,983 | ||||||
|
|
|||||||
3,749,623 | ||||||||
FOOD 5.67% |
|
|||||||
Campbell Soup Co. |
37,760 | 1,386,170 | ||||||
General Mills Inc. |
41,581 | 1,743,907 | ||||||
H.J. Heinz Co. |
41,988 | 2,545,732 | ||||||
Kellogg Co. |
16,906 | 989,001 | ||||||
McCormick & Co. Inc. NVS |
5,002 | 311,875 | ||||||
Mondelez International Inc. Class A |
58,474 | 1,624,992 | ||||||
Sysco Corp. |
22,837 | 725,531 | ||||||
Whole Foods Market Inc. |
14,143 | 1,361,264 | ||||||
|
|
|||||||
10,688,472 | ||||||||
HEALTH CARE PRODUCTS 2.45% |
|
|||||||
Becton, Dickinson and Co. |
31,959 | 2,685,835 | ||||||
Henry Schein Inc. b,c |
10,806 | 932,990 |
117 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MSCI USA ESG SELECT SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
Medtronic Inc. |
21,592 | $ | 1,006,187 | |||||
|
|
|||||||
4,625,012 | ||||||||
HEALTH CARE SERVICES 0.53% |
|
|||||||
Aetna Inc. |
10,357 | 499,518 | ||||||
Cigna Corp. |
4,213 | 245,787 | ||||||
Humana Inc. |
3,401 | 252,898 | ||||||
|
|
|||||||
998,203 | ||||||||
HOUSEHOLD PRODUCTS & WARES 1.02% |
|
|||||||
Avery Dennison Corp. |
14,132 | 544,223 | ||||||
Clorox Co. (The) |
8,741 | 685,382 | ||||||
Kimberly-Clark Corp. |
7,701 | 689,317 | ||||||
|
|
|||||||
1,918,922 | ||||||||
INSURANCE 6.17% |
|
|||||||
ACE Ltd. |
25,388 | 2,166,358 | ||||||
Aflac Inc. |
4,606 | 244,394 | ||||||
Chubb Corp. (The) |
7,862 | 631,397 | ||||||
Marsh & McLennan Companies Inc. |
121,060 | 4,295,209 | ||||||
Principal Financial Group Inc. |
8,090 | 250,871 | ||||||
Travelers Companies Inc. (The) |
51,547 | 4,044,378 | ||||||
|
|
|||||||
11,632,607 | ||||||||
INTERNET 2.06% |
|
|||||||
Google Inc. Class A b |
4,138 | 3,127,045 | ||||||
Symantec Corp. b |
25,626 | 557,878 | ||||||
Yahoo! Inc. b |
10,458 | 205,291 | ||||||
|
|
|||||||
3,890,214 | ||||||||
IRON & STEEL 0.35% |
|
|||||||
Nucor Corp. |
14,334 | 659,507 | ||||||
|
|
|||||||
659,507 | ||||||||
LODGING 0.24% |
|
|||||||
Marriott International Inc. Class A |
11,464 | 458,331 | ||||||
|
|
|||||||
458,331 | ||||||||
MACHINERY 2.33% |
|
|||||||
Cummins Inc. |
4,754 | 545,902 | ||||||
Deere & Co. |
21,759 | 2,046,652 | ||||||
Xylem Inc. |
64,223 | 1,793,748 | ||||||
|
|
|||||||
4,386,302 | ||||||||
MANUFACTURING 3.69% |
|
|||||||
Eaton Corp. PLC |
122,285 | 6,964,131 | ||||||
|
|
|||||||
6,964,131 | ||||||||
MEDIA 0.49% |
|
|||||||
Discovery Communications Inc.
|
7,040 | 448,519 | ||||||
Time Warner Cable Inc. |
5,239 | 468,052 | ||||||
|
|
|||||||
916,571 |
Security | Shares | Value | ||||||
OFFICE & BUSINESS EQUIPMENT 0.49% |
|
|||||||
Pitney Bowes Inc. c |
12,646 | $ | 182,229 | |||||
Xerox Corp. |
93,306 | 747,381 | ||||||
|
|
|||||||
929,610 | ||||||||
OIL & GAS 5.58% |
|
|||||||
Apache Corp. |
5,231 | 438,149 | ||||||
Cimarex Energy Co. |
3,092 | 197,455 | ||||||
Concho Resources Inc. b |
2,026 | 184,812 | ||||||
Denbury Resources Inc. b,c |
77,587 | 1,445,446 | ||||||
Devon Energy Corp. |
22,938 | 1,311,824 | ||||||
EOG Resources Inc. |
5,586 | 698,138 | ||||||
EQT Corp. |
3,931 | 233,541 | ||||||
Hess Corp. |
24,101 | 1,618,623 | ||||||
Marathon Oil Corp. |
13,333 | 448,122 | ||||||
Newfield Exploration Co. b |
13,368 | 394,356 | ||||||
Noble Corp. |
34,228 | 1,386,234 | ||||||
Noble Energy Inc. |
2,286 | 246,408 | ||||||
Pioneer Natural Resources Co. |
4,805 | 564,780 | ||||||
QEP Resources Inc. |
15,197 | 446,032 | ||||||
Range Resources Corp. |
2,567 | 172,425 | ||||||
Southwestern Energy Co. b |
16,278 | 558,335 | ||||||
Ultra Petroleum Corp. b,c |
9,925 | 180,834 | ||||||
|
|
|||||||
10,525,514 | ||||||||
OIL & GAS SERVICES 0.30% |
|
|||||||
National Oilwell Varco Inc. |
4,695 | 348,087 | ||||||
Superior Energy Services Inc. b |
8,809 | 219,961 | ||||||
|
|
|||||||
568,048 | ||||||||
