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FORM 8.3
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY
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A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR
|
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MORE
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|
Rule 8.3 of the Takeover Code
(the "Code")
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1.
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KEY
INFORMATION
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(a)
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Full name of discloser:
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Barclays PLC.
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(b)
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Owner or controller of interest and short
|
|
|
|
positions disclosed, if different from 1(a):
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(c)
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Name of offeror/offeree in relation to whose
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ANGLOGOLD ASHANTI PLC
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|
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relevant securities this form relates:
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(d)
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If
an exempt fund manager connected with an
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|
|
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offeror/offeree, state this and specify identity
of
|
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offeror/offeree:
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(e)
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Date position held/dealing undertaken:
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26
Sep 2024
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(f)
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In
addition to the company in 1(c) above, is the discloser
making
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YES:
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|
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disclosures in respect of any other party to the
offer?
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CENTAMIN PLC
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2.
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POSITIONS OF THE PERSON MAKING THE DISCLOSURE
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(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
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|
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to
which the disclosure relates following the dealing(if
any)
|
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|
Class of relevant security:
|
USD
1 ordinary
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|
|
Interests
|
Short
Positions
|
|
|
Number
|
(%)
|
Number
|
(%)
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|
(1)
|
Relevant securities owned
|
|
|
|
|
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|
and/or controlled:
|
|
|
2,492,587
|
0.59%
|
2,329,949
|
0.56%
|
|
(2)
|
Cash-settled derivatives:
|
|
|
|
|
|
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and/or controlled:
|
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|
1,912,151
|
0.45%
|
1,675,781
|
0.40%
|
|
(3)
|
Stock-settled derivatives (including
options)
|
|
|
|
|
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and
agreements to purchase/sell:
|
|
|
130,000
|
0.03%
|
160,000
|
0.04%
|
|
|
|
|
|
|
|
|
|
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TOTAL:
|
|
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4,534,738
|
1.08%
|
4,165,730
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0.99%
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|
(b)
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Rights to subscribe for new securities (including directors
and other executive
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|
|
|
options)
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Class of relevant security in relation to
|
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which subscription right exists
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Details, including nature of the rights
|
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concerned and relevant percentages:
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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(a)
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Purchases and sales
