UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Invesco Exchange-Traded Self-Indexed Fund Trust

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   See Below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

3500 Lacey Road, Suite 700

Downers Grove, IL

  60515
(Address of Principal Executive Offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

 

Name of the exchange on which

each class is to be registered

Shares of beneficial interest, par value $0.01 per share  
Invesco BulletShares 2020 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2021 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2022 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2023 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2024 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2025 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2026 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2027 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2028 Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2020 High Yield Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2021 High Yield Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2022 High Yield Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2023 High Yield Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2024 High Yield Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2025 High Yield Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2026 High Yield Corporate Bond ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2021 USD Emerging Markets Debt ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2022 USD Emerging Markets Debt ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2023 USD Emerging Markets Debt ETF   The NASDAQ Stock Market LLC
Invesco BulletShares 2024 USD Emerging Markets Debt ETF   The NASDAQ Stock Market LLC

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ☐

Securities Act registration statement file number to which this form relates:

333-221046

Securities to be registered pursuant to Section 12(g) of the Act:

Not applicable

 

 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

ITEM 1.

DESCRIPTION OF REGISTRANTS SECURITIES  TO BE REGISTERED.

The securities to be registered hereunder are common shares of beneficial interest, $0.01 par value per share (the “Shares”), of Invesco BulletShares 2020 Corporate Bond ETF, Invesco BulletShares 2021 Corporate Bond ETF, Invesco BulletShares 2022 Corporate Bond ETF, Invesco BulletShares 2023 Corporate Bond ETF, Invesco BulletShares 2024 Corporate Bond ETF, Invesco BulletShares 2025 Corporate Bond ETF, Invesco BulletShares 2026 Corporate Bond ETF, Invesco BulletShares 2027 Corporate Bond ETF, Invesco BulletShares 2028 Corporate Bond ETF, Invesco BulletShares 2020 High Yield Corporate Bond ETF, Invesco BulletShares 2021 High Yield Corporate Bond ETF, Invesco BulletShares 2022 High Yield Corporate Bond ETF, Invesco BulletShares 2023 High Yield Corporate Bond ETF, Invesco BulletShares 2024 High Yield Corporate Bond ETF, Invesco BulletShares 2025 High Yield Corporate Bond ETF, Invesco BulletShares 2026 High Yield Corporate Bond ETF, Invesco BulletShares 2021 USD Emerging Markets Debt ETF, Invesco BulletShares 2022 USD Emerging Markets Debt ETF, Invesco BulletShares 2023 USD Emerging Markets Debt ETF and Invesco BulletShares 2024 USD Emerging Markets Debt ETF (the “Funds”), each a series of Invesco Exchange-Traded Self-Indexed Fund Trust (the “Trust”). An application for listing of the Shares of the Funds has been filed with and approved by The NASDAQ Stock Market LLC.

A description of the Shares is contained in Post-Effective Amendment No. 64 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304) as filed with the Securities and Exchange Commission on December 19, 2019, which description is incorporated herein by reference.

The series of the Trust to which this filing relates and their respective I.R.S. Employer Identification Numbers (“EIN”) are as follows:

 

Series Name

   EIN

Invesco BulletShares 2020 Corporate Bond ETF

   27-1623587

Invesco BulletShares 2021 Corporate Bond ETF

   46-2557389

Invesco BulletShares 2022 Corporate Bond ETF

   46-2568912

Invesco BulletShares 2023 Corporate Bond ETF

   47-1311594

Invesco BulletShares 2024 Corporate Bond ETF

   47-1406936

Invesco BulletShares 2025 Corporate Bond ETF

   47-4730754

Invesco BulletShares 2026 Corporate Bond ETF

   81-3432637

Invesco BulletShares 2027 Corporate Bond ETF

   82-2307589

Invesco BulletShares 2028 Corporate Bond ETF

   83-0909685

Invesco BulletShares 2020 High Yield Corporate Bond ETF

   27-3851859

Invesco BulletShares 2021 High Yield Corporate Bond ETF

   47-1289462

Invesco BulletShares 2022 High Yield Corporate Bond ETF

   47-1302750

Invesco BulletShares 2023 High Yield Corporate Bond ETF

   47-4739478

Invesco BulletShares 2024 High Yield Corporate Bond ETF

   81-3436719

Invesco BulletShares 2025 High Yield Corporate Bond ETF

   82-2318932

Invesco BulletShares 2026 High Yield Corporate Bond ETF

   83-0921011

Invesco BulletShares 2021 USD Emerging Markets Debt ETF

   83-1622392

Invesco BulletShares 2022 USD Emerging Markets Debt ETF

   83-1649857

Invesco BulletShares 2023 USD Emerging Markets Debt ETF

   83-1673615

Invesco BulletShares 2024 USD Emerging Markets Debt ETF

   83-1697642

 

ITEM 2.

EXHIBITS.

1. The Trust’s Agreement and Declaration of Trust is included as Exhibit (a)(1) to the Trust’s initial Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on October 20, 2017, as amended by Amendment No. 1, included as Exhibit (a)(1)(b) to Post-Effective Amendment No. 30 to


the Trust’s Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on December 28, 2018.

2. The Trust’s Amended and Restated By-Laws are included as Exhibit (b) to Post-Effective Amendment No. 53 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on September 4, 2019.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date: December 23, 2019

 

INVESCO EXCHANGE-TRADED SELF-INDEXED FUND TRUST
By:  

/s/ Abigail J. Murray

Name:   Abigail J. Murray
Title:   Assistant Secretary
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