Holding(s) in Company - Replacement
21 Juillet 2009 - 5:19PM
UK Regulatory
TIDMDASL
RNS Number : 0435W
Dexion Alpha Strategies Limited
21 July 2009
TR-1 - Replacement
This TR-1replaces RNS 9744V issued on 20 July 2009 at 16.30 hours where the
overall holding was incorrectly stated as being zero shares (please refer to
corrected sections 6 and 8 below).
Also attached in descending date order are five further forms TR-1 in respect of
BNP Paribas Arbitrage SNC holdings in Dexion Alpha Strategies Limited. Pursuant
to a clerical error such forms had not previously been released by RNS.
+----------------------------------------------------------------------------------------+
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
+----------------------------------------------------------------------------------------+
+-------------------------------------------+-----------------------------------+
| 1. Identity of the issuer or the | Dexion Alpha Strategies Limited |
| underlying issuer of existing shares to | |
| which voting rights are attached: | |
+-------------------------------------------+-----------------------------------+
+-------------------+---------------------------------------------------+--------+
| 2 Reason for the notification (please tick the appropriate box or boxes): |
+--------------------------------------------------------------------------------+
| An acquisition or disposal of voting rights | X |
+-----------------------------------------------------------------------+--------+
| An acquisition or disposal of qualifying financial instruments which | |
| may result in the acquisition of shares already issued to which | |
| voting rights are attached | |
+-----------------------------------------------------------------------+--------+
| An acquisition or disposal of instruments with similar economic | |
| effect to qualifying financial instruments | |
+-----------------------------------------------------------------------+--------+
| An event changing the breakdown of voting rights | |
+-----------------------------------------------------------------------+--------+
| Other (please | | |
| specify): | | |
+-------------------+---------------------------------------------------+--------+
+-------------------------------------------+-----------------------------------+
| 3. Full name of person(s) subject to | BNP Paribas Arbitrage SNC |
| the notification obligation: | |
| | |
+-------------------------------------------+-----------------------------------+
| 4. Full name of shareholder(s) (if | |
| different from 3.): | |
| | |
+-------------------------------------------+-----------------------------------+
| 5. Date of the transaction and date | 18 June 2009 |
| on which the threshold is crossed | |
| or reached: | |
| | |
+-------------------------------------------+-----------------------------------+
| 6. Date on which issuer notified: | 19 June 2009 with a revision to |
| | overall holding made on 21 July |
| | 2009 |
+-------------------------------------------+-----------------------------------+
| 7. Threshold(s) that is/are crossed | 10% |
| or reached: | |
| | |
+-------------------------------------------+-----------------------------------+
+---------------+--------------+-------------+--------------+-------------+----------+---------+----------+
| 8. Notified details: |
+---------------------------------------------------------------------------------------------------------+
| A: Voting rights attached to shares |
| |
+---------------------------------------------------------------------------------------------------------+
| Class/type | Situation previous | Resulting situation after the triggering |
| of | to the triggering | transaction |
| shares | transaction | |
| if possible | | |
| using | | |
| the ISIN | | |
| CODE | | |
+ +----------------------------+------------------------------------------------------------+
| | Number | Number | Number | Number of voting | % of voting |
| | of | of | of | rights | rights |
| | Shares | Voting | shares | | |
| | | Rights | | | |
+ + + +--------------+------------------------+--------------------+
| | | | Direct | Direct | Indirect | Direct | Indirect |
+---------------+--------------+-------------+--------------+-------------+----------+---------+----------+
| GB00B0ZQ8Q41 | 12,060,619 | 12,060,619 | 12,060,619 | 12,060,619 | | 13.89% | |
+---------------+ + + + + + + +
| GB00B0ZQ9943 | | | | | | | |
+---------------+--------------+-------------+--------------+-------------+----------+---------+----------+
+---------------------+------------+--------------------+---------------------+----------------+
| B: Qualifying Financial Instruments |
+----------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
| |
+----------------------------------------------------------------------------------------------+
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | date | Conversion | rights that may be | rights |
| | | Period | acquired if the | |
| | | | instrument is | |
| | | | exercised/ | |
| | | | converted. | |
| | | | | |
+---------------------+------------+--------------------+---------------------+----------------+
| | | | | |
+---------------------+------------+--------------------+---------------------+----------------+
+---------------+----------+------------+------------+----------------+---------------+---------+
| C: Financial Instruments with similar economic effect to Qualifying Financial |
| Instruments |
+-----------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
| |
+-----------------------------------------------------------------------------------------------+
| Type of | Exercise | Expiration | Exercise/ | Number of | % of voting |
| financial | | | Conversion | voting | rights |
| instrument | price | date | | rights | |
| | | | period | instrument | |
| | | | | refers to | |
+---------------+----------+------------+------------+----------------+-------------------------+
| | | | | | Nominal | Delta |
| | | | | | | |
+ + + + + +---------------+---------+
| | | | | | | |
+---------------+----------+------------+------------+----------------+---------------+---------+
+-------------------------------------------+-----------------------------------+
| Total (A+B+C) |
| |
+-------------------------------------------------------------------------------+
| Number of voting rights | Percentage of voting rights |