PACKAGING & CONTAINERS 1.83% |
|
|||||||
Ball Corp. |
77,593 | 3,454,440 | ||||||
|
|
|||||||
3,454,440 | ||||||||
PHARMACEUTICALS 3.49% |
|
|||||||
Johnson & Johnson |
19,729 | 1,458,368 | ||||||
Merck & Co. Inc. |
63,234 | 2,734,870 | ||||||
Patterson Companies Inc. |
66,087 | 2,387,723 | ||||||
|
|
|||||||
6,580,961 | ||||||||
PIPELINES 2.17% |
|
|||||||
Spectra Energy Corp. |
147,558 | 4,099,161 | ||||||
|
|
|||||||
4,099,161 | ||||||||
REAL ESTATE 0.95% |
|
|||||||
CBRE Group Inc. Class A b |
82,785 | 1,786,500 | ||||||
|
|
|||||||
1,786,500 | ||||||||
REAL ESTATE INVESTMENT TRUSTS 3.06% |
|
|||||||
Digital Realty Trust Inc. c |
2,722 | 184,851 | ||||||
Liberty Property Trust c |
63,886 | 2,502,414 | ||||||
Prologis Inc. |
77,242 | 3,081,956 | ||||||
|
|
|||||||
5,769,221 |
118 |
Schedule of Investments (Unaudited) (Continued)
iSHARES ® MSCI USA ESG SELECT SOCIAL INDEX FUND
January 31, 2013
Security | Shares | Value | ||||||
RETAIL 6.76% |
|
|||||||
Best Buy Co. Inc. |
10,279 | $ | 167,137 | |||||
CarMax Inc. b,c |
6,214 | 244,956 | ||||||
Darden Restaurants Inc. |
3,765 | 175,072 | ||||||
Gap Inc. (The) |
61,440 | 2,007,859 | ||||||
McDonalds Corp. |
27,667 | 2,636,388 | ||||||
Nordstrom Inc. |
21,391 | 1,181,425 | ||||||
PVH Corp. |
5,595 | 665,078 | ||||||
Staples Inc. |
29,538 | 398,172 | ||||||
Starbucks Corp. |
39,658 | 2,225,607 | ||||||
Tiffany & Co. |
16,428 | 1,080,141 | ||||||
TJX Companies Inc. (The) |
43,720 | 1,975,270 | ||||||
|
|
|||||||
12,757,105 | ||||||||
SEMICONDUCTORS 3.32% |
|
|||||||
Applied Materials Inc. |
43,490 | 561,456 | ||||||
Intel Corp. |
128,513 | 2,703,914 | ||||||
QUALCOMM Inc. |
23,270 | 1,536,518 | ||||||
Texas Instruments Inc. |
44,343 | 1,466,866 | ||||||
|
|
|||||||
6,268,754 | ||||||||
SOFTWARE 4.67% |
|
|||||||
Adobe Systems Inc. b |
17,873 | 676,135 | ||||||
Autodesk Inc. b |
17,434 | 677,834 | ||||||
CA Inc. |
30,152 | 748,373 | ||||||
Intuit Inc. |
17,944 | 1,119,347 | ||||||
Microsoft Corp. |
77,749 | 2,135,765 | ||||||
Oracle Corp. |
80,362 | 2,853,655 | ||||||
Salesforce.com Inc. b,c |
3,497 | 601,938 | ||||||
|
|
|||||||
8,813,047 | ||||||||
TELECOMMUNICATIONS 2.35% |
|
|||||||
Cisco Systems Inc. |
120,241 | 2,473,357 | ||||||
Corning Inc. |
25,280 | 303,360 | ||||||
Motorola Solutions Inc. |
16,120 | 941,247 | ||||||
Sprint Nextel Corp. b |
126,582 | 712,657 | ||||||
|
|
|||||||
4,430,621 | ||||||||
TEXTILES 0.33% |
|
|||||||
Mohawk Industries Inc. b,c |
6,176 | 627,852 | ||||||
|
|
|||||||
627,852 | ||||||||
TOYS, GAMES & HOBBIES 0.30% |
|
|||||||
Mattel Inc. |
15,259 | 574,196 | ||||||
|
|
|||||||
574,196 | ||||||||
TRANSPORTATION 1.76% |
|
|||||||
Expeditors International of Washington Inc. |
10,329 | 443,114 | ||||||
Norfolk Southern Corp. |
25,738 | 1,772,576 | ||||||
United Parcel Service Inc. Class B |
13,816 | 1,095,471 | ||||||
|
|
|||||||
3,311,161 | ||||||||
|
|
|||||||
TOTAL COMMON STOCKS |
||||||||
(Cost: $160,414,601) |
188,332,367 |
NVS |
Non-Voting Shares |
a |
Affiliated issuer. See Note 2. |
b |
Non-income earning security. |
c |
All or a portion of this security represents a security on loan. See Note 3. |
d |
The rate quoted is the annualized seven-day yield of the fund at period end. |
e |
All or a portion of this security represents an investment of securities lending collateral. See Note 3. |
See accompanying notes to schedules of investments.
119 |
Notes to Schedules of Investments (Unaudited)
iSHARES ® TRUST
iShares Trust (the Trust) is registered under the Investment Company Act of 1940, as amended (the 1940 Act), as an open-end management investment company. The Trust was established as a Delaware statutory trust pursuant to an Agreement and Declaration of Trust dated December 16, 1999.
