Carador Income Fund PLC Holding(s) in Company (6437D)
20 Février 2020 - 2:05PM
UK Regulatory
TIDMCIFU TIDMCIFR
RNS Number : 6437D
Carador Income Fund PLC
20 February 2020
Standard Form TR-1
S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the Central Bank of Ireland) (i)
1. Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attached (ii) :
Carador Income Fund PLC
2. Reason for the notification (please tick the appropriate box or boxes):
[ ] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[X] Other (please specify)(iii) : Reduction of Outstanding Shares as
a Result of the Partial Compulsory Redemption of U.S. Dollar and Repurchase
Pool Shares.
3. Details of person subject to the notification obligation (iv) :
Name: City and country of registered office (if
Weiss Asset Management LP applicable):
Wilmington, Delaware, USA
-------------------------------------------------------
4. Full name of shareholder(s) (if different from 3.)(v) :
Brookdale International Partners, L.P., Brookdale Global Opportunity
Fund
5. Date on which the threshold was crossed or reached (vi) :
February-03-2020
6. Date on which issuer notified:
February-04-2020
7. Threshold(s) that is/are crossed or reached:
27%, 28%, 29%
8. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of both Total number
rights attached through financial in % (9.A + of voting rights
to shares (total instruments 9.B) of issuer(vii)
of 9.A) (total of 9.B.1
+ 9.B.2)
------------------ ------------------- -------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 29.60 % 0% 29.60 % 18,722,993
------------------ ------------------- -------------- ------------------
Position of
previous notification
(if applicable) 26.75 % 0% 26.75 %
------------------ ------------------- -------------- ------------------
9. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii) :
A: Voting rights attached to shares
Class/type Number of voting rights (ix) % of voting rights
of
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
--------------------------
IE00BL8C5Z40 2,924,055 15.62%
-------------------------- -------------------------- -----------------
IE00BL8C1M31 2,617,149 13.98%
-------------------------- -------------------------- -----------------
SUBTOTAL A 5,541,204 29.60%
-------------------------- -------------------------- -----------------
B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (x) Conversion Period rights that may rights
(xi) be acquired if
the instrument
is exercised/converted.
------------- -------------------------------- -------------------------- -----------------
SUBTOTAL B.1
---------------------------------------------- -------------------------- -----------------
B 2: Financial Instruments with similar economic effect according to
Regulation 17(1)(b) of the Regulations
Type of Expiration Exercise/ Physical Number of % of voting
financial date (x) Conversion or cash settlement voting rights rights
instrument Period (xi) (xii)
------------------ ---------------- -------------------------- --------------
SUBTOTAL B.2
-------------------------- --------------
10. Information in relation to the person subject to the notification
obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer. (xiii)
[x] Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) :
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ----------------------
Weiss Asset Management
LP
---------------------- --------------------- ----------------------
Brookdale International
Partners, L.P. 16.93 % 16.93 %
---------------------- --------------------- ----------------------
Weiss Asset Management
LP
---------------------- --------------------- ----------------------
Brookdale Global
Opportunity Fund 12.66 % 12.66 %
---------------------- --------------------- ----------------------
11. In case of proxy voting: [name of the proxy holder] will cease to
hold [% and number] voting rights as of [date]
12. Additional information (xvi) :
Weiss Asset Management LP is the Investment Manager to Brookdale Global
Opportunity Fund and Brookdale International Partners, L.P.
Done at Boston, USA on February 4th, 2020.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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