Holding(s) in Company
07 Février 2024 - 4:38PM
UK Regulatory
Holding(s) in Company
Downing Strategic Micro-Cap Investment Trust
Plc
LEI: 213800QMYPUW4POFFX69
Notification of major holdings
7 February 2024
NOTIFICATION OF MAJOR HOLDINGS |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached
ii: |
DOWNING STRATEGIC MICRO-CAP INVESTMENT TRUST PLC
|
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if appropriate) |
Non-UK issuer |
|
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify): |
|
3. Details of person subject to the notification
obligation iv |
Name |
First Equity Limited
William Black / Rath Dhu Limited |
City and country of registered office (if applicable) |
Douglas, Isle of Man |
4. Full name of shareholder(s) (if different from
3.) |
Name |
Nortrust Nominees Limited |
City and country of registered office (if applicable) |
London, England |
5. Date on which the threshold was crossed or
reached: |
06/02/2024 |
6. Date on which issuer notified
(DD/MM/YYYY): |
07/02/2024 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer (8.A + 8.B) |
Resulting situation on the date on which threshold was crossed or
reached |
3.218298% |
|
3.218298% |
1,500,000 |
Position of previous notification (if
applicable) |
4.763081% |
|
4.763081% |
|
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reached |
A: Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible)
|
Number of voting rights |
% of voting rights |
Direct
(DTR5.1) |
Indirect
(DTR5.2.1) |
Direct
(DTR5.1) |
Indirect
(DTR5.2.1) |
GB00BF0SCX52 |
1,500,000 |
0 |
3.21898% |
0 |
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A |
1,500,000 |
3.218298% |
|
B 1: Financial Instruments according to DTR5.3.1R (1)
(a) |
Type of financial instrument |
Expiration
date |
Exercise/
Conversion Period |
Number of voting rights that may be acquired if the
instrument is
exercised/converted |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1 |
|
|
|
B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b) |
Type of financial instrument |
Expiration
date |
Exercise/
Conversion Period |
Physical or cash
Settlement |
Number of voting rights |
% of voting rights |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer |
|
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary) |
X |
Name |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
William Black
First Equity Limited as investment manager of Rath Dhu Limited |
3.218298% |
|
3.218298% |
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional information |
|
Place of completion |
London, UK |
Date of completion |
07/02/24 |
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