As filed with the Securities and Exchange Commission on May 14, 2021

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE TO

Tender Offer Statement Under Section 14(d)(1) or 13(e)(1)

of the Securities Exchange Act Of 1934

 

 

The Gabelli Go Anywhere Trust

(Name of Subject Company (Issuer))

The Gabelli Go Anywhere Trust

(Name of Filing Person (Issuer))

Common shares of beneficial interest, par value $0.001

(Title of Class of Securities)

36250J109

(CUSIP Number of Securities)

Peter Goldstein, Esq.

The Gabelli Go Anywhere Trust

One Corporate Center

Rye, New York 10580-1422

Telephone: (800) 422-3554

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Person(s) Filing Statement)

With a Copy to:

 

Thomas A. DeCapo, Esq.

Kenneth E. Burdon, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
500 Boylston Street
Boston, Massachusetts 02116
(617) 573-4800

 

 

 


Calculation of Filing Fee

 

Transaction Valuation    Amount of Filing Fee
N/A    N/A

 

   Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

Amount previously paid:    Filing party: [    ]
Form or registration No.: [    ]    Date filed: [    ]

 

   Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the statement relates:

 

        ☐    Third-party tender offer subject to Rule 14d-1.
        ☒    Issuer tender offer subject to Rule 13e-4.
        ☐    Going-private transaction subject to Rule 13e-3.
        ☐    Amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer ☐

 

 

 


INTRODUCTORY STATEMENT

This Tender Offer Statement on Schedule TO is filed by The Gabelli Go Anywhere Trust (the “Fund”) and relates to a pre-commencement communication by the Fund with respect to the Fund’s common shares of beneficial interest, par value $0.001 per share (“Common Shares”).

On May 14, 2021, the Fund issued a press release containing information about the Fund’s intention to commence a tender offer for any and all Common Shares at a price to be determined by the Fund’s Board of Trustees and expressed as a percentage (but not less than 95%) of the net asset value per Common Share (the “Tender Offer”). The Tender Offer will only be made to current holders of Common Shares (“Shareholders”). Upon commencement of the Tender Offer, the Fund will file with the Securities and Exchange Commission (the “SEC”) a Schedule TO containing an offer to purchase, forms of letters of transmittal and related exhibits. These documents will contain important information about the Tender Offer and Shareholders are urged to read them carefully when they become available. Shareholders may obtain free copies of the “Tender Offer Statement” and other documents (when they become available) filed with the SEC at the SEC’s web site at www.sec.gov. In addition, free copies of the Tender Offer Statement and other documents filed with the SEC may also be obtained after the commencement of the Tender Offer by directing a request to Gabelli Funds, or by calling (800) 422-2554.

ITEMS 1 THROUGH 11.

Not applicable.

ITEM 12. EXHIBITS.

99.1    Press Release, dated May 14, 2021.

ITEM 13. INFORMATION REQUIRED BY SCHEDULE 13E-3.

Not applicable.


EXHIBIT INDEX

 

Exhibit No.

  

Document

99.1    Press Release, dated May 14, 2021 (Filed herewith).
Gabelli Go Anywhere (AMEX:GGO-A)
Graphique Historique de l'Action
De Avr 2024 à Mai 2024 Plus de graphiques de la Bourse Gabelli Go Anywhere
Gabelli Go Anywhere (AMEX:GGO-A)
Graphique Historique de l'Action
De Mai 2023 à Mai 2024 Plus de graphiques de la Bourse Gabelli Go Anywhere