Initial Statement of Beneficial Ownership (3)
07 Janvier 2016 - 10:03PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Brothers Norman M. Jr
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2016
|
3. Issuer Name
and
Ticker or Trading Symbol
UNITED PARCEL SERVICE INC [UPS]
|
(Last)
(First)
(Middle)
55 GLENLAKE PARKWAY, NE
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Sr VP, Gen Counsel & Sec /
|
(Street)
ATLANTA, GA 30328
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Class A Common Stock
|
12535.0335
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Performance Units
|
(1)
|
1/15/2017
|
Class A Common Stock
|
678.3678
|
(2)
|
D
|
|
Restricted Performance Units
|
(3)
|
1/15/2018
|
Class A Common Stock
|
755.5720
|
(2)
|
D
|
|
Restricted Performance Units
|
(4)
|
1/15/2019
|
Class A Common Stock
|
922.3332
|
(2)
|
D
|
|
Restricted Performance Units
|
(5)
|
1/15/2020
|
Class A Common Stock
|
1145.6285
|
(2)
|
D
|
|
Restricted Performance Units
|
(6)
|
5/4/2016
|
Class A Common Stock
|
304.5417
|
(7)
|
D
|
|
Restricted Stock Units
|
1/31/2016
|
1/31/2016
|
Class A Common Stock
|
1378.3191
|
(8)
|
D
|
|
Explanation of Responses:
|
(
1)
|
Securities vest at the rate of 20% annually. Vesting began January 15, 2013.
|
(
2)
|
Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
|
(
3)
|
Securities vest at the rate of 20% annually. Vesting began January 15, 2014.
|
(
4)
|
Securities vest at the rate of 20% annually. Vesting began January 15, 2015.
|
(
5)
|
Securities vest at the rate of 20% annually beginning January 15, 2016.
|
(
6)
|
Securities vest at the rate of 20% annually. Vesting began May 4, 2012.
|
(
7)
|
Represents Restricted Performance Units (RPUs) granted as Long-term Incentive Plan Unit Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents a right to receive one share of class A common stock.
|
(
8)
|
Represents Restricted Stock Units (RSUs) granted as Long-term Incentive Performance Awards under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Brothers Norman M. Jr
55 GLENLAKE PARKWAY, NE
ATLANTA, GA 30328
|
|
|
Sr VP, Gen Counsel & Sec
|
|
Signatures
|
William L. Lyons, Power of Attorney
|
|
1/6/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
United Parcel Service (NYSE:UPS)
Graphique Historique de l'Action
De Juin 2024 à Juil 2024
United Parcel Service (NYSE:UPS)
Graphique Historique de l'Action
De Juil 2023 à Juil 2024