These schedules of investments relate only to the following funds (each, a Fund, and collectively, the Funds):
iShares Fund |
Cohen & Steers Realty Majors Index |
Dow Jones International Select Dividend Index |
Dow Jones Select Dividend Index |
Dow Jones Transportation Average Index |
Dow Jones U.S. Index |
Dow Jones U.S. Aerospace & Defense Index |
Dow Jones U.S. Basic Materials Sector Index |
Dow Jones U.S. Broker-Dealers Index |
Dow Jones U.S. Consumer Goods Sector Index |
Dow Jones U.S. Consumer Services Sector Index |
Dow Jones U.S. Energy Sector Index |
Dow Jones U.S. Financial Sector Index |
Dow Jones U.S. Financial Services Index |
Dow Jones U.S. Healthcare Providers Index |
Dow Jones U.S. Healthcare Sector Index |
Dow Jones U.S. Home Construction Index |
iShares Fund |
Dow Jones U.S. Technology Sector Index |
Dow Jones U.S. Telecommunications Sector Index |
Dow Jones U.S. Utilities Sector Index |
FTSE EPRA/NAREIT Developed Asia Index |
FTSE EPRA/NAREIT Developed Europe Index |
FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index |
FTSE EPRA/NAREIT North America Index |
FTSE NAREIT Industrial/Office Capped Index |
FTSE NAREIT Mortgage Plus Capped Index |
FTSE NAREIT Real Estate 50 Index |
FTSE NAREIT Residential Plus Capped Index |
FTSE NAREIT Retail Capped Index |
High Dividend Equity |
Morningstar Large Core Index |
Morningstar Large Growth Index |
Morningstar Large Value Index |
1 |
Notes to Schedules of Investments (Unaudited (Continued)
iSHARES ® TRUST
iShares Fund |
Dow Jones U.S. Industrial Sector Index |
Dow Jones U.S. Insurance Index |
Dow Jones U.S. Medical Devices Index |
Dow Jones U.S. Oil & Gas Exploration & Production Index |
Dow Jones U.S. Oil Equipment & Services Index |
Dow Jones U.S. Pharmaceuticals Index |
Dow Jones U.S. Real Estate Index |
Dow Jones U.S. Regional Banks Index |
iShares Fund |
Morningstar Mid Core Index |
Morningstar Mid Growth Index |
Morningstar Mid Value Index |
Morningstar Small Core Index |
Morningstar Small Growth Index |
Morningstar Small Value Index |
MSCI KLD 400 Social Index |
MSCI USA ESG Select Social Index |
1. | SIGNIFICANT ACCOUNTING POLICIES |
SECURITY VALUATION
Each Funds investments are valued at fair value each day that the Funds listing exchange is open. U.S. GAAP defines fair value as the price a fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. The BlackRock Global Valuation Methodologies Committee (the Global Valuation Committee) provides oversight of the valuation of investments for the Funds. The investments of each Fund are valued pursuant to policies and procedures developed by the Global Valuation Committee and approved by the Board of Trustees of the Trust (the Board).
|
Equity investments traded on a recognized securities exchange are valued at that days last reported trade price or the official closing price, as applicable, on the exchange where the stock is primarily traded. Equity investments traded on a recognized exchange for which there were no sales on that day are valued at the last traded price. |
|
Exchange-traded funds and closed-end funds traded on a recognized securities exchange are valued at that days last reported trade price or the official closing price, as applicable, on the exchange where the fund is primarily traded. Funds traded on a recognized exchange for which there were no sales on that day are valued at the last traded price. |
|
Open-end U.S. mutual funds are valued at that days published net asset value (NAV). |
|
Financial futures contracts are valued at that days last reported settlement price on the exchange where the contract is traded. |
2 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
In the event that application of these methods of valuation results in a price for an investment which is deemed not to be representative of the fair value of such investment or if a price is not available, the investment will be valued based upon other available factors deemed relevant by the Global Valuation Committee, in accordance with policies approved by the Board. These factors include but are not limited to (i) attributes specific to the investment; (ii) the principal market for the investment; (iii) the customary participants in the principal market for the investment; (iv) data assumptions by market participants for the investment, if reasonably available; (v) quoted prices for similar investments in active markets; and (vi) other factors, such as future cash flows, interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and/or other default rates. Valuations based on such factors are reported to the Board on a quarterly basis.
The Global Valuation Committee employs various methods for calibrating valuation approaches for investments where an active market does not exist, including regular due diligence of the Trusts pricing vendors, a regular review of key inputs and assumptions, transactional back-testing or disposition analysis to compare unrealized gains and losses to realized gains and losses, reviews of missing or stale prices and large movements in market values, and reviews of market related activity.
Fair value pricing could result in a difference between the prices used to calculate a Funds net asset value and the prices used by the Funds underlying index, which in turn could result in a difference between the Funds performance and the performance of the Funds underlying index.
Various inputs are used in determining the fair value of financial instruments. Inputs may be based on independent market data (observable inputs) or they may be internally developed (unobservable inputs). These inputs are categorized into a disclosure hierarchy consisting of three broad levels for financial reporting purposes. The level of a value determined for a financial instrument within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement in its entirety. The categorization of a value determined for a financial instrument within the hierarchy is based upon the pricing transparency of the instrument and does not necessarily correspond to the Funds perceived risk of that instrument. The three levels of the fair value hierarchy are as follows:
|
Level 1 Unadjusted quoted prices in active markets for identical assets or liabilities; |
|
Level 2 Inputs other than quoted prices included within Level 1 that are observable for the asset or liability either directly or indirectly, including quoted prices for similar assets or liabilities in active markets, quoted prices for identical or similar assets or liabilities in markets that are not considered to be active, inputs other than quoted prices that are observable for the asset or liability (such as exchange rates, financing terms, interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market-corroborated inputs; and |
3 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
|
Level 3 Unobservable inputs for the asset or liability, including the Funds assumptions used in determining the fair value of investments. |
Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy. In accordance with the Trusts policy, transfers between different levels of the fair value hierarchy are deemed to have occurred as of the beginning of the reporting period.
The following table summarizes the value of each of the Funds investments according to the fair value hierarchy as of January 31, 2013. The breakdown of each Funds investments into major categories is disclosed in its respective schedule of investments.
