Form 8.3 - Maitland Institutional Services Limited: Castleton Technology Plc (1025079)

 
 Maitland Institutional Services Limited (MISL ) 
Form 8.3 - Maitland Institutional Services Limited: Castleton Technology Plc 
 
20-Apr-2020 / 13:41 GMT/BST 
Dissemination of a Regulatory Announcement, transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
FORM 8.3 
 
   PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH 
      INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
 
      Rule 8.3 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
(a) Identity of the person   MI Chelverton UK Equity Growth Fund 
whose positions/dealings are 
being disclosed: 
(b) Owner or controller of 
interests and short 
positions disclosed, if 
different from 1(a): 
                             Chelverton Asset Management Limited 
 
The naming of nominee or 
vehicle companies is 
insufficient 
(c) Name of offeror/offeree  Castleton Technology Plc 
in relation to whose 
relevant securities this 
form relates: 
 
Use a separate form for each 
offeror/offeree 
(d) If an exempt fund        n/a 
manager connected with an 
offeror/offeree, state this 
and specify identity of 
offeror/offeree: 
(e) Date position            15 April 2020 
held/dealing undertaken: 
(f) Has the discloser        NO 
previously disclosed, or are 
they today disclosing, under 
the Code in respect of any 
other party to this offer?   If YES, specify which: 
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
(a) Interests and short positions in the relevant securities of the offeror 
or offeree to which the disclosure relates following the dealing (if any) 
 
Class of                Ordinary 2p shares GB00BYV2WV72 
relevant 
security: 
 
                     Interests             Short positions 
 
                 Number        %         Number          % 
(1) Relevant    2,500,000     3.06 
securities 
owned and/or 
controlled: 
(2) 
Derivatives 
(other than 
options): 
(3) Options 
and agreements 
to 
purchase/sell: 
                2,500,000     3.06 
 
TOTAL: 
 
            All interests and all short positions should be disclosed. 
 
        Details of any open derivative or option positions, or agreements to 
purchase or sell relevant securities, should be given on a Supplemental Form 
            8 (Open Positions). 
 
(b) Rights to subscribe for new securities (including directors' and other 
executive options) 
 
Class of relevant security in relation to which subscription n/a 
right exists: 
Details, including nature of the rights concerned and 
relevant percentages: 
 
  If there are positions or rights to subscribe to disclose in more than one 
  class of relevant securities of the offeror or offeree named in 1(c), copy 
    table 2(a) or (b) (as appropriate) for each additional class of relevant 
            security. 
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
(a) Purchases and sales 
 
Class of relevant Purchase/sale     Number of       Price per 
    security                       securities         unit 
 
n/a 
 
(b) Derivatives transactions (other than options) 
 
 Class of      Product      Nature of    Number of    Price per 
 relevant    description     dealing     reference      unit 
 security                                securities 
 
              e.g. CFD        e.g. 
                          opening/closi 
                              ng a 
                           long/short 
                            position, 
                          increasing/re 
                            ducing a 
                           long/short 
                            position 
        n/a 
 
(c) Options transactions in respect of existing securities 
 
(i) Writing, selling, purchasing or varying 
 
Class  Product Writing, Number Exercise Type    Expiry   Option 
  of   descrip purchasi   of    price            date     money 
releva  tion     ng,    securi per unit                   paid/ 
  nt    e.g.   selling,  ties                            receive 
securi  call   varying    to            e.g.              d per 
  ty   option    etc.   which           Ameri             unit 
                        option          can, 
                        relate          Europ 
                          s              ean 
                                        etc. 
   n/a 
 
(ii) Exercising 
 
   Class of        Product        Number of     Exercise price 
   relevant      description     securities        per unit 
   security 
 
                  e.g. call 
                   option 
           n/a 
 
(d) Other dealings (including subscribing for new securities) 
 
Class of relevant  Nature of dealing  Details  Price per unit 
     security                                  (if applicable) 
 
                   e.g. subscription, 
                       conversion 
n/a 
 
     The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant securities 
   of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) 
   (as appropriate) for each additional class of relevant security dealt in. 
 
4. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement 
or understanding, formal or informal, relating to relevant 
securities which may be an inducement to deal or refrain from 
dealing entered into by the person making the disclosure and any 
party to the offer or any person acting in concert with a party 
to the offer: 
 
If there are no such agreements, arrangements or understandings, 
state "none" 
None 
 
(b) Agreements, arrangements or understandings relating to options or 
derivatives 
 
Details of any agreement, arrangement or understanding, formal 
or informal, between the person making the disclosure and any 
other person relating to: 
 
(i) the voting rights of any relevant securities under any 
option; or 
 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
 
If there are no such agreements, arrangements or understandings, 
state "none" 
None 
 
(c) Attachments 
 
Is a Supplemental Form 8 (Open Positions) attached? NO 
 
                    20 January 2020 
 
Date of disclosure: 
                    Suzanna Waterhouse, Maitland Administration 
                    Services Limited 
 
Contact name: 
                    +44 (0) 1245 398984 
 
Telephone number: 
 
    Public disclosures under Rule 8 of the Code must be made to a Regulatory 
            Information Service. 
 
       The Panel's Market Surveillance Unit is available for consultation in 
      relation to the Code's disclosure requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk 
            [1]. 
 
Category Code: RET - Castleton Technology Plc 
TIDM:          MISL 
Sequence No.:  59121 
EQS News ID:   1025079 
 
End of Announcement EQS News Service 
 
 
1: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=redirect&url=d610e80acff92c902df9f1f3bdbd4b53&application_id=1025079&site_id=vwd&application_name=news
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April 20, 2020 08:41 ET (12:41 GMT)
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