Initial Statement of Beneficial Ownership (3)
08 Octobre 2021 - 11:04PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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StepStone Group LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/20/2021
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3. Issuer Name and Ticker or Trading Symbol
Oblong, Inc. [OBLG]
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(Last)
(First)
(Middle)
4225 EXECUTIVE SQUARE, SUITE 1600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
LA JOLLA, CA 90237
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1554541 | I | See footnote (1) |
Common Stock | 945168 | I | See footnote (2) |
Common Stock | 91182 | I | See footnote (3) |
Common Stock | 1101770 | I | See footnote (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The securities are directly held by Greenspring Opportunities III, L.P. ("Opportunities III"). Greenspring Opportunities General Partners III, L.P. is the general partner of Opportunities III, and Greenspring Opportunities GP III, LLC is the general partner of Greenspring General Partners III, L.P. StepStone Group LP ("StepStone") is the investment manager of Opportunities III. StepStone Group Holdings LLC ("StepStone Group Holdings") is the general partner of StepStone, and StepStone Group Inc. is the sole managing member of StepStone Group Holdings. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
(2) | The securities are directly held by Greenspring Global Partners VII-A, L.P. ("Global Partners VII-A"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-A, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. StepStone is the investment manager of Global Partners VII-A. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
(3) | The securities are directly held by Greenspring Global Partners VII-C, L.P. ("Global Partners VII-C"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-C, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. StepStone is the investment manager of Global Partners VII-C. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
(4) | The securities are directly held by Greenspring Opportunities IV, L.P. ("Opportunities IV"). Greenspring Opportunities General Partner IV, L.P. is the general partner of Opportunities IV, and Greenspring Opportunities GP IV, LLC is the general partner of Greenspring General Partner IV, L.P. StepStone is the investment manager of Opportunities IV. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
StepStone Group LP 4225 EXECUTIVE SQUARE, SUITE 1600 LA JOLLA, CA 90237 |
| X |
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Signatures
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/s/ Jennifer Y. Ishiguro - for StepStone Group LP, By: StepStone Group Holdings, LLC, its general partner, By: Jennifer Y. Ishiguro, its Chief Legal Officer & Secretary | | 10/8/2021 |
**Signature of Reporting Person | Date |
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