iShares Fund and
Investment Type |
Investments | |||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Cohen & Steers Realty Majors Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 2,831,470,643 | $ | | $ | | $ | 2,831,470,643 | ||||||||
Short-Term Investments |
365,112,121 | | | 365,112,121 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 3,196,582,764 | $ | | $ | | $ | 3,196,582,764 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones International Select Dividend Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 1,654,720,055 | $ | | $ | | $ | 1,654,720,055 | ||||||||
Preferred Stocks |
14,740,552 | | | 14,740,552 | ||||||||||||
Short-Term Investments |
3,613,529 | | | 3,613,529 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 1,673,074,136 | $ | | $ | | $ | 1,673,074,136 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones Select Dividend Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 10,876,538,746 | $ | | $ | | $ | 10,876,538,746 | ||||||||
Short-Term Investments |
394,412,231 | | | 394,412,231 | ||||||||||||
Futures Contracts a |
2,365,500 | | | 2,365,500 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 11,273,316,477 | $ | | $ | | $ | 11,273,316,477 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones Transportation Average Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 664,205,785 | $ | | $ | | $ | 664,205,785 | ||||||||
Short-Term Investments |
33,608,739 | | | 33,608,739 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 697,814,524 | $ | | $ | | $ | 697,814,524 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 645,085,213 | $ | | $ | | $ | 645,085,213 | ||||||||
Short-Term Investments |
14,131,879 | | | 14,131,879 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 659,217,092 | $ | | $ | | $ | 659,217,092 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Aerospace & Defense Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 79,306,144 | $ | | $ | | $ | 79,306,144 | ||||||||
Short-Term Investments |
6,597,172 | | | 6,597,172 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 85,903,316 | $ | | $ | | $ | 85,903,316 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
4 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Fund and
Investment Type |
Investments | |||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Dow Jones U.S. Basic Materials Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 608,283,455 | $ | | $ | | $ | 608,283,455 | ||||||||
Short-Term Investments |
35,630,798 | | | 35,630,798 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 643,914,253 | $ | | $ | | $ | 643,914,253 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Broker-Dealers Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 54,757,325 | $ | | $ | | $ | 54,757,325 | ||||||||
Short-Term Investments |
4,474,517 | | | 4,474,517 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 59,231,842 | $ | | $ | | $ | 59,231,842 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Consumer Goods Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 389,065,143 | $ | | $ | | $ | 389,065,143 | ||||||||
Short-Term Investments |
10,287,736 | | | 10,287,736 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 399,352,879 | $ | | $ | | $ | 399,352,879 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Consumer Services Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 359,308,671 | $ | | $ | | $ | 359,308,671 | ||||||||
Short-Term Investments |
7,963,372 | | | 7,963,372 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 367,272,043 | $ | | $ | | $ | 367,272,043 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Energy Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 1,172,711,116 | $ | | $ | | $ | 1,172,711,116 | ||||||||
Short-Term Investments |
28,132,291 | | | 28,132,291 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 1,200,843,407 | $ | | $ | | $ | 1,200,843,407 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Financial Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 776,295,015 | $ | | $ | | $ | 776,295,015 | ||||||||
Short-Term Investments |
28,934,155 | | | 28,934,155 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 805,229,170 | $ | | $ | | $ | 805,229,170 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Financial Services Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 454,774,468 | $ | | $ | | $ | 454,774,468 | ||||||||
Short-Term Investments |
5,185,808 | | | 5,185,808 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 459,960,276 | $ | | $ | | $ | 459,960,276 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Healthcare Providers Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 239,261,429 | $ | | $ | | $ | 239,261,429 | ||||||||
Short-Term Investments |
20,087,404 | | | 20,087,404 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 259,348,833 | $ | | $ | | $ | 259,348,833 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Healthcare Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 770,701,880 | $ | | $ | | $ | 770,701,880 | ||||||||
Short-Term Investments |
24,787,891 | | | 24,787,891 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 795,489,771 | $ | | $ | | $ | 795,489,771 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Home Construction Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 2,245,925,181 | $ | | $ | | $ | 2,245,925,181 | ||||||||
Short-Term Investments |
194,714,044 | | | 194,714,044 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 2,440,639,225 | $ | | $ | | $ | 2,440,639,225 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Industrial Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 790,277,290 | $ | | $ | | $ | 790,277,290 | ||||||||
Short-Term Investments |
25,115,536 | | | 25,115,536 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 815,392,826 | $ | | $ | | $ | 815,392,826 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
5 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Fund and
Investment Type |
Investments | |||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Dow Jones U.S. Insurance Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 92,831,119 | $ | | $ | | $ | 92,831,119 | ||||||||
Short-Term Investments |
3,316,616 | | | 3,316,616 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 96,147,735 | $ | | $ | | $ | 96,147,735 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Medical Devices Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 325,867,759 | $ | | $ | | $ | 325,867,759 | ||||||||
Short-Term Investments |
33,356,931 | | | 33,356,931 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 359,224,690 | $ | | $ | | $ | 359,224,690 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Oil & Gas Exploration & Production Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 315,507,582 | $ | | $ | | $ | 315,507,582 | ||||||||
Short-Term Investments |
15,367,995 | | | 15,367,995 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 330,875,577 | $ | | $ | | $ | 330,875,577 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Oil Equipment & Services Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 369,932,856 | $ | | $ | | $ | 369,932,856 | ||||||||
Short-Term Investments |
17,027,010 | | | 17,027,010 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 386,959,866 | $ | | $ | | $ | 386,959,866 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Pharmaceuticals Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 350,051,127 | $ | | $ | | $ | 350,051,127 | ||||||||
Short-Term Investments |
50,244,968 | | | 50,244,968 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 400,296,095 | $ | | $ | | $ | 400,296,095 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Real Estate Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 4,485,523,762 | $ | | $ | | $ | 4,485,523,762 | ||||||||
Short-Term Investments |
618,357,496 | | | 618,357,496 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 5,103,881,258 | $ | | $ | | $ | 5,103,881,258 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Regional Banks Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 282,726,573 | $ | | $ | | $ | 282,726,573 | ||||||||
Short-Term Investments |
5,795,319 | | | 5,795,319 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 288,521,892 | $ | | $ | | $ | 288,521,892 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Technology Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 1,847,715,253 | $ | | $ | | $ | 1,847,715,253 | ||||||||
Short-Term Investments |
56,140,439 | | | 56,140,439 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 1,903,855,692 | $ | | $ | | $ | 1,903,855,692 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Telecommunications Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 455,087,180 | $ | | $ | | $ | 455,087,180 | ||||||||
