Aterian PLC Director/PDMR Shareholding (6559J)
17 Août 2023 - 12:15PM
UK Regulatory
TIDMATN
RNS Number : 6559J
Aterian PLC
17 August 2023
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Aterian plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----------------------
An acquisition or disposal of financial instruments
----------------------
An event changing the breakdown of voting rights
----------------------
Other (please specify) (iii) :
----------------------
3. Details of person subject to the notification obligation (iv)
Name Charles G Bray
City and country of registered office London, England
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was 10 August 2023
crossed or reached (vi) :
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6. Date on which issuer notified 10 August 2023
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in % Total number of
rights attached through financial (8.A + 8.B) voting rights held in
to shares (total instruments issuer (8.A + 8.B)
of 8. A) (total of 8.B (vii)
1 + 8.B 2)
------------------ ------------------- ----------------------- ----------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 10.17% 110,770,000
------------------ ------------------- ----------------------- ----------------------
Position of
previous notification
(if
applicable) 9.18%
------------------ ------------------- ----------------------- ----------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------
Ordinary 1p
GB00BKS7ZV87 110,770,000 10.17%
------------------ ------------------ ----------------------------- ------------------
SUBTOTAL 8. A
-------------------------------------- -------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
------------------ ------------------ ----------------------------- ------------------
SUBTOTAL 8. B
1
------------------ ----------------------------- ------------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
------------------- ------------------ ------------ ---------------
SUBTOTAL
8.B.2
------------ ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------------- ------------------------ ----------------------
Charles G Bray 10.17%
---------------------------- ------------------------ ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights
held
------------------------------------------------
The date until which the voting rights
will be held
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11. Additional information (xvi)
Place of completion London, England
Date of completion 10 August 2023
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END
DSHMZGMRGNFGFZM
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