false 0001834518 0001834518 2023-12-19 2023-12-19 0001834518 NSTB:UnitsEachConsistingOfOneShareOfClassaCommonStockAndonefifthofOneRedeemableWarrantMember 2023-12-19 2023-12-19 0001834518 NSTB:ClassaCommonStockParValue0.0001PerShareMember 2023-12-19 2023-12-19 0001834518 NSTB:RedeemableWarrantsExercisableForSharesOfClassaCommonStockAtExercisePriceOf11.50PerShareMember 2023-12-19 2023-12-19 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): December 19, 2023

 

NORTHERN STAR INVESTMENT CORP. II

(Exact Name of Registrant as Specified in Charter)

 

Delaware   001-39929   85-3909728
(State or Other Jurisdiction
of Incorporation)		   (Commission File Number)   (IRS Employer
Identification No.)

 

c/o Graubard Miller

The Chrysler Building

405 Lexington Avenue, 44th Floor

New York, NY 10174

(Address of Principal Executive Offices) (Zip Code)

 

(212) 818-8800

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

 

Securities registered pursuant to section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of each exchange on which registered
Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable warrant   NSTB.U   NYSE American LLC
Class A Common Stock, par value $0.0001 per share   NSTB   NYSE American LLC
Redeemable warrants, exercisable for shares of Class A Common Stock at an exercise price of $11.50 per share   NSTB WS   NYSE American LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On December 21, 2023, Northern Star Investment Corp. II (the “Company”) received a written notice (the “Notice”) from the staff of NYSE Regulation (the “Staff”) of the NYSE American LLC (“NYSE” or “NYSE American”) indicating that the Staff has determined that the Company’s warrants, each warrant exercisable for one share of Class A Common Stock of the Company (the “Warrants”), are no longer suitable for listing on the NYSE American based on “abnormally low” price levels, pursuant to Section 1001 of the NYSE American Company Guide. As a result, the Staff has determined to commence proceedings to delist the Warrants from the NYSE American.

 

The Company has a right to a review of this determination by a Committee of the Board of Directors of the NYSE. The NYSE will apply to the Securities and Exchange Commission to delist the Warrants upon completion of all applicable procedures, including any appeal by the Company of the Staff’s decision. The Company does not currently intend to appeal the determination.

 

Trading in the Warrants on the NYSE American will be suspended immediately while trading in the Company’s Class A Common Stock and Units will continue on the NYSE American. The Warrants may be traded on the pink sheets or any other available market once trading in the Warrants has been suspended by the NYSE American.

 

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

 

On December 19, 2023, each of Howard Yeaton and David Shapiro resigned from his position as a director of the Company. Messrs. Yeaton’s and Shapiro’s resignation was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 26, 2023 NORTHERN STAR INVESTMENT CORP. II
     
  By: /s/ Jonathan Ledecky
    Jonathan Ledecky
    Chief Operating Officer

 

 

2

 

 

v3.23.4
Cover
Dec. 19, 2023
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 19, 2023
Entity File Number 001-39929
Entity Registrant Name NORTHERN STAR INVESTMENT CORP. II
Entity Central Index Key 0001834518
Entity Tax Identification Number 85-3909728
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One The Chrysler Building
Entity Address, Address Line Two 405 Lexington Avenue
Entity Address, Address Line Three 44th Floor
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10174
City Area Code 212
Local Phone Number 818-8800
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company true
Elected Not To Use the Extended Transition Period false
Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable warrant  
Title of 12(b) Security Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable warrant
Trading Symbol NSTB.U
Security Exchange Name NYSEAMER
Class A Common Stock, par value $0.0001 per share  
Title of 12(b) Security Class A Common Stock, par value $0.0001 per share
Trading Symbol NSTB
Security Exchange Name NYSEAMER
Redeemable warrants, exercisable for shares of Class A Common Stock at an exercise price of $11.50 per share  
Title of 12(b) Security Redeemable warrants, exercisable for shares of Class A Common Stock at an exercise price of $11.50 per share
Trading Symbol NSTB WS
Security Exchange Name NYSEAMER
Northern Star Investment... (AMEX:NSTB)
Graphique Historique de l'Action
De Jan 2025 à Fév 2025 Plus de graphiques de la Bourse Northern Star Investment...
Northern Star Investment... (AMEX:NSTB)
Graphique Historique de l'Action
De Fév 2024 à Fév 2025 Plus de graphiques de la Bourse Northern Star Investment...