Short-Term Investments |
61,856,121 | | | 61,856,121 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 516,943,301 | $ | | $ | | $ | 516,943,301 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Dow Jones U.S. Utilities Sector Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 923,249,151 | $ | | $ | | $ | 923,249,151 | ||||||||
Short-Term Investments |
2,950,885 | | | 2,950,885 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 926,200,036 | $ | | $ | | $ | 926,200,036 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
6 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Fund and
Investment Type |
Investments | |||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
FTSE EPRA/NAREIT Developed Asia Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 37,492,539 | $ | | $ | 7 | $ | 37,492,546 | ||||||||
Short-Term Investments |
1,071,508 | | | 1,071,508 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 38,564,047 | $ | | $ | 7 | $ | 38,564,054 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE EPRA/NAREIT Developed Europe Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 13,728,455 | $ | | $ | | $ | 13,728,455 | ||||||||
Investment Companies |
182,925 | | | 182,925 | ||||||||||||
Warrants |
| | 0 b | 0 b | ||||||||||||
Short-Term Investments |
50,724 | | | 50,724 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 13,962,104 | $ | | $ | 0 b | $ | 13,962,104 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 1,610,988,110 | $ | | $ | 90 | $ | 1,610,988,200 | ||||||||
Investment Companies |
5,402,303 | | | 5,402,303 | ||||||||||||
Warrants |
| | 0 b | 0 b | ||||||||||||
Short-Term Investments |
21,055,514 | | | 21,055,514 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 1,637,445,927 | $ | | $ | 90 | $ | 1,637,446,017 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE EPRA/NAREIT North America Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 22,183,468 | $ | | $ | | $ | 22,183,468 | ||||||||
Short-Term Investments |
2,214,364 | | | 2,214,364 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 24,397,832 | $ | | $ | | $ | 24,397,832 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE NAREIT Industrial/Office Capped Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 10,619,189 | $ | | $ | 0 b | $ | 10,619,189 | ||||||||
Short-Term Investments |
1,278,305 | | | 1,278,305 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 11,897,494 | $ | | $ | 0 b | $ | 11,897,494 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE NAREIT Mortgage Plus Capped Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 1,004,237,787 | $ | | $ | | $ | 1,004,237,787 | ||||||||
Short-Term Investments |
75,642,138 | | | 75,642,138 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 1,079,879,925 | $ | | $ | | $ | 1,079,879,925 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE NAREIT Real Estate 50 Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 80,214,852 | $ | | $ | | $ | 80,214,852 | ||||||||
Short-Term Investments |
8,945,078 | | | 8,945,078 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 89,159,930 | $ | | $ | | $ | 89,159,930 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE NAREIT Residential Plus Capped Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 280,295,310 | $ | | $ | | $ | 280,295,310 | ||||||||
Short-Term Investments |
36,443,317 | | | 36,443,317 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 316,738,627 | $ | | $ | | $ | 316,738,627 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
FTSE NAREIT Retail Capped Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 18,285,749 | $ | | $ | | $ | 18,285,749 | ||||||||
Short-Term Investments |
3,015,740 | | | 3,015,740 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 21,301,489 | $ | | $ | | $ | 21,301,489 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
High Dividend Equity |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 2,302,101,750 | $ | | $ | | $ | 2,302,101,750 | ||||||||
Short-Term Investments |
7,387,349 | | | 7,387,349 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 2,309,489,099 | $ | | $ | | $ | 2,309,489,099 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
7 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Fund and
Investment Type |
Investments | |||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Morningstar Large Core Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 304,099,763 | $ | | $ | | $ | 304,099,763 | ||||||||
Short-Term Investments |
2,353,583 | | | 2,353,583 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 306,453,346 | $ | | $ | | $ | 306,453,346 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Large Growth Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 452,740,256 | $ | | $ | | $ | 452,740,256 | ||||||||
Short-Term Investments |
12,131,506 | | | 12,131,506 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 464,871,762 | $ | | $ | | $ | 464,871,762 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Large Value Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 251,183,783 | $ | | $ | | $ | 251,183,783 | ||||||||
Short-Term Investments |
1,985,797 | | | 1,985,797 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 253,169,580 | $ | |
$
|
|
|
$ | 253,169,580 | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Mid Core Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 173,827,068 | $ | | $ | | $ | 173,827,068 | ||||||||
Short-Term Investments |
6,311,655 | | | 6,311,655 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 180,138,723 | $ | | $ | | $ | 180,138,723 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Mid Growth Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 159,722,499 | $ | | $ | | $ | 159,722,499 | ||||||||
Short-Term Investments |
10,571,617 | | | 10,571,617 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 170,294,116 | $ | | $ | | $ | 170,294,116 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Mid Value Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 106,346,416 | $ | | $ | | $ | 106,346,416 | ||||||||
Short-Term Investments |
3,034,935 | | | 3,034,935 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 109,381,351 | $ | | $ | | $ | 109,381,351 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Small Core Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 152,308,059 | $ | | $ | | $ | 152,308,059 | ||||||||
Short-Term Investments |
13,386,935 | | | 13,386,935 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 165,694,994 | $ | | $ | | $ | 165,694,994 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Small Growth Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 89,417,552 | $ | | $ | | $ | 89,417,552 | ||||||||
Short-Term Investments |
12,130,455 | | | 12,130,455 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 101,548,007 | $ | | $ | | $ | 101,548,007 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Morningstar Small Value Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 228,806,705 | $ | | $ | | $ | 228,806,705 | ||||||||
Short-Term Investments |
18,015,371 | | | 18,015,371 | ||||||||||||
Liabilities: |
||||||||||||||||
Short Positions |
$ | (253,094 | ) | $ | | $ | | $ | (253,094 | ) | ||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 246,568,982 | $ | | $ | | $ | 246,568,982 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
MSCI KLD 400 Social Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 183,910,646 | $ | | $ | | $ | 183,910,646 | ||||||||
Short-Term Investments |
3,533,794 | | | 3,533,794 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 187,444,440 | $ | | $ | | $ | 187,444,440 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
8 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Fund and
Investment Type |
Investments | |||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
MSCI USA ESG Select Social Index |
||||||||||||||||
Assets: |
||||||||||||||||
Common Stocks |
$ | 188,332,367 | $ | | $ | | $ | 188,332,367 | ||||||||
Short-Term Investments |
2,970,674 | | | 2,970,674 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 191,303,041 | $ | | $ | | $ | 191,303,041 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
a |
Futures contracts are shown at the net unrealized appreciation (depreciation) on the contracts. |
b |
Rounds to less than $1. |
FOREIGN CURRENCY TRANSLATION
The accounting records of the Funds are maintained in U.S. dollars. Foreign currencies, as well as investment securities and other assets and liabilities denominated in foreign currencies, are translated into U.S. dollars using exchange rates deemed appropriate by the investment adviser. Purchases and sales of securities, income receipts and expense payments are translated into U.S. dollars on the respective dates of such transactions.
