|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
02 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
7,544,702
|
0.62%
|
18,449,042
|
1.51%
|
|
(2)
Cash-settled derivatives:
|
17,189,924
|
1.40%
|
6,025,477
|
0.49%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
24,734,626
|
2.02%
|
24,474,519
|
2.00%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
3477602
|
26.6152
GBP
|
25.9800
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
2075637
|
26.6150
GBP
|
25.9800
GBP
|
|
ADR
|
Sale
|
17819
|
16.5468
USD
|
16.4700
USD
|
|
ADR
|
Purchase
|
17819
|
16.5468
USD
|
16.4700
USD
|
|
USD 0.54945
ordinary
|
Purchase
|
13794
|
30.6271
EUR
|
30.6271
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
2700
|
30.6730
EUR
|
30.6730
EUR
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Long
|
372
|
26.5214
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Long
|
936
|
26.3700
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Long
|
2,907
|
26.6150
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Long
|
3,219
|
26.1229
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Long
|
45,202
|
26.3340
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Long
|
96,240
|
26.3646
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Long
|
832,827
|
26.2314
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
575
|
612.8034
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10
|
606.4500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
31
|
607.4664
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
121
|
616.6530
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
191
|
25.9974
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
230
|
26.0471
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
437
|
26.3807
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
454
|
614.9974
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
543
|
614.6882
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
548
|
26.5843
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
844
|
26.2013
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
891
|
26.4450
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,318
|
26.2408
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,366
|
26.3408
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,792
|
26.3404
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,349
|
26.2396
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,723
|
615.8400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,701
|
616.1397
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,710
|
616.1400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,918
|
606.6154
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,038
|
26.1742
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,313
|
26.0308
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,815
|
26.1108
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,679
|
605.0519
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
19,044
|
26.5212
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
28,404
|
26.0874
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
31,049
|
610.3036
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
36,115
|
608.9152
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
41,803
|
608.1159
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
66,000
|
26.3962
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
66,491
|
26.2500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
94,865
|
26.6152
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
131,277
|
26.1444
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
95
|
26.4323
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
149
|
26.2175
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
163
|
26.2801
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
238
|
26.2209
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
250
|
26.2840
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
276
|
26.4457
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
423
|
26.4415
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
454
|
614.9974
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
528
|
26.2567
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
528
|
26.3682
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
704
|
26.2667
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
890
|
26.2240
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,056
|
26.1935
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,102
|
26.2616
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,344
|
26.1994
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,360
|
26.2243
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,449
|
26.0779
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,500
|
25.9974
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,541
|
616.1400
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,541
|
616.1400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,631
|
26.2628
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,787
|
26.4344
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,826
|
612.7949
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,921
|
26.2826
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,939
|
26.1940
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,265
|
26.0786
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
2,700
|
30.6696
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,194
|
613.9696
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,330
|
607.4009
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,344
|
26.4459
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,477
|
26.2400
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
4,425
|
608.9032
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
5,667
|
26.2874
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,061
|
26.2010
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
9,034
|
26.1738
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
9,388
|
26.2561
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
10,449
|
26.0629
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
11,110
|
611.7572
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
12,679
|
604.8855
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
14,331
|
26.2214
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
15,867
|
26.0897
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
20,000
|
30.4550
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
42,933
|
26.6139
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
50,104
|
26.5902
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
79,289
|
610.3652
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
81,808
|
26.4631
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
120,588
|
612.7457
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
127,122
|
26.6131
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9
|
26.1461
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9
|
26.0500
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10
|
606.4500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
31
|
607.4664
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
121
|
616.6530
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
275
|
26.0966
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
296
|
613.2420
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
314
|
26.1992
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
478
|
605.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
543
|
614.6882
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
876
|
26.1956
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,249
|
26.2645
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,083
|
26.2801
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,343
|
26.6148
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,723
|
615.8400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,701
|
616.1397
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,710
|
616.1400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,918
|
606.6154
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,221
|
26.4451
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13,333
|
26.4820
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
26,069
|
26.3041
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
31,049
|
610.3036
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
36,115
|
608.9152
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
37,231
|
26.4586
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
41,803
|
608.1159
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
62,917
|
26.6131
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
117,504
|
26.2717
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
296
|
613.3616
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
478
|
605.1663
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
575
|
612.8034
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,541
|
616.1400
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,541
|
616.1400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,826
|
612.7949
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3,194
|
613.9696
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3,330
|
607.4009
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
4,425
|
608.9032
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
11,110
|
611.7572
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
13,794
|
30.6305
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
21,933
|
26.2308
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
79,289
|
610.5484
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
120,588
|
612.9295
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
3
|
26.6166
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
1,271
|
25.9942
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
2,057
|
26.2771
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
9,791
|
26.4034
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
33,827
|
26.2786
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
40,000
|
26.0544
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
55,173
|
26.2843
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Short
|
2,500,000
|
26.4450
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
03 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|