RNS Number : 8383M
Barclays PLC
19 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,624,787

0.86%

3,442,239

0.81%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

11,721,108

2.78%

1,824,511

0.43%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

15,475,895

3.67%

5,426,750

1.28%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

157,699

24.8065  USD

USD 1 ordinary

Purchase

134,680

24.8015  USD

USD 1 ordinary

Purchase

95,822

24.8092  USD

USD 1 ordinary

Purchase

28,047

24.8100  USD

USD 1 ordinary

Purchase

25,163

24.8095  USD

USD 1 ordinary

Purchase

21,103

24.8195  USD

USD 1 ordinary

Purchase

11,105

24.7754  USD

USD 1 ordinary

Purchase

10,284

24.7650  USD

USD 1 ordinary

Purchase

9,900

24.8200  USD

USD 1 ordinary

Purchase

8,459

24.8171  USD

USD 1 ordinary

Purchase

8,288

24.7733  USD

USD 1 ordinary

Purchase

6,700

24.8547  USD

USD 1 ordinary

Purchase

6,622

24.8135  USD

USD 1 ordinary

Purchase

6,092

24.7620  USD

USD 1 ordinary

Purchase

4,438

24.7786  USD

USD 1 ordinary

Purchase

2,996

24.8407  USD

USD 1 ordinary

Purchase

2,790

24.8267  USD

USD 1 ordinary

Purchase

2,682

24.8211  USD

USD 1 ordinary

Purchase

2,120

24.7994  USD

USD 1 ordinary

Purchase

1,655

24.7404  USD

USD 1 ordinary

Purchase

1,450

24.8157  USD

USD 1 ordinary

Purchase

1,200

446.6500  ZAR

USD 1 ordinary

Purchase

1,164

24.8032  USD

USD 1 ordinary

Purchase

925

24.6324  USD

USD 1 ordinary

Purchase

544

24.8249  USD

USD 1 ordinary

Purchase

526

24.8086  USD

USD 1 ordinary

Purchase

520

24.8190  USD

USD 1 ordinary

Purchase

340

24.8349  USD

USD 1 ordinary

Purchase

284

24.8129  USD

USD 1 ordinary

Purchase

235

24.8625  USD

USD 1 ordinary

Purchase

100

24.8600  USD

USD 1 ordinary

Purchase

100

24.8000  USD

USD 1 ordinary

Purchase

47

24.7400  USD

USD 1 ordinary

Purchase

24

24.8300  USD

USD 1 ordinary

Purchase

6

24.7300  USD

USD 1 ordinary

Sale

249,881

24.7993  USD

USD 1 ordinary

Sale

45,373

24.8048  USD

USD 1 ordinary

Sale

42,271

24.7748  USD

USD 1 ordinary

Sale

32,376

24.8197  USD

USD 1 ordinary

Sale

18,574

24.7997  USD

USD 1 ordinary

Sale

14,974

24.8165  USD

USD 1 ordinary

Sale

14,484

24.8133  USD

USD 1 ordinary

Sale

11,205

24.8200  USD

USD 1 ordinary

Sale

10,792

24.7958  USD

USD 1 ordinary

Sale

10,174

24.7989  USD

USD 1 ordinary

Sale

10,014

24.7700  USD

USD 1 ordinary

Sale

9,884

24.8138  USD

USD 1 ordinary

Sale

9,648

24.8332  USD

USD 1 ordinary

Sale

9,047

24.8372  USD

USD 1 ordinary

Sale

7,743

24.8082  USD

USD 1 ordinary

Sale

6,700

24.8547  USD

USD 1 ordinary

Sale

6,079

24.8029  USD

USD 1 ordinary

Sale

5,206

24.7944  USD

USD 1 ordinary

Sale

4,984

24.9779  USD

USD 1 ordinary

Sale

3,941

24.9864  USD

USD 1 ordinary

Sale

3,721

24.7657  USD

USD 1 ordinary

Sale

3,620

24.7568  USD

USD 1 ordinary

Sale

3,160

24.8350  USD

USD 1 ordinary

Sale

2,668

24.8010  USD

USD 1 ordinary

Sale

2,120

24.7994  USD

USD 1 ordinary

Sale

1,971

24.8000  USD

USD 1 ordinary

Sale

1,612

24.9252  USD

USD 1 ordinary

Sale

1,256

24.7808  USD

USD 1 ordinary

Sale

1,202

24.7901  USD

USD 1 ordinary

Sale

1,200

446.6500  ZAR

USD 1 ordinary

Sale

1,075

24.8527  USD

USD 1 ordinary

Sale

551

24.7558  USD

USD 1 ordinary

Sale

526

24.8086  USD

USD 1 ordinary

Sale

502

24.7952  USD

USD 1 ordinary

Sale

500

24.8110  USD

USD 1 ordinary

Sale

467

24.8212  USD

USD 1 ordinary

Sale

420

24.8128  USD

USD 1 ordinary

Sale

412

24.7800  USD

USD 1 ordinary

Sale

400

24.8300  USD

USD 1 ordinary

Sale

400

24.7925  USD

USD 1 ordinary

Sale

400

24.7987  USD

USD 1 ordinary

Sale

400

24.5700  USD

USD 1 ordinary

Sale

377

24.8099  USD

USD 1 ordinary

Sale

340

24.8349  USD

USD 1 ordinary

Sale

311

24.7654  USD

USD 1 ordinary

Sale

303

24.7405  USD

USD 1 ordinary

Sale

300

24.7933  USD

USD 1 ordinary

Sale

252

24.8759  USD

USD 1 ordinary

Sale

238

24.7573  USD

USD 1 ordinary

Sale

237

24.8094  USD

USD 1 ordinary

Sale

210

24.8267  USD

USD 1 ordinary

Sale

203

24.7895  USD

USD 1 ordinary

Sale

200

24.8150  USD

USD 1 ordinary

Sale

97

24.8800  USD

USD 1 ordinary

Sale

24

24.8100  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

10,757

445.2844  ZAR

USD 1 ordinary

SWAP

Increasing Long

7,115

445.5492  ZAR

USD 1 ordinary

SWAP

Increasing Long

90