FEDERAL INCOME TAXES
As of January 31, 2013, gross unrealized appreciation and gross unrealized depreciation based on cost for federal income tax purposes were as follows:
9 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Fund | Tax Cost |
Gross Unrealized Appreciation |
Gross Unrealized Depreciation |
Net Unrealized Appreciation (Depreciation) |
||||||||||||
Cohen & Steers Realty Majors Index |
$ | 3,092,642,538 | $ | 310,305,378 | $ | (206,365,152 | ) | $ | 103,940,226 | |||||||
Dow Jones International Select Dividend Index |
1,542,284,552 | 192,138,787 | (61,349,203 | ) | 130,789,584 | |||||||||||
Dow Jones Select Dividend Index |
10,023,760,242 | 1,579,749,384 | (332,558,649 | ) | 1,247,190,735 | |||||||||||
Dow Jones Transportation Average Index |
697,204,995 | 20,614,613 | (20,005,084 | ) | 609,529 | |||||||||||
Dow Jones U.S. Index |
595,931,217 | 128,753,436 | (65,467,561 | ) | 63,285,875 | |||||||||||
Dow Jones U.S. Aerospace & Defense Index |
95,616,648 | 4,643,242 | (14,356,574 | ) | (9,713,332 | ) | ||||||||||
Dow Jones U.S. Basic Materials Sector Index |
773,140,724 | 32,404,909 | (161,631,380 | ) | (129,226,471 | ) | ||||||||||
Dow Jones U.S. Broker-Dealers Index |
70,116,739 | 1,426,531 | (12,311,428 | ) | (10,884,897 | ) | ||||||||||
Dow Jones U.S. Consumer Goods Sector Index |
369,469,040 | 48,492,442 | (18,608,603 | ) | 29,883,839 | |||||||||||
Dow Jones U.S. Consumer Services Sector Index |
335,245,061 | 50,932,382 | (18,905,400 | ) | 32,026,982 | |||||||||||
Dow Jones U.S. Energy Sector Index |
1,203,457,643 | 85,827,951 | (88,442,187 | ) | (2,614,236 | ) | ||||||||||
Dow Jones U.S. Financial Sector Index |
858,968,523 | 38,488,970 | (92,228,323 | ) | (53,739,353 | ) | ||||||||||
Dow Jones U.S. Financial Services Index |
490,815,811 | 18,277,891 | (49,133,426 | ) | (30,855,535 | ) | ||||||||||
Dow Jones U.S. Healthcare Providers Index |
260,250,645 | 14,795,770 | (15,697,582 | ) | (901,812 | ) | ||||||||||
Dow Jones U.S. Healthcare Sector Index |
777,809,261 | 80,040,509 | (62,359,999 | ) | 17,680,510 | |||||||||||
Dow Jones U.S. Home Construction Index |
2,026,985,824 | 431,177,598 | (17,524,197 | ) | 413,653,401 | |||||||||||
Dow Jones U.S. Industrial Sector Index |
819,875,925 | 38,048,672 | (42,531,771 | ) | (4,483,099 | ) | ||||||||||
Dow Jones U.S. Insurance Index |
88,329,268 | 10,757,995 | (2,939,528 | ) | 7,818,467 | |||||||||||
Dow Jones U.S. Medical Devices Index |
364,763,770 | 23,265,106 | (28,804,186 | ) | (5,539,080 | ) | ||||||||||
Dow Jones U.S. Oil & Gas Exploration & Production Index |
358,834,948 | 33,277,003 | (61,236,374 | ) | (27,959,371 | ) | ||||||||||
Dow Jones U.S. Oil Equipment & Services Index |
420,786,777 | 18,587,193 | (52,414,104 | ) | (33,826,911 | ) | ||||||||||
Dow Jones U.S. Pharmaceuticals Index |
372,581,098 | 43,634,863 | (15,919,866 | ) | 27,714,997 | |||||||||||
Dow Jones U.S. Real Estate Index |
5,157,123,828 | 101,124,939 | (154,367,509 | ) | (53,242,570 | ) | ||||||||||
Dow Jones U.S. Regional Banks Index |
304,855,123 | 3,494,332 | (19,827,563 | ) | (16,333,231 | ) | ||||||||||
Dow Jones U.S. Technology Sector Index |
1,974,134,912 | 112,371,559 | (182,650,779 | ) | (70,279,220 | ) | ||||||||||
Dow Jones U.S. Telecommunications Sector Index |
579,459,681 | 18,521,130 | (81,037,510 | ) | (62,516,380 | ) | ||||||||||
Dow Jones U.S. Utilities Sector Index |
927,472,426 | 65,743,213 | (67,015,603 | ) | (1,272,390 | ) | ||||||||||
FTSE EPRA/NAREIT Developed Asia Index |
35,398,476 | 4,807,553 | (1,641,975 | ) | 3,165,578 | |||||||||||
FTSE EPRA/NAREIT Developed Europe Index |
14,581,622 | 905,263 | (1,524,781 | ) | (619,518 | ) | ||||||||||
FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index |
1,380,695,267 | 299,435,256 | (42,684,506 | ) | 256,750,750 | |||||||||||
FTSE EPRA/NAREIT North America Index |
23,113,671 | 1,811,623 | (527,462 | ) | 1,284,161 | |||||||||||
FTSE NAREIT Industrial/Office Capped Index |
10,068,446 | 2,353,080 | (524,032 | ) | 1,829,048 | |||||||||||
FTSE NAREIT Mortgage Plus Capped Index |
1,043,320,682 | 77,810,512 | (41,251,269 | ) | 36,559,243 | |||||||||||
FTSE NAREIT Real Estate 50 Index |
81,918,270 | 9,369,648 | (2,127,988 | ) | 7,241,660 | |||||||||||
FTSE NAREIT Residential Plus Capped Index |
295,342,867 | 25,351,976 | (3,956,216 | ) | 21,395,760 | |||||||||||
FTSE NAREIT Retail Capped Index |
20,250,453 | 1,132,456 | (81,420 | ) | 1,051,036 | |||||||||||
High Dividend Equity |
2,149,734,028 | 180,807,113 | (21,052,042 | ) | 159,755,071 | |||||||||||
Morningstar Large Core Index |
264,149,175 | 44,533,554 | (2,229,383 | ) | 42,304,171 | |||||||||||
Morningstar Large Growth Index |
359,572,964 | 108,339,514 | (3,040,716 | ) | 105,298,798 | |||||||||||
Morningstar Large Value Index |
242,605,103 | 33,615,141 | (23,050,664 | ) | 10,564,477 | |||||||||||
Morningstar Mid Core Index |
157,396,272 | 25,352,216 | (2,609,765 | ) | 22,742,451 | |||||||||||
Morningstar Mid Growth Index |
143,994,863 | 29,536,635 | (3,237,382 | ) | 26,299,253 | |||||||||||
Morningstar Mid Value Index |
100,080,338 | 15,290,838 | (5,989,825 | ) | 9,301,013 | |||||||||||
Morningstar Small Core Index |
147,428,005 | 20,564,165 | (2,297,176 | ) | 18,266,989 | |||||||||||
Morningstar Small Growth Index |
91,213,645 | 14,615,801 | (4,281,439 | ) | 10,334,362 | |||||||||||
Morningstar Small Value Index |
220,254,546 | 32,332,755 | (5,765,225 | ) | 26,567,530 | |||||||||||
MSCI KLD 400 Social Index |
156,496,879 | 38,989,024 | (8,041,463 | ) | 30,947,561 | |||||||||||
MSCI USA ESG Select Social Index |
165,277,113 | 31,736,603 | (5,710,675 | ) | 26,025,928 |
10 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
RECENT ACCOUNTING STANDARD
In December 2011, the Financial Accounting Standards Board issued guidance to enhance current disclosure requirements on offsetting of certain assets and liabilities and enable financial statement users to compare financial statements prepared under U.S. GAAP and International Financial Reporting Standards (IFRS). The new disclosures are required for investments and derivative financial instruments subject to master netting agreements or similar agreements and require an entity to disclose both gross and net information about such investments and transactions eligible for offset in the statement of assets and liabilities. In addition, the standard requires disclosure of collateral received and posted in connection with master netting agreements or similar agreements. The guidance is effective for financial statements for fiscal years beginning after January 1, 2013, and interim periods within those fiscal years. Management is evaluating the impact of this guidance on the Funds financial statements and disclosures.