+-------------------------------------------+-----------------------------------+
| 12,060,619 | 13.89% |
+-------------------------------------------+-----------------------------------+
+----------------------------------------------------------------------------------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: |
+----------------------------------------------------------------------------------------+
| |
+----------------------------------------------------------------------------------------+
+-------------------------------------------+-----------------------------------+
| Proxy Voting: |
| |
+-------------------------------------------------------------------------------+
| 10. Name of the proxy holder: | |
| | |
+-------------------------------------------+-----------------------------------+
| 11. Number of voting rights proxy holder | |
| will cease to hold: | |
| | |
+-------------------------------------------+-----------------------------------+
| 12. Date on which proxy holder will cease | |
| to hold voting rights: | |
| | |
+-------------------------------------------+-----------------------------------+
+-------------------------------------------+------------------------------------+
| 13. Additional information: | |
| | |
+-------------------------------------------+------------------------------------+
| 14. Contact name: | Michael Williams |
| | Michael.williams@uk.bnpparibas.com |
+-------------------------------------------+------------------------------------+
| 15. Contact telephone number: | |
| | |
+-------------------------------------------+------------------------------------+
+--------------+--------------+------------+--------------+---------------+----------+------------+--------------+--------------+
| TR-1: Notifications of Major Interests in Shares |
+----------------------------------------------------------------------------------------------------------------+
| 1. Identity of the issuer or the underlying issuer | Dexion Alpha Strategies Limited |
| of existing shares to which voting rights are | |
| attahced: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 2. Reason for notification |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| An acquisition or disposal of voting rights | X |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------------------------------------------------+--------------+--------------+
| An acquisition or disposal of financial instruments which may result in the | |
| acquisition of shares already issued to which voting rights are attached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------------------------------------------------+--------------+--------------+
| An event changing the breakdown of voting rights | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------------------------------------------------+--------------+--------------+
| Other (please specify) | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------------------------------------------------+--------------+--------------+
| 3. Full name of person(s) subject to notification | BNP Paribas Arbitrage SNC |
| obligation: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 4. Full name of shareholder(s) (if different from | |
| 3): | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 5. Date of transaction (and date on which the | 18 June 2009 |
| threshold is crossed or reached if different): | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 6. Date on which issuer notified: | 19 June 2009 |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 7. Threshold(s) that is/are crossed or reached: | 5.00% |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 8. Notified Details |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| A. Voting rights attached to shares |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Class/type | Situation previous | Resulting situation after the triggering transaction |
| of shares | to the triggering | |
| If possible | transaction | |
| use ISIN | | |
+ + + +
| | | | |
+ + + +--------------+
| | | | |
+ +---------------------------+---------------------------------------------------------------------+--------------+
| | Number of | Number | Number of | Number of voting rights | Percentage of voting |
| | shares | of | shares | | rights |
| | | voting | | | |
| | | rights | | | |
+ + + + + + +
| | | | | | | |
+ + + + +--------------------------+---------------------------+--------------+
| | | | | Direct | Indirect | Direct | Indirect |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+------------+--------------+---------------+----------+------------+--------------+--------------+
| GB00B0ZQ8Q41 | | | 11,264,827 | 11,264,827 | | 13.0576% | |
| GB00B0ZQ9943 | | | | | | | |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+------------+--------------+---------------+----------+------------+--------------+--------------+
| Total (A+B) |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Number of voting rights | Percentage of voting rights |
+ + +
| | | |
+------------------------------------------+---------------------------------------------------------------------+--------------+
| 11,264,827 | 13.0576% |
+ + +
| | | |
+------------------------------------------+---------------------------------------------------------------------+--------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the financial |
| instruments are effectively held, if applicable: |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Proxy Voting |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| 10. Name of proxy holder: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 11. Number of voting rights proxy holder will | |
| cease to hold: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 12. Date on which proxy holder will cease to hold | |
| voting rights: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 13. Additional information: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 14. Contact name: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| 15. Contact telephone number: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| A. Identity of the persons or legal entity subject to the notification obligation |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Full name: | Dexion Alpha Strategies ltd |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| Contact address: | PO Box 676, 3rd Floor, |
| | 1 Le Truchot, St Peter Port |