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|
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Class of
relevant
|
Purchase/sale
|
Number of
|
Price per
unit
|
|
security
|
|
securities
|
|
|
USD 1
ordinary
|
Purchase
|
132,103
|
28.9258 USD
|
|
USD 1
ordinary
|
Purchase
|
68,452
|
29.0854 USD
|
|
USD 1
ordinary
|
Purchase
|
27,170
|
28.9782 USD
|
|
USD 1
ordinary
|
Purchase
|
16,049
|
28.9174 USD
|
|
USD 1
ordinary
|
Purchase
|
15,860
|
29.0376 USD
|
|
USD 1
ordinary
|
Purchase
|
15,104
|
498.4674 ZAR
|
|
USD 1
ordinary
|
Purchase
|
7,134
|
28.8946 USD
|
|
USD 1
ordinary
|
Purchase
|
6,706
|
28.9595 USD
|
|
USD 1
ordinary
|
Purchase
|
4,338
|
28.9708 USD
|
|
USD 1
ordinary
|
Purchase
|
2,520
|
28.8366 USD
|
|
USD 1
ordinary
|
Purchase
|
2,034
|
28.8978 USD
|
|
USD 1
ordinary
|
Purchase
|
1,900
|
29.0900 USD
|
|
USD 1
ordinary
|
Purchase
|
1,400
|
29.3700 USD
|
|
USD 1
ordinary
|
Purchase
|
1,132
|
29.0704 USD
|
|
USD 1
ordinary
|
Purchase
|
506
|
28.5381 USD
|
|
USD 1
ordinary
|
Purchase
|
500
|
28.6900 USD
|
|
USD 1
ordinary
|
Purchase
|
400
|
29.0950 USD
|
|
USD 1
ordinary
|
Purchase
|
368
|
29.0657 USD
|
|
USD 1
ordinary
|
Purchase
|
355
|
29.1057 USD
|
|
USD 1
ordinary
|
Purchase
|
213
|
29.4023 USD
|
|
USD 1
ordinary
|
Purchase
|
200
|
29.3400 USD
|
|
USD 1
ordinary
|
Purchase
|
153
|
29.2796 USD
|
|
USD 1
ordinary
|
Purchase
|
126
|
29.1201 USD
|
|
USD 1
ordinary
|
Purchase
|
100
|
28.9000 USD
|
|
USD 1
ordinary
|
Purchase
|
96
|
28.6530 USD
|
|
USD 1
ordinary
|
Purchase
|
76
|
29.0509 USD
|
|
USD 1
ordinary
|
Purchase
|
15
|
28.8685 USD
|
|
USD 1
ordinary
|
Purchase
|
13
|
29.0730 USD
|
|
USD 1
ordinary
|
Sale
|
187,199
|
28.9403 USD
|
|
USD 1
ordinary
|
Sale
|
29,554
|
29.0555 USD
|
|
USD 1
ordinary
|
Sale
|
20,531
|
29.1507 USD
|
|
USD 1
ordinary
|
Sale
|
11,192
|
29.1184 USD
|
|
USD 1
ordinary
|
Sale
|
4,587
|
28.9899 USD
|
|
USD 1
ordinary
|
Sale
|
3,939
|
28.9555 USD
|
|
USD 1
ordinary
|
Sale
|
3,461
|
28.8117 USD
|
|
USD 1
ordinary
|
Sale
|
3,294
|
28.8144 USD
|
|
USD 1
ordinary
|
Sale
|
2,960
|
29.2613 USD
|
|
USD 1
ordinary
|
Sale
|
2,490
|
28.9283 USD
|
|
USD 1
ordinary
|
Sale
|
2,220
|
29.0664 USD
|
|
USD 1
ordinary
|
Sale
|
2,100
|
29.1271 USD
|
|
USD 1
ordinary
|
Sale
|
1,900
|
29.0900 USD
|
|
USD 1
ordinary
|
Sale
|
1,720
|
28.8570 USD
|
|
USD 1
ordinary
|
Sale
|
1,708
|
28.9290 USD
|
|
USD 1
ordinary
|
Sale
|
1,464
|
28.8778 USD
|
|
USD 1
ordinary
|
Sale
|
1,439
|
28.7807 USD
|
|
USD 1
ordinary
|
Sale
|
1,334
|
29.0383 USD
|
|
USD 1
ordinary
|
Sale
|
980
|
29.1394 USD
|
|
USD 1
ordinary
|
Sale
|
900
|
28.8238 USD
|
|
USD 1
ordinary
|
Sale
|
601
|
28.6300 USD
|
|
USD 1
ordinary
|
Sale
|
540
|
29.3700 USD
|
|
USD 1
ordinary
|
Sale
|
500
|
28.6900 USD
|
|
USD 1
ordinary
|
Sale
|
401
|
28.8893 USD
|
|
USD 1
ordinary
|
Sale
|
400
|
29.0950 USD
|
|
USD 1
ordinary
|
Sale
|
389
|
29.2954 USD
|
|
USD 1
ordinary
|
Sale
|
341
|
28.8512 USD
|
|
USD 1
ordinary
|
Sale
|
313
|
29.0942 USD
|
|
USD 1
ordinary
|
Sale
|
279
|
29.0709 USD
|
|
USD 1
ordinary
|
Sale
|
240
|
29.0783 USD
|
|
USD 1
ordinary
|
Sale
|
222
|
28.9571 USD
|
|
USD 1
ordinary
|
Sale
|
200
|
28.5800 USD
|
|
USD 1
ordinary
|
Sale
|
200
|
29.3400 USD
|
|
USD 1
ordinary
|
Sale
|
150
|
29.1066 USD
|
|
USD 1
ordinary
|
Sale
|
128
|
28.8950 USD
|
|
USD 1
ordinary
|
Sale
|
126
|
29.1201 USD
|
|
USD 1
ordinary
|
Sale
|
122
|
29.1400 USD
|
|
USD 1
ordinary
|
Sale
|
113
|
29.4000 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
28.7332 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
28.8300 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
29.4050 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
28.9000 USD
|
|
USD 1
ordinary
|
Sale
|
96
|
28.6530 USD
|
|
USD 1
ordinary
|
Sale
|
86
|
29.3155 USD
|
|
USD 1
ordinary
|
Sale
|
60
|
29.2400 USD
|
|
USD 1
ordinary
|
Sale
|
20
|
28.7900 USD
|
|
|
|
|
|
|
|
|
|
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(b)
|
Cash-settled derivative transactions
|
|
|
Class of
|
Product
|
Nature of
dealing
|
Number of
|
Price per
|
|
relevant
|
description
|
|
reference
|
unit
|
|
security
|
|
|
securities
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
751
|
495.2720 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
553
|
495.9616 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
2,738
|
497.6153 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
7,653
|
498.1302 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
11,133
|
498.1958 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
6,115
|
498.8443 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
13,908