2. | TRANSACTIONS WITH AFFILIATES |
Each Fund may invest its positive cash balances in certain money market funds managed by BlackRock Fund Advisors (BFA), the Funds investment adviser, or an affiliate. BFA is a California corporation indirectly owned by BlackRock, Inc. (BlackRock).
The PNC Financial Services Group, Inc. is the largest stockholder of BlackRock and is considered to be an affiliate of the Funds for 1940 Act purposes.
Investments in issuers considered to be affiliates of the Funds (excluding short-term investments) during the nine months ended January 31, 2013, for purposes of Section 2(a)(3) of the 1940 Act, were as follows:
iShares Index Fund and Name of Affiliated Issuer |
Shares Held at Beginning of Period |
Shares Purchased |
Shares Sold |
Shares
at End of Period |
Value at End of Period |
Dividend Income |
Net Realized Gain (Loss) |
|||||||||||||||||||||
Dow Jones Select Dividend |
||||||||||||||||||||||||||||
Avista Corp. |
2,839,151 | 784,523 | (430,174 | ) | 3,193,500 | $ | 82,583,910 | $ | 2,564,763 | $ | (83,462 | ) | ||||||||||||||||
Bank of Hawaii Corp. |
2,809,720 | 442,561 | (490,813 | ) | 2,761,468 | 132,798,996 | 3,920,758 | 606,935 | ||||||||||||||||||||
Black Hills Corp. |
2,880,998 | 465,500 | (650,915 | ) | 2,695,583 | 108,766,774 | 3,348,905 | 1,738,836 | ||||||||||||||||||||
11 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Index Fund and Name of Affiliated Issuer |
Shares Held at Beginning of Period |
Shares Purchased |
Shares Sold |
Shares Held at End of Period |
Value at End of Period |
Dividend Income |
Net Realized Gain (Loss) |
|||||||||||||||||||||
Deluxe Corp. a |
2,973,774 | 456,290 | (1,259,808 | ) | 2,170,256 | 79,843,718 | 2,314,694 | 10,541,385 | ||||||||||||||||||||
Meredith Corp. |
| 2,900,955 | (13,481 | ) | 2,887,474 | 104,699,807 | | (3,529 | ) | |||||||||||||||||||
New Jersey Resources Corp. |
2,018,280 | 942,501 | (312,297 | ) | 2,648,484 | 111,315,783 | 2,477,194 | 1,499,072 | ||||||||||||||||||||
Universal Corp. |
2,873,211 | 447,676 | (679,081 | ) | 2,641,806 | 143,661,410 | 4,219,753 | 3,984,112 | ||||||||||||||||||||
UNS Energy Corp. b |
2,973,385 | 460,897 | (768,618 | ) | 2,665,664 | 120,727,923 | 3,939,941 | 4,284,357 | ||||||||||||||||||||
Watsco Inc. |
2,230,049 | 351,154 | (392,836 | ) | 2,188,367 | 164,893,453 | 15,087,919 | 9,169,581 | ||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
$ | 1,049,291,774 | $ | 37,873,927 | $ | 31,737,287 | |||||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
Dow Jones U.S. |
||||||||||||||||||||||||||||
BlackRock Inc. |
4,610 | 1,288 | (753 | ) | 5,145 | $ | 1,215,661 | $ | 20,976 | $ | (1,124 | ) | ||||||||||||||||
PNC Financial Services Group Inc. (The) |
23,876 | 702 | (2,970 | ) | 21,608 | 1,335,374 | 26,382 | 13,201 | ||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
$ | 2,551,035 | $ | 47,358 | $ | 12,077 | |||||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
Dow Jones U.S. Financial Sector |
||||||||||||||||||||||||||||
BlackRock Inc. |
22,666 | 23,448 | (11,123 | ) | 34,991 | $ | 8,267,673 | $ | 101,762 | $ | (78,929 | ) | ||||||||||||||||
PNC Financial Services Group Inc. (The) |
117,385 | 86,040 | (55,928 | ) | 147,497 | 9,115,315 | 134,778 | (78,293 | ) | |||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
$ | 17,382,988 | $ | 236,540 | $ | (157,222 | ) | ||||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
Dow Jones U.S. Financial Services |
||||||||||||||||||||||||||||
BlackRock Inc. |
22,990 | 24,512 | (10,967 | ) | 36,535 | $ | 8,632,490 | $ | 96,788 | $ | 60,489 | |||||||||||||||||
PNC Financial Services Group Inc. (The) |
119,106 | 85,671 | (50,784 | ) | 153,993 | 9,516,767 | 129,936 | 80,378 | ||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
$ | 18,149,257 | $ | 226,724 | $ | 140,867 | |||||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
12 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
iShares Index Fund and Name of Affiliated Issuer |
Shares Held at Beginning of Period |
Shares Purchased |
Shares Sold |
Shares Held at End of Period |
Value at End of Period |
Dividend Income |
Net Realized Gain (Loss) |
|||||||||||||||||||||
Dow Jones U.S. Home Construction |
||||||||||||||||||||||||||||
Cavco Industries Inc. |
266,981 | 475,751 | (279,815 | ) | 462,917 | $ | 24,006,876 | $ | | $ | 269,153 | |||||||||||||||||
M/I Homes Inc. |
1,072,675 | 1,519,897 | (1,179,560 | ) | 1,413,012 | 38,490,447 | | 3,559,711 | ||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
$ | 62,497,323 | $ | | $ | 3,828,864 | |||||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
Dow Jones U.S. Regional Banks |
||||||||||||||||||||||||||||
PNC Financial Services Group Inc. (The) |
266,465 | 311,720 | (78,012 | ) | 500,173 | $ | 30,910,691 | $ | 337,668 | $ | (198,632 | ) | ||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
FTSE NAREIT Mortgage Plus Capped |
||||||||||||||||||||||||||||
PennyMac Mortgage Investment Trust |
238,071 | 1,122,575 | (405,404 | ) | 955,242 | $ | 25,409,437 | $ | 1,008,760 | $ | 862,029 | |||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
Morningstar Large Core |
||||||||||||||||||||||||||||
BlackRock Inc. |
| 11,453 | (726 | ) | 10,727 | $ | 2,534,575 | $ | 28,083 | $ | 8,254 | |||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
Morningstar Large Growth |
||||||||||||||||||||||||||||
BlackRock Inc. |
13,775 | 115 | (13,890 | ) | | $ | | $ | 20,075 | $ | (277,672 | ) | ||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