| | Guernsey, GY1 3SZ |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| Phone number & e-mail: | investor.services@dexioncapital.com+44 1481 |
| | 743 940 |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| Other useful information | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| B. Identity of the notifier, if applicable |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Full name: | BNP Paribas |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| Contact address: | 10 Harewood Avenue, London, NW1 6AA |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| Phone number & e-mail: | 00 44 (0) 20 7595 4096 |
| | michael.williams@uk.bnpparibas.com |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| Other useful information | |
| (e.g. functional relationship with the person or | |
| legal entity subject to the notification | |
| obligation) | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------+------------------------------------------------------+--------------+
| C. Additional information |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+--------------+--------------+------------+--------------+---------------+----------+------------+--------------+--------------+
+--------------+--------------+------------+------------+--------------+----------+------------+-----------+--------------+
| TR-1: Notifications of Major Interests in Shares |
+----------------------------------------------------------------------------------------------------------+
| 1. Identity of the issuer or the underlying | Dexion Alpha Strategies Limited |
| issuer of existing shares to which voting rights | |
| are attahced: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 2. Reason for notification |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| An acquisition or disposal of voting rights | X |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------------------------------------------------+-----------+--------------+
| An acquisition or disposal of financial instruments which may result in the | |
| acquisition of shares already issued to which voting rights are attached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------------------------------------------------+-----------+--------------+
| An event changing the breakdown of voting rights | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------------------------------------------------+-----------+--------------+
| Other (please specify) | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------------------------------------------------+-----------+--------------+
| 3. Full name of person(s) subject to | BNP Paribas Arbitrage SNC |
| notification obligation: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 4. Full name of shareholder(s) (if different | |
| from 3): | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 5. Date of transaction (and date on which the | 05 June 2009 |
| threshold is crossed or reached if different): | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 6. Date on which issuer notified: | 10 June 2009 |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 7. Threshold(s) that is/are crossed or reached: | 5.00% |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 8. Notified Details |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| A. Voting rights attached to shares |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| Class/type | Situation previous to | Resulting situation after the triggering transaction |
| of shares | the triggering | |
| If possible | transaction | |
| use ISIN | | |
+ + + +
| | | | |
+ + + +--------------+
| | | | |
+ +---------------------------+---------------------------------------------------------------+--------------+
| | Number of | Number | Number of | Number of voting | Percentage of voting |
| | shares | of | shares | rights | rights |
| | | voting | | | |
| | | rights | | | |
+ + + + + + +
| | | | | | | |
+ + + + +-------------------------+------------------------+--------------+
| | | | | Direct | Indirect | Direct | Indirect |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+------------+------------+--------------+----------+------------+-----------+--------------+
| GB00B0ZQ8Q41 | | | 10,498,842 | 10,498,842 | | 12.1690% | |
| GB00B0ZQ9943 | | | | | | | |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+------------+------------+--------------+----------+------------+-----------+--------------+
| Total (A+B) |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| Number of voting rights | Percentage of voting rights |
+ + +
| | | |
+------------------------------------------+---------------------------------------------------------------+--------------+
| 10,498,842 | 12.1690% |
+ + +
| | | |
+------------------------------------------+---------------------------------------------------------------+--------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the financial |
| instruments are effectively held, if applicable: |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| Proxy Voting |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| 10. Name of proxy holder: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 11. Number of voting rights proxy holder will | |
| cease to hold: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 12. Date on which proxy holder will cease to | |
| hold voting rights: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 13. Additional information: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 14. Contact name: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| 15. Contact telephone number: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| A. Identity of the persons or legal entity subject to the notification obligation |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| Full name: | Dexion Alpha Strategies ltd |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| Contact address: | PO Box 676, 3rd Floor, |
| | 1 Le Truchot, St Peter Port |
| | Guernsey, GY1 3SZ |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| Phone number & e-mail: | investor.services@dexioncapital.com+44 1481 |
| | 743 940 |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| Other useful information | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| B. Identity of the notifier, if applicable |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| Full name: | BNP Paribas |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| Contact address: | 10 Harewood Avenue, London, NW1 6AA |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| Phone number & e-mail: | 00 44 (0) 20 7595 4096 |
