Current Report Filing (8-k)
27 Janvier 2023 - 10:16PM
Edgar (US Regulatory)
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2023-01-23 0001725872 BMTX:WarrantsToPurchaseCommonStockMember
2023-01-23 2023-01-23 iso4217:USD xbrli:shares iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
January 23, 2023
BM TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
|
Delaware |
|
001-38633 |
|
82-3410369 |
(State
or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
201 King of Prussia Road,
Suite 650
Wayne,
PA
19087
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area
code: (877)
327-9515
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
|
Common Stock |
|
BMTX |
|
NYSE American LLC |
|
Warrants to purchase Common Stock |
|
BMTX.W |
|
NYSE American LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Principal Officers; Election
of Directors; Appointment of Principal Officers
Resignation of Chief Operating Officer
Reference is made to the employment agreement dated January 4,
2021, between the Company and Robert Diegel (the “Employment
Agreement”) filed as Exhibit 10.9 to the Company’s Current Report
on Form 8-K filed with the Commission on January 8, 2021, pursuant
to which Mr. Diegel was employed as the Company’s Chief Operating
Officer.
On January 23, 2023, Mr. Diegel provided the Company with written
notice that he was terminating the Employment Agreement effective
as of March 9, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
| |
BM
Technologies, Inc. |
| |
|
| Dated:
January 27, 2023 |
By: |
/s/
Luvleen Sidhu |
| |
|
Luvleen
Sidhu |
| |
|
Chief
Executive Officer |
BM Technologies (AMEX:BMTX)
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