445.5919  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,200

445.9959  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,313

446.2737  ZAR

USD 1 ordinary

SWAP

Increasing Long

12,181

446.3192  ZAR

USD 1 ordinary

SWAP

Increasing Long

12,453

446.4197  ZAR

USD 1 ordinary

SWAP

Increasing Long

752

446.6500  ZAR

USD 1 ordinary

SWAP

Increasing Long

11,038

446.7259  ZAR

USD 1 ordinary

SWAP

Increasing Long

11,130

447.5846  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,303

448.0580  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,114

448.2726  ZAR

USD 1 ordinary

SWAP

Increasing Long

10,243

448.4022  ZAR

USD 1 ordinary

SWAP

Increasing Long

19,650

448.5263  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,725

448.7772  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,636

448.7906  ZAR

USD 1 ordinary

SWAP

Increasing Long

694

450.0233  ZAR

USD 1 ordinary

SWAP

Increasing Long

491

450.1248  ZAR

USD 1 ordinary

SWAP

Increasing Long

991

450.2027  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,210,000

480.3780  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,748,735

481.1581  ZAR

USD 1 ordinary

SWAP

Increasing Long

350,000

500.7300  ZAR

USD 1 ordinary

SWAP

Increasing Long

225,000

510.3510  ZAR

USD 1 ordinary

SWAP

Increasing Long

350,000

517.1917  ZAR

USD 1 ordinary

SWAP

Increasing Long

537,000

520.8020  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,225,000

524.3524  ZAR

USD 1 ordinary

SWAP

Increasing Long

600,000

539.1839  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,705,000

539.4039  ZAR

USD 1 ordinary

SWAP

Increasing Long

263,000

548.4348  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,115

445.0190  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,480

445.2442  ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,115

445.4735  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,200

445.9201  ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,181

446.2434  ZAR

USD 1 ordinary

SWAP

Decreasing Long

12,453

446.3438  ZAR

USD 1 ordinary

SWAP

Decreasing Long

752

446.5740  ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,038

446.6500  ZAR

USD 1 ordinary

SWAP

Decreasing Long

21,000

446.7291  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,016

447.4747  ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,130

447.5085  ZAR

USD 1 ordinary

SWAP

Decreasing Long

193,369

447.8696  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,303

447.9818  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,879

448.6669  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,725

448.7009  ZAR

USD 1 ordinary

SWAP

Decreasing Long

694

449.9468  ZAR

USD 1 ordinary

SWAP

Decreasing Long

491

450.0483  ZAR

USD 1 ordinary

SWAP

Decreasing Long

22,418

451.4485  ZAR

USD 1 ordinary

CFD

Increasing Long

5,115

444.9945  ZAR

USD 1 ordinary

CFD

Increasing Long

4,480

445.1975  ZAR

USD 1 ordinary

CFD

Increasing Long

4,016

447.4277  ZAR

USD 1 ordinary

CFD

Increasing Long

193,369

447.8113  ZAR

USD 1 ordinary

CFD

Increasing Long

4,879

448.6085  ZAR

USD 1 ordinary

CFD

Increasing Long

22,418

451.4011  ZAR

USD 1 ordinary

CFD

Decreasing Long

90

445.6498  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,313

446.3317  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,114

448.3197  ZAR

USD 1 ordinary

CFD

Decreasing Long

19,650

448.5734  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,636

448.8152  ZAR

USD 1 ordinary

CFD

Decreasing Long

991

450.2499  ZAR

USD 1 ordinary

CFD

Decreasing Long

380,273

461.6061  ZAR

USD 1 ordinary

CFD

Decreasing Long

707,000

480.3780  ZAR

USD 1 ordinary

CFD

Opening Short

1,748,735

481.1581  ZAR

USD 1 ordinary

CFD

Increasing Short

460,000

500.7300  ZAR

USD 1 ordinary

CFD

Increasing Short

225,000

510.3510  ZAR

USD 1 ordinary

CFD

Increasing Short

499,000

517.1917  ZAR

USD 1 ordinary

CFD

Increasing Short

537,000

520.8020  ZAR

USD 1 ordinary

CFD

Increasing Short

1,225,000

524.3524  ZAR

USD 1 ordinary

CFD

Increasing Short

592,077

539.1839  ZAR

USD 1 ordinary

CFD

Increasing Short

1,705,000

539.4039  ZAR

USD 1 ordinary

CFD

Increasing Short

263,000

548.4348  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

19 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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