| | michael.williams@uk.bnpparibas.com |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| Other useful information | |
| (e.g. functional relationship with the person or | |
| legal entity subject to the notification | |
| obligation) | |
+ + +
| | | |
+ + +--------------+
| | | |
+-------------------------------------------------------+--------------------------------------------------+--------------+
| C. Additional information |
+ +
| | |
+----------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+--------------+--------------+------------+------------+--------------+----------+------------+-----------+--------------+
+--------------+--------------+---------+------------+---------------+----------+----------+------------+--------------+
| TR-1: Notifications of Major Interests in Shares |
+-------------------------------------------------------------------------------------------------------+
| 1. Identity of the issuer or the underlying | Dexion Alpha Strategies Limited |
| issuer of existing shares to which voting | |
| rights are attahced: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 2. Reason for notification |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| An acquisition or disposal of voting rights | X |
+ + +
| | | |
+ + +--------------+
| | | |
+------------------------------------------------------------------------------------------+------------+--------------+
| An acquisition or disposal of financial instruments which may result in the | |
| acquisition of shares already issued to which voting rights are attached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+------------------------------------------------------------------------------------------+------------+--------------+
| An event changing the breakdown of voting rights | |
+ + +
| | | |
+ + +--------------+
| | | |
+------------------------------------------------------------------------------------------+------------+--------------+
| Other (please specify) | |
+ + +
| | | |
+ + +--------------+
| | | |
+------------------------------------------------------------------------------------------+------------+--------------+
| 3. Full name of person(s) subject to | BNP Paribas Arbitrage SNC |
| notification obligation: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 4. Full name of shareholder(s) (if different | |
| from 3): | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 5. Date of transaction (and date on which the | 08 May 2009 |
| threshold is crossed or reached if | |
| different): | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 6. Date on which issuer notified: | 18 May 2009 |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 7. Threshold(s) that is/are crossed or | 5.00% |
| reached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 8. Notified Details |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| A. Voting rights attached to shares |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| Class/type | Situation | Resulting situation after the triggering transaction |
| of shares | previous to the | |
| If possible | triggering | |
| use ISIN | transaction | |
+ + + +
| | | | |
+ + + +--------------+
| | | | |
+ +------------------------+---------------------------------------------------------------+--------------+
| | Number of | Number | Number | Number of voting rights | Percentage of |
| | shares | of | of | | voting rights |
| | | voting | shares | | |
| | | rights | | | |
+ + + + + + +
| | | | | | | |
+ + + + +--------------------------+-----------------------+--------------+
| | | | | Direct | Indirect | Direct | Indirect |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+---------+------------+---------------+----------+----------+------------+--------------+
| GB00B0ZQ8Q41 | | | 9,771,521 | 9,771,521 | |11.3267% | |
| GB00B0ZQ9943 | | | | | | | |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+---------+------------+---------------+----------+----------+------------+--------------+
| Total (A+B) |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| Number of voting rights | Percentage of voting rights |
+ + +
| | | |
+---------------------------------------+---------------------------------------------------------------+--------------+
| 9,771,521 | 11.3267% |
+ + +
| | | |
+---------------------------------------+---------------------------------------------------------------+--------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the financial |
| instruments are effectively held, if applicable: |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| Proxy Voting |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| 10. Name of proxy holder: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 11. Number of voting rights proxy holder will | |
| cease to hold: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 12. Date on which proxy holder will cease to | |
| hold voting rights: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 13. Additional information: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 14. Contact name: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| 15. Contact telephone number: | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| A. Identity of the persons or legal entity subject to the notification obligation |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| Full name: | Dexion Alpha Strategies ltd |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| Contact address: | PO Box 676, 3rd Floor, |
| | 1 Le Truchot, St Peter Port |
| | Guernsey, GY1 3SZ |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| Phone number & e-mail: | investor.services@dexioncapital.com+44 1481 |
| | 743 940 |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| Other useful information | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| B. Identity of the notifier, if applicable |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| Full name: | BNP Paribas |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| Contact address: | 10 Harewood Avenue, London, NW1 6AA |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| Phone number & e-mail: | 00 44 (0) 20 7595 4096 |
| | michael.williams@uk.bnpparibas.com |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| Other useful information | |
