Statement of Changes in Beneficial Ownership (4)
19 Août 2020 - 10:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Cesarone Nando |
2. Issuer Name and Ticker or Trading Symbol
UNITED PARCEL SERVICE INC
[
UPS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President, UPS International |
|
(Last)
(First)
(Middle)
55 GLENLAKE PARKWAY, NE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/17/2020 |
|
(Street)
ATLANTA, GA 30328
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Class A Common Stock | 8/17/2020 | | M | | 1691.0000 | A | $111.8000 | 12957.4668 (1) | D | |
| Class A Common Stock | 8/17/2020 | | M | | 1265.0000 | A | $104.4500 | 14222.4668 (1) | D | |
| Class A Common Stock | 8/17/2020 | | M | | 1212.0000 | A | $106.4300 | 15434.4668 (1) | D | |
| Class A Common Stock | 8/17/2020 | | M | | 734.0000 | A | $106.8700 | 16168.4668 (1) | D | |
| Class A Common Stock | 8/17/2020 | | M | | 573.0000 | A | $98.7700 | 16741.4668 (1) | D | |
| Class A Common Stock | 8/17/2020 | | M | | 488.0000 | A | $101.9300 | 17229.4668 (1) | D | |
| Class A Common Stock | 8/17/2020 | | F | | 4863.0070 | D | $160.7400 | 12366.4598 (1) | D | |
| Class B Common Stock | | | | | | | | 1.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Option to Purchase Class A Common | $111.8000 | 8/17/2020 | | M | | | 1691.0000 | (2) | 2/14/2029 | Class A Common Stock | 1691.0000 | $0.0000 | 6766.0000 | D | |
| Option to Purchase Class A Common | $106.4300 | 8/17/2020 | | M | | | 1212.0000 | (3) | 3/1/2028 | Class A Common Stock | 1212.0000 | $0.0000 | 2270.0000 | D | |
| Option to Purchase UPS Class A Common | $106.8700 | 8/17/2020 | | M | | | 734.0000 | (4) | 3/1/2027 | Class A Common Stock | 734.0000 | $0.0000 | 1470.0000 | D | |
| Option to Purchase UPS Class A Common | $101.9300 | 8/17/2020 | | M | | | 488.0000 | (5) | 3/2/2025 | Class A Common Stock | 488.0000 | $0.0000 | 0.0000 | D | |
| Option to Purchase UPS Class A Common | $98.7700 | 8/17/2020 | | M | | | 573.0000 | (6) | 3/2/2026 | Class A Common Stock | 573.0000 | $0.0000 | 573.0000 | D | |
| Option to Purchase UPS Class A Common | $104.4500 | 8/17/2020 | | M | | | 1265.0000 | (7) | 3/22/2028 | Class A Common Stock | 1265.0000 | $0.0000 | 1898.0000 | D | |
| Explanation of Responses: |
| (1) | Includes 170.4449 shares in the Reporting Person's 401(k) account. |
| (2) | Option to purchase 8,457 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020. |
| (3) | Option to purchase 3,782 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019. |
| (4) | Option to purchase 3,673 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018. |
| (5) | Securities are presently exercisable. |
| (6) | Option to purchase 2,864 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017. |
| (7) | Option to purchase 3,163 shares granted on March 22, 2018 vests 20% annually beginning on March 22, 2019. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Cesarone Nando
55 GLENLAKE PARKWAY, NE
ATLANTA, GA 30328 |
|
| President, UPS International |
|
Signatures
|
| Eli Brown, Power of Attorney | | 8/19/2020 |
| **Signature of Reporting Person | Date |
United Parcel Service (NYSE:UPS)
Graphique Historique de l'Action
De Juil 2024 à Août 2024
United Parcel Service (NYSE:UPS)
Graphique Historique de l'Action
De Août 2023 à Août 2024