Morningstar Large Value |
||||||||||||||||||||||||||||
PNC Financial Services Group Inc. (The) |
38,722 | 1,698 | (6,411 | ) | 34,009 | $ | 2,101,756 | $ | 42,702 | $ | 14,972 | |||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
MSCI KLD 400 Social |
||||||||||||||||||||||||||||
BlackRock Inc. |
3,127 | 1,341 | (319 | ) | 4,149 | $ | 980,326 | $ | 18,110 | $ | 6,561 | |||||||||||||||||
PNC Financial Services Group Inc. (The) |
15,782 | 1,970 | (1,294 | ) | 16,458 | 1,017,104 | 19,218 | 9,459 | ||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
$ | 1,997,430 | $ | 37,328 | $ | 16,020 | |||||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
MSCI USA ESG Select Social |
||||||||||||||||||||||||||||
PNC Financial Services Group Inc. (The) |
5,001 | 620 | (641 | ) | 4,980 | $ | 307,764 | $ | 5,986 | $ | 11,364 | |||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||||
a |
As of January 31, 2013, the Fund held less than 5% of the outstanding voting shares of the issuer. |
b |
Formerly known as UniSource Energy Corp. |
13 |
Notes to Schedules of Investments (Unaudited) (Continued)
iSHARES ® TRUST
3. | LOANS OF PORTFOLIO SECURITIES |
Each Fund may lend its investment securities to approved borrowers, such as brokers, dealers and other financial institutions. The borrower pledges and maintains with the Fund collateral consisting of cash, an irrevocable letter of credit issued by a bank, or securities issued or guaranteed by the U.S. government. The initial collateral received by each Fund is required to have a value of at least 102% of the current value of the loaned securities for securities traded on U.S. exchanges and a value of at least 105% for all other securities. The collateral is maintained thereafter, at a value equal to at least 100% of the current value of the securities on loan. The market value of the loaned securities is determined at the close of each business day of the Funds and any additional required collateral is delivered to the Funds on the next business day. The risks of securities lending include the risk that the borrower may not provide additional collateral when required or may not return the securities when due. To mitigate these risks, the Funds benefit from a borrower default indemnity provided by BlackRock. BlackRocks indemnity allows for full replacement of securities lent. Any securities lending cash collateral may be reinvested in certain short-term instruments either directly on behalf of a fund or through one or more joint accounts or money market funds, including those managed by BFA or its affiliates. Each Fund could suffer a loss if the value of an investment purchased with cash collateral falls below the value of the cash collateral received.
As of January 31, 2013, any securities on loan were collateralized by cash. The cash collateral received was invested in money market funds managed by BFA.
4. | FINANCIAL FUTURES CONTRACTS |
Each Fund may purchase or sell financial futures contracts in an effort to help such Fund track its underlying index. A futures contract is a standardized, exchange-traded agreement to buy and sell a financial instrument at a set price on a future date. Upon entering into a futures contract, the Fund is required to pledge to the executing broker which holds segregated from its own assets, an amount of cash, U.S. government securities or other high-quality debt and equity securities equal to the minimum initial margin requirements of the exchange on which the contract is traded. Losses may arise if the value of a futures contract decreases due to an unfavorable change in the market rates or values of the underlying instrument during the term of the contract or if the counterparty does not perform under the contract. The use of futures contracts also involves the risk of an imperfect correlation in the movements in the price of futures contracts and the assets underlying such contracts.
14 |
Item 2. | Controls and Procedures. |
(a) | The President (the Registrants Principal Executive Officer) and Chief Financial Officer (the Registrants Principal Financial Officer) have concluded that, based on their evaluation as of a date within 90 days of the filing date of this report, the disclosure controls and procedures of the Registrant (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) are reasonably designed to achieve the purposes described in Section 4(a) of the certifications filed with this Form N-Q. |
(b) | There were no changes in the Registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) that occurred during the Registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrants internal control over financial reporting. |
Item 3. | Exhibits. |
(a) | Certifications of the President (the Registrants Principal Executive Officer) and Chief Financial Officer (the Registrants Principal Financial Officer) as required by Rule 30a-2(a) under the Investment Company Act of 1940 are filed with this Form N-Q as exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
iShares Trust
By: |
/s/ Michael Latham |
|
Michael Latham, President (Principal Executive Officer) |
||
Date: | March 27, 2013 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
By: |
/s/ Michael Latham |
|
Michael Latham, President (Principal Executive Officer) |
||
Date: | March 27, 2013 |
By: |
/s/ Jack Gee |
|
Jack Gee, Treasurer and Chief Financial Officer (Principal Financial Officer) |
||
Date: | March 27, 2013 |