| (e.g. functional relationship with the person | |
| or legal entity subject to the notification | |
| obligation) | |
+ + +
| | | |
+ + +--------------+
| | | |
+----------------------------------------------------+--------------------------------------------------+--------------+
| C. Additional information |
+ +
| | |
+-------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+--------------+--------------+---------+------------+---------------+----------+----------+------------+--------------+
+--------------+--------------+-----------+-----------+--------------+----------+------------+----+--------------+--------------+
| TR-1: Notifications of Major Interests in Shares |
+----------------------------------------------------------------------------------------------------------------+
| 1. Identity of the issuer or the | Dexion Alpha Strategies Limited |
| underlying issuer of existing shares to | |
| which voting rights are attahced: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 2. Reason for notification |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| An acquisition or disposal of voting rights | X |
+ + +
| | | |
+ + +--------------+
| | | |
+--------------------------------------------------------------------------------------------+-------------------+--------------+
| An acquisition or disposal of financial instruments which may result | |
| in the acquisition of shares already issued to which voting rights are | |
| attached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+--------------------------------------------------------------------------------------------+-------------------+--------------+
| An event changing the breakdown of voting rights | |
+ + +
| | | |
+ + +--------------+
| | | |
+--------------------------------------------------------------------------------------------+-------------------+--------------+
| Other (please specify) | |
+ + +
| | | |
+ + +--------------+
| | | |
+--------------------------------------------------------------------------------------------+-------------------+--------------+
| 3. Full name of person(s) subject to | BNP Paribas Arbitrage SNC |
| notification obligation: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 4. Full name of shareholder(s) (if | |
| different from 3): | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 5. Date of transaction (and date on | 08 May 2009 |
| which the threshold is crossed or | |
| reached if different): | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 6. Date on which issuer notified: | 13 May 2009 |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 7. Threshold(s) that is/are crossed or | 5.00% |
| reached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 8. Notified Details |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| A. Voting rights attached to shares |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Class/type | Situation | Resulting situation after the triggering |
| of shares | previous to the | transaction |
| If possible | triggering | |
| use ISIN | transaction | |
+ + + +
| | | | |
+ + + +--------------+
| | | | |
+ +--------------------------+----------------------------------------------------------------------+--------------+
| | Number of | Number | Number | Number of voting | Percentage of |
| | shares | of | of | rights | voting rights |
| | | voting | shares | | |
| | | rights | | | |
+ + + + + + +
| | | | | | | |
+ + + + +-------------------------+--------------------------------+--------------+
| | | | | Direct | Indirect | Direct | Indirect |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+-----------+-----------+--------------+----------+-----------------+--------------+--------------+
| GB00B0ZQ8Q41 | 2,718,576 | 2,718,576 | 3,541,006 | 3,541,006 | | 5.0223% | |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+-----------+-----------+--------------+----------+-----------------+--------------+--------------+
| Total (A+B) |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Number of voting rights | Percentage of voting rights |
+ + +
| | | |
+-----------------------------------------+----------------------------------------------------------------------+--------------+
| 3,541,006 | 5.0223% |
+ + +
| | | |
+-----------------------------------------+----------------------------------------------------------------------+--------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Proxy Voting |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| 10. Name of proxy holder: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 11. Number of voting rights proxy holder | |
| will cease to hold: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 12. Date on which proxy holder will | |
| cease to hold voting rights: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 13. Additional information: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 14. Contact name: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| 15. Contact telephone number: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| A. Identity of the persons or legal entity subject to the notification obligation |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Full name: | Dexion Alpha Strategies ltd |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| Contact address: | PO Box 676, 3rd Floor, |
| | 1 Le Truchot, St Peter Port |
| | Guernsey, GY1 3SZ |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| Phone number & e-mail: | investor.services@dexioncapital.com+44 |
| | 1481 743 940 |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| Other useful information | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| B. Identity of the notifier, if applicable |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| Full name: | BNP Paribas |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| Contact address: | 10 Harewood Avenue, London, NW1 6AA |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| Phone number & e-mail: | 00 44 (0) 20 7595 4096 |
| | michael.williams@uk.bnpparibas.com |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| Other useful information | |
| (e.g. functional relationship with the | |
| person or legal entity subject to the | |
| notification obligation) | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+----------------------------------------------------------+--------------+