|
498.9584 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
27,924
|
499.1549 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
38,302
|
499.1600 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
419
|
499.2878 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
16,882
|
499.2933 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
39,186
|
499.3737 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
751
|
495.1878 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
553
|
495.8773 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
4,191
|
496.7723 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
11,133
|
498.1112 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
56,650
|
498.8054 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
13,908
|
498.8736 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
27,924
|
499.0701 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
38,302
|
499.0751 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
39,186
|
499.2888 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
171,165
|
499.3330 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
4,583
|
499.8392 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
4,261
|
500.5501 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
4,533
|
501.4234 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
4,191
|
496.7449 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
56,650
|
498.7531 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
171,165
|
499.2681 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
4,583
|
499.7867 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
4,261
|
500.4850 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
4,533
|
501.3707 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
2,738
|
497.6676 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
7,653
|
498.1576 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
6,115
|
498.8966 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
419
|
499.3527 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
16,882
|
499.3582 ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
|
of
|
description
|
purchasing,
|
of
|
price
|
|
date
|
money
|
|
relevant
|
|
selling,
|
securities
|
per unit
|
|
|
paid/
|
|
security
|
|
varying etc
|
to which
|
|
|
|
received
|
|
|
|
|
option
|
|
|
|
per unit
|
|
|
|
|
relates
|
|
|
|
|
|
USD 1
ordinary
|
Put
Options
|
Selling
|
83,500
|
30.0000 USD
|
American
|
15 Nov
2024
|
2.0000 USD
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of
relevant
|
Product
description
|
Exercising/ exercised
against
|
Number of
|
Exercise price
per
|
|
security
|
|
|
securities
|
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
|
Class of
relevant
|
Nature of
Dealings
|
Details
|
Price per unit
(if
|
|
security
|
|
|
applicable)
|
|
|
|
|
|
|
4.
|
OTHER
INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
|
|
|
|
formal or informal, relating to relevant securities which may
be an inducement to deal
|
|
|
|
or
refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
|
|
|
to
the offer or any person acting in concert with a party to the
offer:
|
|
|
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
|
|
|
|
the
person making the disclosure and any other person relating
to:
|
|
|
|
(i) the voting rights of any relevant securities under
any option; or
|
|
|
|
|
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
|
|
|
|
any
derivative is referenced:
|
|
|
|
|
|
|
|
NONE
|
|
(c)
|
Attachments
|
|
|
|
|
|
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
YES
|
|
Date of disclosure:
|
27 Sep 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
|
|
PURCHASE OR SELL
ETC.
|
|
Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
Identity of the person whose
positions/dealings
|
Barclays PLC.
|
|
are
being disclosed:
|
|
Name of offeror/offeree in relation to whose
|
ANGLOGOLD ASHANTI PLC
|
|
relevant securities this from relates:
|
|
|
|
|
|
|
|
|
|
|
2.
|
OPTIONS AND DERIVATIVES
|
|
Class of relevant
security
|
Product
description
|
Writing, purchasing, selling,
varying etc
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
|
Expiry date
|
|
USD 1
ordinary
|
Put
Options
|
Purchased
|
-160,000
|
22.0000
|
American
|
21 Mar
2025
|
|
USD 1
ordinary
|
Put
Options
|
Written
|
130,000
|
15.0000
|
American
|
17 Jan
2025
|
|
|
|
|
|
|
|
|
|
|
3.
|
AGREEMENTS TO PURCHASE OR SELL ETC.
|
|
Full details should be given so that the nature of the
interest or position can be fully understood:
|
|
|
|
|
|
|
|
|
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|
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