| C. Additional information |
+ +
| | |
+----------------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+--------------+--------------+-----------+-----------+--------------+----------+------------+----+--------------+--------------+
+--------------+--------------+-----------+-----------+--------------+----------+----------+--------+----------+--------------+
| TR-1: Notifications of Major Interests in Shares |
+--------------------------------------------------------------------------------------------------------------+
| 1. Identity of the issuer or the | Dexion Alpha Strategies Limited |
| underlying issuer of existing shares to | |
| which voting rights are attahced: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 2. Reason for notification |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| An acquisition or disposal of voting rights | X |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------------------------------------------------+----------+--------------+
| An acquisition or disposal of financial instruments which may result in the | |
| acquisition of shares already issued to which voting rights are attached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------------------------------------------------+----------+--------------+
| An event changing the breakdown of voting rights | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------------------------------------------------+----------+--------------+
| Other (please specify) | |
+ + +
| | | |
+ + +--------------+
| | | |
+---------------------------------------------------------------------------------------------------+----------+--------------+
| 3. Full name of person(s) subject to | BNP Paribas Arbitrage SNC |
| notification obligation: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 4. Full name of shareholder(s) (if | |
| different from 3): | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 5. Date of transaction (and date on which | 07 May 2009 |
| the threshold is crossed or reached if | |
| different): | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 6. Date on which issuer notified: | 11 May 2009 |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 7. Threshold(s) that is/are crossed or | 5.00% |
| reached: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 8. Notified Details |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| A. Voting rights attached to shares |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| Class/type | Situation previous | Resulting situation after the triggering |
| of shares | to the triggering | transaction |
| If possible | transaction | |
| use ISIN | | |
+ + + +
| | | | |
+ + + +--------------+
| | | | |
+ +--------------------------+--------------------------------------------------------------------+--------------+
| | Number of | Number | Number | Number of voting | Percentage of |
| | shares | of | of | rights | voting rights |
| | | voting | shares | | |
| | | rights | | | |
+ + + + + + +
| | | | | | | |
+ + + + +-------------------------+------------------------------+--------------+
| | | | | Direct | Indirect | Direct | Indirect |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+-----------+-----------+--------------+----------+----------+-------------------+--------------+
| GB00B0ZQ8Q41 | 5,139,285 | 5,139,285 | 2,718,576 | 2,718,576 | | 3.8558% | |
+ + + + + + + + +
| | | | | | | | | |
+--------------+--------------+-----------+-----------+--------------+----------+----------+-------------------+--------------+
| Total (A+B) |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| Number of voting rights | Percentage of voting rights |
+ + +
| | | |
+-----------------------------------------+--------------------------------------------------------------------+--------------+
| 2,718,576 | 3.8558% |
+ + +
| | | |
+-----------------------------------------+--------------------------------------------------------------------+--------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| Proxy Voting |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| 10. Name of proxy holder: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 11. Number of voting rights proxy holder | |
| will cease to hold: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 12. Date on which proxy holder will cease | |
| to hold voting rights: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 13. Additional information: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 14. Contact name: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| 15. Contact telephone number: | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| A. Identity of the persons or legal entity subject to the notification obligation |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| Full name: | Dexion Alpha Strategies |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| Contact address: | PO Box 676, 3rd Floor, |
| | 1 Le Truchot, St Peter Port |
| | Guernsey, GY1 3SZ |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| Phone number & e-mail: | investor.services@dexioncapital.com+44 |
| | 1481 743 940 |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| Other useful information | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| B. Identity of the notifier, if applicable |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| Full name: | BNP Paribas |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| Contact address: | 10 Harewood Avenue, London, NW1 6AA |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| Phone number & e-mail: | 00 44 (0) 20 7595 4821 |
| | neil.kober@uk.bnpparibas.com |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| Other useful information | |
| (e.g. functional relationship with the | |
| person or legal entity subject to the | |
| notification obligation) | |
+ + +
| | | |
+ + +--------------+
| | | |
+-----------------------------------------------------+--------------------------------------------------------+--------------+
| C. Additional information |
+ +
| | |
+--------------------------------------------------------------------------------------------------------------+--------------+
| |
+ +
| | |
+--------------+--------------+-----------+-----------+--------------+----------+----------+--------+----------+--------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLZFLFLKDBZBBX
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